CJEO Formal Opinion No. 2013-003 — Disqualification Based on Judicial Campaign Contributions From a Lawyer in the Proceeding

CJEO Formal Opinion No. 2013-003Calcjeo11.12.2013

Gesamter Gesetzestext

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CALIFORNIA SUPREME COURT
COMMITTEE ON JUDICIAL ETHICS OPINIONS
350 McAllister Street, Room 1144A
San Francisco, CA 94102
(855) 854-5366
www.JudicialEthicsOpinions.ca.gov
CJEO Formal Opinion No. 2013-003
[Issued December 11, 2013]
DISQUALIFICATION BASED ON JUDICIAL CAMPAIGN CONTRIBUTIONS
FROM A “LAWYER IN THE PROCEEDING”
I. Questions Presented
The statute governing disqualification of California trial court judges provides for
mandatory disqualification if a judge has received a campaign contribution exceeding
$1,500 from a party or lawyer in a proceeding (Code Civ. Proc., § 170.1, subd.
(a)(9)(A)). 1 The Committee on Judicial Ethics Opinions (CJEO) has been asked to
provide an opinion on two questions:
1. If several lawyers in the same private law firm or public law office individually
contribute amounts of $1,500 or less, and if, when aggregated, the contributions
exceed $1,500, is the judge disqualified from proceedings involving any lawyer
from the firm or office?
1 All further statutory references are to the Code of Civil Procedure unless otherwise
indicated.
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2. If a law firm contributes an amount greater than $1,500, is the judge
disqualified from proceedings involving any lawyer from the firm?
II. Summary
It is the committee‟s opinion that disqualification is not mandated by section
170.1, subdivision (a)(9)(A) if a “lawyer in the proceeding” practices law with other
lawyers who, collectively, have made campaign contributions exceeding $1,500 or when
a “lawyer in the proceeding” practices in a private law firm which has made a campaign
contribution that exceeds $1,500. In either circumstance, however, the judge must
consider whether those aggregated or law firm contributions might nevertheless cause a
reasonable person to doubt the judge‟s impartiality for purposes of discretionary
disqualification, pursuant to section 170.1, subdivision (a)(6)(A) and (9)(B).
III. Authorities
A. Applicable Canon Provisions2
Canon 2B(1)
Canon 3E(1)
Canon 3E(2)(b)(i)
Canon 3E(4)
Canon 3E(5)
B. Other Authorities
Code of Civil Procedure, sections 170.1 and 170.5, subdivisions (b), (e) and (f).
Government Code, section 84211, subdivision (f).
Caperton v. A. T. Massey Coal Co., Inc. (2009) 556 U.S. 868.
Apple Inc. v. Superior Court (2013) 56 Cal.4th 128.
2 All further references to canons and to advisory committee commentary are to the
California Code of Judicial Ethics unless otherwise indicated. The full text of the canons
cited in this opinion appear in the attached appendix A.
3
People v. Freeman (2010) 47 Cal.4th 993.
Holmes v. Jones (2000) 83 Cal.App.4th 882.
Rothman, California Judicial Conduct Handbook (3d ed. 2007) sections 7.16-7.17,
pages 307-312 and appendix F, pages 1-2.
IV. Discussion
A. Introduction
Section 170.1 sets forth the grounds for judicial disqualification in the trial courts.
In 2010, the legislature added subdivision (a)(9) to the statute. This new provision
provides for mandatory disqualification if a judge has received a campaign contribution
in excess of $1,500 from a party or “lawyer in the proceeding.” (§ 170.1, subd.
(a)(9)(A).) Disqualification is mandated for six years following the election for which
the disqualifying contribution was received. (Ibid.)
Since the enactment of this amendment, questions have arisen regarding the
subdivision‟s application to aggregated campaign contributions from associated lawyers,
and to contributions made by law firms. These questions arise because, while the
subdivision on its face refers only to the contributions of a single “lawyer in the
proceeding,” that term is defined in other provisions of the disqualification statute to
include lawyers associated in the private practice of law. The committee has been asked
to address these questions and provide guidance.
Before responding to the question, however, we briefly review the historical
context of—and impetus behind—the legislative amendment, which sheds light on the
purpose of the statute.
B. Background
The legislative history of section 170., subdivision (a)(9) reflects two sources for
paragraph (9). They are: (1) the United States Supreme Court decision in Caperton v. A.
T. Massey Coal Co., Inc. (2009) 556 U.S. 868 [129 S. Ct. 2252] (Caperton), and (2) the
final report of the California Judicial Council‟s Commission for Impartial Courts.
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1. The Caperton Case
In Caperton, a recently elected state supreme court justice refused to disqualify
himself after receiving $3 million in campaign contributions from a party whose appeal
from an adverse judgment would be heard by the supreme court. (Caperton, supra, 556
U.S. at pp. 873-874.) The timing of the contributions were such that, if elected, the
justice would consider the party‟s appeal. Once elected, the justice denied repeated
recusal motions on the grounds that he lacked actual bias. (Id., at pp. 881-883.) The
United States Supreme Court found the justice‟s “probing search” into his subjective
motives to be insufficient and held that an objective standard was required under the
federal due process clause. (Id., at p. 865.) Applying this standard, the court concluded
that the amount and timing of the contributions required recusal:
“[T]here is a serious risk of actual bias—based on objective and reasonable
perceptions—when a person with a personal stake in a particular case had a
significant and disproportionate influence in placing the judge on the case by
raising funds or directing the judge‟s election campaign when the case was
pending or imminent.” (Caperton, supra, 556 U.S. at p. 884.)
Recognizing that “judicial integrity is a state interest of the highest order,” the
United States Supreme Court acknowledged that states may adopt more stringent
standards for disqualification than the objective standard imposed by the due process
clause. (Caperton, supra, 556 U.S. at p. 889.) The legislative history of section 170.1,
subdivision (a)(9) is replete with references to the Caperton case as a compelling reason
for the adoption of more stringent standards requiring disqualification based on campaign
contributions.3
3 (See Assem. Com. on Judiciary, analysis of Assem. Bill No. 2487 (2009-2010
Reg. Sess.) Apr. 27, 2010, pp. 4-5, 7, 12 [the stunning facts in Caperton are an egregious
example of corruption in judicial elections]; Assem. Com. on Judiciary, 3d reading
analysis of Assem. Bill No. 2487 (2009-2010 Reg. Sess.) May 4, 2010, p. 4 [Caperton
exposed growing concerns about potentially corrupting effects of campaign contributions
in judicial elections]; Sen. Judiciary Com., analysis of Assem. Bill No. 2487 (2009-2010
Reg. Sess.) May 4, 2010, pp. 2, 5-6 [Caperton is an example of increasingly expensive
and partisan judicial elections]; Sen. Rules Com., Floor Analysis of Assem. Bill No. 2487
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2. The CIC Final Report and Recommendations
The Commission for Impartial Courts (CIC) was formed by the Judicial Council in
2007 to study ways to ensure judicial impartiality and accountability, particularly in the
context of judicial elections. In 2009, the commission issued a final report containing,
among other things, specific recommendations for legislation. The recommendations
were based on an in-depth discussion of judicial campaign financing, including
consideration of Caperton (Judicial Council of Cal., Com. for Impartial Courts: Final
Report, Recommendations for Safeguarding Judicial Quality, Impartiality, and
Accountability in Calif. (Dec. 2009) pp. 28-59 [CIC Final Report]).
The CIC‟s recommendation proposed standards for disqualification based on both
the amount and timing of campaign contributions in judicial elections. Specifically, the
CIC recommended setting the threshold amount for mandatory disqualification of trial
court judges at $1,500 and recommended setting the time period for disqualifications at
two years. (CIC Final Report, supra, Recommendation 30, at pp. 34-35, endorsed by the
Judicial Council, Feb. 26, 2010.) The recommended $1,500 threshold was based on the
Legislature‟s adoption of this amount as defining a judge‟s financial interest in a party for
purposes of disqualification in sections 170.1, subdivision (a)(3) and 170.5, subdivision
(b). This sum was also based on a campaign disclosure database prepared by the Task
Force on Judicial Campaign Finance, which showed that a relatively small number of
individual contributions exceed $1,500. (CIC Final Report, supra, at p. 40, fn. 35.) The
CIC therefore concluded that $1,500 struck the best balance between the competing
values of maintaining public trust and confidence in impartial judicial decision making
(2009-2010 Reg. Sess.) Aug. 2, 2010, p. 4 [Caperton exemplifies the considerable time
often spent raising money in contested judicial elections]; Governor‟s Off. of Planning
and Research, Legis. Unit, enrolled bill rep. on Assem. Bill No. 2487, Aug. 16, 2012, p.
4) [Caperton is a recent development exposing potential corruption in judicial elections].)
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and allowing judicial candidates to engage in necessary fundraising.4 (CIC Final Report,
supra, at p. 43.)
Throughout the legislative process, the bill analyses consistently represented
section 170.1, subdivision (a)(9)(A) as being based on, implementing, and encompassing
the recommendation of the CIC.5
B. Statutory Language
The question before us is whether disqualification is mandated by section 170.1,
subdivision (a)(9) if a judge receives campaign contributions from associated lawyers
who individually contribute $1,500 or less but whose combined contributions exceed
$1,500. To answer that question “‟”our fundamental task is to „ascertain the intent of the
4 The CIC Final Report also discussed whether multiple contributions made by
individuals affiliated with the same entity should be subject to mandatory
disqualification. It concluded that “a judicial officer [should] disqualify himself or
herself if he or she knows or reasonably should know that multiple individual
contributions that would, in the aggregate, amount to the recommended threshold are all
affiliated with the same entity.” (CIC Final Report, supra, at p. 41.) Notably, however,
that comment is not based on the historical contributions data analyzed by the Task
Force, nor was this expression of intent included in the CIC‟s recommendation for
legislation setting explicit disqualification standards. Rather, the CIC recommended that:
“Each trial court judge should be subject to mandatory disqualification from hearing any
matter involving a party, counsel, party affiliate, or other interested party who has made a
monetary contribution [in excess] of [$1,500] to the judge‟s campaign, directly or
indirectly . . . .” (CIC Final Report, supra, at p. 34.) It is this recommendation that the
Legislature relied upon. (Assem. Com. on Judiciary, 3rd reading analysis of Assem. Bill
No. 2487, (2009-2010 Reg. Sess.) May 4, 2010, p. 5.)
5 (See Assem. Com. on Judiciary, analysis of Assem. Bill No. 2487 (2009-2010
Reg. Sess.) Apr. 27, 2010, p. 10 [bill seeks to implement CIC‟s recommendation of
mandatory disqualification]; Assem. Com. on Judiciary, 3d reading analysis of Assem.
Bill No. 2487 (2009-2010 Reg. Sess.) May 4, 2010, p. 5 [bill generally tracks CIC‟s
recommendation of mandatory disqualification]; Sen. Judiciary Com., analysis of Assem.
Bill No. 2487 (2009-2010 Reg. Sess.) June 29, 2010, p.6 [bill based on CIC Final
Report]; Governor‟s Off. of Planning and Research, Legis. Unit, enrolled bill rep. on
Assem. Bill No. 2487, Aug. 16, 2012, p. 3 [bill substantially encompasses CIC‟s
recommendation to require mandatory disqualification for the specified level of
contribution]. )
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lawmakers so as to effectuate the purpose of the statute.‟”‟” (Apple Inc. v. Superior
Court (2013) 56 Cal.4th 128, 135.) We must first examine the statutory text, giving the
language its usual and ordinary meaning while construing the words “‟in light of the
statute as a whole and the statute‟s purpose.‟” (Ibid.) Statutory sections relating to the
same subject must be harmonized, both internally and with each other, to the extent
possible. (Holmes v. Jones (2000) 83 Cal.App.4th 882, 888.)
As has been described, section 170.1 was recently amended by the Legislature to
add subdivision (a)(9). This new provision has four component parts related to campaign
contributions: (A) mandatory disqualification; (B) discretionary disqualification; (C)
disclosure; and (D) waiver. (§170.1, subd. (a)(9)(A)-(D).) Disqualification based on
campaign contribution amounts is addressed in subparagraphs (A) and (B).
Subparagraph (A) mandates disqualification if “the judge has received a
contribution in excess of . . . $1,500 from a party or lawyer in the proceeding and either
of the following applies: [¶] (i) The contribution was received in support of the judge‟s
last election, if the last election was within the last six years [or] [¶] (ii) The contribution
was received in anticipation of an upcoming election.” (§ 170.1, subd. (a)(9)(A).)
Subparagraph (B) provides: “[n]otwithstanding subparagraph (A), the judge shall
be disqualified based on a contribution of a lesser amount if subparagraph (A) of
paragraph (6) applies.” (§ 170.1, subd. (a)(9)(B).)6 In other words, subparagraph (B)
requires a judge to make his or her own decision about disqualification based on
contributions of $1,500 or less if, for any reason, the judge believes the lesser
contributions raise questions about impartiality.
Significantly, neither subparagraph (A) nor (B) addresses aggregation: neither
contains language providing that disqualification is required based on a combined sum of
6 Section 170.1, subdivision (a), subparagraph (6)(A) provides that a judge is
disqualified if, “[f]or any reason: [¶] (i) [t]he judge believes his or her recusal would
further the interests of justice[;] [¶] (ii) [t]he judge believes there is a substantial doubt
as to his or her capacity to be impartial[; or] [¶] (iii) [a] person aware of the facts might
reasonably entertain a doubt that the judge would be able to be impartial.” (§ 170.1,
subd. (a)(6)(A)(i)-(iii).)
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contributions from lawyers practicing in the same firm or office. On its face
subparagraph (A) applies only to a contribution exceeding $1,500 from “a…lawyer in the
proceeding.” (§ 170.1, subd. (a)(9)(A).) The usual and ordinary meaning of that term
refers to an individual lawyer appearing in the matter being heard. The subparagraph
does not provide a definition of the term “lawyer in the proceeding” nor does it otherwise
suggest the term was intended to include either lawyers with whom the appearing lawyer
practices or the law firm in which the appearing lawyer practices. We must examine,
however, whether the plain meaning of the subdivision‟s words should be construed
differently in light of the statute as a whole. We therefore examine the term in its entire
statutory context.
The term “lawyer in the proceeding” appears in seven subparagraphs of section
170.1, subdivision (a). We quote them here, in context (italics added):
(a) A judge shall be disqualified if any one or more of the following are true:
***
(2) (A) The judge served as a lawyer in the proceeding, or in any other
proceeding involving the same issues he or she served as a lawyer for a
party in the present proceeding or gave advice to a party in the present
proceeding upon a matter involved in the action or proceeding.
(B) A judge shall be deemed to have served as a lawyer in the
proceeding if within the past two years:
(i) A party to the proceeding, or an officer, director, or trustee of a
party, was a client of the judge when the judge was in the private
practice of law or a client of a lawyer with whom the judge was
associated in the private practice of law.
(ii) A lawyer in the proceeding was associated in the private practice
of law with the judge.
(C) A judge who served as a lawyer for, or officer of, a public agency that
is a party to the proceeding shall be deemed to have served as a lawyer in
the proceeding if he or she personally advised or in any way represented
the public agency concerning the factual or legal issues in the proceeding.
***
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[A judge shall be disqualified if]
(5) A lawyer or a spouse of a lawyer in the proceeding is the spouse, former
spouse, child, sibling, or parent of the judge or the judge‟s spouse or if such a
person is associated in the private practice of law with a lawyer in the proceeding.
***
[A judge shall be disqualified if]
(6) (A) For any reason [the judge‟s impartiality is reasonably subject to
doubt]
….
(B) Bias or prejudice toward a lawyer in the proceeding may be
grounds for disqualification.
***
[A judge shall be disqualified if]
(9) (A) The judge has received a contribution in excess of one thousand five
hundred dollars ($1500) from a party or lawyer in the proceeding, and either of the
following applies:
(i) The contribution was received in support of the judge's last
election, if the last election was within the last six years.
(ii) The contribution was received in anticipation of an upcoming
election. (§ 170.1, subd. (a).)
Read together, these provisions show a cohesive pattern and harmonize the terms
of the statute as a whole: The Legislature explicitly provided an expansive use of the
term “lawyer in the proceeding” in two provisions, where it intended to refer to more than
one lawyer, i.e., multiple lawyers associated in the private practice of law (§ 170.1, subd.
(a)(2)(B)(i) , (ii)), and multiple family members or lawyers associated in the private
practice of law with family members (§ 170.1, subd. (a)(5)). In another provision the
statute provides that a judge is deemed to have served as a “lawyer in the proceeding” if
he or she “personally advised or in any way represented the public agency concerning the
factual or legal issues in the proceeding.” (§ 170.1, subd. (a)(2)(C).) The judge is thus
also disqualified based upon the subject matter of his or her representation or advice
provided to a public agency which is a party to the proceeding. In this provision the term
“lawyer in the proceeding” is also in the singular form, and refers only to one individual
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(the judge). In the two other subparagraphs of the statute using that term, the Legislature
did not add any explanatory text or other language “deeming” the term “lawyer in the
proceeding” to have a different or more expansive meaning. (§ 170.1, subd. (a)(6)(B),
(9)(A).) From this we conclude the Legislature intended the plain meaning of the term
“lawyer in the proceeding” -- i.e., a single lawyer-- to apply unless additional text
expands or deems its meaning to be something broader than its plain meaning.
This interpretation is echoed in the California Code of Judicial Ethics canons
governing appellate disqualification (canon 3E). As has been noted, section 170.1
applies only to superior court judges. There are no statutory disqualification provisions
for appellate justices. Canon 3(E)(4) and canon 3E(5)(a)-(f), however, restate the
disqualification provisions of section 170.1 as ethical rules applicable to appellate
justices. These canon provisions use the terms “lawyer in the proceeding,” “lawyer in the
pending proceeding,” and “lawyer in a matter before the court” to refer to a single
individual (Cal. Code Jud. Ethics, canon 3 (E)(5)(a), (e), (j)). When the canon provisions
refer to multiple individuals, additional text is added, such as in the phrase “a lawyer in
the proceeding [who] was associated with the justice in the private practice of law” (id.,
canon 3E(5)(b); see also canon 3E(5)(e)). Thus, the canon provisions applicable to
appellate justices interpret the language of section 170.1 in a manner consistent with our
understanding of the legislature‟s intent.
Additionally, an interpretation that the provisions of section 170.1, subdivision
(a)(2)(B) also apply to subdivision (a)(9)—that a “lawyer in the proceeding” includes
lawyers associated in the private practice of law—could lead to absurd results in some
cases. For example, because lawyers employed by the government and legal aid lawyers
are excluded from the definition of “private practice of law” (Code Civ. Proc., § 170.5,
subd. (e)), the aggregation requirement would not apply to any lawyer working for a
district attorney‟s office. Consequently, aggregated contributions totaling $20,000 from
50 deputy district attorneys in a 90-lawyer office would not mandate disqualification
from any of the district attorneys‟ cases but three checks totaling $1,501 from a 75-
lawyer private firm would require disqualification from any case in which any of the
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firm‟s 75 lawyers is involved. This is not a rational distinction with respect to the
public‟s perception of a judge‟s bias, or lack thereof.
In sum, it is the committee‟s opinion that the plain meaning of “lawyer in the
proceeding” applies to section 170.1, subdivision (a)(9), and the Legislature did not
intend the $1,500 threshold for disqualification to apply to aggregated contributions from
multiple individuals from the same law firm, nor to all individuals practicing law in a
contributing law firm. A judge receiving such contributions however, is also required to
make a determination as to whether disqualification is called for under section 170.1,
subdivision (a)(6)(iii) and (9)(B). (See Rothman, Cal. Judicial Conduct Handbook (3d
ed. 1997) §§ 7.16-17, pp. 307-312, and append. F, pp. 1-2 .) Indeed, the objective
standard in section 170.1, subdivision (a)(6)(iii) is an explicit ground for disqualification
and is intended to ensure public confidence in the judiciary by requiring disqualification
if a person aware of the facts would reasonably entertain doubts concerning a judge‟s
impartiality (People v. Freeman (2010) 47 Cal.4th 993, 1000-1005, citing Caperton,
supra, 556 U.S. at pp. 879-889.) The facts a person would need to be aware of under the
objective standard are known both to the judge and the public. (Gov. Code § 84211(f);
Code Civ. Proc., § 170.1, subd. (a)(9)(C).) The committee therefore concludes that
mandatory disqualification for individual attorney contributions over the $1,500
threshold, together with discretionary disqualification for aggregated and law firm
contributions, sufficiently ensures the public trust in an impartial and honorable judiciary.
V. Conclusions
Section 170.1, subdivision (a)(9)(A) does not mandate disqualification for
aggregated contributions or law firm contributions in excess of $1,500. The
disqualification statute as a whole uses the term “lawyer in the proceeding” in a
consistent pattern that includes explicit text when deeming or using the term to include
multiple individuals. When no such text is used in the statute, as is the case in
subdivision (a)(9), the plain meaning of the term applies to the individual lawyer
appearing in the matter.
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Section 170.1 also provides that judges must evaluate all circumstances, including
aggregated and law firm contributions, to determine whether the appearance of
impartiality has been compromised, pursuant to subdivision (a))(6)(iii) and (9)(B). The
statutory purpose of ensuring that campaign contributions do not influence judicial
decision making or create the appearance of influencing judicial decision making is fully
served by the combined requirements for mandatory and discretionary disqualification.

This opinion is advisory only (Cal. Rules of Court, rules 9.80(a), (e); Cal. Com.
Jud. Ethics Opns., Internal Operating Rules & Proc. (CJEO) rules 1(a), (b)). It is based
on facts and issues, or topics of interest, presented to the California Supreme Court
Committee on Judicial Ethics Opinions in a request for an opinion (Cal. Rules of Court,
rule 9.80(i)(3); CJEO rules 2(f), 6(c)), or on subjects deemed appropriate by the
committee (Cal. Rules of Court, rule 9.80(i)(1); CJEO rule 6(a)).
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APPENDIX A
California Code of Judicial Ethics Canons Cited in
CJEO Formal Opinion No. 2013-03
Canon 2B(1): “A judge shall not allow family, social, political, or other relationships to influence
the judge’s judicial conduct or judgment, nor shall a judge convey or permit others to convey the
impression that any individual is in a special position to influence the judge.”
Canon 3E(1): “A judge shall disqualify himself or herself in any proceeding in which
disqualification is required by law.”
Canon 3E(2): In all trial court proceedings, a judge shall disclose on the record as follows:
. . . .
(b) Campaign contributions in trial court elections.
(i) Information required to be disclosed: In any matter before a judge who is or was a candidate
for judicial office in a trial court election, the judge shall disclose any contribution or loan of $100 or
more from a party, individual lawyer, or law office or firm in that matter as required by this canon, even
if the amount of the contribution or loan would not require disqualification. Such disclosure shall
consist of the name of the contributor or lender, the amount of each contribution or loan, the
cumulative amount of the contributor’s contributions or lender’s loans, and the date(s) of each
contribution or loan. The judge shall make reasonable efforts to obtain current information regarding
contributions or loans received by his or her campaign and shall disclose the required information on
the record.
Canon 3E: (4) An appellate justice shall disqualify himself or herself in any proceeding if for any
reason:
. . . .
(c) the circumstances are such that a reasonable person aware of the facts would doubt the
justice’s ability to be impartial.
Canon 3E(5): “Disqualification of an appellate justice is also required in the following instances:
(a) The appellate justice has appeared or otherwise served as a lawyer in the pending
proceeding, or has appeared or served as a lawyer in any other proceeding involving any of the same
parties if that other proceeding related to the same contested issues of fact and law as the present
proceeding, or has given advice to any party in the present proceeding upon any issue involved in the
proceeding.
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(b) Within the last two years, (i) a party to the proceeding, or an officer, director or trustee
thereof, either was a client of the justice when the justice was engaged in the private practice of law or
was a client of a lawyer with whom the justice was associated in the private practice of law; or (ii) a
lawyer in the proceeding was associated with the justice in the private practice of law.
(c) The appellate justice represented a public officer or entity and personally advised or in any
way represented such officer or entity concerning the factual or legal issues in the present proceeding in
which the public officer or entity now appears.
. . .
(e) The justice or his or her spouse or registered domestic partner, or a person within the third
degree of relationship to either of them, or the spouse or registered domestic partner thereof, is a party
or an officer, director, or trustee of a party to the proceeding, or a lawyer or spouse or registered
domestic partner of a lawyer in the proceeding is the spouse, registered domestic partner, former
spouse, former registered domestic partner, child, sibling, or parent of the justice or of the justice’s
spouse or registered domestic partner, or such a person is associated in the private practice of law with
a lawyer in the proceeding.
(f) The justice . . . (iii) has a personal bias or prejudice concerning a party or a party’s lawyer.
. . .
(j) The justice has received a campaign contribution of $5,000 or more from a party or lawyer in
a matter that is before the court, and either of the following applies:
(i) The contribution was received in support of the justice’s last election, if the last election was within
the last six years; or
(ii) The contribution was received in anticipation of an upcoming election.
Notwithstanding Canon 3E(5)(j), a justice shall be disqualified based on a contribution of a lesser amount
if required by Canon 3E(4). The disqualification required under Canon 3E(5)(j) may be waived if all
parties that did not make the contribution agree to waive the disqualification.”

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