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A114612A•P. v. Wyatt
A114612ACourt of Appeal First Appellate District / 2. Abteilung09.12.2010
1
Filed 12/9/10 P. v. Wyatt CA1/2
Following remand from the Supreme Court
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent,
v.
REGINALD WYATT,
Defendant and Appellant.
A114612
(Alameda County
Super. Ct. No. C147107)
I. INTRODUCTION
After a jury trial, Reginald Wyatt (appellant) was convicted of involuntary
manslaughter and assault on a child causing death. On appeal, he contends (1) the trial
court improperly limited his cross-examination of a police officer during a hearing on the
voluntariness of appellant‟s statements to officers; (2) the trial court failed to instruct sua
sponte on the requirement of jury unanimity as to both counts; (3) the trial court omitted
an essential element of the offense in its instruction on assault on a child causing death;
(4) the trial court failed to instruct sua sponte on assault as a necessarily included offense
of assault on a child causing death; (5) the trial court failed to instruct sua sponte on
involuntary manslaughter as a necessarily included offense of assault on a child causing
death; (6) the trial court failed to instruct the jury that criminal negligence could never
support an assault conviction and that injury alone is not sufficient to establish an assault;
(7) the evidence was insufficient to support the conviction for assault on a child causing
death; (8) the evidence was insufficient to establish the corpus delicti for either offense;
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(9) California‟s corpus delicti rule violates due process; (10) the jury instructions directed
guilty verdicts; (11) appellant was denied his right to effective assistance of counsel; and
(12) the sentence of 25 years to life constitutes cruel and/or unusual punishment.
We earlier found that the evidence was insufficient to support the conviction for
assault on a child causing death, and reversed that conviction. We also rejected
defendant‟s contentions that the trial court erred in limiting cross-examination of police
officers during a Miranda1 hearing, that the court failed to, sua sponte, instruct the jury
on the need for unanimity with regard to the both the charged offenses, that the evidence
was insufficient to establish the corpus delicti for either offense, that California‟s corpus
delicti rule violates due process, and that the jury instructions in this case directed guilty
verdicts. In People v. Wyatt (2010) 48 Cal.4th 776, 780, 786 (Wyatt), the California
Supreme Court reversed our judgment to the extent that we found insufficient evidence to
support defendant‟s conviction for assault on a child causing death and remanded the
matter to us.
We now address the remaining issues on appeal. Because we conclude that the
trial court erred when it failed to instruct, sua sponte, on assault as a necessarily included
offense of assault on a child causing death, we address only those issues germane to a
possible retrial, namely, that the trial court omitted an essential element of the offense in
its instruction on assault on a child causing death; that the trial court failed to instruct sua
sponte on involuntary manslaughter as a necessarily included offense of assault on a child
causing death; and that the trial court failed to instruct the jury that criminal negligence
could never support an assault conviction and that injury alone is not sufficient to
establish an assault. We also consider and reject defendant‟s contention that the sentence
of 25 years to life constitutes cruel and/or unusual punishment.
1 Miranda v. Arizona (1966) 384 U.S.. 436 (Miranda).
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II. FACTUAL AND PROCEDURAL BACKGROUND
Appellant was charged by information with murder (Pen. Code, § 187, subd. (a),
count 1),2 and assault on a child causing death (§ 273ab, count 2). The information
further alleged, as to both counts, that appellant had personally inflicted great bodily
injury on the victim, within the meaning of section 1203.075. The information also
alleged that appellant had suffered a prior felony conviction.
During trial, the court granted appellant‟s motion, under section 1118.1, for
judgment of acquittal as to first degree murder in count 1. With respect to count 1, the
jury found appellant guilty of the lesser included offense of involuntary manslaughter.
With respect to count 2, the jury found appellant guilty of the charged offense of assault
on a child causing death. On its own motion, the trial court struck the great bodily injury
and prior conviction allegations, pursuant to section 1385.
On July 6, 2006, the trial court sentenced appellant to 25 years to life on count 2
and to the middle term of three years on count 1, stayed pursuant to section 654.
On July 20, 2006, appellant filed a notice of appeal.
Prosecution Case
Charrikka Harris, mother of Reginald Wyatt Jr. (Reginald), met appellant in
March 2001. They began a physical relationship, although Harris already had a
boyfriend. Harris found out she was pregnant in July 2001, by which time appellant had
another girlfriend. At first appellant seemed all right with the pregnancy, but shortly
before Reginald was born, he said he did not think the baby was his and would not
assume responsibility until he found out that it was his baby. After Reginald was born,
appellant refused to sign his birth certificate because “it wasn‟t his baby.” He also
refused to take a paternity test or to provide any financial support.
Subsequently, appellant and Harris agreed to go on the Maury Povich Show,
which was doing a show about paternity. Appellant took a paternity test before being
flown to New York for the show; he and Harris were also given spending money. Povich
2 All further statutory references are to the Penal Code unless otherwise indicated.
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announced on the show that the paternity testing showed that appellant was Reginald‟s
father. After they returned to Oakland, appellant‟s attitude changed. For about two
weeks, he would come to Harris‟s house to feed and play with Reginald. Then, he and
Harris got into an argument about appellant‟s girlfriend and he stopped coming over.
Appellant still refused to contribute financially, and Harris went to court to try to
get appellant to help support Reginald and spend time with him. Appellant then sought a
restraining order against Harris. The court referred them to a mediator. The court
eventually ordered visitation for appellant for five hours every Saturday. Appellant was
inconsistent in his visits. Appellant was also ordered to pay $50 per week in child
support, which he did.
After Reginald‟s first birthday, Harris agreed to let appellant take Reginald for
overnight visits. After the first overnight visit, Harris smelled marijuana on Reginald‟s
sweater and also saw what appeared to be a burn on the back of his neck. She called the
police. A paramedic looked at the mark and said it was “ „an old scratch.‟ ” Another
time, she found a lump with a scab on it on Reginald‟s chest. She took him to the
hospital.
On Saturday, May 17, 2003, after agreeing that appellant could take Reginald for
the weekend, Harris met appellant and he took Reginald with the plan that Harris would
pick Reginald up the next day. Appellant had asked a few days earlier if he could take
custody of Reginald and whether Harris would let Reginald move in with appellant and
his girlfriend. Harris said she would think about it. Reginald was then 14 months old.
Tiffany Blake was appellant‟s girlfriend. They lived together in Oakland and had
been together since 2002. Their daughter, Valerie, was born in February 2003. On
Saturday, May 17, 2003, Reginald came to spend the night with appellant, Blake, and
Valerie in their apartment. It was about the third time he had spent the night with them.
Reginald slept on a pallet—a makeshift bed on the floor with a comforter, blankets, and a
pillow—at the side of the bed. On Sunday morning, May 18, Blake got up at around 7:00
a.m. to get ready to go to work. It was her first day back at her job after a maternity leave
and she had to be at work by 10:00 a.m.
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Blake left the apartment at about 9:00 a.m. to catch the bus to work. Before that,
she saw appellant playing with Reginald. He was lifting Reginald up in the air over his
head, spinning him around, and bouncing him down onto the bed. Reginald had a blank
look on his face and Blake said to appellant, “Maybe you shouldn‟t do that. Maybe he
doesn‟t like it. Maybe he‟s not having fun.” After that, she saw Reginald sitting and
watching television until she left for work.
At about 10:00 a.m., appellant called Harris and left a message that Reginald had
had an asthma attack and needed his asthma machine. He sounded nervous. When
appellant called back, Harris answered the phone. Appellant said Reginald could not
breathe; he also said an ambulance and the police were there. Harris hung up the phone
and rushed to Children‟s Hospital in Oakland, where she assumed Reginald would be
taken. Appellant also called Blake at work between 11:00 a.m. and 12:00 p.m. Appellant
told her that Reginald was not breathing and he was waiting for an ambulance. He called
her back 20 to 30 minutes later on her cell phone. He was crying and said Reginald had
died.3
At about 10:45 a.m., Douglas Curtis, who lived in appellant‟s apartment building,
heard a knock at his door and saw a person there holding a baby in his arms. Another
baby was sitting on the floor outside. The man said, “ „Would you please dial 911? My
baby is not breathing.‟ ” The man, who looked scared, said the baby had asthma and that
he had tried to call 911 but could not get through. So Curtis called 911 and, in about five
or ten minutes, an ambulance and paramedics arrived.
When paramedics arrived, Reginald was lying on the sidewalk and a firefighter
was administering C.P.R. Reginald was not breathing and there was no pulse. An
endotracheal tube was placed in his mouth and other efforts to revive him were made, but
the efforts were not successful. The paramedics then transported him to the hospital.
Oakland Police Officer Kaizer Albino obtained a statement from appellant while
paramedics were still treating Reginald on the sidewalk. Appellant “was quite emotional.
3 Blake testified that she still visited appellant at jail and still loved him.
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He was upset. His attention was focused on his son. He was not all there, so he wasn't
responding to my questions.” Therefore, Albino suggested they go up to appellant's
apartment, which they did. In the statement obtained from appellant, appellant said he
was playing with his two children that morning, after which he gave his son a cup of milk
and put him down on the floor. Appellant then lay on the bed with his daughter and fell
asleep. When he woke up, appellant noticed that Reginald was not breathing and had
green fluid coming from his nose.
At the hospital, when doctors could not revive him, Reginald was pronounced
dead. Other than a little scratch on his chin, the treating doctor saw no signs of injury or
trauma on Reginald‟s body. Sergeant James Rullamas initially believed it was a SIDS
death and asked appellant to fill out a form for the coroner‟s office. The form contained a
question about a history of fall or accident, and appellant said Reginald fell out of his
arms as he was trying to get out the door to get help. Appellant said there were no other
falls or accidents.
The next day, Monday, May 19, 2003, appellant, his brother Anthony, Harris‟s
sister, and a friend were at Harris‟s house when the coroner called and told Harris that the
autopsy results were in and that Reginald had broken ribs, a severed liver and spleen, and
had died from blunt trauma. He also said officers were en route to “pick up” appellant.
Harris hung up the phone and said to appellant, “[t]hey‟re going to arrest you.”
Appellant and his brother then drove to the Oakland Police Department.4
On that Monday morning, after he learned the results of the autopsy, Sergeant
Rullamas asked officers to prepare an arrest warrant and to arrest appellant for murder.
Before any arrest was made, Rullamas learned that appellant had come to the police
station with his brother, Oakland Police Officer Anthony Caldwell. Sergeants Rullamas
and Nolan interviewed appellant after reading him his Miranda rights. In accordance
with normal procedures, they interviewed appellant before taking a tape-recorded
4 After appellant was arrested, Harris visited him three days a week in jail for
some time. Her family stopped speaking to her because she was in contact with him. She
did not believe appellant killed Reginald “on purpose.”
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statement. Rullamas acknowledged that it was a difficult interview because appellant‟s
brother was an Oakland police officer whose work Rullamas respected. However, harsh
tactics were not necessary with appellant. It was “a very, very soft interview” since
appellant “responded to kindness,” which is “fairly unique.”
Two tape-recorded interviews were made and were played for the jury during trial.
In the first tape-recorded interview, which began at 6:14 p.m., appellant said that, after he
got up on Sunday morning, he was wrestling and playing with Reginald. He was lifting
him up and dropping him on the bed. Appellant described an accident that occurred
while Blake was still home. Appellant was doing a move called “comin‟ off the top
rope.” As he jumped on the bed, Reginald rolled unexpectedly and appellant‟s hip came
down on his stomach with most or all of appellant‟s body weight of 170 pounds.
Reginald grunted like the wind had been knocked out of him. Blake then said he was
playing too rough with Reginald and could hurt him, so he stopped. Reginald did not cry
during any of this. He was laughing and then, after appellant fell on him, he still had a
smile on his face.
After Blake left for work, appellant began playing with Reginald again. They
played for 20 or 30 more minutes. He might have hit Reginald harder at that point in
their play, since Blake was gone. He continued wrestling with Reginald, except he did
not “come off the top rope” since he had jumped on him earlier. Appellant body
slammed Reginald about four times, hit Reginald in the chest with his fist about 10 or 11
times, did the “atomic elbow” to his head, hit him in the upper chest with his forearm
about three times, and then hit him in the back. Appellant also held Reginald around his
neck while he had him up in the air, squeezed him between his legs, hit Reginald in the
back twice with his knee (the knee drop), and did the body slam and pretend head butts.
He boxed with Reginald and did the supplex many times, which involved flipping
Reginald over his body onto the bed; that move made Reginald laugh every time.
Appellant did not think he was hurting Reginald because he was playing with him.
When Rullamas had asked appellant at the hospital the previous day if there was
any history of fall or accident, appellant did not tell him about the wrestling or falling on
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Reginald because he was just playing with him and “didn‟t think that had anything to do
with anything.” He was not trying to hide anything; he just did not think that was the
cause.
Sergeant Nolan noted that Sergeant Rullamas had earlier talked about every man
wanting his son to be kind of tough, to be able to take it and be a man, to which appellant
responded, “[H]ere my son . . . he‟s not movin‟ around. I just wanted him to move
around . . . and be active . . . . [¶] All I was tryin‟ to . . . just kinda toughen him up.
Because this . . . it‟s hard out here. Y‟all know how many people get killed out here,
too . . . .”
When Nolan asked if he or Rullamas had made any threats or promises to
appellant, appellant responded in the negative. When Nolan asked, “We treated you
pretty nice?” appellant responded, “Extremely.”
The interview concluded at 7:16 p.m. Rullamas and Nolan left the interview room
and went over appellant‟s statement. Much of what appellant said did not make sense to
Rullamas and he thought “there had to be some kind of anger in there, some kind of
punishment, or something in there, in my mind, and I wanted to ask him about that.” At
8:00 p.m., they returned to the room to discuss this with appellant. Appellant said “he
was trying to toughen [Reginald] up a little bit, but that none of it was out of anger.”
Appellant also said that it was not an attempt to discipline his son, and that his form of
discipline was just to take toys away from him. Nor did it have anything to do with any
frustration he was feeling.
The officers then left the room again and called the district attorney‟s “call-out
team.” A representative from the district attorney‟s office came to the police station,
along with her inspector, after 9:00 p.m. After Rullamas briefed them on the case and
they listened to the tape recorded statement, the team wanted the officers to attempt to
obtain additional information in three areas: (1) why was the child with appellant outside
of the hours prescribed by the court order; (2) how many times in the past had Reginald
been at appellant‟s apartment; and (3) what was Tiffany Blake‟s role in raising the child.
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Therefore, the officers returned to the interview room and asked appellant
additional questions. Regarding the court order for visitation, appellant said he and
Harris had made plans for Reginald to start spending more time with him and he wanted
Reginald to get used to living with him. He also said that Reginald had spent the night at
his apartment six or seven times and that Blake helped with Reginald‟s care.
At 11:23 p.m., Rullamas and Nolan began a second taped interview with appellant.
Appellant said he was not really thinking about anything when he was wrestling with
Reginald; his mind was going blank. It was “[l]ike I just had a one-track mind. I was
just stuck on toughening him up, playin‟ with Reggie, beatin‟ up Reggie,” by which he
meant “play fighting with him.” When appellant said his mind went blank, he meant that
“my mind musta went blank, though, for me to really . . . hit him hard enough . . . to hurt
him, and I not notice it. I wasn‟t payin‟ attention, and I wasn‟t thinkin‟ . . . . [¶] . . . But
then . . . came to a point where it got more serious than that, and I didn‟t notice and I
wasn‟t thinkin' . . . that I can hurt him. I wasn't thinkin'. [¶] . . . [¶] [It got more serious]
because he was hit too hard. He was hit too hard, and I wasn‟t . . . doin‟ nothin‟ to, you
know, not hit him no harder.” When asked how hard he was hitting Reginald, appellant
said, “I was hittin‟ him pretty hard.”
Appellant said he did not listen when Blake told him to stop being so rough
because he was “[h]ard-headed. Stubborn. Stuck in my ways. Didn't want a woman to
be tellin' me how to raise my son.” Appellant said he had wrestled with Reginald before,
but this was the first time he wrestled with him “like this,” “[t]o this point . . . where I
was outta control.” Appellant thought he lost control at the time he started slamming
Reginald on the bed. He said, “14 months old. Just a little baby. Shouldn‟ta been
playin‟ wit‟ „im like that.” When asked what made it turn from play wrestling to real
wrestling, appellant said, “Just wasn‟t thinkin‟ at all. Just wasn‟t thinkin‟.”
Appellant said after he landed on Reginald, Reginald lay down and appellant said,
“ „Nah, it ain‟t time to go to sleep. Come on.‟ And we just kep‟ on playin‟.” Appellant
also acknowledged that he felt pressures related to money, getting his barber‟s license,
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“[j]ust the every day hustle and bustle . . . just tryin‟ to make it. Tryin‟ to stay out the
way.” This interview ended at 11:39 p.m. and appellant was taken to jail.
Rullamas interviewed Tiffany Blake on May 21, 2003. The jury listened to
Blake‟s tape-recorded interview during trial. During the interview, Blake said appellant
started playing with Reginald on the Sunday morning. He would lift Reginald up in the
air, swing him around, and put him on the bed. Reginald was crying and so Blake told
appellant not to play with him like that, that she thought he was playing too rough. She
thought maybe it scared Reginald to be up in the air.
Blake said appellant had never done anything that caused her concern regarding
his ability to care for his son or their daughter. He had never done anything reckless or
dangerous and was a good father. They were trying to get custody of Reginald and were
working on getting themselves together so they could have both children and support
them financially. They were having Reginald stay over on the weekends so he could get
used to living with them.
Dr. David Levin, a pathologist, performed an autopsy on Reginald‟s body on May
19, 2003. Reginald, who was 31 inches tall and weighed 26 pounds, died of shock and
hemorrhage due to blunt force trauma to the chest and abdomen. During an external
examination of the body, Dr. Levin found an abrasion on the chin and two abrasions on
the neck. There was a laceration of the frenulum of the upper lip and a contusion on the
chest.
Internally, Dr. Levin found an internal contusion to the forehead, hemorrhage on
the surface of the heart, on the tissue behind the heart, and at the hilus of the left lung.
There were multiple lacerations to the liver, which caused internal bleeding of 200
milliliters of blood into the abdominal cavity. There was also hemorrhage behind the
abdominal cavity and hemorrhage in the mesentery of the small and large intestines.
There were acute fractures of the fifth and sixth ribs on both the right and left side of the
back of the body. There was also mild cerebral swelling.
Reginald‟s injuries were consistent with blunt force trauma to his back, abdomen,
chest, and head. Some of the injuries could have been caused by a person who weighed
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170 pounds jumping up and landing with his hip onto the midsection of the child. They
also could have been caused by multiple instances of blunt force trauma. There would
not necessarily be bruising, especially in softer areas like the abdomen. The laceration to
the frenulum could have been caused by blunt force to the face or something being
jammed into the mouth. The cerebral swelling could have been caused by blunt force
trauma to the head, by changes occurring during the dying process, or by administration
of a large amount of fluids by medical personnel in an attempt to regain blood pressure.
The contusion on the chest could have been caused by someone attempting to administer
CPR, but CPR would not have caused the fractured ribs in the back of the body.
A child who suffered these injuries would not die instantaneously and Dr. Levin
would expect that the child would cry. Death could occur in less than an hour up to many
hours.
Dr. James Crawford, medical director of the Center for Child Protection at
Children‟s Hospital in Oakland, testified as an expert in pediatrics, in the medical
evaluation of child abuse. Dr. Crawford reviewed Reginald‟s autopsy protocol.
Reginald‟s injuries were “at the end of the bell curve,” that is, at a level of injury that is
uncommon in a one-year old. The types of injuries he suffered, including the multiple
lacerations to the liver and the multiple sites of internal bleeding, “are seen only in the
most serious events,” such as children who are in car crashes or hit by motor vehicles.
The likelihood that Reginald‟s ribs were broken during CPR was “extraordinarily
small.” The fractures could conceivably have been caused by blunt force trauma to the
child‟s back, but would have to have been “something that would have been quite violent,
quite out of the ordinary,” given how uncommon rib fractures are in children. Unless he
was unconscious or had a profound neurological condition, a child would be expected to
react to the types of injuries shown to have occurred here by crying and clearly
demonstrating that he was in distress.
As to his opinion regarding how many times Reginald must have been hit in order
to receive these injuries, Dr. Crawford believed there had to have been “at least multiple,
and potentially many impacts.” It is remotely possible that one extremely violent lateral
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compression could have caused all of the significant injuries. However, it is more likely
that the injuries were caused by more than one blow. Dr. Crawford explained, “[T]he
fewer number of impacts that one is invoking, to explain it, the more violent those
impacts have to be. So a single event would—it was, you know, to crush the child‟s body
this way would have been an extraordinarily violent act, in order to cause all these
injuries at the same time, as opposed to multiple lessers, but still dangerously violent acts,
to different parts of the body.” The level of violence would be equivalent to getting hit
by a motor vehicle or being a passenger in a car crash.
Defense Case
Appellant, who was 31 years old at the time of trial, testified on his own behalf.
He lived in Winfield, Louisiana until he was 28 years old, at which time he moved to
California. He initially lived with his brother and his stepmother in Oakland. His jobs in
California included working at a bar, working at Kmart, and working at a mattress
warehouse. He had prior convictions in Louisiana for battery on a police officer,
possession of a weapon, and possession with intent to distribute cocaine.
When appellant met Charrikka Harris, he thought he was sterile because he had
“slept with a lot of girls” and none of them got pregnant. When Harris got pregnant, he
did not think the baby was his. Reginald was born on March 6, 2002. He went on the
Maury Povich Show to find out if Reginald was his baby. Once he learned Reginald was
his baby, he wanted to be with him. He saw Reginald almost daily for a couple of weeks,
but then stopped coming by Harris‟s home very much and seldom saw his son, partly
because he and Harris would always argue.
After appellant and Harris went to a mediator, he saw Reginald more often. When
he and his girlfriend, Tiffany Blake, moved to Walnut Street in Oakland, in February
2003, he saw Reginald even more regularly because he now had a more stable residence.
Reginald spent the weekend with appellant five or six times before Reginald‟s death.
Appellant never struck Reginald except for one time when he slapped Reginald on the
hand for playing with the steering wheel in the car. Appellant never had to discipline
Reginald because he was a good baby and easy to care for.
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On Saturday, May 17, 2003, Harris brought Reginald to appellant for a weekend
visit. On Sunday morning, while Blake was getting dressed for work, appellant started
playing with Reginald, swinging him up in the air and putting him on the bed. Blake told
him he was playing too rough with Reginald, who was whining. After Blake left the
apartment, appellant began playing with Reginald again, picking him up and tossing him
on the bed. Reginald laughed while appellant did this. Appellant also put Reginald on
the bed and jumped on it to make it shake, which he had done in the past.
Appellant never did any wrestling moves on his son. When he described to the
police the wrestling moves he did on Reginald, it was all pretend wrestling he was talking
about. He never struck Reginald hard, only pushed him while playing with him and
doing “make-believe wrestling moves,” such as off-the-top-rope, head butt, supplex, and
an atomic elbow to the head. At one point, an accident occurred. Appellant had jumped
in the air and was coming down on the bed to make it shake, when Reginald rolled
toward him and appellant fell on Reginald, hitting Reginald in the back with his hip. It
seemed like Reginald had the wind knocked out of him, like he could not get his breath.
Then he started breathing again and appellant thought he was all right. Reginald did not
cry. Other than falling on Reginald, appellant did not strike him with force or do
anything harmful to him.
Appellant stopped playing after he fell on Reginald. He got Reginald some milk
and sat him down on the floor on his pallet. Reginald took his milk, looked at the
television, and then lay down. Appellant lay down on the bed with his daughter, Valerie,
and drifted off to sleep. It was about 10:00 a.m. at that point.
When appellant woke up, he saw that Reginald was not on his pallet; he was on
the floor. He tried to wake Reginald up, but he was not responsive. He was breathing
faintly and appellant hit him on the back and opened his mouth in case something got
stuck in there, and then tried to do CPR on him. He also called his stepmother and
Harris, but neither one answered the phone. At first, he did not think to call 911 because
in his hometown there was no 911. Then he tried to call 911, but could not get through.
As he did CPR, some green matter came out of Reginald‟s nose and appellant panicked.
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He picked up Reginald in one hand and Valerie in the other and started to leave
the apartment, but stumbled over a diaper pail and dropped both children. Reginald‟s
head hit the floor. He picked up both children and went to a neighbor‟s door, where he
told the neighbor that his son was not breathing. The man said he would call 911, and the
person on the line talked to appellant as he tried to do CPR again until the ambulance
came.
While the paramedics were working on Reginald, a police officer asked appellant
questions. Appellant did not tell the officer that he had been playing with Reginald and
had fallen on top of him because appellant was focused on what was happening to his son
and he also did not make a connection between falling on Reginald and his condition.
While riding to the hospital, appellant learned that Reginald was dead.
Appellant spent the night at the home of his brother, Anthony Caldwell, where he
only got a little bit of sleep. The next afternoon, appellant's brother drove them to
Harris‟s house. Harris was there with her sister and one or two other people. The
coroner‟s office called while appellant was there. Harris answered the phone; a short
time later she said, “blunt trauma,” and dropped the phone. She was crying and in a state
of shock. As appellant tried to comfort her, Harris‟s sister came in and said someone had
hit Reginald in the chest hard. No one accused appellant of killing Reginald, and
appellant did not know what had caused Reginald‟s death. Appellant first learned during
trial that his act of falling on Reginald could have caused his son‟s substantial injuries.
Caldwell suggested going to the police station because the police wanted to talk to
appellant. They went to the police station and Caldwell spoke with Nolan and Rullamas
who said that they were just going to ask appellant a few questions and would be through
in a few hours. The officers told appellant, “ „We'll take care of you,‟ ” and also said
after he answered the questions, they would let him go back home to his family.
Caldwell told appellant to “cooperate with them in every way, that they [are] going to
take care of you, that these [are] some good guys.” Appellant did not think he needed a
lawyer because the officers just wanted to talk to him. He did not realize they had
already issued a warrant.
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Appellant was tired from lack of sleep and his mind was in a complete daze. He
told the officers that he had been playing with Reginald when he accidentally fell on his
son. He also explained that he was play-wrestling with Reginald. As he described the
various wrestling terms, he “just kind of took on the terms,” saying, “ „I body-slam him,‟
whatever.” He thought the officers understood he was talking about play-wrestling.
Then, when the officers said “it had to be [something] more [than just falling on
Reginald], I feel like, well, in my mind, I start second-guessing myself, even though I
knew what I was doing, I start second-guessing myself . . . so I start being like, well,
maybe I did hit him harder than what I really thought I was . . . .” His mind was “just
shredded” with grief and appellant felt shame and guilt about what had happened. Then,
given that the officers would not take him at his word, he thought maybe he was not
remembering it clearly and maybe he had hit his son hard and had not realized it. He
thought the officers had the facts, so he went along with what they said.
The officers did not start tape recording appellant‟s statement until they got him to
say that he had hit his son hard while wrestling with him. Also before taping him,
Sergeant Rullamas said something about every man wanting his son to be kind of tough,
but appellant had only said that Reginald was good and sat still a lot, and appellant
wanted him to be more active. Then, on tape, appellant said he wanted to toughen him
up, by which he only meant make him more active.
After the first tape-recorded interview, the officers left the room, then came back
and said “[t]his is not adding up. Something else had to happen.” They also said,
“[s]ometimes people lose control, and it's all right. You know, we're all human, and we
make mistakes. You know, the D.A.s are having a hard time understanding this.” The
officers introduced a new theme of appellant's losing control and being angry when
Reginald got hurt. Later that night, the officers took a second tape-recorded statement.
With both statements, it seemed like everything was scripted, with the officers and
appellant “[getting] the answers down” before making the recordings. Appellant
explained that when he said on the second tape that his mind went blank and he lost
control, he meant he had just been playing without thinking about anything and he put his
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son in jeopardy by playing with him. By the end of the second interview, appellant had
been convinced that he had blacked out, struck his son too hard, and killed him. In fact,
appellant did not recall blacking out or hitting Reginald too hard. He was just tired and
wanted to go home, and the officers would not accept his initial answers.
Anthony Caldwell testified that he is three years older than appellant. They have
the same mother, but different fathers. Caldwell became a police officer in Oakland in
1999 and was an officer at the time of appellant's arrest. He and appellant grew up in a
very segregated town in Louisiana where Black people knew to “stay in your place when
authorities approach you for anything.” Because appellant‟s mother worked at the school
board and his uncle and brother played football, their family got more favorable treatment
than other Black people. Caldwell had seen appellant interact with children and he was
always fun, loving and playful; the kids loved him. He never saw appellant get angry or
frustrated with young children.
Appellant was elated when he learned that Reginald was his son, and became more
focused on barber college and obtaining his license. Caldwell never saw appellant
express any frustration toward Reginald.
The day after Reginald died, Caldwell took appellant to Harris‟s house to make
funeral arrangements. While they were there, the coroner called with the autopsy results.
Harris started screaming, “ „He beat my baby. He beat my baby.‟ ” Caldwell called the
police station and talked to Nolan, who said he needed to talk to appellant. Appellant
told Caldwell to take him to the police station, which Caldwell did. Caldwell told
appellant that he had nothing to hide and to just be truthful with the officers. Rullamas
and Nolan said that they would take care of appellant and that he could call them when
they finished the interview, in maybe two or three hours. When they said they would
take care of appellant, Caldwell understood it to mean simply that they would treat him
fairly. He believed he would be able to pick appellant up after the questioning, not
because of anything the officers said, but because Reginald‟s death had so clearly been an
accident. Appellant had told him that he had been playing with Reginald when he
accidentally fell on him.
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Patricia Street, appellant‟s mother, testified that appellant had been evaluated
when he was in fourth grade and was classified as hyperactive. Appellant attended
college briefly, but dropped out. Appellant was excited when he learned Reginald was his
son.
Elayne Caldwell, appellant‟s stepmother,5 testified that appellant lived with her for
about two years starting in 2001 and sometimes took care of her granddaughter.
Appellant was always a considerate, kind, loving person. She saw appellant with
Reginald on numerous occasions and appellant had nothing but love for his son, and
wanted to have more time with him.
Lionell Johnson, appellant‟s uncle, testified that he helped raise appellant. He
never knew him to have a violent temper or to do any act of violence toward a child.
Appellant treated Johnson‟s children with love and they loved and respected him.
Dr. Paul Herrmann, a pathologist, testified as an expert in the field of pathology.
He had reviewed Reginald‟s autopsy records and believed Reginald's injuries could have
resulted from a single sharp blow to the back right side, such as from the weight of a 170-
pound man falling on him. The injuries were not consistent with the child being beaten
with fists because there was little bruising of the body. However, other forms of abuse,
such as the child‟s abdomen being smashed onto one‟s knee would probably not leave a
bruise because a knee is such a large, blunt object. If a heavy weight were dropped on
the child when the child was on the floor, a large blunt object would not cause bruising,
but would compress the body, with the force causing the ribs to break and the liver to be
lacerated. It was equally probable that Reginald‟s major injuries were caused by a single
blow as by multiple blows. Dr. Herrmann believed the injuries to Reginald‟s heart were
likely due to the administration of CPR. The cause of the tear to Reginald‟s frenulum
was as consistent with an endotracheal tube being placed in his mouth as with violent
force.
5 In fact, Ms. Caldwell was stepmother to appellant's half-brothers, but she
considered appellant her stepson too.
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On cross-examination, Dr. Herrmann said he believed the chances of Reginald
being injured by a person falling on him on a bed would be much less than if the child
were on the floor. It would be much less common for such extreme injuries to occur if
the child was on a bed when someone fell on him. However, “it‟s still a likelihood or a
possibility.” The injuries here would be excessive to what Dr. Herrmann would expect if
someone fell sideways onto the child on a bed, as compared to someone “falling free”
onto the child. He did not have an opinion as to whether Reginald was physically abused.
After receiving these severe injuries a child might be screaming from pain or
might go into shock immediately and be absolutely still. Either way, Dr. Herrmann
believed a caregiver would notice a difference in the child after such injuries were
sustained. Reginald‟s death was not immediate; he bled to death. If he went into shock,
it is possible that he lay down or appeared to be going to sleep.
Rebuttal
Rullamas testified on rebuttal that neither he nor anyone in his presence ever told
appellant that he would be finished in a few hours; that he could go home afterwards
because he needed to be with his family; or that, after he finished answering questions, he
could go home. In fact, a warrant for appellant‟s arrest had already been issued and he
was going to be arrested regardless of whether he talked to the officers. Rullamas never
brought up the idea that appellant was trying to toughen up his son. Rather, appellant
mentioned that his child was acting like a baby and appellant wanted to toughen him up
because of the environment in Oakland. He never told appellant that he must have lost
his temper or that the district attorney was having a hard time understanding how it was
he lost control and that appellant should “ „just say this so the D.A. can understand it
better.‟ ”
III. DISCUSSION
A. Prior Appellate Proceedings
In our original opinion in this matter, People v. Wyatt (Jan. 31, 2008, A114612)
[nonpub. opn.], we reversed Wyatt‟s conviction on the ground that there was insufficient
evidence to support the conviction for assault on a child causing death. In Wyatt, supra,
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49 Cal.4th at page 778 our Supreme Court reversed concluding that we “misapplied the
mens rea standard for assault.”
The Wyatt court held that “a defendant may be guilty of an assault within the
meaning of section 273ab if he acts with awareness of facts that would lead a reasonable
person to realize that great bodily injury would directly, naturally, and probably result
from his act. [Citation.] The defendant, however, need not know or be subjectively
aware that his act is capable of causing great bodily injury. [Citation.] This means the
requisite mens rea may be found even when the defendant honestly believes his act is not
likely to result in such injury. [Citation.]” (Wyatt, supra, 48 Cal.4th at p. 781.)
The court went on to find that, based on its review of the record, “a rational jury
could find beyond a reasonable doubt that Reginald [Wyatt‟s son], who was 14 months
old, died at the hands of defendant, a caretaker who intentionally used force that a
reasonable person would believe was likely to cause great bodily injury. [Citations.]
First, defendant‟s own statements furnished substantial evidence that he intentionally
acted to strike Reginald [citations]; by his own account, defendant was fully aware he
was striking his son a number of times with his fist, forearm, knee, and elbow. Second,
the physical evidence amply showed that Reginald suffered extensive injuries, including
internal bleeding at multiple sites, multiple lacerations to the liver, acute rib fractures, and
cerebral swelling. Third, expert testimony established that Reginald‟s injuries were
likely caused by multiple impacts or instances of blunt force trauma, that blunt force
trauma does not necessarily result in external bruising, especially in softer areas like the
abdomen, and that Reginald‟s injuries were similar to the types of injuries seen only in
the most serious events, such as when children are hit by cars or are in car crashes.
Consequently, even though Reginald‟s body lacked external signs of significant trauma,
the nature and extensiveness of his internal injuries provided sufficient evidence that
defendant used an amount of force a reasonable person would believe was likely to result
in great bodily injury on a young child. [Citations.] On this record, we have no trouble
concluding that substantial evidence supports defendant‟s conviction of child abuse
homicide.” (Wyatt, supra, 48 Cal.4th at pp. 784-785.)
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The Wyatt court returned this matter to us for further proceedings consistent with
that opinion. We now address the remaining issues in this appeal.
B. Sua Sponte Duty to Instruct on Lesser Included Offenses of Simple
and Aggravated Assault
Appellant argues that the trial court erred in not instructing the jury on assault (§
240) [simple assault] and aggravated assault (§ 245, subd. (a)(1) [assault by means of
force likely to cause great bodily injury] ) as lesser included offenses of section 273ab.
We conclude that, although the trial court was not required to instruct the jury, sua
sponte, on aggravated assault as a lesser included offense of section 273ab, it was
required to instruct the jury on simple assault pursuant to section 240. Its failure to do so
was prejudicial.
In People v. Basuta (2001) 94 Cal.App.4th 370, 392, the court held that both
simple and aggravated assault are lesser included offenses of section 273ab. Therefore, if
the record contains substantial evidence of these crimes, the trial court was required to
instruct the jury on them. (Ibid.; see also People v. Birks (1998) 19 Cal.4th 108, 118.)
The principles that govern our review of this issue are well settled. “In deciding whether
there is substantial evidence of a lesser offense, courts should not evaluate the credibility
of witnesses, a task for the jury.” (People v. Breverman (1998) 19 Cal.4th 142, 162.)
Instructions on lesser included offenses are required only if the evidence would justify a
conviction of the lesser included offense. (People v. Lopez (1998) 19 Cal.4th 282, 287;
People v. Leach (1985) 41 Cal.3d 92, 106
We consider the question of whether the record contains such evidence with
regard to each of these offenses separately.
1. Simple Assault (§ 240)
Section 240 provides that “[a]n assault is an unlawful attempt, coupled with a
present ability, to commit a violent injury on the person of another.” CALJIC No. 9.00
sets out the elements of simple assault as follows: “In order to prove an assault, each of
the following elements must be proved: [¶] 1. A person willfully [and unlawfully]
committed an act which by its nature would probably and directly result in the application
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of physical force on another person; [¶] 2. The person committing the act was aware of
facts that would lead a reasonable person to realize that as a direct, natural and probable
result of this act that physical force would be applied to another person; and [¶] 3. At the
time the act was committed, the person committing the act had the present ability to apply
physical force to the person of another.” CALJIC No. 9.00 further provides that “The
word „willfully‟ means that the person committing the act did so intentionally. However,
an assault does not require an intent to cause injury to another person, or an actual
awareness of the risk that injury might occur to another person. To constitute an assault,
it is not necessary that any actual injury be inflicted. However, if an injury is inflicted it
may be considered in connection with other evidence in determining whether an assault
was committed [and, if so, the nature of the assault].”
Simple assault does not, in contrast to sections 273ab and 245, involve a finding
that the force involved would be likely to “produce great bodily injury.” Rather, a jury
could convict appellant of the lesser included offense of simple assault upon a finding
that the force he inflicted on his son fell short of that which was likely to produce great
bodily injury.
Appellant‟s own testimony and that of his medical expert, Dr. Paul Herrmann,
provides substantial evidence of this lesser offense. Appellant testified that he did not
perform any so-called “wrestling moves” on his son. Rather, when he described these
moves to the police he was not describing actions he actually took, but “make-believe
wrestling moves,” such as “off-the-top-rope,” “head butt,” “supplex,” and an “atomic
elbow” to the head. Appellant denied striking his son hard. At most, he pushed him
while playing with him.
Appellant testified that at one point while he was playing with his son he jumped
in the air and, while he came down on the bed to make it shake, his son rolled toward
him. Appellant fell on his son hard, and hit him in his back with his (appellant‟s) hip. It
appeared to defendant that his son had the wind knocked out of him because he seemed
unable to get his breath. However, when his son began breathing again, appellant
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thought he had recovered. His son did not cry. Other than this, appellant testified that he
did not strike his son with any force or do anything harmful to him.
Appellant testified that he stopped playing with his son after he fell on him. He
got him some milk. His son took the milk, looked at the television and lay down.
Appellant too fell asleep and it was not until he woke up that he realized his son was
unresponsive and something was seriously wrong.
Appellant testified that the statements he made to the police regarding his conduct
with his son made it clear that he was play wrestling with Reginald, not actually hurting
him. At the time he made his recorded statement, he was tired from lack of sleep and in a
daze. He was under the impression that the officers knew that the wrestling he was
referring to was not real. However, when the officers said “it had to be [something] more
[than just falling on Reginald], I feel like, well, in my mind, I start second-guessing
myself, even though I knew what I was doing, I start second-guessing myself . . . so I
start being like, well, maybe I did hit him harder than what I really thought I was . . . .”
His mind was “just shredded” with grief and appellant felt shame and guilt about what
had happened. Then, given that the officers would not take him at his word, he thought
maybe he was not remembering it clearly and maybe he had hit his son hard and had not
realized it. He thought the officers had the facts, so he went along with what they said.
Appellant‟s testimony regarding the cause of his son‟s injuries coming from the
moment when he fell on him while trying to make the bed shake was corroborated by the
testimony of Dr. Paul Herrmann, who testified as an expert in the field of pathology.
Based on his review of Reginald‟s autopsy records, Dr. Herrmann opined Reginald‟s
injuries could have resulted from a single sharp blow to the back right side, such as from
the weight of a 170-pound man falling on him. He also testified that the injuries to
Reginald were not consistent with the child being beaten with fists because there was
little bruising of the body. However, other forms of abuse, such as the child‟s abdomen
being smashed onto someone‟s knee would probably not leave a bruise because a knee is
such a large, blunt object. If a heavy weight were dropped on the child when the child
was on the floor, a large blunt object would not cause bruising, but would compress the
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body, with the force causing the ribs to break and the liver to be lacerated. In sum, Dr.
Herrmann testified that it was equally probable that Reginald‟s major injuries were
caused by a single blow as by multiple blows.
With regard to Reginald‟s other injuries, Dr. Herrmann believed the injuries to
Reginald‟s heart were likely due to the administration of CPR. The cause of the tear to
Reginald‟s frenulum was as consistent with an endotracheal tube being placed in his
mouth as with violent force. On cross-examination, Dr. Herrmann said he believed the
chances of Reginald being injured by a person falling on him on a bed would be much
less than if the child were on the floor. It would be much less common for such extreme
injuries to occur if the child was on a bed when someone fell on him. However, “it‟s still
a likelihood or a possibility.” The injuries here would be excessive to what Dr.
Herrmann would expect if someone fell sideways onto the child on a bed, as compared to
someone “falling free” onto the child. He did not have an opinion as to whether Reginald
was physically abused.
After receiving these severe injuries a child might be screaming from pain or
might go into shock immediately and be absolutely still. Either way, Dr. Herrmann
believed a caregiver would notice a difference in the child after such injuries were
sustained. Reginald‟s death was not immediate; he bled to death. If he went into shock,
it is possible that he lay down or appeared to be going to sleep.
This testimony, which we consider without evaluating the credibility of either
appellant or Dr. Herrmann, is substantial enough to support a jury finding that appellant‟s
actions fell short of those which a reasonable person might believe would lead to the
application of force likely to “produce great bodily injury.” The evidence is, however,
enough to support a conviction under section 240. Appellant testified that, when he
jumped on the bed to make it shake, he did not jump on Reginald and, therefore, did not
apply force likely to produce great bodily injury. Rather, he jumped on the bed next to
Reginald, and Reginald rolled under him as he was coming down on the bed. Dr.
Herrmann‟s testimony provides evidence on which the jury could conclude that this act—
rather than any of appellant‟s later actions—resulted in Reginald‟s death. If the jury
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believed appellant, it could conclude that the actions he described were of “an act which
by its nature would probably and directly result in the application of physical force on
another person” and that appellant was “aware of facts that would lead a reasonable
person to realize that as a direct, natural and probable result of this act that physical force
would be applied to another person.”
The People, however, argue that the prosecution‟s evidence proved child abuse
homicide based on the aggravated assault of Reginald and, therefore, the trial court was
not required to instruct on simple assault. This argument ignores the general rule that, in
determining the sufficiency of the evidence to justify the giving of an instruction under a
lesser included offense, the facts must be construed in a manner that is the most favorable
to appellant. (People v. Stewart (2000) 77 Cal.App.4th 785, 795-796 (Stewart).) We
look at the evidence‟s “bare legal sufficiency, not its weight.” (Breverman, supra, 19
Cal.4th at p. 177.) It does not follow, as the People suggest, that a jury could not have
found that appellant committed only a simple assault. And, while it is certainly the case
that the appellant also argued that the jury could acquit him on the ground that his
conduct was accidental and, therefore, could not constitute an assault, this does not
negate the possibility that a jury would disagree with the “accident” theory, but also find
that the evidence fell short of aggravated assault.
The trial court, therefore, should have instructed the jury on simple assault under
section 240. Its failure to do so was prejudicial. (People v. Watson (1956) 46 Cal.2d
818.)
3. Aggravated Assault
In contrast to simple assault, the trial court was not required to instruct sua sponte
on aggravated assault under section 245. As the People correctly point out, if the jury
found that appellant committed an aggravated assault it would also, necessarily, find
appellant guilty of child abuse homicide under section 273ab given that both offenses
involve the same conduct: force likely to produce “great bodily injury.” Thus, if the jury
found that appellant had used such force, it would have also found that such force led to
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Reginald's death and would have convicted appellant under section 273ab rather than
section 245.6
D. Omission of Element of Section 273ab
Appellant argues that the trial court erred in instructing the jury under CALCRIM
No. 820 because that instruction omits an element of section 273ab, namely that the
assault that leads to the child‟s death be by means of force “that to a reasonable person”
would be likely to produce great bodily injury. Although we need not address this and
the remaining issues regarding instructional error, given our conclusion that the trial court
erred in failing to instruct the jury on simple assault, we do so in order to assist the parties
in the event of a retrial.
The trial court instructed the jury as follows: “Now the defendant is charged in
count two with killing a child under the age of eight by assaulting the child with force
likely to produce great bodily injury[.] [¶] To prove that the defendant is guilty of this
crime, the People must prove the following: [¶] One, that the defendant had the care or
custody of the child who was under the age of eight; [¶]Two, he did an act that by its
nature would directly and probably result in the application of force to the child; [¶]
Three, he did that act willfully; [¶] Four, the force used was likely to produce great bodily
injury; [¶] Five, when he acted, he was aware of facts that would lead a reasonable person
to realize that his act, by its nature, would directly and probably result in great bodily
injury to the child; [¶] And six, when he acted, he had the present ability to apply force
likely to produce great bodily injury to the child; [¶] And seven, his act caused the
child‟s death.” ~(8 RT 1516-1518)~ The court then defined a number of the terms
contained in this instruction. It told the jury, “Someone commits an act willfully when he
does it willingly or on purpose. It‟s not required that he intend to break the law or hurt
someone else, or gain any kind of advantage. [¶] Great bodily injury, as I said before,
means significant or substantial physical injury. It‟s an injury that is greater than minor
6 For this reason, we reject defendant‟s contention that the trial court erred in not
providing the jury with a verdict form for aggravated assault.
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or moderate harm. [¶] An act causes death if:[¶] The death was the natural and probable
consequence of the act; [¶] The act was a direct and substantial factor in causing the
death; [¶] And the death wouldn't have happened without the act.” ~(Ibid)~ Finally, the
court explained that “The natural and probable consequence is one that a reasonable
person would know is likely to happen if nothing unusual intervenes. In deciding whether
a consequence is natural and probable, you should consider all of the circumstances
established by the evidence. [¶] And a substantial factor, as I‟ve used that term, is more
than a trivial or remote factor. However, it doesn‟t need to be the only factor that caused
death.”
Appellant‟s argument that the court did not instruct the jury on the necessity of
finding that the force used was such that a reasonable person would find it likely to
produce great bodily injury does not hold up to scrutiny. The trial court certainly
explained to the jury that child abuse homicide involves force that “was likely to produce
great bodily injury” and that the jury could find appellant guilty of this count if it found
that he “was aware of facts that would lead a reasonable person to realize that his act, by
its nature would directly and probably result in great bodily injury to the child.” The
court also told the jury that the child‟s death must be the natural and probable
consequence of the appellant‟s act, and that a “natural and probable consequence is one
that a reasonable person would know is likely to happen if nothing unusual intervenes.”
In sum, the trial court correctly instructed the jury, under CALCRIM No. 820, that the
force used must have appeared likely to a reasonable person to result in great bodily
injury.
E. Sua Sponte Duty to Instruct on Involuntary Manslaughter as
Necessarily Included Offense
Wyatt contends that the trial court erred in failing to instruct the jury, sua sponte,
on involuntary manslaughter as a lesser-included offense of section 273ab. We disagree.
The issue of whether involuntary manslaughter is a lesser included offense of
section 273ab was addressed in Orlina v. Superior Court (1999) 73 Cal.App.4th 258
(Orlina). In that case, the court found that involuntary manslaughter is a lesser related,
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rather than lesser-included, offense of section 273ab. (Id. at p. 262.) In reaching this
conclusion, the Orlina court explained, “[s]ection 273ab provides: „[a]ny person who,
having the care or custody of a child who is under eight years of age, assaults the child by
means of force that to a reasonable person would be likely to produce great bodily injury,
resulting in the child‟s death, shall be punished by imprisonment in state prison for 25
years to life. . . .‟ Section 192, subdivision (b) defines involuntary manslaughter as „the
unlawful killing of a human being without malice‟ where it occurs „in the commission of
an unlawful act, not amounting to felony; or in the commission of a lawful act which
might produce death, in an unlawful manner, or without due caution and
circumspection. . . .‟ [¶] One of the elements of section 273ab is an assault be committed
„by means of force that to a reasonable person would be likely to produce great bodily
injury.‟ The corresponding element for involuntary manslaughter is that the killing occur
„in the commission of an unlawful act, not amounting to felony‟ or, in the alternative, „in
the commission of a lawful act which might produce death, in an unlawful manner, or
without due caution and circumspection.‟ (§ 192, subd. (b).) An assault is an unlawful
act which does not amount to a felony. (§§ 241, 240, subd. (a).) Therefore, the first
alternative for involuntary manslaughter under section 192, subdivision (b) corresponds
to the element specified in section 273ab. [¶] However, when we compare the second
alternative for involuntary manslaughter with section 273ab, we find a distinction
between „force that to a reasonable person would be likely to produce great bodily injury‟
and an „act which might produce death . . . without due caution.‟ Section 273ab is
predicated on a probability of great bodily injury to the victim (see People v. Preller
(1997) 54 Cal.App.4th 93, 98), while the second definition of involuntary manslaughter is
based on the possibility of the death of the victim. Section 273ab speaks to reckless
conduct, („likely to produce‟ injury) while the second definition of involuntary
manslaughter encompasses careless or negligent conduct („without due caution and
circumspection‟). It is therefore apparent that the elements of involuntary manslaughter
are not necessarily encompassed within the elements of section 273ab. Involuntary
manslaughter is a lesser-related rather than a lesser-included offense of the charged
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crime.” (Orlina, supra, 73 Cal.App.4th at pp. 261-262; see also Stewart, supra, 77
Cal.App.4th at p. 796.)
Finding the Orlina court‟s analysis persuasive, we reject appellant‟s argument and
find that the trial court did not have a sua sponte duty to instruct on involuntary
manslaughter as a lesser included offense of section 273ab.
F. Instruction on Criminal Negligence
Appellant contends that the trial court erred because it did not sua sponte instruct
the jury that criminal negligence cannot support an assault conviction. In the alternative,
he argues that defense counsel was ineffective because he did not request such an
instruction.
A trial court has a sua sponte duty to give amplifying or clarifying instructions
“ „where the terms have a “technical meaning peculiar to the law.” ‟ [Citations.]”
(People v. McElheny (1982) 137 Cal.App.3d 396, 403.) In general, however, “[a] party
may not complain on appeal that an instruction correct in law and responsive to the
evidence was too general or incomplete unless the party has requested appropriate
clarifying or amplifying language.” (People v. Lang (1989) 49 Cal.3d 991, 1024.)
Here, in its instructions involving involuntary manslaughter, the court instructed
the jury on the meaning of criminal negligence: “[M]ore than ordinary carelessness,
inattention, or mistake in judgment. The person acts with criminal negligence when: [¶]
he acts in a reckless way that creates a high risk of death or great bodily injury. . . .” The
court‟s instruction under CALCRIM No. 820 states that child abuse homicide involves
force that “ „to a reasonable person would be likely to produce great bodily injury,‟ ” a
degree of force that is not the same as that involving criminal negligence. Although the
trial court was not required, sua sponte to inform the jury that a violation of section 273ab
cannot be based on criminal negligence, on retrial, appellant can certainly request such a
clarifying instruction. Similarly, with regard to appellant‟s argument that the trial court
should have instructed sua sponte that injury alone is not sufficient to establish an assault,
although the court had no such sua sponte duty, should counsel believe such an
instruction would be useful, then counsel should request it.
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G. Cruel and/or Unusual Punishment
Appellant contends that his sentence of 25 years to life, the term prescribed under
section 273ab, violates the United States Constitution as well as the California
Constitution proscription against cruel and unusual punishment because the sentence for
section 273ab is “ „grossly disproportionate‟ to the crime . . . .” (Harmelin v. Michigan
(1991) 501 U.S. 957, 997-998, conc. opn. of Kennedy, J.].) Although we have reversed
appellant‟s conviction under section 273ab, we note that this claim was considered and
rejected in People v. Norman (2003) 109 Cal.App.4th 221 (Norman) and People v. Lewis
(2004) 120 Cal.App.4th 837 (Lewis), two cases with which we agree.
With regard to appellant‟s claim under the federal Constitution, the Norman court
pointed out that, because the United States Supreme Court has held that a “sentence of
life without parole is not cruel and unusual for certain nonviolent offenses, then, a
fortiori, a sentence of 25 years to life is not cruel and unusual for the death of a child
under age eight.” (Norman, supra 109 Cal.App.4th at p. 230.)
In Lewis, the court held that under the California Constitution the “imposition of a
prison term of 25 years to life for the defense described in section 273ab is not in the
abstract cruel and unusual.” (Lewis, supra, 120 Cal.App.4th at p. 856.) The Lewis court
pointed out that, “[t]he Legislature could reasonably conclude given the particular
vulnerability of the victim, the relationship of the victim to the defendant, the violent and
purposeful nature of the act involved and the fact a death results, the crime described in
section 273ab is a very serious one and a term of 25 years to life was appropriate.”
(Lewis, supra, 120 Cal.App.4th at p. 856.) Nor was it the case that the punishment was
unconstitutional as applied even to an appellant with no criminal record, given in
particular, the “amount of force” necessary to cause great bodily injury to the child.
(Ibid.)
H. Jury Unanimity
Given the outcome in this case, we need not revisit our earlier conclusion that the
trial court was not required to instruct on jury unanimity. However, we are in agreement
with Justice Kline‟s admonition that the trial court heed the Third District Court of
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Appeals‟ advice in People v. Norman (2007) 157 Cal.App.4th 460, to the effect that
“failure to give a jury unanimity instruction (now CALCRIM No. 3500) is the most
common kind of instructional error in criminal cases,” and its related advice that trial
courts “put CALCRIM No. 3500 on your list of standard instructions to give, then ask
yourself: „Is there some reason not to give this instruction in this case?‟ ” (Id. at p. 467).
IV. DISPOSITION
The conviction in count 2, assault on a child causing death (§ 273ab), is reversed.
In all other respects, the judgment is affirmed.
_________________________
Haerle, J.
We concur:
_________________________
Kline, P.J.
_________________________
Richman, J.
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