P. v. Rodas

B255598Court of Appeal Second Appellate District / 3. Abteilung15.08.2016

Gesamter Gesetzestext

Filed 8/15/16 P. v. Rodas CA2/3
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE,
Plaintiff and Respondent,
v.
DOMINGO RODAS,
Defendant and Appellant.
B255598
(Los Angeles County
Super. Ct. No. BA360125)
APPEAL from a judgment of the Superior Court of Los Angeles County,
Robert J. Perry, Judge. Modified and, as modified, affirmed.
Joanna McKim, under appointment by the Court of Appeal, for Defendant
and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Lance E. Winters, Assistant Attorney General, Susan Sullivan Pithey, and
Zee Rodriguez, Deputy Attorneys General, for Plaintiff and Respondent.
_________________________

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Defendant and appellant Domingo Rodas was charged with multiple counts of
murder and attempted murder. He was found incompetent to stand trial. Criminal
proceedings were adjourned, and Rodas was remanded to a treatment facility. After the
trial court found that Rodas’s competency had been restored, he was tried by a jury and
found guilty. Rodas’s primary contention on appeal is there was substantial evidence he
was not competent to stand trial. We conclude, however, that there was insufficient
evidence he was incompetent, and therefore the trial court did not err by refusing to hold
further competency proceedings. Although we reject this and Rodas’s other contentions,
we modify the judgment to correct sentencing errors. The judgment is affirmed as
modified.
BACKGROUND
I. Factual background
A. The murder of Frederick Lombardo on July 19, 2009
On the evening of July 19, 2009, officers responded to a report of a “man down” at
6174 Santa Monica Boulevard near El Centro. The man, identified as Lombardo, died
from a chest stab wound.
B. The murders of Roger Cota and Keith Fallin and attempted murders of
Ronald Vaughan and Kenneth McFetridge on August 6, 2009
Less than a month after Lombardo’s murder, four similar incidents occurred on
August 6, 2009 in the Hollywood area, within a mile to half-mile of each other.
At approximately 1:15 p.m., Wilford Tiu was in a parking lot on Sunset
Boulevard. A man who looked homeless and was later identified as Roger Cota walked
slowly toward Tiu. Cota said he’d been shot, but he didn’t know who did it. Cota had
been stabbed, not shot, and he died from his wound.
Ashli Hughes was working at the Fonda Theatre, near Hollywood and Gower.
While she was outside, Hughes noticed Rodas, who had been “hanging out” for 20-to-30
minutes. Another man, Keith Fallin, was sleeping on the street. At just before 2:00 p.m.,

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Hughes briefly went back into the theatre. When she came back out, Fallin had been
stabbed in the chest.1 He died from his wound.
Kenneth McFetridge was homeless. While on Yucca, between Wilcox and
Cahuenga, he took a nap on the sidewalk about midafternoon. When he awoke it was
“coming on evening” and he had severe chest pain. At approximately 4:00 p.m.,
firefighters responded, but McFetridge refused to be taken to the hospital without his
belongings. McFetridge eventually went to the hospital, where he was treated for a stab
wound.
Ronald Vaughan was homeless. While walking on Yucca Avenue at
approximately 5:45 p.m., he noticed a Black man behind him. When Vaughan stepped
aside to let the man pass, the man “hit” Vaughan, or so he thought. In fact, Vaughan had
been stabbed. He survived.
C. The investigation
Officers investigating the crimes on August 6, 2009 received a description of the
suspect as a “male Black” wearing a black and white long sleeved shirt with black pants
and a green backpack. When officers searched the area around Yucca and Argyle, they
saw Rodas on Gower and detained him. In his sleeve, he had a knife with a black handle
wrapped in a homemade sheath.
A DNA mixture of three individuals, including victims Lombardo and Fallin, was
on the knife handle. A DNA mixture of at least two individuals was on the knife’s blade,
and the majority profile matched Lombardo. A DNA mixture of at least three individuals
was on the knife sheath, and the major profile matched Fallin. A swab from a red stain
on the sheath matched Lombardo’s DNA profile. McFetridge’s DNA was on Rodas’s
shirt.
1 The incident was captured by surveillance cameras.

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D. Rodas’s testimony
Rodas testified in his defense. He asked the court to “order the three video record
exhibition and report for video filming in the nature exhibited, the copy from the
Hollywood Police Department, the copy that Carole Telfer [his public defender] showed
me at Wayside Honor Ranch, and the copy in the nature that is being exhibited here at the
courtroom . . . .” He also said that officers “committed” him to “the statements to the
four video record copies that you are the one that committed a serious of murders in a
tunnel.” Rodas’s testimony was stricken and the jury was ordered not to consider it.
E. Defense expert testimony
Dr. Raphael Morris, a psychiatrist, was asked to form an opinion on whether
Rodas has a mental illness. Based on his review of Rodas’s police records, military
records, psychiatric evaluations, and state hospital records, Dr. Morris diagnosed Rodas
with “schizophrenia, undifferentiated type, subtype.”
II. Procedural background
In 2011, an information was filed alleging three counts of murder and two counts
of attempted murder, with special circumstances and weapons allegations, against Rodas.
In 2012, Rodas was found incompetent to stand trial. Proceedings were adjourned but
resumed in 2013 after a certification of restoration of mental competency was filed.
Rodas was then tried by a jury, which rendered its verdict on March 24, 2014.
The jury found Rodas guilty of count 1, the first degree murder by lying in wait of Fallin
(Pen. Code, §§ 187, subd. (a), 190.2, subd. (a)(15)),2 and of counts 2 and 4, the willful,
deliberate and premeditated attempted murders of Vaughan and of McFetridge (§§ 187,
subd. (a), 664)). As to all counts, the jury found true weapon allegations (§ 12022, subd.
(b)(1)). As to counts 2 and 4, the jury found true personal infliction of great bodily injury
allegations (§ 12022.7, subd. (a)). The jury found Rodas not guilty of count 3, the
murder of Cota, and of count 5, the murder of Lombardo.
2 All further undesignated statutory references are to the Penal Code.

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On April 14, 2014, Rodas was sentenced, on count 1, to life without the possibility
of parole, plus one year for the use of a weapon. The court imposed a five-year term for
a prior conviction found true by the court. On count 2, the court sentenced Rodas to a
consecutive life term, one year for the use of a weapon, and three years for the personal
infliction of great bodily injury enhancement. On count 4, Rodas was sentenced to a
consecutive life term, one year for the use of a weapon, three years for the personal
infliction of great bodily injury enhancement, and five years for a prior conviction that
the court found true.
CONTENTIONS
Rodas contends I. there was substantial evidence he was incompetent to stand
trial, II. the prosecutor elicited improper testimony from Dr. Morris that Rodas had the
specific intent to commit the crimes, and III. the abstract of judgment must be corrected.
DISCUSSION
I. Rodas’s competence to stand trial
A. Background regarding the competency proceedings
Defense counsel declared a doubt as to Rodas’s competency in September 2011.
The court then appointed psychiatrists to examine Rodas. After the People’s and the
defense’s doctors found Rodas to be incompetent, Judge Patricia Schnegg, on February 3,
2012, found that Rodas was not presently mentally competent to stand trial. Proceedings
were adjourned, and Rodas was remanded to a treatment facility.
A certification of Rodas’s restored mental competency was filed by the medical
director of Atascadero State Hospital on May 10, 2013, and a hearing was held that day
before Judge Charlaine Olmedo. The report accompanying the certification
recommended that Rodas be found competent to stand trial. It also recommended he
remain on his medication regimen once returned to custody to prevent “mental
decompensation” and to maintain competency-related abilities. At the May 10 hearing,
Judge Olmedo did not have Rodas’s “case file”; she only had a “docket sheet.” But it

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was the court’s “understanding that he’s been found competent.” No objections to that
understanding were raised by any counsel.
Instead, the public defender assigned to the courtroom asked the court to sign a
medical order, because “[a]pparently, he’s not getting his medication; which would
certainly affect this case.” When Rodas’s public defender arrived, the court repeated that
Rodas had been found competent. Without objection, all counsel agreed to a trial date.
And when the court asked defense counsel if there was a medical order he wanted filled
out concerning Rodas’s medication, counsel replied, “I’m not quite certain I’m going to
fill this out today, but I’ll – can I let you know later?” The court told counsel to “let me
know either way on the record, or, if not, there’s an actual order form you fill out. If you
choose to do it and you want us to know, check the box that indicates that the court wants
to be apprised of the results, and then you will get a court letter on whether or not he is
getting his medication.”
Because of ambiguities in the record, a hearing was held on December 5, 2014 to
settle the record from the May 10, 2013 proceeding.3 Judge Olmedo had no independent
recollection of the case. In reviewing the transcript and docket sheet, “it appears . . . I
had a dummy file, not the case file before me.” In the dummy file was a letter from the
doctor finding Rodas competent. The court said it had found Rodas was competent and
that neither side objected to that finding, and defense counsel did not ask for a hearing on
Rodas’s competency. Judge Olmedo said, “So it is clear, in settling the record, I believe
that I – if it’s not clear from my words, but that I inferentially found him competent based
upon the doctor’s letter, that both sides submitted based upon that letter, and that there
was no objection to the court relying upon it to resume the criminal proceedings and find
the defendant competent [to] go forward.”4
3 We ordered the trial court to settle the record “with respect to the competency
hearing held between April 18, 2013 . . . and May 10 of 2013.”
4 Carole Telfer, defendant’s trial counsel, was not present at the May 10, 2013
hearing and therefore could not help settle the record.

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On March 18, 2014, after a jury had been sworn in, defense counsel again declared
a doubt as to Rodas’s competency. During an in camera hearing,5 defense counsel
represented that although Rodas had previously said he wanted a jury trial and did not
want to testify or to raise an insanity defense, Rodas now was saying he wanted to testify.
He gave counsel a note that said, “playing record Hollywood Department Westside
Honor Ranch L.A. County. Two police officers visiting. Four records. Call to testify in
court. Statement you are the one that murdered a series of persons in a tunnel.” The note
had “transcriptures”6 of “acquittal of execution, transcriptures of the advance of the court
date from May 2nd, 2012 from April 6th, 2012, and transcriptures of the name Plake, . . .
Rodas, Domingo to Doudley Brown . . . .”7
When counsel tried to discuss the note with Rodas, it seemed to her “he was
indicating something about the video, but was asserting that the video they had, all three
of them were assimilations and were not the correct video.” She didn’t know what Rodas
meant by “assimilations.” She also didn’t know why he said officers visited him in jail,
because that was inaccurate. When she asked what he meant by “transcriptures of
acquittal of execution,” he responded in a word salad, i.e., “using a lot of polysyllabic
words that go around in a circle and don’t really make sense.”
Rodas also talked about sentencing in a way that caused counsel to explain he was
still in trial and had not yet been found guilty or innocent or been sentenced. Rodas
talked about his commitment to Patton State Hospital, and “then regarding the name
change, he got very angry at me and again started doing this word salad” and talking
about forgery, and how could they say he was Doudley Brown. Counsel couldn’t
understand his point about forgery. Counsel said that whenever Rodas was “1368
[referring to incompetency] he used this word salad,” although in the past he’d used it in
5 The reporter’s transcript of the in camera hearing was unsealed.
6 It is unclear if this was counsel’s or Rodas’s word.
7 Rodas’s birth name was Dudley Kenneth Brown.

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Spanish and was now using it in English. Counsel said: “I don’t know what he’s saying,
I don’t know what he wants, and he wants – apparently wants to testify and I’m afraid to
put him on the stand because I don’t know what’s going to come out of his mouth.”
Rodas had also told counsel he was not taking his medication.
The court then addressed Rodas:
“[The court]: Mr. Rodas how you doing?
“[Rodas]: I’m fine, thank you, your Honor. Since I have returned from
Atascadero Hospital, that I’ve been proved mentally competent to stand trial, it is the first
time that I made those notes and I had a conversation with Carole Telfer just yesterday.
And I really didn’t mean to be obstructive to the person’s attention. I didn’t know that
that was the person means. I was being belligerent as how the – antagonistic as how the
person said, and I didn’t know that I was being obstructive or confrontive, or con –
“The court: Confrontational.
“[Rodas]: Yeah, confrontational. And I didn’t know that I was being by anyone –
being obstructive against the person.
“The court: Well, how are you feeling today?
“[Rodas]: I feel perfectly fine, your Honor. I don’t – I don’t consider – I only
wanted to ask the person’s pardon if I possibility was being obstructive that I made up
those notes, and I really don’t mind how the person to continue defending my case for me
and I do mean to keep quiet. I didn’t know, at least the first time I spoke to the person
admittedly, and I didn’t know that I was being – that the person was considering me to be
confrontative [sic] or obstructive.
“The court: Well, let’s slow down here. [¶] You know what we have a jury now?
“[Rodas]: Yes, your Honor.
“The court: And we’re set to start the trial?
“[Rodas]: Yes, your Honor.
“The court: And do you understand that you’ve been charged with some serious
crimes?

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“[Rodas]: Yes, your Honor.
“The court: You’ve been – can you tell me what you’ve been charged with?
“[Rodas]: Yes, I understood yesterday the proceedings were going over and that I
was being charged with three counts of murder and two counts of attempted murder.
“The court: And you know Ms. Telfer is here to defend you on those charges?
“[Rodas]: Yes, your Honor.
“The court: And are you willing to help her to the best of your ability?
“[Rodas]: Yes, your Honor.”
The court said it was “impressed with his clarity of speech and apparent clarity of
reasoning in addressing the court. He understands the charges. He says he’s willing to
help you.” The court then asked Rodas if he wanted to proceed with trial, and Rodas
said, “Yes, your Honor. That will be properly fine, yes, your Honor.” The court
confirmed that was Rodas’s “request.” When the court asked Rodas if he was taking his
medication, Rodas replied, “No, your Honor, I’ve been doing without the medication.
I’ve been doing fine. I’ve been getting along well. I’ve been there about a year already.
I returned from Atascadero Hospital since May of last year and I’ve been doing fine. I
have been doing without my medications. It was just the notes that I made to Ms. Telfer
and she thought I was being obstructive or confrontative.” Rodas said he understood
what was going on and would try to help his counsel with his defense. The court said, “I
think we should go forward.” Counsel replied, “Fine. I just wanted to make a record.”
Trial went forward.
B. Proceedings to determine mental competency
The due process clause of the Fourteenth Amendment and state law prohibit trying
or convicting a defendant while he or she is mentally incompetent. (People v. Mai (2013)
57 Cal.4th 986, 1032; People v. Rogers (2006) 39 Cal.4th 826, 846; § 1367, subd. (a).)
A defendant is mentally incompetent if, as a result of mental disorder or developmental
disability, he or she is unable to understand the nature of the criminal proceedings or to
assist counsel in the conduct of a defense in a rational manner. (§ 1367, subd. (a); Mai, at

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p. 1032.) Competence to stand trial requires a defendant’s sufficient present ability to
consult with his or her lawyer with a reasonable degree of rational understanding or a
rational and factual understanding of the proceedings. (Dusky v. United States (1960)
362 U.S. 402.) Proceedings must be suspended and a competency hearing held if a trial
court is presented with substantial evidence the defendant is incompetent. (Mai, at
p. 1032.)
“Substantial evidence of incompetence exists when a qualified mental health
expert who has examined the defendant states under oath, and ‘ “ ‘with particularity,’ ” ’
a professional opinion that because of mental illness, the defendant is incapable of
understanding the purpose or nature of the criminal proceedings against him, or of
cooperating with counsel. [Citations.] [¶] The defendant’s demeanor and irrational
behavior may also, in proper circumstances, constitute substantial evidence of
incompetence.” (People v. Mai, supra, 57 Cal.4th at pp. 1032-1033.) Substantial
evidence is evidence that raises a reasonable or bona fide doubt concerning the
defendant’s competence to stand trial. (People v. Rogers, supra, 39 Cal.4th at p. 847.)
Although a counsel’s assertion of a belief in a client’s incompetence is entitled to some
weight, such an assertion, in the absence of substantial evidence to that effect, does not
require the court to hold a competency hearing. (Mai, at p. 1033.)
Once the defendant comes forward with substantial evidence of mental
incompetence, due process requires that a full competency hearing be held. (People v.
Stankewitz (1982) 32 Cal.3d 80, 92.) “In that event, the trial judge has no discretion to
exercise. [Citation.] As we also have noted, substantial evidence of incompetence is
sufficient to require a full competence hearing even if the evidence is in conflict.”
(People v. Welch (1999) 20 Cal.4th 701, 738; see also People v. Young (2005) 34 Cal.4th
1149, 1216.) A failure to declare a doubt and conduct a hearing when there is substantial
evidence of incompetence requires reversal of the judgment of conviction. (People v.
Rogers, supra, 39 Cal.4th at p. 847.)

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But when “the evidence casting doubt on an accused’s present competence is less
than substantial” it is “within the discretion of the trial judge whether to order a
competence hearing. When the trial court’s declaration of a doubt is discretionary, it is
clear that ‘more is required to raise a doubt than mere bizarre actions [citation] or bizarre
statements [citation] or statements of defense counsel that defendant is incapable of
cooperating in his defense [citation] or psychiatric testimony that defendant is immature,
dangerous, psychopathic, or homicidal or such diagnosis with little reference to
defendant’s ability to assist in his own defense [citation].’ [Citation.]” (People v. Welch,
supra, 20 Cal.4th at p. 742; see also People v. Panah (2005) 35 Cal.4th 395, 432
[“Absent substantial evidence of a defendant’s incompetence, ‘the decision to order such
a hearing [is] left to the court’s discretion.’ ”]; People v. Mai, supra, 57 Cal.4th at p.
1033; People v. Rogers, supra, 39 Cal.4th at p. 847.)
If the defendant is found to be incompetent after a competency hearing, the
defendant is committed to a treatment facility for restoration of competency. (§§ 1368,
1370, subd. (a)(1)(B).) When the facility’s director certifies that competency has
been restored, the defendant is returned to court. (§§ 1370, subd. (a)(1)(C), 1372,
subd. (a)(1).) Absent a request for a hearing, the court has authority to summarily
approve the certification without further hearing. (People v. Mixon (1990)
225 Cal.App.3d 1471, 1480.)
C. The May 10, 2013 hearing
At the May 10, 2013 hearing, Judge Olmedo had a certificate of restoration of
Rodas’s mental competency, which was accompanied by a medical report. The court
accordingly found Rodas to be competent to stand trial. No party objected or requested
further proceedings. No evidence was presented that Rodas was incompetent. (See
People v. Mixon, supra, 225 Cal.App.3d at p. 1480.) We therefore discern no error.
Rodas, however, assigns three errors to the hearing. First, there was “no
stipulation the matter would be submitted based on the doctor reports without a hearing.”

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A stipulation was not required.8 Rather, Rodas had been found incompetent to stand trial
at the hearing in 2012, and he was referred to treatment. His competency was restored,
and he was returned to court in May 2013, per the certification. Absent a request for a
further hearing, the court could summarily approve that certification. (People v. Mixon,
supra, 225 Cal.App.3d at p. 1480.) As we have said, there was no such request or other
objection to the court accepting the certification.
Second, Rodas argues that there was “no indication . . . that the attorney standing
in [for defense counsel] during the May 10, 2013 proceeding knew that a prior hearing on
competency had not been held.” By this, Rodas appears to refer to an ambiguity in the
record. At the May 10 hearing, Judge Olmedo made comments that could be interpreted
as referring to a competency hearing held before another bench officer that Rodas’s
counsel was unaware of. Although such an interpretation is strained and the record
shows that the only other competency hearing was the one before Judge Schnegg on
February 3, 2012, Judge Olmedo made it clear in her settled statement that her comments
referred to the doctor’s competence finding “not to another bench officer making a
finding of competency.” There is no showing that Rodas’s counsel at the May 10 hearing
was confused about this issue.
Finally, Rodas argues that evidence he wasn’t taking his medication constituted
substantial evidence he was incompetent to stand trial. But all the medical report stated
was Rodas should remain on his medication regimen “to maintain psychiatric stability
and competency” and “to prevent mental decompensation and maintain competency
related abilities.” Defense counsel at the May 10 hearing said that Rodas “apparently”
wasn’t taking his medication and counsel might need a medical order. Even assuming
8 The cases Rodas cites (People v. McPeters (1992) 2 Cal.4th 1148, superseded by
statute as stated in People v. Boyce (2014) 59 Cal.4th 672, 707 & People v. Weaver
(2001) 26 Cal.4th 876) to suggest that a stipulation was required before the court could
proceed are inapposite. Those cases simply hold parties may stipulate to the court
considering the issue of competency based on doctor reports, without violating a
defendant’s due process rights.

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Rodas stopped taking his medication, there was no showing of a consequent “mental
decompensation” to the extent he was no longer competent. As we said, his defense
counsel made no such representation or showing at the May 10, 2013 hearing.
D. The March 18, 2014 hearing
Rodas contends there was substantial evidence he was incompetent at the
March 18, 2014 hearing, and proceedings should have been adjourned then. To the
contrary, Judge Perry was not presented with substantial evidence of Rodas’s
incompetence, and the court therefore had no duty to conduct a further competency
hearing.
The evidence before Judge Perry consisted of defense counsel’s statements about
her client’s conduct and Rodas’s statements to the court. Counsel’s description of her
client’s note and behavior certainly suggested mental illness. Counsel’s comments,
however, did not necessarily constitute substantial evidence of defendant’s incompetence.
(People v. Mai, supra, 57 Cal.4th at p. 1033.) Instead, Rodas’s responses to Judge Perry
suggested competence: Rodas knew he was in a jury trial; he recited the charges against
him with precision; he knew that Ms. Telfer was defending him; he was willing to help
her; he wanted to go forward with trial; and he apologized for his “obstructive” and
“belligerent” behavior. The record therefore shows that Rodas understood the nature of
the criminal proceedings and could assist counsel in the conduct of a defense in a rational
manner.9
This distinguishes Rodas from the defendant in People v. Murdoch (2011)
194 Cal.App.4th 230. In Murdoch, after the defendant’s arraignment, competency
proceedings were instituted. (Id. at p. 233.) Two experts concluded that the defendant
9 We review the propriety of a trial court’s ruling on competency based on the time
it was made without reference to evidence produced later. (People v. Panah, supra,
35 Cal.4th at p. 434, fn. 10.) We note, however, that during trial the trial court and Rodas
discussed his right to testify several times, and Rodas’s responses were clear and
appropriate. Counsel also represented that she explained Rodas’s rights, and he
understood.

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suffered from mental illness, but he was presently competent due to his medication.
(Ibid.) The doctors noted that the defendant had stopped taking his medication and
warned of decompensation if he continued to refuse medication. (Id. at pp. 233, 237.)
Just before opening arguments, the self-represented defendant told the court his defense
was the victim was not human. During trial, he defended himself on that theory. (Id. at
pp. 234-235.) The defendant’s “statements taken together with the experts’ reports
provide the substantial evidence necessary to demonstrate a reasonable doubt as to
whether he had in fact decompensated and become incompetent as the experts had
warned.” (Id. at p. 238.) The trial court therefore erred in not conducting a hearing to
determine the defendant’s competence.
Although the 2013 medical report about Rodas, like the report in Murdoch,
connected taking medication to maintaining competence,10 Rodas’s characterization of
the report as “conditioning” competence on maintaining his medication regimen is an
overstatement. The defendant in Murphy had already stopped taking his medication at
the time the medical report was authored and was showing signs of decompensation. The
only medical report about Rodas is the one from 2013. There was no current medical
report from 2014 describing the effect, if any, of Rodas’s failure to take his medication.
Rodas thus asks us to assign a significance to his failure to take medication that is not in
the record. And although Rodas began to use the “word salad” that typified his prior
descent into section 1368 status, he nonetheless demonstrated an understanding of the
nature of the criminal proceedings and a willingness to assist counsel with his defense in
a rational manner when questioned by the court. That understanding—not his verbiage—
10 The cover letter, signed by Atascadero State Hospital’s medical director, stated,
“[Rodas] is being returned to court on psychotropic medication. It is important that the
individual remain on this medication for his own personal benefit and to enable him to be
certified under Section 1372 . . . .” Rodas was then compliant with his medications and
should “remain on his current medication regimen to maintain psychiatric stability and
competency” and to “prevent mental decompensation and maintain competency related
abilities while he waits to return to court”.

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is the sine qua non of competence. We therefore cannot find that the court erred by
failing to conduct a further competency hearing.
II. Expert testimony
Next, Rodas contends that the trial court prejudicially erred by allowing the
prosecution to elicit Dr. Morris’s opinion that Rodas had the specific intent to commit the
crimes. We disagree.
A. Dr. Morris’s testimony
On direct examination, Dr. Morris testified that schizophrenia can cause
impulsivity and affect reasoning and logic. Schizophrenics have trouble with their
“executive functioning,” which is the ability to weigh pros and cons of any decision and
whether to act on an impulse. They can also have delusions related to identity and have
memory problems.
On cross-examination, the prosecutor asked Dr. Morris whether a way to
determine if someone is schizophrenic is to examine if they are “goal-oriented.” The
doctor responded that schizophrenia affects different parts of functioning, so “[i]t doesn’t
necessarily make a person globally incompetent to do anything in their life on any level.”
It “depends on the situation.” A schizophrenic person can make a “plan.” The
prosecutor then suggested a hypothetical:
“[The prosecutor]: . . . If a person plans on killing somebody, he wakes up that
morning and he arms himself with a knife. Okay. And not a wet noodle or a nerf knife.
That person has taken a small step towards achieving the goal of killing somebody, is that
correct, and he’s planning; is that correct?
“A. Potentially, yes.
“Q. And that person then takes that same knife and instead of wielding it out in
the open where everybody can see it, but conceals that knife on that person’s arm or
something like that where it can’t be seen by the public in an effort towards achieving the
goal of killing somebody, that person is taking yet another step towards that ultimate plan

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of killing somebody. That person is not disorganized, but that person is planning; is that
correct?
“A. I would object to saying whether – depending on the person, they still could
be disorganized. A person can still have some level of planning. The two things are not
mutually exclusive. . . .
“[¶] . . . [¶]
“Q. . . . [H]e can be globally suffering from a mental illness as you say, but in that
aspect, in that tiny aspect in his life he’s goal oriented; is that correct?
“A. Potentially, depending on what the goal is. And if there’s a level of paranoia
that’s driving the behavior, if the person thinks that someone is trying to hurt them. You
have to factor in all those things.
“Q. But even if that person suffers from paranoia, assuming that you’re right and
that that person in this hypothetical suffers from paranoia and he thinks that the person
may be hurting him or something, regardless of that, if he takes the step in killing the
person that he thinks is going to kill him and he takes small steps in achieving that goal,
he still is planning, he’s goal oriented.[11]
“[¶] . . . [¶]
“Q. Even if the person is hearing voices, right, in this hypothetical, and he takes
steps towards eliminating the person that he thinks is going to kill him, he’s still taking
tiny steps and planning toward – to achieve that goal of killing a person; right? I mean,
he has to plan it out?
“A. Potentially, yes.
“Q. In that same hypothetical, that person not only conceals the knife, but looks
for an opportunity where nobody’s around before the person takes the act in killing the
victim. That person is thinking methodically and planning out his course of action, goal
oriented; is that correct?”
11 Defense counsel’s objection that the question called for a legal conclusion was
overruled.

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Defense counsel objected that the hypothetical assumed a fact not in evidence and
went to the “legal conclusion in this case.” At sidebar, the trial court told the prosecutor
to “tighten your questions up” and that the questions were better argued to the jury. Back
before the jury, Dr. Morris agreed that a mentally ill person can form the intent to commit
crimes. He also agreed that whether the person is goal-oriented is “part of” the way to
assess whether a mentally ill person has the specific intent to commit crimes.
B. Dr. Morris did not testify that Rodas premeditated and deliberated.
California law permits a person with “special knowledge, skill, experience,
training, or education” in a particular field to qualify as an expert witness (Evid. Code,
§ 720) and to give testimony in the form of an opinion (Evid. Code, § 801). A trial court
has broad discretion to admit or exclude expert testimony. (People v. McDowell (2012)
54 Cal.4th 395, 426.) But the testimony experts may provide in criminal cases is limited.
Section 28, subdivision (a), for example, prohibits “[e]vidence of mental disease, mental
defect, or mental disorder . . . to show or negate the capacity to form any mental state,
including, but not limited to” intent, premeditation, deliberation or malice aforethought.
Such evidence “is admissible solely on the issue of whether or not the accused actually
formed a required specific intent, premeditated, deliberated, or harbored malice
aforethought, when a specific intent crime is charged.” (Ibid.) Section 29 prohibits an
expert testifying about a defendant’s mental illness from discussing “whether the
defendant had or did not have the required mental states . . . for the crimes charged,” a
question that is reserved for the trier of fact. (See also People v. Coddington (2000)
23 Cal.4th 529, 582, overruled on another ground by Price v. Superior Court (2001)
25 Cal.4th 1046, 1069; People v. Bordelon (2008) 162 Cal.App.4th 1311, 1327.) To ask
whether a hypothetical avatar in the defendant’s circumstances would have had the
specific intent required for a crime is the functional equivalent of asking whether the
defendant had that intent. (Bordelon, at p. 1327.) Such a hypothetical would therefore
violate section 29. (Bordelon, at p. 1327; see People v. Larsen (2012) 205 Cal.App.4th

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810, 828 [testimony about hypothetical situations similar to the actual case would “come
dangerously close to the territory precluded by sections 28 and 29”]. )
Rodas contends that the prosecutor’s hypotheticals violated section 29 and
Bordelon, because they elicited an opinion that Rodas premeditated and deliberated. The
hypotheticals, however, were appropriate tools of impeachment to attack Dr. Morris’s
suggestion on direct examination that a schizophrenic is impulsive and lacks reasoning
and logic. The prosecutor countered that suggestion with questions designed to show that
a schizophrenic can be “goal-oriented” and can plan. He therefore asked about specific
acts a hypothetical person might take, for example, arming himself with a knife and
concealing it. Could such acts, the prosecutor asked, show that the person is planning?
Of course, the suggestion implicit in the questions was that a person who engages in such
acts or “planning” can premeditate and deliberate a murder. (See generally People v.
Gonzalez (2012) 54 Cal.4th 643, 663-664 [planning activity is evidence of premeditation
and deliberation].) But establishing that a person with schizophrenia can plan is not the
same as asking whether this hypothetical person premeditated and deliberated. The
prosecutor stopped short of asking that question.12 We therefore discern no error.
III. Corrections to the abstract of judgment.
The abstract of judgment fails to reflect the one-year terms imposed under
section 12022, subdivision (b)(1), as to counts 1, 2 and 4. The abstract of judgment also
incorrectly states that one-year terms under section 12022.7, subdivision (a), were
imposed on counts 2 and 4. The abstract of judgment must be modified accordingly.
12 The hypothetical that perhaps came closest to the line drawn by section 29 was the
last one: “[T]hat person not only conceals the knife, but looks for an opportunity where
nobody’s around before the person takes the act in killing the victim. That person is
thinking methodically and planning out his course of action, goal oriented; is that
correct?” But defense counsel objected, and it went unanswered.

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DISPOSITION
The abstract of judgment is modified to strike the one-year terms imposed under
section 12022.7 as to counts 2 and 4. The abstract of judgment is modified to reflect that
one-year terms were imposed under section 12022, subdivision (b)(1) as to counts 1, 2
and 4. The clerk of the superior court is directed to modify the abstract of judgment and
to forward the modified abstract to the Department of Corrections and Rehabilitation.
The judgment is affirmed as modified.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
ALDRICH, J.
We concur:
EDMON, P. J.
LAVIN, J.

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