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081571np-pdf•Charlene J. Good & Richard C. Good v. City of Sunbury
081571np-pdfCourt of Appeals for the Third Circuit16.11.2009
Parties consented to jurisdiction by United States Magistrate Judge Smyser. See1
Order, Good v. City of Sunbury, 06-cv-2268 (E.D. Pa. Feb. 26, 2007).
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 08-1571
___________
CHARLENE J. GOOD & RICHARD C. GOOD,
Appellants,
v.
CITY OF SUNBURY,
______________
Appeal from the United States District Court
for the Middle District of Pennsylvania
(No. 06-CV-02268)
Magistrate Judge: Honorable Andrew Smyser1
___________
Submitted Under Third Circuit L.A.R. 34.1(a)
October 2, 2009
___________
Before: AMBRO, GARTH and ROTH, Circuit Judges.
(Opinion Filed: November 16, 2009)
___________
OPINION
___________
GARTH, Circuit Judge:
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Tenants allegedly left bags of trash and loose garbage lying in and around the2
back yards of the rental units.
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Charlene and Richard Good (“the Goods”), husband and wife, own rental
properties located at 250-260 Race Street in Sunbury, Pennsylvania (“the Properties”).
Charlene Good managed the Properties while Richard Good worked as a car dealer.
On August 9, 2004, the Sunbury City Council passed a resolution establishing a
procedure whereby Sunbury could designate property as “nuisance property” if that
property was subject to three “founded” police or municipal code violations within a
twelve-month period. On July 25, 2005, and August 6, 2005, the Sunbury Code Office
sent letters to the Goods advising them of several complaints and violations regarding the
Properties. On August 8, 2005, the Sunbury City Council voted to designate the
Properties as a “nuisance” because tenants of the Properties allegedly had failed to
remove or properly contain their garbage on more than three occasions, in violation of the
International Property Maintenance Code.2
The nuisance designation was subsequently published in the local newspaper and
announced on local television stations. The Goods objected to this label, claiming that
the procedure for nuisance designation did not meet due process standards, that there was
no procedure to challenge a nuisance designation, and that the terms “founded” and
“nuisance,” as they applied relative to the August 9, 2004 resolution, were not adequately
defined. On September 13, 2005, the City Council removed the Properties from the
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“nuisance” list.
Allegedly as a result of her Properties being deemed a nuisance for slightly over a
month, Charlene Good claims to have suffered severe psychological and emotional harm.
She provided an expert report from her psychologist supporting this contention, and
Sunbury’s own expert concurred that Mrs. Good suffered from Post Traumatic Stress
Disorder as a result of Sunbury’s conduct.
The Goods filed suit in District Court on November 22, 2006, alleging violations
of 42 U.S.C. § 1983 and the Fifth and Fourteenth Amendment Due Process Clauses, as
well as supplemental state law claims for defamation, intentional infliction of emotional
distress, and invasion of privacy. Sunbury moved for summary judgment on December 4,
2007. On February 5, 2008, the District Court granted summary judgment for Sunbury on
the Fifth Amendment claim because “the Fifth Amendment is not applicable to state
action.” Memorandum and Order, Good v. City of Sunbury, NO. 06-CV-2268 (E.D. Pa.
Feb. 5, 2008) (“D.C. Op.”) at 8.
The District Court also granted summary judgment on the Fourteenth Amendment
claim because the Goods suffered no loss aside from stigmatization and because
“psychological injury is not a loss or deprivation that is independent of the stigmatization
of the property owner as a result of the negative labeling of the property.” Id. at 12. The
court declined to exercise supplemental jurisdiction over the state law claims and thus
dismissed the case. Id. at 13.
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The Goods timely appealed with regard to their Fourteenth Amendment claim.
I.
“Our review of the District Court's grant or denial of summary judgment is
plenary, and we apply the same standard that the District Court applied in determining
whether summary judgment was appropriate.” Biliski v. Red Clay Consol. Sch. Dist. Bd.
of Educ., 574 F.3d 214, 218 (3d Cir. 2009) (quoting Norfolk S. Ry. v. Basell USA Inc.,
512 F.3d 86, 91 (3d Cir.2008). Summary judgment is warranted if, drawing all inferences
in favor of the non-moving party, “the pleadings, the discovery and disclosure materials
on file, and any affidavits show that there is no genuine issue as to any material fact and
that the movant is entitled to judgment as a matter of law.” FED. R. CIV. P. 56(c). Since
there are no disputed facts in this case, we must decide, as a matter of law, whether the
psychological harm alleged to have been suffered by Charlene Good as a result of the
government’s actions is sufficient to sustain a constitutional due process claim based on
harm to reputation.
II.
“To state a claim under § 1983 for deprivation of procedural due process rights, a
plaintiff must allege that (1) he was deprived of an individual interest that is encompassed
within the Fourteenth Amendment’s protection of ‘life, liberty, or property,’ and (2) the
procedures available to him did not provide ‘due process of law.’” Hill v. Borough of
Kutztown, 455 F.3d 225, 233-34 (3d Cir. 2006) (citing Alvin v. Suzuki, 227 F.3d 107,
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116 (3d Cir. 2000)). Since we find that the Goods fail to allege a sufficient deprivation,
we affirm the District Court’s denial of the claim on that basis, and therefore need not
engage in an analysis of whether the procedures available to them provided sufficient due
process of law.
The Goods argue that the psychological harm suffered by Charlene Good is a
sufficient deprivation to sustain a constitutional due process claim for harm to reputation.
The Goods reason that mental health implicates one’s right to life and liberty because
psychological injury can lead to death and disease and the foreclosure of future
opportunities. Thus, they argue, psychological harm is distinct from harm to reputation.
The law is well settled that defamation, “standing alone and apart from any other
governmental action,” is insufficient to state a claim for relief under 42 U.S.C. § 1983 and
the Fourteenth Amendment. Paul v. Davis, 424 U.S. 693, 694, 96 S.Ct 1155, 47 L.Ed.2d
405 (1976). Rather,
it is clear that reputation alone is not an interest protected by the Due Process
Clause. Rather, to make out a due process claim for deprivation of a liberty
interest in reputation, a plaintiff must show a stigma to his reputation plus
deprivation of some additional right or interest. This has been referred to as the
“stigma-plus” test.
Dee v. Borough of Dunmore, 549 F.3d 225, 233-34 (3d Cir. 2008) (quoting Clark v. Twp.
of Falls, 890 F2d 611, 619 (3d Cir. 1993), and Hill, 455 F.3d at 236) (internal quotation
marks and citations omitted). However, while it is established that an allegation of harm
to some additional interest (i.e., the “plus” factor) is needed to sustain a due process claim
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based on defamation, exactly what qualifies as a sufficiently “tangible interest[],” Paul,
424 U.S. at 701, is less clear, and has been the source of “some confusion.” Baraka v.
McGreevey, 481 F.3d 187, 208 (3d Cir. 2007).
Fortunately, we need not attempt the difficult task of clarifying precisely what type
of interests are sufficiently “tangible” to satisfy the “plus” element of the “stigma-plus”
test, because our analysis of the Goods’ due process claim requires only a determination
of whether or not the emotional distress alleged by Mrs. Good is sufficiently tangible to
satisfy the “plus” element.
Our holding in Baraka is highly instructive in this regard. In Baraka, we addressed
the claims of a former poet laureate of New Jersey, Amiri Baraka, whose controversial
remarks about the September 11 terrorist attacks prompted the state’s governor to suggest
that Baraka was anti-Semitic. Baraka, 481 F.3d at 194. The governor and legislature
subsequently abolished the position of poet laureate, and Baraka sued, alleging, inter alia,
that he was deprived of a constitutionally protected interest in his reputation. Id. at 194-
95.
In addressing Baraka’s claim, we noted that “[r]eputational harm can constitute a
protected interest [only] when coupled with an additional deprivation of a protected right
or interest.” Id. at 208. We held that Baraka had failed to plead an additional
deprivation of a protected interest or shown a foreclosure of future opportunities to
couple with his reputational harm, and therefore affirmed the District Court’s dismissal
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for failure to state a claim for deprivation of a constitutionally protected interest in his
reputation. Id. at 209.
Of particular interest to the case sub judice is the fact that although “Baraka
allege[d] defendants caused ‘irreparable damages to his reputation, embarrassment,
humiliation and emotional distress,’” id. at 209 n.17 (emphasis added), we nonetheless
found that he failed to plead the “plus” factor necessary to the “stigma-plus” test.
Accordingly, in Baraka we at least strongly suggested that the emotional distress suffered
attendant to reputational harm does not constitute a valid “plus” factor for purposes of the
“stigma plus” requirement. This conclusion is buttressed by our earlier holding in Kelly
v. Borough of Sayreville, N.J., 107 F.3d 1073 (3d Cir. 1997), where we held that the
plaintiff, who alleged harm in the form of, inter alia, “emotional...injury,” id. at 1076,
“has not suffered a deprivation beyond the injury to his reputation [and therefore] has not
pleaded a valid claim based on a violation of his liberty interests.” Id. at 1078.
An analysis of the interests that have we found to be sufficiently tangible “plus”
factors, particularly when contrasted with those that we have deemed insufficiently
tangible, leads to the same conclusion regarding the interest at issue here as do our
holdings in Baraka and Kelly.
We have found a sufficiently tangible “plus”when the claimed harm was an injury
to a right “created and defined by state statutory law and the [relevant collective
bargaining agreement],” Dee, 549 F.3d at 234; a deprivation of the “liberty to pursue a
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calling or occupation,” Thomas v. Independence Twp., 463 F.3d 285, 297 (3d Cir. 2006);
“an injury to [plaintiff’s] reputation while in the exercise of [her] constitutional right” to
free speech, Merkle v. Upper Dublin Sch. Dist., 211 F.3d 782, 797 (3d Cir. 2000); and a
“constructive discharge” and consequent damage to plaintiff’s “ability to earn a living.”
Hill, 455 F.3d at 232-33.
In contrast, we have found the plaintiff’s would-be “plus” too ethereal—and
therefore insufficient to support a reputation-based due process claim—when the claimed
harm was the “possible loss of future employment opportunities,” Clark, 890 F.2d at 620;
the “temporary removal from [customary] duties,” Edwards v. Cal. Univ. of Pa., 156 F.3d
488, 492 (3d Cir. 1998); the “den[ial of] a promotion and transfer[]...from the position of
manager...to a [lower] supervisory position,” Robb v. City of Philadelphia, 733 F.2d 286,
293 (3d Cir. 1984); and even outright “financial harm,” Sturm v. Clark, 835 F.2d 1009,
1013 (3d Cir. 1987).
Finally, we note that, in addition to the collective weight of our precedent cited
above, there is a sound policy argument militating against a finding that the Goods’ claim
is legally cognizable. If we were to hold that the emotional trauma resulting from
government defamation was, without more, sufficient to constitute the “plus” factor
necessary in a Fourteenth Amendment due process liberty claim, virtually every
defamation plaintiff would have a constitutional claim ready-made to survive at least to
summary judgment, because defamatory remarks or acts, by their very nature, often cause
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In so holding, we do not mean to imply that we in any way discount, dismiss or3
belittle the seriousness of the psychological trauma allegedly suffered by Mrs. Good.
Throughout our opinion, we speak of the tangible (or intangible) nature of interests only
as that term was used by the Supreme Court in Paul. As such, our conclusion that Mrs.
Good’s alleged psychological injury is not ‘tangible’ should be taken only to mean that,
as a matter of law, it lacks the requisite sufficiency to stand as the “plus” factor in the
“stigma-plus” test.
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severe distress to their target. Cf. Merkle, 211 F.3d at 797 (“This court has warned
against equating a state defamation claim with a cause of action under section 1983
predicated on the Fourteenth Amendment.”) (quoting Kelly,107 F.3d at 1078) (quotation
marks and alterations omitted). The end result would be the effective elimination of the
“plus” requirement of the “stigma-plus” test.
III.
Based on the foregoing, we conclude that Mrs. Good’s alleged psychological injury
is not sufficient to satisfy the “plus” element of the “stigma-plus” test, and consequently that
the Goods fail to claim sufficient deprivation to support their Fourteenth Amendment due
process claim. We therefore hold that the Goods’ due process claim fails as a matter of law.3
The District Court’s grant of summary judgment in favor of the City of Sunbury, and against
the Goods, will be affirmed.
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