2023000772•EEOC Appeal 2023000772
Gesamter Gesetzestext
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Sector P.O. Box 77960 Washington, DC 20013 Willie L.,1 Complainant, v. Robert F. Kennedy, Jr., Secretary, Department of Health and Human Services (National Institutes of Health), Agency. Appeal No. 2023000772 Agency No. HHS-NIH-NIAID-040-22 DECISION Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s October 13, 2022, final decision concerning his equal employment opportunity (EEO) complaint of employment discrimination in violation of Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission REVERSES the Agency’s final decision. At the time of events giving rise to this complaint, Complainant worked as a Senior Technology Transfer and Patent Specialist at the Agency’s Technology Transfer and Intellectual Property Office in Washington, D.C. On March 11, 2022, Complainant filed an EEO complaint alleging discrimination by the Agency based on disability (mental and physical) when management denied 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2023000772 2 his request to work a part-time schedule as a reasonable accommodation and management denied his request for reconsideration. The investigation into the complaint revealed that Complainant suffered a hemorrhagic stroke on February 3, 2021, which resulted in a five-week hospitalization. Following a period of extended leave, Complainant’s neurologist authorized him to return to work on a part-time basis. On October 7, 2021, Complainant submitted a written request for a modified work schedule that would permit him to take frequent breaks and take leave to attend medical appointments as needed, work an initial part-time schedule, and telework full-time from home. On October 8, 2021, the Agency requested that Complainant submit sufficient supporting medical documentation to process his reasonable accommodation request. Complainant returned his completed Medical Inquiry form on October 12, 2021, and the Agency informed Complainant that his medical information was sufficient. According to Complainant, his neurologist only authorized him to return to work on a part-time basis. In the Medical Inquiry form, dated October 7, 2021, Complainant’s physician recommended telework; extra time to complete tasks without strict deadlines; important information conveyed in a quiet environment free of distractions; work on projects with familiar context rather than new material; one project at a time rather than multiple projects simultaneously; and a gradual return to work starting part-time. Complainant’s physician concluded with the recommendation of 20 hours per week from October 18, 2021, through July 18, 2022. On December 3, 2021, an Accessibility Consultant advised management to grant Complainant’s requested accommodations of frequent breaks, leave to attend medical appointments, and telework. However, the Accessibility Consultant recommended that management deny Complainant’s request for a part-time schedule because permitting Complainant to indefinitely work a part-time schedule would remove essential job duties and be tantamount to granting open-ended leave without an established return date, constituting an undue burden. The Accessibility Consultant asserted that having a part-time schedule was essentially a request for Leave Without Pay (LWOP), which he viewed as an undue hardship for the Agency.
2023000772 3 On January 3, 2022, Complainant’s supervisor, the Director, denied Complainant’s requests for a modified work schedule with frequent breaks and an initial part-time work schedule. However, he approved time off for medical appointments and full- time telework. On January 12, 2022, Complainant requested reconsideration of the decision denying his request to work a part-time schedule until he could return to a full-time schedule. The Agency denied Complainant’s request on February 2, 2022. As a result, Complainant did not return to work and exhausted his accrued leave. Complainant subsequently received unpaid leave. In a letter dated March 22, 2022, Complainant’s physician stated that Complainant could return to work immediately if restricted duty were allowed. The physician defined restricted duty as: extra time to complete tasks, maximum of 20 hours per week, and the need to work from home. The physician stated Complainant could gradually return to full-time at a rate of increase five hours per week, every four weeks. The physician added that Complainant was not medically fit to return to work full-time from February 3, 2021 through July 13, 2022. On May 20, 2022, following Complainant’s request for second-level reconsideration, the Agency approved Complainant to work a part-time schedule through July 13, 2022. The approval memorandum indicated that documentation Complainant provided on March 7, 2022, permitting Complainant to work part-time for approximately two months, was reasonable to allow for recovery of endurance and stamina and measured return to a full-time work schedule.2 Complainant stated that prior to the approval of part-time work Complainant had been forced to use all available leave or go without pay. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of his right to request a hearing before an EEOC Administrative Judge (AJ). When Complainant did not request a hearing within the time frame provided in 29 C.F.R. § 1614.108(f), the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b), which concluded that Complainant failed to prove that the Agency subjected him to discrimination as alleged. Complainant then filed the instant appeal. 2 The record does not include the referenced March 7, 2022 memorandum.
2023000772 4 An agency is required to make reasonable accommodation to the known physical and mental limitations of an individual with a disability unless the agency can show that accommodation would cause undue hardship. 29 C.F.R. §§ 1630.2(o) and (p). To prevail on his denial of reasonable accommodation claim, Complainant must show that: (1) he is an individual with a disability as defined by 29 C.F.R. § 1630.2(g); (2) he is “qualified” as defined by 29 C.F.R. § 1630.2(m); and (3) the Agency failed to provide him a reasonable accommodation. See EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship Under the Americans with Disabilities Act (Enforcement Guidance), No. 915.002 (Oct. 17, 2002). An employer should respond expeditiously to a request for reasonable accommodation. See Enforcement Guidance at Question 10. If the employer and the individual with a disability need to engage in an interactive process, this too should proceed as quickly as possible. Id. Similarly, the employer should act promptly to provide reasonable accommodation. Id. Unnecessary delays can result in violation. Id. In determining whether there has been an unnecessary delay in responding to a request for reasonable accommodation, relevant factors include: (1) the reason(s) for delay, (2) the length of the delay, (3) how much the individual with a disability and the employer each contributed to the delay, (4) what the employer was doing during the delay, and (5) whether the required accommodation was simple or complex to provide. Here, it is undisputed that Complainant is an individual with a disability as defined under the Rehabilitation Act, and the Agency conceded in its final decision that Complainant is qualified as defined by § 1630.2(m). While the Agency agreed to some of Complainant’s requested accommodations, we find that the Agency unnecessarily delayed in providing Complainant with the initial part-time schedule, which resulted in Complainant exhausting his accrued leave and later relying on unpaid leave, before granting his requested accommodation seven months later based on his original documentation. The Agency’s seven-month delay in processing Complainant’s request for reasonable accommodation was unreasonable and therefore a violation of the Rehabilitation Act. See Ria T. v. U.S. Postal Serv., EEOC Appeal No. 0120182257 (Jan. 14, 2020) (finding that the Agency violated the Rehabilitation Act when complainant was delayed in receiving a reasonable accommodation for two months); Susan B. v. Dep’t of the Army, EEOC Appeal No. 2020001632 (June 16, 2021)
2023000772 5 (affirming AJ’s decision that the Agency's four-month delay in providing Complainant an accommodation violated the Rehabilitation Act). Specifically, the record reveals that Complainant submitted his request in October 2021, and the Accessibility Consultant provided a recommendation to Complainant’s supervisor on December 3, 2021. Complainant did not receive a decision until January 3, 2022, wherein his requests for a modified work schedule to include frequent breaks and an initial part-time work schedule were denied. Following multiple requests for reconsideration, Complainant received ultimate approval for his requested part-time schedule with a gradual return in May 2022. During the seven-month period, Complainant was proactive in pursuing his reasonable accommodation request. While the Agency argues that Complainant’s request was denied because he requested an indefinite part-time schedule, the record reveals that management was aware at the time of his original request that Complainant’s request was an initial part-time work schedule with a gradual return to full-time work. Thus, we find that the delays were unnecessary, violated the Agency's responsibility to expeditiously respond to a request for reasonable accommodation, and demonstrated a lack of good faith in the Agency’s accommodation efforts. When discriminatory practice involves the provision of reasonable accommodation, damages may be awarded if the Agency fails to demonstrate that it made a good faith effort to provide Complainant with reasonable accommodation for his disability. See Gunn v. U.S. Postal Serv., EEOC Appeal No. 0120053293 (June 15, 2007). As the Agency has failed to show that it has made a good faith effort to timely respond to Complainant’s request for an accommodation, he is entitled to present a claim for compensatory damages on the Agency's failure to timely accommodate him. See West v. Gibson, 527 U.S. 212 (1999); Complainant v. Dep’t of Justice, EEOC Appeal No. 0120121339 (May 8, 2015) (complainant entitled to present a claim for compensatory damage when the Agency failed to establish good faith in accommodation attempt), req. for recons. den., EEOC Request No. 0520150404 (Nov. 12, 2015). Accordingly, we REVERSE the Agency's final decision finding no discrimination and we REMAND this matter to the Agency to take the following corrective action in accordance with the ORDER below.
2023000772 6 ORDER The Agency is ordered to take the following remedial action: I. Complainant is entitled to a backpay award for days he was unable to work due to the Agency's unnecessary delay and/or denial of reasonable accommodation. Within sixty (60) calendar days of the date this decision is issued, the Agency shall determine the appropriate amount of back pay, with interest, and other benefits due Complainant, pursuant to 29 C.F.R. § 1614.501. The back pay amount shall be computed in the manner prescribed by 5 C.F.R. § 550.805, including, but not limited to the denial of reasonable accommodation from October 18, 2021, through July 13, 2022. Complainant shall cooperate with the Agency's efforts to compute the amount of back pay and benefits due and shall provide all relevant information requested by the Agency within thirty (30) calendar days of the Agency’s request. If there is a dispute regarding the exact amount of back pay, interest, and/or benefits, Complainant may file a Petition for Enforcement with the Commission. The Agency shall still pay Complainant the undisputed amount of back pay owed within sixty (60) calendar days of the date the amount is determined. The back pay calculation and payment period should not exceed one hundred and twenty (120) calendar days. II. Within sixty (60) calendar days of the date this decision is issued, the Agency restore the appropriate amount of leave (annual, sick, leave without pay, etc.) which Complainant took because of the denial of his reasonable accommodation request and compensate Complainant for any unpaid leave taken as a result of the denial. III. Within sixty (60) calendar days of the date this decision is issued, the Agency shall conduct and complete a supplemental investigation to determine the amount of compensatory damages to which Complainant is entitled. In so doing, the Agency shall: a. Issue a notice to Complainant of his right to submit evidence based on our guidance in Carle v. Dep’t of the Navy, EEOC Appeal No.
2023000772 7 01922369 (Jan. 5, 1993) and request evidence from Complainant in support of compensatory damages. The Notice shall provide Complainant with thirty (30) calendar days to respond (with an option and instructions to request an extension in the case of extenuating circumstances). Complainant has a duty to cooperate with the Agency's investigation to determine compensatory damages, including responding to agency requests for documentation or completing agency forms. b. Issue a new final agency decision (“Compensatory Damages FAD”) based on the findings of the supplemental investigation. The Compensatory Damages FAD shall state the amount (if any) of compensatory damages owed to Complainant and explain how the Agency determined that amount. The Compensatory Damages FAD shall include appeal rights to the Commission. c. Within sixty (60) calendar days of the date the Compensatory Damages FAD is issued, the Agency shall pay Complainant the amount of compensatory damages it determined are owed. If there is a dispute over the exact amount of compensatory damages owed, the Agency shall pay the undisputed amount to Complainant. If Complainant disagrees with the Agency’s award, they may challenge the Agency’s decision on the amount of compensatory damages by filing an appeal of the Compensatory Damages FAD with the Commission. Instructions on how to appeal, including the deadline to file, will be included in the appeal rights portion of the Compensatory Damages FAD. IV. Within ninety (90) calendar days from the date this decision is issued, the Agency shall provide four hours of interactive or in-person training with respect to the Rehabilitation Act and Americans with Disabilities Act, with special emphasis on requesting, receiving, and responding to requests for reasonable accommodation, the interactive process, and undue burden to all human resources personnel in charge of dealing with requests for reasonable accommodation, including the Accessibility Coordinator, and supervisors and managers within the Agency’s Technology Transfer and Intellectual Property Office in Washington, D.C. The Agency shall provide the Compliance Officer
2023000772 8 with proof of attendance, as well as the contents and materials it used for the training. V. Within one hundred and twenty (120) calendar days of the date this decision is issued, the Agency shall consider taking disciplinary action against the Director and Accessibility Coordinator. The Commission does not consider training to be a disciplinary action. The Agency shall report its decision to the Commission and specify what, if any, action was taken. If the Agency decides not to take disciplinary action, then it shall set forth the reasons for its decision not to impose discipline. The Agency is further directed to submit a report of compliance in digital format as provided in the statement entitled “Implementation of the Commission’s Decision.” The report shall be submitted via the Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Further, the report must include supporting documentation that the corrective action has been implemented. POSTING ORDER (G0617) The Agency is ordered to post at its Technology Transfer and Intellectual Property Office copies of the attached notice. Copies of the notice, after being signed by the Agency's duly authorized representative, shall be posted both in hard copy and electronic format by the Agency within 30 calendar days of the date this decision was issued, and shall remain posted for 60 consecutive days, in conspicuous places, including all places where notices to employees are customarily posted. The Agency shall take reasonable steps to ensure that said notices are not altered, defaced, or covered by any other material. The original signed notice is to be submitted to the Compliance Officer as directed in the paragraph entitled "Implementation of the Commission's Decision," within 10 calendar days of the expiration of the posting period. The report must be in digital format and must be submitted via the Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). ATTORNEY'S FEES (H1125) If Complainant has been represented by an attorney (as defined by 29 C.F.R. § 1614.501(e)(1)(iii)), they are entitled to an award of reasonable attorney's fees incurred in the processing of the complaint. 29 C.F.R. § 1614.501(e). The award of attorney's fees shall be paid by the Agency.
2023000772 9 The attorney shall submit a verified statement of fees to the Agency -- not to the Equal Employment Opportunity Commission, Office of Federal Sector -- within thirty (30) calendar days of receipt of this decision. The Agency shall then process the claim for attorney's fees in accordance with 29 C.F.R. § 1614.501. IMPLEMENTATION OF THE COMMISSION’S DECISION (K0719) Under 29 C.F.R. § 1614.405(c) and §1614.502, compliance with the Commission’s corrective action is mandatory. Within seven (7) calendar days of the completion of each ordered corrective action, the Agency shall submit via the Federal Sector EEO Portal (FedSEP) supporting documents in the digital format required by the Commission, referencing the compliance docket number under which compliance was being monitored. Once all compliance is complete, the Agency shall submit via FedSEP a final compliance report in the digital format required by the Commission. See 29 C.F.R. § 1614.403(g). The Agency’s final report must contain supporting documentation when previously not uploaded, and the Agency must send a copy of all submissions to the Complainant and his/her representative. If the Agency does not comply with the Commission’s order, the Complainant may petition the Commission for enforcement of the order. 29 C.F.R. § 1614.503(a). The Complainant also has the right to file a civil action to enforce compliance with the Commission’s order prior to or following an administrative petition for enforcement. See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g). Alternatively, the Complainant has the right to file a civil action on the underlying complaint in accordance with the paragraph below entitled “Right to File a Civil Action.” 29 C.F.R. §§ 1614.407 and 1614.408. A civil action for enforcement or a civil action on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999). If the Complainant files a civil action, the administrative processing of the complaint, including any petition for enforcement, will be terminated. See 29 C.F.R. § 1614.409. Failure by an agency to either file a compliance report or implement any of the orders set forth in this decision, without good cause shown, may result in the referral of this matter to the Office of Special Counsel pursuant to 29 C.F.R. § 1614.503(f) for enforcement by that agency.
2023000772 10 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M1125) The Commission may, in its discretion, reconsider this appellate decision if Complainant or the Agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Sector (OFS) within thirty (30) calendar days of receipt of this decision. If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit their request for reconsideration, and any statement or brief in support of their request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, Complainant can submit their request and arguments to the Director, Office of Federal Sector, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, a complainant’s request to reconsider shall be deemed timely filed if OFS receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless Complainant files their request via the EEOC Public Portal, in which case no proof of service is required.
2023000772 11 Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(f). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (R0124) This is a decision requiring the Agency to continue its administrative processing of your complaint. However, if you wish to file a civil action, you have the right to file such action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. In the alternative, you may file a civil action after one hundred and eighty (180) calendar days of the date you filed your complaint with the Agency or filed your appeal with the Commission. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by their full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. Filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests.
2023000772 12 Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: T. Gimbrere Acting Director's signature T. Gimbrere, Acting Director Office of Federal Sector September 14, 2026 Date
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