2020000750•EEOC Appeal 2020000750
Gesamter Gesetzestext
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Mirta L.,1 Complainant, v. Robert Wilkie, Secretary, Department of Veterans Affairs, Agency. Appeal No. 2020000750 Hearing No. 430-2018-00019X Agency No. 2004-0730-2016104582 DECISION On October 8, 2019, Complainant filed an appeal, pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s September 26, 2019 final order concerning an equal employment opportunity (EEO) complaint claiming employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. BACKGROUND During the period at issue, Complainant worked as a Facility Revenue Technician, GS-7/5, at the Agency’s Mid-Atlantic Consolidated Patient Account Center (“CPAC”), VA Medical Center (VAMC) in Salisbury, North Carolina. On November 3, 2016, Complainant filed the instant formal complaint. Complainant claimed that the Agency discriminated against her on the bases of race (African-American), sex (female), and in reprisal for protected EEO activity when: 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2020000750 2 1. on September 26, 2016, the CPAC Manager (“Manager”) conducted a verbal counseling session for Complainant staying past her tour of duty on August 26, 2016. Complainant alleged that the Manager gave her permission on August 26, 2016, to complete her First Party (FP) and Third Party (TP) Fee encounters before going on leave the following week; 2. on September 23, 2016 the Manager completed a co-worker’s FP Fee Basis assignment and did not require him to complete the assignment when he returned to duty. Complainant claimed the Manager did not assign Complainant’s work assignments to her staff while she was on leave; 3. on September 21, 2016, the Manager walked into her office stating that she was sick and would reschedule the counseling session for September 26, 2016. Complainant claimed that she asked the Manager what the counseling session was about and received no response. 4. on September 12, 2016, the Manager sent an email about the verbal counseling session scheduled for September 21, 2016. Complainant claimed the Manager intentionally sent her the email and immediately left the office for annual leave before she could send a response; 5. on September 7, 2016, Complainant claimed that as soon as the Manager found out that Complainant called the police about an incident that occurred on August 24 and 26, 2016, she concluded the second verbal counseling on September 26, 2016, out of harassment and retaliation; 6. on September 2, 2016, the Manager assisted black males that she calls her work husband even though she stated that on July 28, 2016, she was not going to assist anyone to complete their work assignments; 7. on September 1, 2016, Complainant claimed that while she was on leave from August 29, 2016 to September 6, 2016, the Manager sent several emails telling her to complete her delinquent assignments by a certain timeframe; 8. on August 29, 2016, the Manager sent an email to a co-worker asking him to complete Complainant’s delinquent assignments. Complainant claimed that she informed senior management that she was overwhelmed with a backlog of work assignments because the Manager refused to provide her with coverage while she was on leave; 9. on August 26, 2016, Complainant claimed that the VAMC police was in the office to follow up with an incident that had occurred on August 24, 2016. Complainant stated that the Manager and her husband walked through the main entrance upstairs where her office was located and after the VAMC police left, the Manager’s husband walked down the hallway rattling his keys while making the following comments “I’m not the
2020000750 3 police,” “I’m not going to arrest you” and continued to make slur remarks as he continued to walk down the hallway to [Manager’s] office. Complainant stated that senior management was made aware of the incident and refused to remove her from under the Manager’s supervision; 10. on August 24, 2016, the Manager sent her an email about time spent away from her desk; 11. on August 24, 2016, the Manage continued to send her harassing emails, telling her to complete the work assignments that should have been completed while she was on leave from August 12, 2016 to August 22, 2016; 12. on August 11, 2016, the Manager continued to send her harassing emails telling her to complete the assignments and to let her know when she was done completing the assignments; 13. on August 4, 2016, Complainant stated that she continued to work on the backlog and delinquent work assignments and notified the Manager as assignments were completed. Complainant stated that she was constantly playing “catch up” because she does not have enough coverage while she was on leave, and that’s why she was delinquent and over worked; 14. on August 3, 2016, the Manager emailed Complainant that she needed to review a Cancellation, FRM-Pending, and FRM-Review on a daily basis to ensure the requests were not delinquent; 15. on August 2, 2016, she stated that while she was on leave, the Manager sent her an email message that she needed to review a Cancellation, FRM-Pending, and FRM- Review on a daily basis to ensure the requests were not delinquent. She alleged that the Manager required her to have additional training on this process and asked for her to provide a time and date she was available for training. Complainant stated that she replied to the mail stating she was constantly playing catch up due to because she had no one to cover her while she was on approved leave; 16. on July 29, 2016, she claimed while she was on leave from July 29, 2016 to August 2, 2016, the Manager sent her an email stating she needed to complete the delinquent assignments by August 3, 2016 that was pending on July 29, 2016. Complainant claimed that on July 28, 2016, the Manager made the comment in front of other co- workers she denied her leave request; 17. on July 27, 2016, the Manager sent her an email telling her to complete an assignment by 10:00 a.m. knowing that she did not report to work until 8:00 a.m.;
2020000750 4 18. on July 26, 2016, Complainant claimed that the Manager did not want an identified co- worker assist with completing Complainant’s assignments while she was on leave; 19. on July 25, 2016, the Manager called her into the office to conduct a verbal counseling less than 30 days of her becoming her supervisor; 20. on July 22, 2016, Complainant asserted that she was called into a meeting, and was accused of being insubordinate by the Manager; 21. on July 21, 2016, Complainant alleged she emailed the Manager twice, respectfully asking her to provide details in regard to the insubordinate actions that occurred prior to the session. She claimed that she told the Manager it was her right to know so she could defend the defamation of her character, reputation, and employment record. Complainant noted that the Manager replied each time stating she would find out the details of her insubordinate actions at the mandatory session; and 22. on July 8, 2016, Complainant claimed she was working overtime when the Manager accused her of being insubordinate, and she asked her how she was being insubordinate and the Manager did not reply to her. After its investigation of the formal complaint, the Agency provided Complainant with a copy of the report of investigation and notice of right to request a hearing before an Equal Employment Opportunity Commission (EEOC or Commission) Administrative Judge (AJ). Complainant timely requested a hearing. Thereafter, the AJ notified the parties sua sponte of an intent to issue a decision without a hearing. The Agency responded to the notice. While Complainant’s response was untimely, the AJ reviewed and considered the substantive content of her reply. The AJ subsequently issued a decision by summary judgment in favor of the Agency. The Agency thereafter issued the instant final order implementing the AJ’s decision. The instant appeal followed. Complainant did not submit a timely brief on appeal. ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to grant summary judgment when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. In rendering this appellate decision, we must scrutinize the AJ’s legal and factual conclusions, and the Agency’s final order adopting them, de novo. See 29 C.F.R. § 1614.405(a) (stating that a “decision on an appeal from an Agency’s final action shall be based on a de novo review…”); see also Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO-MD- 110), at Chap. 9, § VI.B. (as revised, August 5, 2015) (providing that an administrative judge’s
2020000750 5 determination to issue a decision without a hearing, and the decision itself, will both be reviewed de novo). To successfully oppose a decision by summary judgment, a complainant must identify, with specificity, facts in dispute either within the record or by producing further supporting evidence, and must further establish that such facts are material under applicable law. Such a dispute would indicate that a hearing is necessary to produce evidence to support a finding that the agency was motivated by discriminatory animus. Here, however, Complainant did not establish such a dispute. Even construing any inferences raised by the undisputed facts in favor of Complainant, a reasonable fact-finder could not find in Complainant’s favor. In finding no discrimination by summary judgment, the AJ found that the record developed during the investigation established the following undisputed facts. During the relevant period Complainant was a Ramp Clerk at the Agency’s Mid-Carolina P&DC in Charlotte, North Carolina. The Manager (Caucasian female) denied subjecting Complainant to harassment. She also noted that Complainant did not tell her that she felt she was being subjected to harassment. Regarding Complainant’s allegation that she received a counseling through email, the Manager asserted that she does not actually “have an official counseling regarding this time spent away. There’s no official counseling. There was an actual e-mail sent to her on why she had been away from her desk for 60 minutes…and at no one time during this period had she asked permission to be away from her job that she is required to do. So that’s the reason I had asked her where she was that day.” The Manager noted that Complainant told her that she was in another staff member’s office. In addition, the Manager noted that Complainant informed the Regional Revenue Manager that she was subjected to harassment by her, and he informed Complainant “that I was not harassing, discriminating or being hostile to her at all.” Regarding Complainant’s assignments, the Manager stated that it was her responsibility to ensure that Complainant is capable of doing her position. She stated that the email she sent to Complainant to complete delinquents “that were needed to be processed were only part of her facility revenue duties. In regard to asking Complainant to complete her task, the Manager stated that she is required up to five hours to complete. The Manager further stated that she did not feel that it was an unreasonable timeline for Complainant to complete her delinquent assignment. The Manager further noted that while Complainant was on leave from July 29, 2016 to August 2, 2016, she emailed Complainant, asking her to complete her delinquent assignments by August 3, 2016. She stated that she did not see this as an unreasonable assignment as well, and “I feel that if the facility revenue technician is competent at the job that she or he does, this assignment is not unreasonable carrying out her job, her duties as the facility revenue technician.”
2020000750 6 The Manager acknowledged giving Complainant a verbal counseling in July 2017. She explained that she had emailed Complainant to see if she could get out of the program “that I was trying to get into at that time and that’s what prompted me to pick up the phone to call her. When I didn’t get a response from the phone call, I actually walked down to knock on her - - knock on her door. She did not respond at that time. I came up and tried to call her again. So there - - there was several attempts at trying to get in touch with this staff member at that time on July 8 th [2017].” Specifically, the Manager stated that regarding this program, she was responsible for sending documentation to an insurance company to receive information in order to bill claims. She noted it is a shared job “among all the staff to include me. And I was attempting to copy the data and make a spreadsheet to send to the carrier. I could not do that because I couldn’t get in touch with [Complainant] to get out of the - - the shared drive that all staff in here share.” The Manager stated that she felt that it is an employee’s responsibility to answer to her or his supervisor “at that time. When there was no answer from [Complainant], that’s where the insubordination came into play. Now, I did not discriminate against - - towards her at all. I would not ask her to do anything that I would not ask any other employee in this establishment.” The Manager noted Complainant’s claim that the Manager’s husband made remarks which made Complainant feel fearful for her safety. However, the Manager stated that on August 26, 2016, her husband called stating that he wanted to have lunch at the facility “which I agreed. He came up to see me, entered the door, came straight to my office, went to my office, we talked about where we were going to eat. We exited the office, exited the building and went to the facility for lunch. At no one time did he make any kind of comments regarding any employees on this hallway at all…because of the building, the way it is, it’s a very old building. So therefore, when you do talk down the hallway, your voice echoes. At one time did I hear my husband make any kind of comment towards any of my staff.” Furthermore, the Manager stated that she became aware of the fact that Complainant had called the VA Medical Center Police Department and that the Sergeant “did tell me that that police report was strictly administrative. So, therefore, I was not aware of anything after that was made.” With respect to Complainant’s allegation that on July 3, 2017, she overheard unfavorable comments made by the Manager and a named female employee, while laughing and talking quote, “we got rid of one. One down. One more to go,” making references to her, the Manager stated “I do not have an answer to that question. I can only be responsible - - for my actions in helping that employee that day and hoping that all my staff in here have available equipment to do their jobs…being able to give you an answer on that question, I don’t have an answer.” The AJ noted that the Regional Revenue Manager (African-American male) stated that during the relevant period, he was Complainant’s second-line supervisor (“Supervisor 2”). He stated that on August 24, 2016, he received several emails from the Manager counseling Complainant about time spent away from her desk. Supervisor 2 explained that working for the federal government “you get two 15-minute breaks and then you get your 30-minute lunch period…I can kind of understand why… [Manager] was looking for [Complainant].
2020000750 7 And I can kind of understand why she was wondering not only - - in a negative way, but just being concerned about her, making sure that nothing happened to her.” With respect to Complainant’s allegation that on September 26, 2016, she received a verbal counseling for staying past her tour of duty on August 26, 2016, Supervisor 2 stated “my knowledge of that was an email was sent saying that she had worked past her normal duties, her normal tour, which… whenever they do that, you know they have to clear that with the - - with the managers.” He noted that Complainant did not notify the Manager that she was working past her normal tour. Supervisor 2 stated because Complainant worked past her normal tour, “we ended up having to pay her overtime for that.” Moreover, Supervisor 2 noted that everything that the Manager did, Complainant “complained that she was subjected to a hostile work environment.” To prove her harassment claim, Complainant must establish that she was subjected to conduct that was either so severe or so pervasive that a “reasonable person” in Complainant’s position would have found the conduct to be hostile or abusive. Complainant must also prove that the conduct was taken because of a protected basis – in this case, her race, sex and/or prior EEO activity. Only if Complainant establishes both of those elements – hostility and motive – will the question of Agency liability present itself. After careful consideration of all Complainant’s claims and the evidence of record, there is adequate support the AJ’s determination that the responsible management officials clearly articulated legitimate, non-discriminatory reasons for the disputed actions. Beyond her bare assertions, Complainant has simply provided no evidence to support her claim that her treatment was the result of her race, sex and/or prior EEO activity. A case of discriminatory hostile work environment is precluded based on our findings that Complainant failed to establish that any of the actions taken by the Agency were motivated by her protected basis. See Oakley v. U.S. Postal Service, EEOC Appeal No. 01982923 (Sept. 21, 2000). CONCLUSION We AFFIRM the Agency’s final order, implementing the AJ’s decision without a hearing, finding no discrimination.
2020000750 8 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint.
2020000750 9 RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations September 29, 2020 Date
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