September 19, 2011 – State of New Mexico v. Carol Boyse & Lester Boyse, Nos. 30,656 & 30,657
September 19, 2011 – State of New Mexico v. Carol Boyse & Lester Boyse, Nos. 30,656 & 30,657
September 19, 2011 – State of New Mexico v. Carol Boyse & Lester Boyse, Nos. 30,656 & 30,657Nmctapp
Gesamter Gesetzestext
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO Opinion Number: Filing Date: September 19, 2011 NO. 30,656 & 30,657 (Consolidated) STATE OF NEW MEXICO, Plaintiff-Appellee, vs. CAROL BOYSE, Defendant-Appellant, Consolidated with STATE OF NEW MEXICO, Plaintiff-Appellee, vs. LESTER BOYSE, Defendant-Appellant. APPEAL FROM THE DISTRICT COURT OF DOÑA ANA COUNTY Fernando R. Macias, District Judge
Gary K. King, Attorney General William Lazar, Assistant Attorney General Santa Fe, NM for Appellee Jeff C. Lahann Christopher K. P. Cardenas Las Cruces, NM for Appellants
OPINION
BUSTAMANTE, Judge.
{1} Defendants appeal the denial of a motion to suppress evidence that was
obtained pursuant to a warrant that the investigator obtained by telephone. At issue
is whether such warrants are recognized under the New Mexico Constitution. We
hold that they are not and reverse.
I. BACKGROUND
{2} On August 21, 2008, Sergeant Jeff Gray (Investigator) responded to a call about
a dead horse smell at Defendants’ residence. Investigator saw evidence of numerous
problems and decided to obtain a search warrant. The courts were closed, and
Investigator did not attempt to find the judge in person. Instead, Investigator
contacted the on-call judge, Judge Oscar Frietz, by telephone in order to obtain verbal
approval for the warrant.
{3} Investigator described the procedure by which the warrant was obtained as
follows. Investigator prepared a typewritten affidavit in the same way he would have
for a written search warrant. Investigator then spoke over the telephone with Judge
Frietz. Judge Frietz administered an oath to Investigator, and Investigator read to him
the statement of facts in support of the search warrant. The judge orally approved the
warrant at 8:55 p.m., and Investigator signed the judge’s name to the warrant. The2
warrant was executed immediately. At some point in the next several days after the
warrant had been executed, the judge signed and initialed the warrant.
II. DISCUSSION
{4} Defendants argue that telephonic warrants are not valid in New Mexico because
(1) they are inconsistent with our rules and (2) they may only be authorized by statute.
The State counters that the warrant was not telephonic, but was instead a standard
written warrant that was telephonically approved. Defendant also raises a number of
other issues regarding the validity of the search warrant in this case. Because we
conclude that New Mexico does not recognize telephonic warrants, we need not
examine the remaining issues.
{5} Article II, Section 10 of the New Mexico Constitution protects against
unreasonable searches and seizures:
The people shall be secure in their persons, papers, homes and effects,
from unreasonable searches and seizures, and no warrant to search any
place, or seize any person or thing, shall issue without describing the
place to be searched, or the persons or things to be seized, nor without
a written showing of probable cause, supported by oath or affirmation.
(emphasis added). It is well settled that this section of the New Mexico Constitution
provides greater protection than the Fourth Amendment. See State v. Leyva, 2011-
NMSC-009, ¶ 51, 149 N.M. 435, 250 P.3d 861. Our rule governing warrants is
equally clear. See Rule 6-208(A)(4) NMRA (“A warrant shall issue only on a sworn3
written statement of the facts showing probable cause for issuing the warrant.”
(emphasis added)).
{6} The question of whether New Mexico recognizes telephonic warrants has
important implications. If such warrants are recognized, then our review is
deferential, and we “must determine whether the affidavit as a whole, and the
reasonable inferences that may be drawn therefrom, provide a substantial basis for
determining that there is probable cause to believe that a search will uncover evidence
of wrongdoing.” State v. Williamson, 2009-NMSC-039, ¶ 29, 146 N.M. 488, 212
P.3d 376. If they are not recognized, then this was a warrantless search, and the
burden is on the State to prove that an exception to the warrant requirement applies.
See State v. Gutierrez, 2004-NMCA-081, ¶ 6, 136 N.M. 18, 94 P.3d 18.
{7} It is clear that telephonic warrants do not violate the Fourth Amendment. See
Fed. R. Crim. P. 41(d)(3); United States v. Rome, 809 F.2d 665, 670 (10th Cir. 1987)
(upholding a telephonic warrant despite procedural deficiencies). We have not
previously determined whether such warrants are recognized under the New Mexico
Constitution. After a brief discussion of the telephonic oath in this case, we examine
the differences between the Fourth Amendment and Article II, Section 10, and
conclude that telephonic warrants are not permitted in New Mexico.4
A. Oath and Affirmation
{8} As an initial matter, we must consider whether the affidavit prepared by
Investigator was supported by oath or affirmation. If it was not, the warrant is not
valid. See N.M. Const. art. II, § 10 (requiring that the writing be supported by oath
or affirmation). The State asserts without citation that the “‘sworn written statement
of facts’ need not be contemporaneous with its presentation to the magistrate.” For
the purposes of this Opinion, we need not decide the issue.
{9} It is not clear that an oath can be administered over the telephone. See 58 Am.
Jur. 2d Oath & Affirmation § 18 (2011) (“[T]he law requires the person taking an oath
to be in the personal presence of the officer administering it. Oaths cannot be taken
or administered over the telephone.” (footnote omitted)). It is nevertheless possible
that the affidavit was supported by oath or affirmation. “A sworn statement is one
made under penalty of perjury.” Citizens for Incorporation, Inc., v. Bd. of Cnty
Comm’rs, 115 N.M. 710, 715, 858 P.2d 86, 91 (Ct. App. 1993). It is not
inconceivable that Investigator could face perjury charges if the statements in the
affidavit are false. See State v. Knight, 2000-NMCA-016, ¶¶ 25-29, 128 N.M. 591,
995 P.2d 1033 (holding that an affidavit was sufficient despite failure to comply with
statutorily required formalities). However, it is not necessary for us to decide the
issue. Instead, we assume without deciding that the “affidavit for search warrant” and5
the “statement of facts in support of search warrant” were sworn statements supported
by oath or affirmation.
B. The Judge Must See the Writing Before Issuing a Warrant
{10} Every state has its own constitutional provision protecting against unreasonable
searches and seizures. All but two of these provisions require a sworn showing of
probable cause. See Ariz. Const. art. II, § 8; Wash. Const. art. I, § 7. Many of these
states also have procedures for obtaining warrants over the phone. See generally 2
Wayne R. LaFave, Search and Seizure § 4.3(C), at 511-12 & nn.29-30 (4th ed. 2004).
However, forty of the fifty state constitutions, as well as the Federal Constitution, do
not require the showing of probable cause to be presented in writing. See, e.g., U.S.
Const. amend. IV; Tex. Const. art. I, § 9. Five states require probable cause to be
shown by affidavit, see Fla. Const. art. I, § 12; Idaho Const. art. I, § 17; Ill. Const. art.
I, § 6; S.D. Const. art. VI, § 11; Wyo. Const. art. I, § 4, and five, including New
Mexico, specify that the showing of probable cause must be in “writing.” See Colo.
Const. art. II, § 7; Mo. Const. art. I, § 15; Mont. Const. art. II, § 11; N.M. Const. art.
II, § 10, R.I. Const. art. I, § 6.
{11} The requirement of a writing is key to our analysis. Article II, Section 10
requires “a written showing of probable cause, supported by oath or affirmation”
(emphasis added). This language expresses a clear and unambiguous requirement that6
the facts upon which the probable cause determination is made must be in writing.
Acknowledging this, the State directs us to authority from Idaho, Illinois, and South
Dakota, which it claims supports its argument that telephonic warrants do not conflict
with constitutions containing search and seizure provisions that require a writing.
These states each require probable cause to be shown by affidavit. Our Supreme
Court has said that an affidavit is “a written statement, under oath, sworn to or
affirmed by the person making it before some person who has authority to administer
an oath or affirmation.” Kiehne v. Atwood, 93 N.M. 657, 667, 604 P.2d 123,
133 (1979). This is essentially identical to Article II, Section 10’s requirement that
probable cause be shown by a writing supported by oath or affirmation. Accordingly,
we agree that telephonic warrant cases from these states may be instructive.
{12} We are aware of only one state with a writing requirement that has allowed the
sort of telephonic warrant at issue here. In State v. Badger, two roommates were
convicted of possession of a controlled substance with intent to deliver. 525 P.2d 363,
364 (Idaho 1974). They appealed the denial of their motion to suppress evidence on
the ground that the warrant was based on electronically recorded testimony. Id. The
Idaho constitution requires that probable cause be shown by affidavit. See Idaho
Const. art. I, § 17. The court affirmed the denial of the motion to suppress. Badger,
525 P.2d at 366. Its rationale was simple: as the Supreme Court, it had “the inherent7
power to formulate rules of practice and procedure in the courts of Idaho.” Id. at 365.
Accordingly, the court decreed that “the word ‘affidavit’ is broad enough to include
the recording of sworn testimony.” Id. Justice McFadden’s dissent observed that this
interpretation ignored the well-established meaning of the word ‘affidavit,’ which had
always been defined as a writing and which required no construction to interpret. Id.
at 367-68 (McFadden, J., dissenting).
{13} We are not in a position to adopt the reasoning from Badger. Unlike the Idaho
Supreme Court, the New Mexico Court of Appeals does not have rule-making power.
See Ammerman v. Hubbard Broad., Inc., 89 N.M. 307, 312, 551 P.2d 1354, 1359
(1976) (holding that rule-making power is vested exclusively in the New Mexico
Supreme Court). Furthermore, we are bound by Supreme Court precedent defining
an affidavit as a writing. See Kiehne, 93 N.M. at 667, 604 P.2d at 133. Even if we
were not so bound, we would agree with Judge McFadden’s dissent, which correctly
noted that the vast majority of authority concludes that an affidavit must be a writing.
See Black’s Law Dictionary 66 (9th ed. 2009) (defining “affidavit” as a “voluntary
declaration of facts written down and sworn to by the declarant before an officer
authorized to administer oaths”); Webster’s Third New Int’l Dictionary (unabridged)
35 (1986) (defining an “affidavit” as “a sworn statement in writing made esp. under
oath or on affirmation before an authorized magistrate or officer”).8
{14} The State has also directed our attention to cases from Illinois and South
Dakota, both of which require probable cause to be supported by affidavit. The
State’s argument appears to be that since these states have “codified procedures
governing telephonic search warrants,” such warrants are compatible with
constitutions requiring a writing. It is true that the legislature of Illinois has enacted
a procedure governing the issuance of telephonic warrants. See Ill. Const. art. I, § 6;
725 Ill. Comp. Stat. 5/108-4(b) (2007). However, the courts of Illinois appear to have
rejected the idea that telephonic warrants are valid. See People v. Taylor, 555 N.E.2d
1218, 1220 (Ill. App. Ct. 1990) (“We decline to read into the search warrant statute
authorization for long distance factual findings by telephone. . . .”); see also People
v. Blake, 640 N.E.2d 317, 320 (Ill. App. Ct. 1994) (“It appears the critical factor
influencing the [Taylor] court’s decision was the failure to comply with the
requirements that the warrant be issued upon a written complaint under oath or
affirmation.”). Furthermore, although the State did not mention this in its brief, we
also note that the Illinois statute applies only to acts of terrorism and that by its own
terms it “is inoperative on and after January 1, 2005.” See 725 Ill. Comp. Stat. 5/108-
4(b)(1), (8).
{15} South Dakota has taken a different approach. The South Dakota statute
provides a procedure for obtaining a telephonic warrant and states that, where the9
procedure is followed, the certified, filed transcription of the telephone conversation
“shall be deemed to be an affidavit.” S.D. Codified Laws § 23A-35-5 (1978).
However, unlike South Dakota, we have no rule or statute purporting to equate a
recording or transcript of a telephone conversation with a writing for the purposes of
Article II, Section 10. In any event, no recording or transcript was made in this case.
{16} The mere existence of a sworn writing is not enough to satisfy the requirements
of Article II, Section 10. The issuing court must base its decision, at least in part, on
the writing. Our constitution and rules require that “no warrant . . . shall issue . . .
without a written showing of probable cause, supported by oath or affirmation.”
Article II, Section 10 (emphasis added); see also Rule 6-208(A). We construe this to
mean not simply that a sworn writing must exist somewhere, but also that it must be
shown to and considered by the issuing court before the warrant issues. Thus, as the
State acknowledges, a judge may make his or her decision based upon the writing
without hearing from the officer. See Rule 6-208(F) (allowing the judge, at his or her
discretion, to require testimony from the affiant). However, the requirement is not
satisfied when an investigator makes a writing but does not show it to the judge.
Here, at the time the magistrate court approved the warrant, it had not seen a written
affidavit showing probable cause. Instead, its decision was based on an unrecorded
phone conversation. Because this procedure does not meet the requirements of the10
New Mexico Constitution, the warrant was invalid and the evidence should have been
suppressed.
{17} There are obvious problems with the procedure that was followed in this case.
Investigator testified that he read the statement of facts verbatim to the magistrate
judge after he was sworn during the phone conversation. However, the district court
had no way of knowing whether the writing actually existed. If the affidavit did exist,
the judge had no way of determining whether the Investigator’s reading of the
affidavit was verbatim. If the reading was verbatim, the judge had no way of knowing
whether the affidavit was modified in the days between when the phone conversation
took place and when the affidavit was actually signed by the judge. There is also no
way to determine whether the conversation included material not contained in the
affidavit. In short, neither Defendants nor this Court has any way to review the basis
of the court’s decision that there was probable cause. The potential for error or abuse
in such a procedure is evident.
{18} With appropriate protections, telephonic warrants may well be useful and
advisable. After all, New Mexico has a strong preference for warrants, State v.
Gomez, 1997-NMSC-006, ¶ 36, 122 N.M. 777, 932 P.2d 1, and telephonic warrants
“encourage law enforcement officers to obtain approval for a search from a
magistrate, in situations where they might otherwise feel that there was no time for11
anything but a warrantless search.” 38 ALR 4th 1145, § 2[a]. Many jurisdictions
have adopted rules that address the concerns that arise when the showing of probable
cause is made over the telephone. However, under our current law, telephonic
warrants are not permissible. If New Mexico is to adopt them, it is for our Supreme
Court to formulate rules that would render them valid.
III. CONCLUSION
{19} For the foregoing reasons, we reverse the order denying Defendants’ motion to
suppress and remand for further proceedings consistent with this Opinion.
{20} IT IS SO ORDERED.
MICHAEL D. BUSTAMANTE, Judge
WE CONCUR:
JAMES J. WECHSLER, Judge
CYNTHIA A. FRY, Chief JudgeWas bedeutet dieser Text für Ihre Situation?
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