28,809•May 25, 2010 – Gina Mendoza, as Personal Representative under the Wrongful Death Act of Michael Mendoza, deceased, and F. Michael Hart, as Personal Representative under the Wrongful Death Act of Desiree Mendoza, deceased v. Tamaya Enterprises, Inc., No. 28,809
May 25, 2010 – Gina Mendoza, as Personal Representative under the Wrongful Death Act of Michael Mendoza, deceased, and F. Michael Hart, as Personal Representative under the Wrongful Death Act of Desiree Mendoza, deceased v. Tamaya Enterprises, Inc., No. 28,809
28,809Nmctapp
Gesamter Gesetzestext
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO Opinion Number: ____________ Filing Date: May 25, 2010 NO. 28,809 GINA MENDOZA, as Personal Representative under the Wrongful Death Act of Michael Mendoza, deceased, and F. MICHAEL HART, as Personal Representative under the Wrongful Death Act of Desiree Mendoza, deceased, Plaintiffs-Appellants, v. TAMAYA ENTERPRISES, INC., a federally chartered corporation, d/b/a SANTA ANA STAR CASINO, Defendant-Appellee. APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY Nan G. Nash, District Judge Oldaker, Norris & Rockwell, LLC Earl R. Norris Albuquerque, NM for Appellants
Rothstein, Donatelli, Hughes, Dahlstrom, Schoenburg & Bienvenu, LLP Richard W. Hughes Donna M. Connolly Santa Fe, NM for Appellee
OPINION
ROBLES, Judge.
{1} Gina Mendoza and Michael Hart (Plaintiffs), as personal representatives of
Michael and Desiree Mendoza, brought a wrongful death action against Tamaya
Enterprises, Inc. (Tamaya) in the Bernalillo County District Court. The complaint
alleged that Tamaya sold alcohol to Michael and Desiree Mendoza at a social function
despite their intoxication and, as a result of Tamaya’s negligence, they were killed on
their way home in a single, vehicle accident. The action was dismissed for failure to
state a claim upon which relief can be granted. See Rule 1-012(B)(6) NMRA. On
appeal, the issues presented are (1) whether Plaintiffs preserved their arguments
below, (2) whether Plaintiffs may assert a claim based upon New Mexico’s common
law, and (3) whether the action must jurisdictionally be brought in the Santa Ana
Pueblo Tribal Court. We reverse the district court and remand for further proceedings.
I. BACKGROUND
{2} Plaintiffs filed a complaint alleging that, on July 9, 2006, after attending a
wedding reception held at the Santa Ana Star Casino, twenty-three-year-old Michael
and twenty-two-year-old Desiree (Decedents) were involved in a one-vehicle rollover
accident that claimed their lives. The complaint alleges that Tamaya, through their
agents, servants, or employees, knew or should have known from the circumstances2
that Decedents were intoxicated, yet continued to sell and serve alcohol,
notwithstanding their apparent intoxication. Further, the serving and sale of alcohol
was negligent and in reckless disregard for Decedents’ safety and was the proximate
cause of their deaths. At the time of the accident, Decedents’ cousin was also in the
vehicle and, although he was injured, he is not a party to this appeal. A subsequent
investigation by New Mexico State Police was unable to determine who was driving
the vehicle at the time of the accident. Decedents’ cousin, who suffered a head injury,
has given conflicting accounts as to which Decedent was driving.
{3} Tamaya moved to dismiss Plaintiffs’ complaint for failure to state a claim upon
which relief could be granted and filed a memorandum in support of their motion, in
which they argued that an over-served patron had no common law right to recover
from a tavernkeeper. Following a hearing on the motion, the action was dismissed.
II. DISCUSSION
{4} On appeal, Tamaya argues that Plaintiffs only asserted Decedents were over-
served patrons and never argued injured, third-party liability. Moreover, Tamaya
contends that there is no common law claim for over-served patrons. Finally, Tamaya
encourages affirmance because New Mexico law provides that sales of alcohol on
Santa Ana Pueblo land must be governed by Pueblo law, and actions should therefore
be brought in tribal court. Additionally, Tamaya argues that the tribal ordinance itself3
requires enforcement in tribal court.
{5} A district court’s decision to dismiss a case under Rule 1-012(B)(6) is reviewed
de novo. Chavez v. Desert Eagle Distrib. Co. of N.M., LLC, 2007-NMCA-018, ¶ 5,
141 N.M. 116, 151 P.3d 77 (filed 2006). “A motion to dismiss for failure to state a
claim tests the legal sufficiency of the complaint, not the factual allegations of the
pleadings which, for purposes of ruling on the motion, the court must accept as true.”
Herrera v. Quality Pontiac, 2003-NMSC-018, ¶ 2, 134 N.M. 43, 73 P.3d 181 (internal
quotation marks and citation omitted). “Dismissal on [Rule 1-0]12(B)(6) grounds is
appropriate only if [the p]laintiffs are not entitled to recover under any theory of the
facts alleged in their complaint.” Callahan v. N.M. Fed’n of Teachers-TVI,
2006-NMSC-010, ¶ 4, 139 N.M. 201, 131 P.3d 51. We review the evidence in the
light most favorable to the party resisting the motion. Porter v. Ortiz, 100 N.M. 58,
59, 665 P.2d 1149, 1150 (Ct. App. 1983).
A. New Mexico’s Common Law Dramshop Liability
{6} Before we address the issues on appeal, we will provide some background
context for our discussion. In New Mexico, the Legislature has prohibited the
providing or selling of alcoholic beverages to an intoxicated person when “the person
selling, serving, procuring or aiding in procurement, knows or has reason to know that
he is selling, serving, procuring or aiding in procurement of alcoholic beverages for4
a person that is intoxicated.” NMSA 1978, § 60-7A-16 (1993). The Legislature has
further outlined when an injured, third party may recover from a licensed provider of
alcohol who over serves a patron, and the third party is subsequently injured by that
patron. See NMSA 1978, § 41-11-1(A) (1983) (amended 1986) (providing civil
liability for licensees that provide alcohol to an intoxicated individual when it is
reasonably apparent that the individual is intoxicated, and the licensee knew from the
circumstances that the receiver of the alcohol was intoxicated).
{7} Prior to the enactment of Section 41-11-1 in 1983, our Supreme Court
recognized for the first time that a third party who was injured by an intoxicated driver
had a cause of action against the tavernkeeper who illegally served alcohol to the
intoxicated driver. See Lopez v. Maez, 98 N.M. 625, 628, 651 P.2d 1269, 1272
(1982). In reaching this conclusion, the Court analyzed the history of New Mexico
dramshop liability. The Court noted that, although it was illegal to sell alcohol to an
individual who was intoxicated, it previously had not been recognized as a tort. Id.
“The reason generally given for this rule was that the proximate cause of the injury
was not the furnishing of the liquor, but the drinking of it.” Id. However, the Court
observed that some jurisdictions imposed liability on vendors of alcohol by creating
dramshop civil damage statutes, whereas other jurisdictions imposed liability under
common law negligence principles. Id. at 628-29, 651 P.2d at 1272-73. Although5
New Mexico did not have a dramshop civil damage statute at the time, the Court
concluded that the injured, third-party plaintiff could establish the existence of a duty
that ran from the tavernkeeper by showing a violation of a regulation or statute. Id.
at 631, 651 P.2d at 1275. The Court’s ability to change common law doctrine was
within its unique province because, as a creation of the judiciary, the common law
should adapt if and when the judiciary determined that a past decision had reached a
point of obsolescence or had become unwise. Id. at 629, 651 P.2d at 1273 (“A
common law doctrine which developed in the horse and buggy days may be out of
tune with today’s society. The serious danger to the public caused by drunken drivers
operating automobiles on public roadways is now a matter of common knowledge.”).
In response to the increasing frequency of accidents involving drunk drivers and the
reasonable foreseeability of the consequence of serving alcohol to an individual who
is or was intoxicated and may end up driving, the Court determined that
a person may be subject to liability if he or she breaches his or her duty
by violating a statute or regulation which prohibits the selling or serving
of alcoholic liquor to an intoxicated person; the breach of which is found
to be the proximate cause of injuries to a third party.
Id. at 632, 651 P.2d at 1276.
{8} Following New Mexico’s judicial recognition of dramshop liability, the
Legislature enacted Section 41-11-1, which limited the scope of dramshop liability.
Baxter v. Noce (Baxter II), 107 N.M. 48, 52, 752 P.2d 240, 244 (1988) (Stowers, J.,6
dissenting). In the case of Trujillo v. Trujillo, this Court concluded that the estate of
an intoxicated patron had no cause of action against a tavernkeeper for injuries. 104
N.M. 379, 382, 721 P.2d 1310, 1313 (Ct. App. 1986). There, an intoxicated
individual had wandered by foot onto the highway where he was fatally struck. Id.
at 380, 721 P.2d at 1311. We concluded that, in Lopez, the Supreme Court had
determined that the statute at issue was enacted for the benefit of the public, the
violation of which was a breach of duty to members of the public. Trujillo, 104 N.M.
at 380-82, 721 P.2d at 1311-13. After noting that Lopez did not indicate whether the
patron himself was to be included in the public group that the statute sought to protect,
we looked to policy considerations to define the scope of the duty and determine
whether a patron could have a recognized cause of action. Trujillo, 104 N.M. at 381,
721 P.2d at 1312. We concluded that a common law duty should not be imposed on
a tavernkeeper that runs to an intoxicated patron because it would allow recovery by
someone who had full knowledge of the possible results of their voluntary
intoxication, and it would allow him or her to benefit by their wrongful act. Id. at 382,
721 P.2d at 1313.
{9} In 1985, the Legislature amended Section 41-11-1 to include a statutory right
for an injured patron to collect for damages and obtain relief against a licensee who
sold or served alcoholic beverages if it was determined that the licensee acted with7
gross negligence and a reckless disregard for the safety of the patron in question. See
§ 41-11-1(B); Trujillo, 104 N.M. at 383-84, 721 P.2d at 1315-16. A little over two
months before that amendment became effective, the decedent in Baxter lost his life.
107 N.M. at 50, 752 P.2d at 242. In Baxter II, the estate of Baxter, who was a
passenger in the vehicle, was attempting a wrongful death action against the
tavernkeeper who had served both the driver and the passenger when it was alleged
that it was reasonably apparent that both were intoxicated. The district court noted
that Baxter was a third party in relation to the tavernkeeper, and his death may have
been the proximate result of the driver operating the motor vehicle while intoxicated
after possibly being illegally served. Id. at 48-49, 752 P.2d at 240-41. This Court,
relying on Trujillo, reversed the district court and concluded that the plaintiff had no
cause of action. Our Supreme Court reversed this Court. Id. at 49, 752 P.2d at 241.
{10} In Baxter II, the Supreme Court observed that Section 41-11-1(B), which
provided for a duty on tavernkeepers to exercise care in serving alcohol to patrons, did
not exist at common law, was not established by Lopez, and did not become effective
until two months after Baxter’s death. Baxter, 107 N.M. at 50, 752 P.2d at 242. The
Court concluded that “[b]ecause Baxter would have had no direct cause of action as
a patron, the estate must establish that Baxter was an injured third party in relation to
the respondents before it can recover.” Id. After concluding that Baxter’s estate may8
be able to demonstrate that the respondents served the driver in violation of Section
41-11-1(A), our Supreme Court examined the logic of this Court. Our Supreme Court
stated that “the [C]ourt of [A]ppeals overlooked the impact of [the] adoption of
comparative negligence when it held that . . . Baxter’s voluntary intoxication was a
complete bar to recovery.” Baxter II, 107 N.M. at 50, 752 P.2d at 242. Although the
defense of complicity had been recognized by some jurisdictions, “[t]he opinions in
those cases . . . fail[ed] to recognize that the comparative negligence doctrine readily
embraces within it the defense concept that [the] plaintiff should not profit from his
own wrong.” Id. at 51, 752 P.2d 243. We now turn to the application of the law to
this case.
B. Preservation
{11} Tamaya argues that Plaintiffs failed to argue an injured, third-party common
law claim. We disagree. In their complaint, Plaintiffs set out a claim that alleged
Tamaya’s negligence in serving Decedents as a proximate cause of the accident. In
their response to Tamaya’s motion to dismiss, Plaintiffs again argued the elements of
negligence and attached a copy of the Pueblo of Santa Ana Liquor Ordinance
(Ordinance), which provides that it is generally prohibited to sell alcohol to an
intoxicated person. 71 Fed. Reg. 17,903-01 § 184 (Apr. 7, 2006). At the hearing on
the motion, Plaintiffs brought the Ordinance to the attention of the district court and9
argued that the Ordinance created a duty to Plaintiffs. Moreover, Tamaya conceded
that the Ordinance did in fact create a duty to refrain from selling alcohol to
intoxicated persons. However, Tamaya argued that the scope of the duty did not
extend to patrons who were injured as a result of their own intoxication. Essentially,
Tamaya argued that both Decedents were patrons and that, although Tamaya had a
duty to not serve them when they became intoxicated, there was no cause of action
that existed that would allow Plaintiffs to recover. Therefore, Tamaya argued that
Plaintiffs had not made a claim upon which relief could be granted.
{12} At the hearing, Plaintiffs made the following argument:
So, initially, what we have is three people who were all at the
casino, all were overserved alcohol, on their way back home suffered a
single-car collision in which two of the occupants died, third passenger
survived. One of the deceased passengers was believed to be the driver,
but we’re not entirely clear on which one.
To place the issue in terms that defense counsel has put it, defense
counsel’s argument is that a patron is not owed a duty if the patron
becomes voluntarily intoxicated, under New Mexico law. Here we have
a patron and two passengers. And even under New Mexico law, the
deceased and/or injured passenger would have a claim, both against the
tavernkeeper and the driver of the vehicle, due to the overserving of
alcohol.
{13} This is a correct statement of the law, and it alleges a third-party claim on
behalf of whichever Decedent was not driving. See generally Baxter II, 107 N.M. at
52, 752 P.2d at 244 (finding injured, third-party common law dramshop liability10
where the passenger in the vehicle of an intoxicated driver was a third-party relative
to the tavernkeeper). In response to this argument, Tamaya stated that Plaintiffs’
complaint did not allege who was driving the vehicle at the time of the accident.
Furthermore, because the complaint asserted that the sale of alcoholic beverages to
Decedents was the proximate cause of their deaths, Plaintiffs were “clearly making a
patron complaint in their complaint.” Tamaya then argued to the district court that the
allegations Plaintiffs were making at the hearing were different from the allegations
made in the complaint. We note several points.
{14} First, at the hearing on the motion to dismiss in response to Plaintiffs’
argument, Tamaya specifically argued to the district court that Plaintiffs’ complaint
had only made a patron claim, and the argument Plaintiffs were making at the hearing
was different from a patron claim. The question we must answer on appeal is whether
Plaintiffs argued a third-party claim. See Gulf Ins. Co. v. Cottone, 2006-NMCA-150,
¶ 18, 140 N.M. 728, 148 P.3d 814 (concluding that the plaintiff’s theory of the case
evolved in response to the defendants’ arguments and, without condoning the
plaintiff’s pleading tactics, the plaintiff had preserved the issue at the hearing on the
motion to dismiss). As noted above, Plaintiffs argued to the district court that the
passengers had a cause of action under New Mexico law. It defies logic for Tamaya
to argue to the district court that they were somehow prejudiced by Plaintiffs’ making11
an argument that was not “a patron complaint in their complaint” and now argue on
appeal that Plaintiffs never made an argument other than a patron claim.
{15} Second, our examination of the complaint leads us to conclude that the
allegations stated a claim for negligence. See Herrera, 2003-NMSC-018, ¶ 6 (noting
that negligence claims require the existence of a duty and a breach of that duty with
the breach being the proximate cause of a plaintiff’s damages). The Rules of Civil
Procedure disfavor looking upon pleadings as tests of skill where a single misstep
could bar recovery. Hambaugh v. Peoples, 75 N.M. 144, 153, 401 P.2d 777, 782
(1965). Our cases have recognized that pleadings should be generally stated, plain,
and should promote the agenda of justice. See Rule 1-008(E)(1) NMRA (“Each
averment of a pleading shall be simple, concise and direct.”); Morrison v. Wyrsch, 93
N.M. 556, 559, 603 P.2d 295, 298 (1979) (“All pleadings should be construed so as
to do substantial justice[.]”); Sanchez v. City of Belen, 98 N.M. 57, 60, 644 P.2d 1046,
1049 (Ct. App. 1982) (“The general policy on pleadings require that an adjudication
on the merits rather than technicalities of procedures and form shall determine the
rights of the litigants.”). Additionally, amendments to pleadings are generally favored
over dismissal. Martinez v. Research Park, Inc., 75 N.M. 672, 679, 410 P.2d 200, 205
(1966), overruled on other grounds by Lakeview Invs., Inc. v. Alamogordo Lake Vill.,
Inc., 86 N.M. 151, 155, 520 P.2d 1096, 1100 (1974).12
{16} Third, Tamaya’s assertion on appeal is that Plaintiffs are “now rais[ing] in this
Court as their basis for reversal[,] arguments that they never presented to the district
court . . . [and a]t no point did they assert the injured third[-]party common law
claim.” This argument invokes preservation analysis and does not attack the
sufficiency of the pleadings under Rule 1-008. We conclude that Plaintiffs did argue
and thereby preserve that New Mexico law recognizes an injured, third-party common
law claim against a tavernkeeper, who serves or over serves an intoxicated individual
and is proximately injured by that individual. Furthermore, Plaintiffs argued to the
district court that one of the Decedents was not driving and was entitled to the
common law claim.
C. Injured, Third-Party Common Law Dramshop Liability
{17} Tamaya is licensed by the Pueblo of Santa Ana to sell and serve alcoholic
beverages at the Santa Ana Star Casino. Both parties agree that Section 41-11-1 does
not apply to Tamaya because the Santa Anna Star Casino is not a licensee under New
Mexico’s Liquor Control Act (Act) and because the Act does not apply to Santa Ana
Pueblo. See NMSA 1978, § 60-3A-5(D) (1995) (noting that nothing in the Act applies
to “the sale, service, possession or public consumption of alcoholic beverages by any
person within the boundaries of lands over which an Indian nation, tribe or pueblo has
jurisdiction if the alcoholic beverages are purchased from New Mexico wholesalers13
and if the sale, service, possession or public consumption of alcoholic beverages is
authorized by the laws of the Indian nation, tribe or pueblo having jurisdiction over
those lands and is consistent with the ordinance of the Indian nation, tribe or pueblo
certified by the secretary of the interior and published in the federal register according
to the laws of the United States”).
{18} Under the Compact Negotiation Act (Compact), NMSA 1978, Sections
11-13A-1 to -5 (1999, as amended through 2007), the State of New Mexico and the
Pueblo of Santa Ana negotiated a gaming agreement. Doe v. Santa Clara Pueblo,
2007-NMSC-008, ¶ 6, 141 N.M. 269, 154 P.3d 644. Section 4(B)(15)(a) of the
Compact provides that the Pueblo will adopt laws and enact provisions that prohibit
employees from selling, serving, giving, or delivering alcoholic beverages to
intoxicated individuals. Section 8(A) of the Compact provides that the “safety and
protection of visitors . . . is a priority of the Tribe, and it is the purpose of this Section
to assure that any such persons who suffer . . . damage proximately caused by the
conduct of the [g]aming [e]nterprise have an effective remedy.” The section further
notes that the Tribe agrees to a limited waiver of its immunity from suit, allows claims
to be brought in state district court, and provides that New Mexico law shall govern
the substantive rights of the claimant. Compact, § 8(A), (D). In adherence to the
Compact, the Pueblo of Santa Ana adopted the Ordinance, which became effective14
three months before the accident in the present case. See 71 Fed. Reg. 17,903-01.
Section 101(D) of the Ordinance states:
It is the policy of the Tribal Council that the introduction, sale and
consumption of alcoholic beverages within the Santa Ana Indian
Reservation be carefully regulated so as to protect the public health,
safety and welfare, and that licensees be made fully accountable for
violations of conditions of their licenses and the consequences thereof.
{19} Moreover, Section 184 states that “[n]o person shall sell any alcoholic beverage
to a person who the seller has reason to believe is intoxicated or who the seller has
reason to believe intends to provide such alcoholic beverage to an intoxicated person.”
In Tamaya’s reply to Plaintiffs’ response opposing the motion to dismiss, Tamaya
acknowledged that it had a duty under the Ordinance to refrain from selling alcoholic
beverages to individuals that were intoxicated. We conclude that Plaintiffs did allege
one of Decedents was a passenger, and there is a recognized common law cause of
action for an injured, third-party passenger. Although the complaint does not allege
who the passenger was, such an inquiry is a question of fact, and Tamaya never
moved for a more definite statement in the complaint. See Rule 1-012(E) (“If a
pleading to which a responsive pleading is permitted is so vague or ambiguous that
a party cannot reasonably be required to frame a responsive pleading, he may move
for a more definite statement before interposing his responsive pleading. The motion
shall point out the defects complained of and the details desired.”). The basic purpose15
of a pleading is to give opposing parties fair notice of the claims and defenses against
them, as well as the grounds upon which they are based. Bronstein v. Biava, 114
N.M. 351, 353, 838 P.2d 968, 970 (1992). The pleadings in the present case alleged
that Decedents were in the vehicle together at the time of the accident. This was
sufficient in providing Tamaya with notice for the purposes of the Rules of Civil
Procedure. The jury may decide who was the passenger.
D. Injured Patron Common Law Dramshop Liability
{20} Plaintiffs also contend that the estate of the driver of the vehicle should have
a common law cause of action against Tamaya. An analysis of New Mexico case law
and the governing Ordinances and Compact lead us to a agree with Plaintiffs. We
begin by noting that Baxter implicitly overruled Trujillo. The reasoning in Trujillo
that prevented the estate of the plaintiff from recovering against the respondents rested
largely on this Court’s examination of “separate policy considerations to define the
scope of the duty.” 104 N.M. at 381, 721 P.2d at 1312. We concluded that the
Supreme Court did not intend for patrons to be included in the public group that a
tavernkeeper owes a duty to. Id. Our reasoning focused on preventing individuals
from wrongly benefitting or recovering from their own wrongful acts. Id. at 382, 721
P.2d at 1313. This sentiment was further developed in Baxter v. Noce (Baxter I), 107
N.M. 53, 752 P.2d 245 (Ct. App. 1987) (Garcia, J., specially concurring). In Baxter16
I, we held:
No reasonable unintoxicated person would allow himself to become a
passenger in a car with an intoxicated driver. By voluntarily doing so,
Baxter exposed himself to a dangerous situation, as did the intoxicated
patron in Trujillo. No reasonable mind would question that Baxter’s
intoxication was a factor in his exercising such poor judgment.
Baxter I, 107 N.M. at 55, 752 P.2d at 247. In Baxter I, Judge Garcia stated in his
special concurrence that, “[in Trujillo, w]e felt that allowing an adult, intoxicated
patron recovery against the tavernkeeper would savor too much of allowing a person
to benefit by his or her own wrongful act. The same line of reasoning applies here.”
Baxter I, 107 N.M. at 55-56, 752 P.2d at 247-48 (internal quotation marks and citation
omitted). This Court ultimately concluded that “Baxter’s own intoxication was a
proximate cause of his death” and precluded recovery from the defendant dramshop.
Id. at 55, 752 P.2d at 247.
{21} As previously noted, in response to this Court’s opinion in Baxter I, our
Supreme Court stated: “We are concerned, however, that (as Baxter claims) the
[C]ourt of [A]ppeals overlooked the impact of our adoption of comparative negligence
when it held as a matter of law that Baxter’s voluntary intoxication was a complete bar
to recovery.” Baxter II, 107 N.M. at 50, 752 P.2d at 242. The adoption of
comparative negligence supplanted the all-or-nothing bar of contributory negligence
and doctrines, such as complicity, assumption of risk, and other defenses rooted in the17
claimant’s negligence, were subjugated to comparative negligence analysis. Id. at 51,
752 P.2d at 243. We therefore conclude that our Supreme Court has squarely
addressed injured, third-party dramshop liability but not that of an injured patron.
Moreover, this Court’s previous analysis of the issue in Trujillo did not consider that
the comparative negligence doctrine contains within it the defense concept that the
plaintiffs should not profit from their own wrong actions. Baxter II, 107 N.M. at 51,
752 P.2d at 243. Development of this line of cases stopped with the Legislature’s
enactment of Section 41-11-1(B) in the mid-1980s.
{22} We next turn to the establishment of a duty under the Ordinance. As stated
previously, Tamaya conceded below that the Ordinance created a duty by prohibiting
the sale of alcohol to intoxicated persons under Pueblo law. See 71 Fed. Reg.
17,903-01, § 184 (“No person shall sell any alcoholic beverage to a person who the
seller has reason to believe is intoxicated or who the seller has reason to believe
intends to provide such alcoholic beverage to an intoxicated person.”). The issue, as
Tamaya phrases it, is the scope of the duty imposed by the prohibition and whether
the duty extends to an injured patron. We conclude that the existence of a duty to the
public is established by the Ordinance’s prohibitions. We further hold that the
Compact’s stated policy concerns, focusing on the protection of visitors, lead us to
conclude that the scope of Tamaya’s duty should extend to patrons. See Compact, §18
8(A) (“The safety and protection of visitors to a [g]aming [f]acility is a priority of the
Tribe, and it is the purpose of this [s]ection to assure that any such persons who suffer
bodily injury or property damage proximately caused by the conduct of the [g]aming
[e]nterprise have an effective remedy for obtaining fair and just compensation.”).
Under comparative negligence principles, the question of amount of fault, complicity,
or assumption of risk is given to the province of the jury. See Baxter II, 107 N.M. at
51, 752 P.2d at 243.
E. Jurisdiction
{23} Tamaya briefly argues that Plaintiffs’ claims are exclusively governed by Santa
Ana Pueblo law and may only be heard in Santa Ana Pueblo Tribal Court. Citing to
Section 60-3A-5(D) and Chavez, Tamaya claims that actions regarding the sale of
alcohol on tribal lands may not be brought in state district court. However, Section
60-3A-5(D) simply exempts the Act from applying to Indian nations, tribes, or
pueblos. Moreover, Chavez concerned an injured motorist who was pursuing a
negligence claim against alcohol distributors that supplied alcohol to a casino and not
the casino itself. 2007-NMCA-018, ¶ 1.
{24} State courts have jurisdiction over personal injury actions that arise from
negligent acts. Doe, 2007-NMSC-008, ¶ 8 (stating that “for the limited purpose of
personal injury actions involving visitor safety, the parties to the Compact agreed to19
state court jurisdiction”). Although Section 191 of the Ordinance provides that all
actions that pertain to the violation of the Ordinance shall be brought in tribal court,
the immediate action is for damages based on wrongful death through negligence.
The Ordinance simply establishes the existence of a duty not to sell alcohol to
intoxicated individuals. See Lopez, 98 N.M. at 631, 651 P.2d at 1275 (recognizing
that the existence of a duty may be established by the enactment of a regulation or
statute). Section 8 of the Compact acknowledges that the Pueblo waives its defense
of sovereign immunity in connection with claims for compensatory damages for
bodily injury or property damage, and any claim may be brought in state district court.
Doe, 2007-NMSC-008, ¶ 8. This type of action was specifically contemplated and
listed in the Compact as a cause that would allow for a visitor to proceed in district
court with respect to a claim for bodily injury. The district court had jurisdiction over
the parties as well as the subject matter of this action.
III. CONCLUSION
{25} Based on the foregoing analysis, we remand for further proceedings.
{26} IT IS SO ORDERED.
_______________________________
ROBERT E. ROBLES, Judge
WE CONCUR:20 ____________________________ CELIA FOY CASTILLO, Judge ____________________________ MICHAEL E. VIGIL, Judge
1 printed pages contain little extracted OCR body text; searchable legal-body completeness has not been established for those pages.
OCR transcription for search; preserved printed pages are authoritative
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number:
Filing Date: May 25, 2010
NO. 28,809
GINA MENDOZA, as Personal Representative
under the Wrongful Death Act of Michael
Mendoza, deceased, and F. MICHAEL,
HART, as Personal Representative under
the Wrongful Death Act of Desiree Mendoza,
dleceased,
Plaintiffs-A ppellants,
V.
TTAMAYA ENTERPRISES, INC.,
a federally chartered corporation,
d/b/a SANTA ANA STAR CASINO,
Defendant- Appellee.
APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
Nan G. Nash, District Judge
Oldaker, Nomis & Rockwell, LLC
Ear R. Nomis
Albuquerque, NM
for Appellants
Rothstein, Donatelli, Hughes, Dahlstrom, Schoenburg & Bienvenu, LLP
Richard W. Hughes
Donna M. Connolly
Santa Fe, NM
for Appellee
OPINION
ROBLES, Judge.
{1} Gina Mendoza and Michael Hart (Plaintiffs), as personal representatives of
Michael and Desiree Mendoza, brought a wrongful death action against Tamaya
Enterprises, Inc. (Tamaya) in the Bernalillo County District Court. The complaint
alleged that Tamaya sold alcohol to Michael and Desiree Mendoza at a social function
despite their intoxication and, as a result of Tamaya’s negligence, they were killed on
their way home in a single, vehicle accident. The action was dismissed for failure to
state a claim upon which relief can be granted. See Rule 1-012(B)(6) NMRA. On
appeal, the issues presented are (1) whether Plaintiffs preserved their arguments
below, (2) whether Plaintiffs may assert a claim based upon New Mexico’s common
law, and (3) whether the action must jurisdictionally be brought in the Santa Ana
Pueblo Tribal Court. We reverse the district court and remand for further proceedings.
I. BACKGROUND
{2} Plaintiffs filed a complaint alleging that, on July 9, 2006, after attending a
wedding reception held at the Santa Ana Star Casino, twenty-three-year-old Michael
and twenty-two-year-old Desiree (Decedents) were involved in a one-vehicle rollover
accident that claimed their lives. The complaint alleges that Tamaya, through their
agents, servants, or employees, knew or should have known from the circumstances
2
that Decedents were intoxicated, yet continued to sell and serve alcohol,
notwithstanding their apparent intoxication. Further, the serving and sale of alcohol
was negligent and in reckless disregard for Decedents’ safety and was the proximate
cause of their deaths. At the time of the accident, Decedents’ cousin was also in the
vehicle and, although he was injured, he is not a party to this appeal. A subsequent
investigation by New Mexico State Police was unable to determine who was driving
the vehicle at the time of the accident. Decedents’ cousin, who suffered a head injury,
has given conflicting accounts as to which Decedent was driving.
{3} Tamaya moved to dismiss Plaintiffs’ complaint for failure to state a claim upon
which relief could be granted and filed a memorandum in support of their motion, in
which they argued that an over-served patron had no common law right to recover
from a tavernkeeper. Following a hearing on the motion, the action was dismissed.
II. DISCUSSION
{4} On appeal, Tamaya argues that Plaintiffs only asserted Decedents were over-
served patrons and never argued injured, third-party liability. Moreover, Tamaya
contends that there is no common law claim for over-served patrons. Finally, Tamaya
encourages affirmance because New Mexico law provides that sales of alcohol on
Santa Ana Pueblo land must be governed by Pueblo law, and actions should therefore
be brought in tribal court. Additionally, Tamaya argues that the tribal ordinance itself
3
requires enforcement in tribal court.
{5} A district court’s decision to dismiss a case under Rule 1-012(B)(6) is reviewed
de novo. Chavez v. Desert Eagle Distrib. Co. of N.M., LLC, 2007-NMCA-018, ¶ 5,
141 N.M. 116, 151 P.3d 77 (filed 2006). “A motion to dismiss for failure to state a
claim tests the legal sufficiency of the complaint, not the factual allegations of the
pleadings which, for purposes of ruling on the motion, the court must accept as true.”
Herrera v. Quality Pontiac, 2003-NMSC-018, ¶ 2, 134 N.M. 43, 73 P.3d 181 (internal
quotation marks and citation omitted). “Dismissal on [Rule 1-0]12(B)(6) grounds is
appropriate only if [the p]laintiffs are not entitled to recover under any theory of the
facts alleged in their complaint.” Callahan v. N.M. Fed’n of Teachers-TVI,
2006-NMSC-010, ¶ 4, 139 N.M. 201, 131 P.3d 51. We review the evidence in the
light most favorable to the party resisting the motion. Porter v. Ortiz, 100 N.M. 58,
59, 665 P.2d 1149, 1150 (Ct. App. 1983).
A. New Mexico’s Common Law Dramshop Liability
{6} Before we address the issues on appeal, we will provide some background
context for our discussion. In New Mexico, the Legislature has prohibited the
providing or selling of alcoholic beverages to an intoxicated person when “the person
selling, serving, procuring or aiding in procurement, knows or has reason to know that
he is selling, serving, procuring or aiding in procurement of alcoholic beverages for
4
a person that is intoxicated.” NMSA 1978, § 60-7A-16 (1993). The Legislature has
further outlined when an injured, third party may recover from a licensed provider of
alcohol who over serves a patron, and the third party is subsequently injured by that
patron. See NMSA 1978, § 41-11-1(A) (1983) (amended 1986) (providing civil
liability for licensees that provide alcohol to an intoxicated individual when it is
reasonably apparent that the individual is intoxicated, and the licensee knew from the
circumstances that the receiver of the alcohol was intoxicated).
{7} Prior to the enactment of Section 41-11-1 in 1983, our Supreme Court
recognized for the first time that a third party who was injured by an intoxicated driver
had a cause of action against the tavernkeeper who illegally served alcohol to the
intoxicated driver. See Lopez v. Maez, 98 N.M. 625, 628, 651 P.2d 1269, 1272
(1982). In reaching this conclusion, the Court analyzed the history of New Mexico
dramshop liability. The Court noted that, although it was illegal to sell alcohol to an
individual who was intoxicated, it previously had not been recognized as a tort. Id.
“The reason generally given for this rule was that the proximate cause of the injury
was not the furnishing of the liquor, but the drinking of it.” Id. However, the Court
observed that some jurisdictions imposed liability on vendors of alcohol by creating
dramshop civil damage statutes, whereas other jurisdictions imposed liability under
common law negligence principles. Id. at 628-29, 651 P.2d at 1272-73. Although
5
New Mexico did not have a dramshop civil damage statute at the time, the Court
concluded that the injured, third-party plaintiff could establish the existence of a duty
that ran from the tavernkeeper by showing a violation of a regulation or statute. Id.
at 631, 651 P.2d at 1275. The Court’s ability to change common law doctrine was
within its unique province because, as a creation of the judiciary, the common law
should adapt if and when the judiciary determined that a past decision had reached a
point of obsolescence or had become unwise. Id. at 629, 651 P.2d at 1273 (“A
common law doctrine which developed in the horse and buggy days may be out of
tune with today’s society. The serious danger to the public caused by drunken drivers
operating automobiles on public roadways is now a matter of common knowledge.”).
In response to the increasing frequency of accidents involving drunk drivers and the
reasonable foreseeability of the consequence of serving alcohol to an individual who
is or was intoxicated and may end up driving, the Court determined that
a person may be subject to liability if he or she breaches his or her duty
by violating a statute or regulation which prohibits the selling or serving
of alcoholic liquor to an intoxicated person; the breach of which is found
to be the proximate cause of injuries to a third party.
Id. at 632, 651 P.2d at 1276.
{8} Following New Mexico’s judicial recognition of dramshop liability, the
Legislature enacted Section 41-11-1, which limited the scope of dramshop liability.
Baxter v. Noce (Baxter II), 107 N.M. 48, 52, 752 P.2d 240, 244 (1988) (Stowers, J.,
6
dissenting). In the case of Trujillo v. Trujillo, this Court concluded that the estate of
an intoxicated patron had no cause of action against a tavernkeeper for injuries. 104
N.M. 379, 382, 721 P.2d 1310, 1313 (Ct. App. 1986). There, an intoxicated
individual had wandered by foot onto the highway where he was fatally struck. Id.
at 380, 721 P.2d at 1311. We concluded that, in Lopez, the Supreme Court had
determined that the statute at issue was enacted for the benefit of the public, the
violation of which was a breach of duty to members of the public. Trujillo, 104 N.M.
at 380-82, 721 P.2d at 1311-13. After noting that Lopez did not indicate whether the
patron himself was to be included in the public group that the statute sought to protect,
we looked to policy considerations to define the scope of the duty and determine
whether a patron could have a recognized cause of action. Trujillo, 104 N.M. at 381,
721 P.2d at 1312. We concluded that a common law duty should not be imposed on
a tavernkeeper that runs to an intoxicated patron because it would allow recovery by
someone who had full knowledge of the possible results of their voluntary
intoxication, and it would allow him or her to benefit by their wrongful act. Id. at 382,
721 P.2d at 1313.
{9} In 1985, the Legislature amended Section 41-11-1 to include a statutory right
for an injured patron to collect for damages and obtain relief against a licensee who
sold or served alcoholic beverages if it was determined that the licensee acted with
7
gross negligence and a reckless disregard for the safety of the patron in question. See
§ 41-11-1(B); Trujillo, 104 N.M. at 383-84, 721 P.2d at 1315-16. A little over two
months before that amendment became effective, the decedent in Baxter lost his life.
107 N.M. at 50, 752 P.2d at 242. In Baxter II, the estate of Baxter, who was a
passenger in the vehicle, was attempting a wrongful death action against the
tavernkeeper who had served both the driver and the passenger when it was alleged
that it was reasonably apparent that both were intoxicated. The district court noted
that Baxter was a third party in relation to the tavernkeeper, and his death may have
been the proximate result of the driver operating the motor vehicle while intoxicated
after possibly being illegally served. Id. at 48-49, 752 P.2d at 240-41. This Court,
relying on Trujillo, reversed the district court and concluded that the plaintiff had no
cause of action. Our Supreme Court reversed this Court. Id. at 49, 752 P.2d at 241.
{10} In Baxter II, the Supreme Court observed that Section 41-11-1(B), which
provided for a duty on tavernkeepers to exercise care in serving alcohol to patrons, did
not exist at common law, was not established by Lopez, and did not become effective
until two months after Baxter’s death. Baxter, 107 N.M. at 50, 752 P.2d at 242. The
Court concluded that “[b]ecause Baxter would have had no direct cause of action as
a patron, the estate must establish that Baxter was an injured third party in relation to
the respondents before it can recover.” Id. After concluding that Baxter’s estate may
8
be able to demonstrate that the respondents served the driver in violation of Section
41-11-1(A), our Supreme Court examined the logic of this Court. Our Supreme Court
stated that “the [C]ourt of [A]ppeals overlooked the impact of [the] adoption of
comparative negligence when it held that . . . Baxter’s voluntary intoxication was a
complete bar to recovery.” Baxter II, 107 N.M. at 50, 752 P.2d at 242. Although the
defense of complicity had been recognized by some jurisdictions, “[t]he opinions in
those cases . . . fail[ed] to recognize that the comparative negligence doctrine readily
embraces within it the defense concept that [the] plaintiff should not profit from his
own wrong.” Id. at 51, 752 P.2d 243. We now turn to the application of the law to
this case.
B. Preservation
{11} Tamaya argues that Plaintiffs failed to argue an injured, third-party common
law claim. We disagree. In their complaint, Plaintiffs set out a claim that alleged
Tamaya’s negligence in serving Decedents as a proximate cause of the accident. In
their response to Tamaya’s motion to dismiss, Plaintiffs again argued the elements of
negligence and attached a copy of the Pueblo of Santa Ana Liquor Ordinance
(Ordinance), which provides that it is generally prohibited to sell alcohol to an
intoxicated person. 71 Fed. Reg. 17,903-01 § 184 (Apr. 7, 2006). At the hearing on
the motion, Plaintiffs brought the Ordinance to the attention of the district court and
9
argued that the Ordinance created a duty to Plaintiffs. Moreover, Tamaya conceded
that the Ordinance did in fact create a duty to refrain from selling alcohol to
intoxicated persons. However, Tamaya argued that the scope of the duty did not
extend to patrons who were injured as a result of their own intoxication. Essentially,
Tamaya argued that both Decedents were patrons and that, although Tamaya had a
duty to not serve them when they became intoxicated, there was no cause of action
that existed that would allow Plaintiffs to recover. Therefore, Tamaya argued that
Plaintiffs had not made a claim upon which relief could be granted.
{12} At the hearing, Plaintiffs made the following argument:
So, initially, what we have is three people who were all at the
casino, all were overserved alcohol, on their way back home suffered a
single-car collision in which two of the occupants died, third passenger
survived. One of the deceased passengers was believed to be the driver,
but we’re not entirely clear on which one.
To place the issue in terms that defense counsel has put it, defense
counsel’s argument is that a patron is not owed a duty if the patron
becomes voluntarily intoxicated, under New Mexico law. Here we have
a patron and two passengers. And even under New Mexico law, the
deceased and/or injured passenger would have a claim, both against the
tavernkeeper and the driver of the vehicle, due to the overserving of
alcohol.
{13} This is a correct statement of the law, and it alleges a third-party claim on
behalf of whichever Decedent was not driving. See generally Baxter II, 107 N.M. at
52, 752 P.2d at 244 (finding injured, third-party common law dramshop liability
10
where the passenger in the vehicle of an intoxicated driver was a third-party relative
to the tavernkeeper). In response to this argument, Tamaya stated that Plaintiffs’
complaint did not allege who was driving the vehicle at the time of the accident.
Furthermore, because the complaint asserted that the sale of alcoholic beverages to
Decedents was the proximate cause of their deaths, Plaintiffs were “clearly making a
patron complaint in their complaint.” Tamaya then argued to the district court that the
allegations Plaintiffs were making at the hearing were different from the allegations
made in the complaint. We note several points.
{14} First, at the hearing on the motion to dismiss in response to Plaintiffs’
argument, Tamaya specifically argued to the district court that Plaintiffs’ complaint
had only made a patron claim, and the argument Plaintiffs were making at the hearing
was different from a patron claim. The question we must answer on appeal is whether
Plaintiffs argued a third-party claim. See Gulf Ins. Co. v. Cottone, 2006-NMCA-150,
¶ 18, 140 N.M. 728, 148 P.3d 814 (concluding that the plaintiff’s theory of the case
evolved in response to the defendants’ arguments and, without condoning the
plaintiff’s pleading tactics, the plaintiff had preserved the issue at the hearing on the
motion to dismiss). As noted above, Plaintiffs argued to the district court that the
passengers had a cause of action under New Mexico law. It defies logic for Tamaya
to argue to the district court that they were somehow prejudiced by Plaintiffs’ making
11
an argument that was not “a patron complaint in their complaint” and now argue on
appeal that Plaintiffs never made an argument other than a patron claim.
{15} Second, our examination of the complaint leads us to conclude that the
allegations stated a claim for negligence. See Herrera, 2003-NMSC-018, ¶ 6 (noting
that negligence claims require the existence of a duty and a breach of that duty with
the breach being the proximate cause of a plaintiff’s damages). The Rules of Civil
Procedure disfavor looking upon pleadings as tests of skill where a single misstep
could bar recovery. Hambaugh v. Peoples, 75 N.M. 144, 153, 401 P.2d 777, 782
(1965). Our cases have recognized that pleadings should be generally stated, plain,
and should promote the agenda of justice. See Rule 1-008(E)(1) NMRA (“Each
averment of a pleading shall be simple, concise and direct.”); Morrison v. Wyrsch, 93
N.M. 556, 559, 603 P.2d 295, 298 (1979) (“All pleadings should be construed so as
to do substantial justice[.]”); Sanchez v. City of Belen, 98 N.M. 57, 60, 644 P.2d 1046,
1049 (Ct. App. 1982) (“The general policy on pleadings require that an adjudication
on the merits rather than technicalities of procedures and form shall determine the
rights of the litigants.”). Additionally, amendments to pleadings are generally favored
over dismissal. Martinez v. Research Park, Inc., 75 N.M. 672, 679, 410 P.2d 200, 205
(1966), overruled on other grounds by Lakeview Invs., Inc. v. Alamogordo Lake Vill.,
Inc., 86 N.M. 151, 155, 520 P.2d 1096, 1100 (1974).
12
{16} Third, Tamaya’s assertion on appeal is that Plaintiffs are “now rais[ing] in this
Court as their basis for reversal[,] arguments that they never presented to the district
court . . . [and a]t no point did they assert the injured third[-]party common law
claim.” This argument invokes preservation analysis and does not attack the
sufficiency of the pleadings under Rule 1-008. We conclude that Plaintiffs did argue
and thereby preserve that New Mexico law recognizes an injured, third-party common
law claim against a tavernkeeper, who serves or over serves an intoxicated individual
and is proximately injured by that individual. Furthermore, Plaintiffs argued to the
district court that one of the Decedents was not driving and was entitled to the
common law claim.
C. Injured, Third-Party Common Law Dramshop Liability
{17} Tamaya is licensed by the Pueblo of Santa Ana to sell and serve alcoholic
beverages at the Santa Ana Star Casino. Both parties agree that Section 41-11-1 does
not apply to Tamaya because the Santa Anna Star Casino is not a licensee under New
Mexico’s Liquor Control Act (Act) and because the Act does not apply to Santa Ana
Pueblo. See NMSA 1978, § 60-3A-5(D) (1995) (noting that nothing in the Act applies
to “the sale, service, possession or public consumption of alcoholic beverages by any
person within the boundaries of lands over which an Indian nation, tribe or pueblo has
jurisdiction if the alcoholic beverages are purchased from New Mexico wholesalers
13
and if the sale, service, possession or public consumption of alcoholic beverages is
authorized by the laws of the Indian nation, tribe or pueblo having jurisdiction over
those lands and is consistent with the ordinance of the Indian nation, tribe or pueblo
certified by the secretary of the interior and published in the federal register according
to the laws of the United States”).
{18} Under the Compact Negotiation Act (Compact), NMSA 1978, Sections
11-13A-1 to -5 (1999, as amended through 2007), the State of New Mexico and the
Pueblo of Santa Ana negotiated a gaming agreement. Doe v. Santa Clara Pueblo,
2007-NMSC-008, ¶ 6, 141 N.M. 269, 154 P.3d 644. Section 4(B)(15)(a) of the
Compact provides that the Pueblo will adopt laws and enact provisions that prohibit
employees from selling, serving, giving, or delivering alcoholic beverages to
intoxicated individuals. Section 8(A) of the Compact provides that the “safety and
protection of visitors . . . is a priority of the Tribe, and it is the purpose of this Section
to assure that any such persons who suffer . . . damage proximately caused by the
conduct of the [g]aming [e]nterprise have an effective remedy.” The section further
notes that the Tribe agrees to a limited waiver of its immunity from suit, allows claims
to be brought in state district court, and provides that New Mexico law shall govern
the substantive rights of the claimant. Compact, § 8(A), (D). In adherence to the
Compact, the Pueblo of Santa Ana adopted the Ordinance, which became effective
14
three months before the accident in the present case. See 71 Fed. Reg. 17,903-01.
Section 101(D) of the Ordinance states:
It is the policy of the Tribal Council that the introduction, sale and
consumption of alcoholic beverages within the Santa Ana Indian
Reservation be carefully regulated so as to protect the public health,
safety and welfare, and that licensees be made fully accountable for
violations of conditions of their licenses and the consequences thereof.
{19} Moreover, Section 184 states that “[n]o person shall sell any alcoholic beverage
to a person who the seller has reason to believe is intoxicated or who the seller has
reason to believe intends to provide such alcoholic beverage to an intoxicated person.”
In Tamaya’s reply to Plaintiffs’ response opposing the motion to dismiss, Tamaya
acknowledged that it had a duty under the Ordinance to refrain from selling alcoholic
beverages to individuals that were intoxicated. We conclude that Plaintiffs did allege
one of Decedents was a passenger, and there is a recognized common law cause of
action for an injured, third-party passenger. Although the complaint does not allege
who the passenger was, such an inquiry is a question of fact, and Tamaya never
moved for a more definite statement in the complaint. See Rule 1-012(E) (“If a
pleading to which a responsive pleading is permitted is so vague or ambiguous that
a party cannot reasonably be required to frame a responsive pleading, he may move
for a more definite statement before interposing his responsive pleading. The motion
shall point out the defects complained of and the details desired.”). The basic purpose
15
of a pleading is to give opposing parties fair notice of the claims and defenses against
them, as well as the grounds upon which they are based. Bronstein v. Biava, 114
N.M. 351, 353, 838 P.2d 968, 970 (1992). The pleadings in the present case alleged
that Decedents were in the vehicle together at the time of the accident. This was
sufficient in providing Tamaya with notice for the purposes of the Rules of Civil
Procedure. The jury may decide who was the passenger.
D. Injured Patron Common Law Dramshop Liability
{20} Plaintiffs also contend that the estate of the driver of the vehicle should have
a common law cause of action against Tamaya. An analysis of New Mexico case law
and the governing Ordinances and Compact lead us to a agree with Plaintiffs. We
begin by noting that Baxter implicitly overruled Trujillo. The reasoning in Trujillo
that prevented the estate of the plaintiff from recovering against the respondents rested
largely on this Court’s examination of “separate policy considerations to define the
scope of the duty.” 104 N.M. at 381, 721 P.2d at 1312. We concluded that the
Supreme Court did not intend for patrons to be included in the public group that a
tavernkeeper owes a duty to. Id. Our reasoning focused on preventing individuals
from wrongly benefitting or recovering from their own wrongful acts. Id. at 382, 721
P.2d at 1313. This sentiment was further developed in Baxter v. Noce (Baxter I), 107
N.M. 53, 752 P.2d 245 (Ct. App. 1987) (Garcia, J., specially concurring). In Baxter
16
I, we held:
No reasonable unintoxicated person would allow himself to become a
passenger in a car with an intoxicated driver. By voluntarily doing so,
Baxter exposed himself to a dangerous situation, as did the intoxicated
patron in Trujillo. No reasonable mind would question that Baxter’s
intoxication was a factor in his exercising such poor judgment.
Baxter I, 107 N.M. at 55, 752 P.2d at 247. In Baxter I, Judge Garcia stated in his
special concurrence that, “[in Trujillo, w]e felt that allowing an adult, intoxicated
patron recovery against the tavernkeeper would savor too much of allowing a person
to benefit by his or her own wrongful act. The same line of reasoning applies here.”
Baxter I, 107 N.M. at 55-56, 752 P.2d at 247-48 (internal quotation marks and citation
omitted). This Court ultimately concluded that “Baxter’s own intoxication was a
proximate cause of his death” and precluded recovery from the defendant dramshop.
Id. at 55, 752 P.2d at 247.
{21} As previously noted, in response to this Court’s opinion in Baxter I, our
Supreme Court stated: “We are concerned, however, that (as Baxter claims) the
[C]ourt of [A]ppeals overlooked the impact of our adoption of comparative negligence
when it held as a matter of law that Baxter’s voluntary intoxication was a complete bar
to recovery.” Baxter II, 107 N.M. at 50, 752 P.2d at 242. The adoption of
comparative negligence supplanted the all-or-nothing bar of contributory negligence
and doctrines, such as complicity, assumption of risk, and other defenses rooted in the
17
claimant’s negligence, were subjugated to comparative negligence analysis. Id. at 51,
752 P.2d at 243. We therefore conclude that our Supreme Court has squarely
addressed injured, third-party dramshop liability but not that of an injured patron.
Moreover, this Court’s previous analysis of the issue in Trujillo did not consider that
the comparative negligence doctrine contains within it the defense concept that the
plaintiffs should not profit from their own wrong actions. Baxter II, 107 N.M. at 51,
752 P.2d at 243. Development of this line of cases stopped with the Legislature’s
enactment of Section 41-11-1(B) in the mid-1980s.
{22} We next turn to the establishment of a duty under the Ordinance. As stated
previously, Tamaya conceded below that the Ordinance created a duty by prohibiting
the sale of alcohol to intoxicated persons under Pueblo law. See 71 Fed. Reg.
17,903-01, § 184 (“No person shall sell any alcoholic beverage to a person who the
seller has reason to believe is intoxicated or who the seller has reason to believe
intends to provide such alcoholic beverage to an intoxicated person.”). The issue, as
Tamaya phrases it, is the scope of the duty imposed by the prohibition and whether
the duty extends to an injured patron. We conclude that the existence of a duty to the
public is established by the Ordinance’s prohibitions. We further hold that the
Compact’s stated policy concerns, focusing on the protection of visitors, lead us to
conclude that the scope of Tamaya’s duty should extend to patrons. See Compact, §
18
8(A) (“The safety and protection of visitors to a [g]aming [f]acility is a priority of the
Tribe, and it is the purpose of this [s]ection to assure that any such persons who suffer
bodily injury or property damage proximately caused by the conduct of the [g]aming
[e]nterprise have an effective remedy for obtaining fair and just compensation.”).
Under comparative negligence principles, the question of amount of fault, complicity,
or assumption of risk is given to the province of the jury. See Baxter II, 107 N.M. at
51, 752 P.2d at 243.
E. Jurisdiction
{23} Tamaya briefly argues that Plaintiffs’ claims are exclusively governed by Santa
Ana Pueblo law and may only be heard in Santa Ana Pueblo Tribal Court. Citing to
Section 60-3A-5(D) and Chavez, Tamaya claims that actions regarding the sale of
alcohol on tribal lands may not be brought in state district court. However, Section
60-3A-5(D) simply exempts the Act from applying to Indian nations, tribes, or
pueblos. Moreover, Chavez concerned an injured motorist who was pursuing a
negligence claim against alcohol distributors that supplied alcohol to a casino and not
the casino itself. 2007-NMCA-018, ¶ 1.
{24} State courts have jurisdiction over personal injury actions that arise from
negligent acts. Doe, 2007-NMSC-008, ¶ 8 (stating that “for the limited purpose of
personal injury actions involving visitor safety, the parties to the Compact agreed to
19
state court jurisdiction”). Although Section 191 of the Ordinance provides that all
actions that pertain to the violation of the Ordinance shall be brought in tribal court,
the immediate action is for damages based on wrongful death through negligence.
The Ordinance simply establishes the existence of a duty not to sell alcohol to
intoxicated individuals. See Lopez, 98 N.M. at 631, 651 P.2d at 1275 (recognizing
that the existence of a duty may be established by the enactment of a regulation or
statute). Section 8 of the Compact acknowledges that the Pueblo waives its defense
of sovereign immunity in connection with claims for compensatory damages for
bodily injury or property damage, and any claim may be brought in state district court.
Doe, 2007-NMSC-008, ¶ 8. This type of action was specifically contemplated and
listed in the Compact as a cause that would allow for a visitor to proceed in district
court with respect to a claim for bodily injury. The district court had jurisdiction over
the parties as well as the subject matter of this action.
III. CONCLUSION
{25} Based on the foregoing analysis, we remand for further proceedings.
{26} IT IS SO ORDERED.
_______________________________
ROBERT E. ROBLES, Judge
WE CONCUR:
CELIA FOY CASTILLO, Judge
MICHAEL E. VIGIL, Judge
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