A-1-CA-34599•July 23, 2019- State of New Mexico v. Lawrence Tafoya, No. A-1-CA-34599
July 23, 2019- State of New Mexico v. Lawrence Tafoya, No. A-1-CA-34599
A-1-CA-34599Nmctapp
Gesamter Gesetzestext
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1
STATE OF NEW MEXICO, 2
Plaintiff-Appellee, 3
v. No. A-1-CA-34599 4
LAWRENCE TAFOYA, 5
Defendant-Appellant. 6
APPEAL FROM THE DISTRICT COURT OF VALENCIA COUNTY 7
Cindy M. Mercer, District Judge 8
Hector H. Balderas, Attorney General 9
Santa Fe, NM 10
John Kloss, Assistant Attorney General 11
Albuquerque, NM 12
for Appellee 13
Bennett J. Baur, Chief Public Defender 14
Santa Fe, NM 15
Steven J. Forsberg, Assistant Appellate Defender 16
Albuquerque, NM 17
for Appellant 18
MEMORANDUM OPINION 19
VARGAS, Judge. 20
{1} The opinion filed in this case on May 15, 2019, is hereby withdrawn and the 21
following substituted in its place. 22
{2} Defendant Lawrence Tafoya appeals the district court’s correction of his 23
sentence to indicate Defendant had committed a “serious violent offense” after the 24
7/23/2019 8:41 AM2
district court already entered its judgment and sentence. Because the district court 1
was without jurisdiction to correct Defendant’s sentence, we reverse and remand. 2
BACKGROUND 3
{3} Defendant was convicted of child abuse resulting in great bodily harm, in 4
violation of NMSA 1978, Section 30-6-1(E) (2005, amended 2009), which is a first- 5
degree felony. The district court entered its judgment and sentence on May 20, 2009. 6
Six weeks later, on July 2, 2009, the State filed a “Motion to Clarify Sentence” 7
requesting that the district court find Defendant committed a “serious violent 8
offense” pursuant to NMSA 1978, Section 33-2-34(L)(4)(o) (2006, amended 2015) 9
(providing that first, second, and third degree abuse of a child is a serious violent 10
offense “when the nature of the offense and the resulting harm are such that the court 11
judges the crime to be a serious violent offense”). On August 30, 2010, the district 12
court corrected its initial judgment and sentence to find Defendant committed a 13
serious violent offense, thereby limiting Defendant’s right to earn meritorious 14
deductions of time from his sentence. See § 33-2-34. Defendant appealed the district 15
court’s corrected sentence. 16
DISCUSSION 17
{4} On appeal, Defendant argues the district court was without jurisdiction to 18
correct his sentence. The State, by contrast, contends the district court had 19
jurisdiction to correct Defendant’s sentence under Rule 5-801(A) NMRA (2009, as 203
amended through 2016). “[T]he question of whether a [district] court has jurisdiction 1
in a particular case is a question of law that we review de novo[.]” Smith v. City of 2
Santa Fe, 2007-NMSC-055, ¶ 10, 142 N.M. 786, 171 P.3d 300. 3
{5} In making their jurisdictional arguments, the parties both rely on Rule 5-801, 4
but differ in their interpretations of its application. Defendant argues his sentence 5
was imposed in an illegal manner, but that the State’s motion to correct the sentence 6
was deemed denied as a matter of law because it was not decided within the time 7
required by the rule. The State argues that Defendant’s sentence was illegal and asks 8
us to “reconsider and clarify, or modify” our holding in State v. Torres, 2012- 9
NMCA-026, 272 P.3d 689, because it “unreasonably limits district court jurisdiction 10
to correct an invalid sentence.” We conclude that the State is correct that Defendant’s 11
sentence was illegal, rather than illegally imposed; however, because the sentence 12
was illegal, Defendant is correct that the district court had no jurisdiction to 13
subsequently correct Defendant’s sentence, although we conclude the district court 14
lacked jurisdiction for reasons different than those offered by Defendant. Further, as 15
explained below, we see no reason to reconsider and clarify or modify our previous 16
holding in Torres and therefore reverse the district court and remand the matter with 17
instructions to reinstate Defendant’s original sentence. 184
Rule 5-801 1
{6} The 2009 version of Rule 5-801 in effect at all material times herein, conferred 2
jurisdiction on the district court to correct both illegal sentences and sentences that 3
are illegally imposed under the limited circumstances described in the rule. That rule 4
provided: 5
Modification of sentence. 6
A. Correction of sentence. The court may correct an illegal 7
sentence at any time pursuant to Rule 5-802 . . . and may correct a 8
sentence imposed in an illegal manner within the time provided by this 9
rule for the reduction of sentence. 10
B. Modification of sentence.1 A motion to reduce a sentence 11
may be filed within ninety (90) days after the sentence is imposed, or 12
within ninety (90) days after entry of any order or judgment of the 13
appellate court denying review of, or having the effect of upholding, a 14
judgment of conviction. A motion to reduce a sentence may also be 15
filed upon revocation of probation as provided by law. Changing a 16
sentence from a sentence of incarceration to a sentence of probation 17
shall constitute a permissible reduction of sentence under this 18
paragraph. 19
C. Mandatory sentence. Paragraph B of this rule does not 20
apply to the death penalty or a mandatory sentence. 21
In 2014 our Supreme Court amended Rule 5-801, deleting Paragraph A, and re- 22
lettering Paragraph B as Paragraph A, entitled “Reduction of sentence.” 23
1 Prior to May 6, 2009, Paragraph B of Rule 5-801 contained a sentence
providing that the court shall rule on the motion within ninety days after the date it
is filed, or the motion is deemed to be denied. Rule 5-801(B) (1992).5
The Sentencing Statutes and Illegal Sentences 1
{7} To determine whether the district court had the authority under Rule 5-801 2
(2009) to correct Defendant’s sentence, we must first determine whether 3
Defendant’s sentence was illegal or imposed in an illegal manner. If Defendant’s 4
sentence was illegal, the district court was authorized to correct it “pursuant to Rule 5
5-802.” Rule 5-801(A) (2009). If it was imposed in an illegal manner, then the 6
district court’s jurisdiction was subject to the time limitations set out in rule 5- 7
801(B). Rule 5-801 (2009) 8
{8} “A sentence that is not authorized is an illegal sentence.” State v. Harris, 9
1984-NMCA-003, ¶ 7, 101 N.M. 12, 677 P.2d 625. In interpreting whether a 10
sentence is unauthorized and therefore illegal, we have held that the district court’s 11
failure to properly apply our sentencing statutes constitutes an illegal sentence. In 12
Harris, we considered whether an amended judgment filed four months after the 13
original judgment, enhancing the defendant’s sentence as a habitual offender, was 14
an illegal sentence. Concluding the sentence was illegal, we stated, “[o]nce it was 15
determined that [the] defendant was a[] habitual offender, the previous sentence for 16
the burglaries and larcenies was no longer an authorized sentence.” Id. ¶¶ 2, 7. 17
Similarly, in Torres, we considered whether the district court had jurisdiction to 18
correct a defendant’s original sentence when the defendant, convicted of escape from 19
the penitentiary, was sentenced to serve his original sentence and his escape sentence 206
concurrently, rather than consecutively, contrary to our sentencing statutes, and was 1
not sentenced as a habitual offender. 2012-NMCA-026, ¶¶ 3, 7. We determined that 2
the district court was “required to sentence [the d]efendant according to NMSA 3
1978, Section 31-18-21(A) (1977), for committing a felony while incarcerated and 4
enhance that sentence according to [NMSA 1978,] Section 31-18-17(C) [(1983, as 5
amended through 2003)] for his status as a habitual offender.” Torres, 2012-NMCA- 6
026, ¶ 7 Concluding that the district court “violated” the proper application of 7
Section 31-18-21(A) and “misapplied Section 31-18-17(C),” we “unequivocally 8
determined [the d]efendant’s [original] sentence was illegal.” Torres 2012-NMCA- 9
026, ¶¶ 7, 8, 10. 10
{9} By contrast, an “illegally imposed” sentence is a sentence “imposed in a way 11
which violates the defendant’s right, including his right . . . to be addressed 12
personally at sentencing and to speak in mitigation of punishment, or his statutory 13
right to be asked about his prior convictions in a proceeding to impose an enhanced 14
sentence . . . or his right to be sentenced by a judge relying on accurate information 15
or considerations solely in the record, or his right that the government keep its plea 16
agreement promises.” 8A J. Moore, Moore’s Federal Practice ¶ 35.04[3][a] (2d ed. 17
1996). See also State v. Aqui, 1986-NMSC-048, ¶ 8, 104 N.M. 345, 721 P.2d 771 18
(stating that a defendant cannot seek correction of a sentence imposed in an illegal 197
manner absent a claim of procedural deficiencies in his sentencing by the district 1
court). 2
{10} In this instance, the district court’s failure to consider and determine whether 3
Defendant was a “serious violent offender” cannot be characterized as a sentence 4
imposed in an illegal manner because it does not arise out of a procedural deficiency 5
that violates Defendant’s rights. A determination that a defendant is a “serious 6
violent offender” is not procedural in nature and requires the district court to make 7
a substantive evaluation of a defendant and the circumstances of the crime 8
immediately prior to sentencing. Following Defendant’s conviction for first-degree 9
child abuse resulting in great bodily harm, NMSA 1978, Section 31-18-15(F) (2007, 10
amended 2016) required the district court to “indicate whether or not the offense is 11
a serious violent offense, as defined in Section 33-2-34[.]” See also § 33-2- 12
34(L)(4)(o) (2006) (providing that first, second, and third degree abuse of a child is 13
a serious violent offense “when the nature of the offense and the resulting harm are 14
such that the court judges the crime to be a serious violent offense”). In making such 15
a determination, the district court must evaluate “whether the crime was committed 16
in a physically violent manner either with an intent to do serious harm or with 17
recklessness in the face of knowledge that one’s acts are reasonably likely to result 18
in serious harm.” State v. Scurry, 2007-NMCA-064, ¶ 6, 141 N.M. 591, 158 P.3d 19
1034. (internal quotation marks and citation omitted). “[F]indings that merely set 208
forth facts, without connecting the facts to the [elements of Section 33-2-34(L)(4)] 1
do not satisfy the statutory requirement, and therefore do not justify a determination 2
that an offense is a serious violent offense.” Scurry, 2007-NMCA-064, ¶ 1. The 3
district court’s failure to determine whether Defendant was a “serious violent 4
offender” prior to sentencing was in direct conflict with the statutory mandate 5
provided in Section 31-18-15 and clarified in Section 33-2-34, resulting in an illegal 6
sentence. See Torres, 2012-NMCA-026, ¶¶ 7-8, 10 (concluding that the district 7
court’s misapplication of sentencing statutes’ mandates rendered the defendant’s 8
sentence illegal); Scurry, 2007-NMCA-064, ¶¶ 1,4 (stating that the trial court abuses 9
its discretion if it acts contrary to law in determining whether a crime qualifies as a 10
serious violent offense under Section 33-2-34); Harris, 1984-NMCA-003, ¶ 7 11
(defining an illegal sentence as one that is not authorized). 12
Jurisdiction of the District Court 13
{11} As Defendant’s sentence was illegal, we conclude the district court was 14
without jurisdiction to correct it because doing so was outside its authority as 15
provided in the Rules of Criminal Procedure. As this Court has explained, by 16
recompiling former Rule 57.1(a) (1985) (recompiled 1986) (providing that “[t]he 17
district court may correct an illegal sentence at any time”) as Rule 5-801(A) NMRA 18
(1986, amended 2014) (providing that “[t]he court may correct an illegal sentence at 19
any time pursuant to Rule 5-802” (emphasis added)), our Supreme Court abrogated 209
the district courts’ inherent common law authority to correct illegal sentences at any 1
time and limited jurisdiction to habeas corpus-based motions under Rule 5-802. See 2
Torres, 2012-NMCA-026, ¶ 17. Indeed, in its subsequent 2014 amendment to Rule 3
5-801, our Supreme Court, by deleting the former Paragraph A, clarified that the 4
district court’s jurisdiction to correct a sentence under Rule 5-801 was limited to 5
motions to reduce a defendant’s sentence. Compare Rule 5-801 (2009) with Rule 5- 6
801 (2014). Addressing the State’s request that we reconsider our decision in Torres, 7
we note that Torres was decided more than two years before the newly-adopted rule 8
became effective, yet our Supreme Court chose not to address the jurisdictional 9
limitations established in that decision. In light of the Supreme Court’s decision not 10
to address the limitations established in Torres when it enacted the 2014 amendment 11
to Rule 5-801, we see no reason to depart from our holding in Torres and reject the 12
State’s request that we do so. 13
{12} Here, the motion to correct Defendant’s sentence was filed by the State, not 14
Defendant. The Rules of Criminal Procedure do not grant the State authority to file 15
motions to correct illegal sentences, as those motions must be brought pursuant to 16
Rule 5-802(A) “by persons in custody or under restraint.” See id. (“This rule governs 17
the procedure for filing a writ of habeas corpus by persons in custody or under 18
restraint for a determination . . . that the district court was without jurisdiction to 19
impose such sentence [or] that the sentence was illegal” (emphasis added)); Rule 5- 2010
803(A) NMRA (“A petition to set aside a judgment and sentence may be filed in the 1
district court of the jurisdiction which rendered the judgment by one who has been 2
convicted of a criminal offense, and who is not in custody or under restraint as a 3
result of such sentence.” (emphasis added)); see also State v. Stejskal, 2018-NMCA- 4
045, ¶ 10, 421 P.3d 856 (explaining that Torres limited the state’s ability to seek 5
modification of a sentence under Rule 5-801 to correcting a sentence imposed in an 6
illegal manner). Notwithstanding the limitations imposed by Rule 5-801 and 7
Torres’s abrogation of the district court’s common law authority to correct an illegal 8
sentence, Torres leaves intact the possibility that other statutory or rule-based 9
authority may permit the correction of an illegal sentence. Torres, 2012-NMCA- 10
026, ¶ 38. In this case, however, the State does not point us to any other authority 11
authorizing the correction of Defendant’s sentence. 12
{13} The State cites NMSA 1978, Sections 31-18-13(A) (1993) and 31-18-15(F) 13
(2007) in support of its claim that the district court had jurisdiction to correct 14
Defendant’s illegal sentence. Section 31-18-13(A) states in relevant part that “all 15
persons convicted of a crime under the laws of New Mexico shall be sentenced in 16
accordance with the provisions of the Criminal Sentencing Act[.]” Section 31-18- 17
15, setting out the district court’s sentencing authority, addresses the district court’s 18
obligations to consider the nature of a defendant’s offense as follows: 19
When the court imposes a sentence of imprisonment for a felony 20
offense, the court shall indicate whether or not the offense is a serious 2111
violent offense, as defined in Section 33-2-34[.] The court shall inform 1
an offender that the offender’s sentence of imprisonment is subject to 2
the provisions of Section[] 33-2-34, [NMSA, 1978 Section] 33-2-36 3
[2006)], NMSA 1978,] 33-2-37 [(2006)] and [NMSA 1978, 33-2-38 4
[(1915)]. If the court fails to inform an offender that the offender’s 5
sentence is subject to those provisions or if the court provides the 6
offender with erroneous information regarding those provisions, the 7
failure to inform or the error shall not provide a basis for a writ of 8
habeas corpus. 9
Section 31-18-15(F) (emphasis added). Whether taken individually or together, 10
nothing in these statutory provisions grants the district court jurisdiction to correct a 11
defendant’s illegal sentence. 12
{14} The State argues in the alternative that the district court had authority to 13
correct Defendant’s sentence, pursuant to Rule 5-113 NMRA. Rule 5-113(A) 14
provides: 15
Error in either the admission or the exclusion of evidence and error or 16
defect in any ruling, order, act or omission by the court or by any of the 17
parties is not grounds for granting a new trial or for setting aside a 18
verdict, for vacating, modifying or otherwise disturbing a judgment or 19
order, unless refusal to take any such action appears to the court 20
inconsistent with substantial justice. 21
(Emphasis added.) The State argues that a refusal to correct Defendant’s sentence 22
would be “inconsistent with substantial justice.” 23
{15} In its answer brief, the State cited several cases to support its Rule 5-113(A) 24
argument. The most persuasive of these is State v. Abril, where, in this Court’s 25
discussion of the State’s “constitutional right to appeal from a disposition contrary 26
to law[,]” we concluded that “[a] judgment and sentence that improperly omits a 2712
determination that the defendant was convicted of a serious violent offense has the 1
potential to dramatically and unlawfully reduce the amount of actual imprisonment 2
to which a defendant will be subjected by allowing the defendant to accrue 3
meritorious deductions not contemplated by the [L]egislature.” 2003-NMCA-111, 4
¶ 22, 134 N.M. 326, 76 P.3d 644, overruled on other grounds by Torres, 2012- 5
NMCA-026, ¶ 38. 6
{16} Notwithstanding the State’s citation to these cases, there is no indication in 7
the record that the State raised, nor that the district court considered or found, that 8
this omission was “inconsistent with substantial justice.” Thus, the State’s argument 9
is unavailing. See Rule 5-113(A) (providing that error is not grounds for modifying 10
or disturbing a judgment or order “unless refusal to take any such action appears to 11
the court inconsistent with substantial justice”). 12
{17} The State argues in the alternative that the district court had authority to 13
correct Defendant’s sentence pursuant to Rule 5-113(B) NMRA. Rule 5-113(B) 14
authorizes the district court to, at any time, correct “[c]lerical mistakes in judgments, 15
orders or other parts of the record and errors in the record arising from oversight or 16
omission.” As this Court has explained, a “clerical error” is “an error resulting from 17
a minor mistake or inadvertence, especially in writing or copying something on the 18
record, and not from judicial reasoning or determination.” Stejskal, 2018-NMCA- 19
045, ¶ 13 (alterations and internal quotation marks, and citation omitted). In light of 2013
the substantive findings required to designate a defendant as a “serious violent 1
offender,” see Scurry, 2007-NMCA-064, ¶ 6, we are not persuaded the district 2
court’s failure to indicate whether or not Defendant committed a serious violent 3
offense was a clerical error. 4
{18} The State has provided no additional statutory or rule-based authority for the 5
district court’s exercise of jurisdiction, and we assume no such authority exists. See 6
Curry v. Great Nw. Ins. Co., 2014-NMCA-031, ¶ 28, 320 P.3d 482 (“Where a party 7
cites no authority to support an argument, we may assume no such authority 8
exists.”). We conclude the district court was without jurisdiction to correct 9
Defendant’s sentence. 10
CONCLUSION 11
{19} We reverse and remand with instructions to deny the State’s motion and 12
reinstate Defendant’s original sentence. 13
{20} IT IS SO ORDERED. 14
______________________________ 15
JULIE J. VARGAS, Judge 16
I CONCUR: 17
__________________________________ 18
M. MONICA ZAMORA, Chief Judge 19
LINDA M. VANZI, Judge (dissenting). 2014
VANZI, Judge (dissenting). 1
{21} I disagree with the majority’s conclusion that the district court lacked 2
jurisdiction to correct Defendant’s sentence and therefore dissent. I analyze the issue 3
as follows. 4
A. The Procedural Statutes At Issue 5
{22} Section 33-2-34 enumerates criteria for determining the eligibility of a 6
prisoner confined in a correctional facility for “earned meritorious deductions.” 7
Section 33-2-342 provides that a prisoner is not eligible for such deductions under 8
certain circumstances, including if the prisoner “is confined for committing a serious 9
violent offense and is within the first sixty days of receipt by the corrections 10
department[.]” Section 33-2-34(F)(3). Section 33-2-34 also defines “serious violent 11
offense” to include “any of the following offenses, when the nature of the offense 12
and the resulting harm are such that the court judges the crime to be a serious violent 13
offense for the purpose of this section[,]” . . . first, second and third degree abuse of 14
a child, as provided in Section 30-6-1[.]” Section 33-2-34(L)(4)(o)(9). 15
{23} The requirement that the district court “indicate whether or not the offense is 16
a serious violent offense” is stated in Section 31-18-15(F), as follows: “When the 17
court imposes a sentence of imprisonment for a felony offense, the court shall 18
2 All statutes quoted herein are the 2009 versions.15
indicate whether or not the offense is a serious violent offense, as defined in Section 1
33-2-34[.]” 2
B. Rule 5-801 3
{24} In 2009, Rule 5-801 stated, in pertinent part, as follows: 4
A. Correction of sentence. The court may correct an illegal 5
sentence at any time pursuant to Rule 5-802 . . . and may correct a sentence 6
imposed in an illegal manner within the time provided by this rule for the 7
reduction of sentence. 8
B. Modification of sentence. A motion to reduce a sentence may 9
be filed within ninety (90) days after the sentence is imposed[.] 10
C. The State Timely Filed the Motion To Correct the Sentence 11
{25} The district court’s May 20, 2009 judgment, sentence, and commitment 12
recited that a jury convicted Defendant of the first-degree felony offense of child 13
abuse (intentional) resulting in great bodily harm, in violation of Section 30-6-1(E) 14
and imposed Defendant’s sentence. Pursuant to Section 33-2-34(L)(4)(o)(9), 15
Defendant’s offense of conviction is one the district court may judge to be a “serious 16
violent offense.” Pursuant to Section 31-18-15(F), the district court was required to 17
“indicate,” when imposing Defendant’s sentence, “whether or not the offense is a 18
serious violent offense.” There is no dispute about any of this. Nor does Defendant 19
argue that the district court abused its discretion by finding in its amended judgment 2016
and sentence, filed August 30, 2010, that Defendant committed a serious violent 1
offense “when he intentionally placed the child in scalding hot water.” 2
{26} According to Defendant, “[t]he key question in this appeal is whether the trial 3
court judge had jurisdiction to modify [Defendant]’s sentence over a year after it had 4
been imposed when . . . the sentence was not an ‘illegal sentence’ ” but rather was 5
“legal on its face.” He argues that “there was no statutory mandate that his crime be 6
designated as a serious violent offense”; “[t]he judge retained discretion over 7
whether or not to make such a finding”; “[t]he fact that the judge did not publicize 8
his determination one way or the other at the initial sentencing did not make the 9
sentence within legal limits suddenly unlawful”; “the sentence was not unlawful on 10
its face but rather was imposed in an unlawful manner”; and the district court 11
imposed the original sentence “in an illegal manner by failing to comply with the 12
procedural statute[.]” Defendant’s sole argument that the district court lacked 13
authority under Rule 5-801 to modify the sentence is that the amended order did not 14
enter within 90 days and so must be deemed denied. I agree with Defendant that the 15
original sentence was a legal sentence imposed in an illegal manner (as discussed 16
further below), but disagree with Defendant to the extent he contends that the district 17
court’s delay means that the court lacked jurisdiction to enter the amended sentence 18
and judgment, or that the motion must be deemed denied. 1917
{27} The State filed the motion and a request for hearing within the 90 days 1
required by Rule 5-801(B), a time limit incorporated into Rule 5-801(A). The State 2
also followed up with multiple requests for a hearing after the district court 3
repeatedly noticed and then failed to hold the hearing requested by the State. I see 4
no basis for holding the State responsible for the district court’s delay in holding a 5
hearing and entering the amended judgment and sentence. Furthermore, as the State 6
explains, the Defendant’s “deemed denied” argument fails, given that a 2009 7
amendment to Rule 5-801, in effect when the State’s motion and the amended 8
judgment and sentence were filed, deleted a provision stating that “the court shall 9
determine the motion within ninety days after the date it is filed or the motion is 10
deemed to be denied.” See Rule 5-801 Ann. (“The 2009 amendment, approved by 11
Supreme Court Order 09-8300-006, effective May 6, 2009, in Paragraph B, deleted 12
the last sentence, which provided that the court shall determine the motion within 13
ninety days after the date it is filed or the motion is deemed to be denied.”). 14
D. The Original Sentence Was Imposed in an Illegal Manner 15
{28} The Majority characterizes the State’s argument as “Defendant’s sentence was 16
illegal,” Maj. Op. ¶ 4, and concludes that “the State is correct.” Id. I disagree with 17
both the characterization and the conclusion. The State never describes the original 18
sentence as “illegal,” but rather as “the sentencing defect[,]” “the defect,” an 19
“invalid” sentence, and “an ‘error in the record arising from oversight or omission’ 2018
such as Rule 5-113(B) describes.” The State’s efforts to avoid characterizing the 1
district court’s original sentence as an “illegal sentence” reflect its apparent 2
recognition that the 2009 version of Rule 5-801(A) authorizes courts to correct an 3
illegal sentence “pursuant to Rule 5-802[,]” which “governs the procedure for filing 4
a writ of habeas corpus by persons in custody or under restraint[,]” and that Rule 5- 5
802, by its terms, does not apply to the State. 6
{29} The State’s Rule 5-801(A) argument focuses on a plea for reconsideration and 7
modification of the conclusion in Torres, 2012-NMCA-026, ¶ 37, that “Rule 5- 8
801(A), as amended by the Supreme Court, abrogated the common law principle that 9
a district court has inherent and unlimited jurisdiction to correct illegal sentences,” 10
contending that this interpretation “unreasonably limits district court jurisdiction to 11
correct an invalid sentence.” I agree with the majority’s conclusion (although not 12
completely with its analysis) that the State has presented no basis warranting 13
reconsideration of Torres. In my view, however, Torres does not bar the district 14
court’s amended judgment and sentence, as it does not require the conclusion that 15
the original sentence in this case was an “illegal sentence” and it does not control 16
analysis of the question whether the original sentence was imposed in an “illegal 17
manner.” 18
{30} Torres discussed at length the history of Rule 35 of the Federal Rules of 19
Criminal Procedure and its relationship to Rule 5-801, explaining that New Mexico 2019
has “follow[ed] the federal lead” in adopting rules “virtually identical to federal Rule 1
35.” 2012-NMCA-026, ¶¶ 17-27; see also Rule 5-801 Comm. cmt. (explaining that 2
the rule “was originally drafted to be substantially the same as Rule 35 of the Federal 3
Rules of Criminal Procedure”). In Hill, 368 U.S. at 430, the United States Supreme 4
Court held that the sentence in that case was not “illegal” because “[t]he punishment 5
meted out was not in excess of that prescribed by the relevant statutes, multiple terms 6
were not imposed for the same offense, nor were the terms of the sentence itself 7
legally or constitutionally invalid in any other respect.” See id. at n.9 (comparing the 8
sentence in Hill with a sentence that was “illegal on its face” because it “involved 9
the imposition of separate consecutive sentences for a single offense”). 10
{31} Hill’s view of what constitutes an “illegal sentence” has been applied in many 11
cases. See, e.g., United States v. Dougherty, 106 F.3d 1514, 1515 (10th Cir. 1997) 12
(explaining that an “illegal sentence” is “one which is ambiguous with respect to the 13
time and manner in which it is to be served, is internally contradictory, omits a term 14
required to be imposed by statute, is uncertain as to the substance of the sentence, or 15
is a sentence which the judgment of conviction did not authorize”) (internal 16
quotation marks and citation omitted)); State v. Sieler, 1996 S.D. 114, ¶ 7, 554 17
N.W.2d 477, 480 (applying rule similar to Rule 5-801, as it read in 2009; holding 18
that illegal sentences are ones that “exceed the relevant statutory maximum limits or 19
violate double jeopardy or are ambiguous or internally contradictory” (internal 2020
quotation marks and citation omitted). In Dougherty, the Tenth Circuit Court of 1
Appeals rejected the defendant’s argument that his sentence was “illegal,” stating 2
that “his pleadings do not contend the sentence is unauthorized by the judgment of 3
conviction, or otherwise falls within the definition of an illegal sentence” and that 4
the “assertion that the district court should have made an express finding as to his 5
ability to pay the ordered restitution challenges the legality of the method in which 6
the sentence was imposed, rather than the legality of the sentence itself.” 106 F.3d 7
at 1515. 8
{32} I view the omission of a discretionary finding the district court was required 9
to include in imposing Defendant’s sentence to be analogous to the omission in 10
Dougherty. No argument is made here that the sentence was “in excess of that 11
prescribed by the relevant statutes,” or that “multiple terms were . . . imposed for the 12
same offense,” Hill, 368 U.S. at 430, and no argument is made that the omission of 13
the required finding was anything other than a “procedural deficienc[y] in . . . 14
sentencing by the district court.” Aqui, 1986-NMSC-048, ¶ 8. To the contrary, as 15
discussed above, Defendant argues, explicitly and emphatically, that the error in the 16
original sentence was procedural only. 17
{33} The sentences in Torres and Harris are materially different from the original 18
sentence imposed in this case. In Torres, the district court’s “legal errors in ordering 19
[the d]efendant’s sentence . . . resulted in an unlawfully light term of imprisonment.” 2021
2012-NMCA-026, ¶ 1. This Court held that the sentence at issue (for escaping from 1
prison) was “illegal” because Section 31-18-21(A) required the district court to 2
sentence [the defendant] for “committing a felony while incarcerated and enhance 3
that sentence according to Section 31-18-17(C) for his status as a habitual 4
offender[,]” Torres, 2012-NMCA-026, ¶ 7, and the court violated 31-18-21(A) and 5
precedent interpreting that statute to require that “the sentence imposed shall be 6
consecutive to the sentence being served” by “ordering[the d]efendant to serve his 7
escape sentence concurrently to his last prior conviction.” Torres, 2012-NMCA-026, 8
¶ 8 (alteration, internal quotation marks, and citation omitted). In Harris, “[o]nce it 9
was determined that defendant was an habitual offender,” defendant’s previous 10
sentence “was no longer an authorized sentence because supplanted by the enhanced 11
sentence mandated for an habitual offender.” 1984-NMCA-003, ¶ 7. 12
{34} Scurry, cited by the majority, does not require a different conclusion. Scurry 13
addressed the defendant’s contention that “the district court’s findings were 14
insufficient to support its conclusion that the offenses were serious violent offenses 15
under the [Earned Meritorious Deduction Act].” 2007-NMCA-064, ¶ 4. As noted 16
above, Defendant makes no such argument here. 17
{35} I respectfully dissent. 18
__________________________________ 19
LINDA M. VANZI, Judge 20Was bedeutet dieser Text für Ihre Situation?
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