us-fda-guidance-4f060e5bdfc6fcc1168ee124425d986c•Assessing COVID-19-Related Symptoms in Outpatient Adult and Adolescent Subjects in Clinical Trials of Drugs and Biological Products for COVID-19 Prevention or Treatment : Guidance for Industry
Assessing COVID-19-Related Symptoms in Outpatient Adult and Adolescent Subjects in Clinical Trials of Drugs and Biological Products for COVID-19 Prevention or Treatment : Guidance for Industry
us-fda-guidance-4f060e5bdfc6fcc1168ee124425d986cAssessing COVID-19-Related Symptoms in Outpatient Adult and Adolescent Subjects in Clinical Trials of Drugs and Biological Products for COVID-19 Prevention or Treatment : Guidance for IndustryGuidance
Administrative guidance, not enacted legislation. This captured publisher edition preserves the listed document and attachments; later developments are not independently consolidated.
- Docket Number:
- FDA-2020-D-1824
- Issued by:
- Guidance Issuing OfficeCenter for Biologics Evaluation and ResearchCenter for Drug Evaluation and Research
The Food and Drug Administration (FDA or Agency) is announcing the availability of a final guidance for industry entitled “Assessing COVID-19-Related Symptoms in Outpatient Adult and Adolescent Subjects in Clinical Trials of Drugs and Biological Products for COVID-19 Prevention or Treatment.” Although the public health emergency declared by the Department of Health and Human Services under section 319 of the Public Health Services Act has ended, COVID-19 remains an ongoing public health problem with continued prevention and treatment efforts. FDA is issuing this guidance to provide sponsors and investigators with considerations for approaches on how common COVID-19-related symptoms can be measured and analyzed in clinical trials evaluating drugs or biological products for the prevention or treatment of COVID-19 in outpatient adult and adolescent subjects. This guidance supersedes the guidance of the same name issued on September 29, 2020.
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Assessing COVID-19-Related Symptoms in Outpatient Adult and Adolescent Subjects in Clinical Trials of Drugs and Biological Products for COVID-19 Prevention or Treatment Guidance for Industry This guidance is for immediate implementation. FDA is issuing this guidance for immediate implementation in accordance with 21 CFR 10.115(g)(2). Submit one set of either electronic or written comments on this guidance at any time. Submit electronic comments to https://www.regulations.gov. Submit written comments to the Dockets Management Staff (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852. You should identify all comments with the docket number listed in the notice of availability that publishes in the Federal Register. For questions regarding this document, contact (CDER) David Reasner at 301-837-7667 or email DavidReasner@fda.hhs.gov or (CBER) Office of Communication, Outreach and Development, 800-835-4709 or 240-402-8010. U.S. Department of Health and Human Services Food and Drug Administration Center for Drug Evaluation and Research (CDER) Center for Biologics Evaluation and Research (CBER) February 2024 Clinical/Medical
Assessing COVID-19-Related Symptoms in Outpatient Adult and Adolescent Subjects in Clinical Trials of Drugs and Biological Products for COVID-19 Prevention or Treatment Guidance for Industry Additional copies are available from: Office of Communications, Division of Drug Information Center for Drug Evaluation and Research Food and Drug Administration 10001 New Hampshire Ave., Hillandale Bldg., 4th Floor Silver Spring, MD 20993-0002 Phone: 855-543-3784 or 301-796-3400; Fax: 301-431-6353; Email: druginfo@fda.hhs.gov https://www.fda.gov/drugs/guidance-compliance-regulatory-information/guidances-drugs and/or Office of Communication, Outreach, and Development Center for Biologics Evaluation and Research Food and Drug Administration 10903 New Hampshire Ave., Bldg. 71, Room 3128 Silver Spring, MD 20993-0002 Phone: 800-835-4709 or 240-402-8010; Email: ocod@fda.hhs.gov https://www.fda.gov/vaccines-blood-biologics/guidance-compliance-regulatory-information-biologics/biologics-guidances U.S. Department of Health and Human Services Food and Drug Administration Center for Drug Evaluation and Research (CDER) Center for Biologics Evaluation and Research (CBER) February 2024 Clinical/Medical
Contains Nonbinding Recommendations Table of Contents I. INTRODUCTION............................................................................................................. 1 II. BACKGROUND ............................................................................................................... 2 III. DISCUSSION .................................................................................................................... 3 A. General Recommendations ........................................................................................................... 3 B. Example Assessment of Key COVID-19-Related Symptoms ..................................................... 4 C. Considerations for Outpatient Clinical Trial Endpoint Selection ............................................. 7 1. Endpoint Selection ........................................................................................................................... 7 2. Trials of Drugs for Treatment of COVID-19 ................................................................................... 8 3. Trials of Drugs for Prevention of COVID-19 .................................................................................. 8 D. Handling Data ................................................................................................................................ 9 E. Additional COVID-19-Related Assessments ............................................................................. 10
Contains Nonbinding Recommendations 1 Assessing COVID-19-Related Symptoms in Outpatient Adult and 1 Adolescent Subjects in Clinical Trials of Drugs and Biological 2 Products for COVID-19 Prevention or Treatment 3 Guidance for Industry1 4 5 6 7 This guidance represents the current thinking of the Food and Drug Administration (FDA or Agency) on 8 this topic. It does not establish any rights for any person and is not binding on FDA or the public. You 9 can use an alternative approach if it satisfies the requirements of the applicable statutes and regulations. 10 To discuss an alternative approach, contact the FDA staff responsible for this guidance as listed on the 11 title page. 12 13 14 15 I. INTRODUCTION 16 17 This guidance provides sponsors and investigators with considerations for approaches on how 18 common symptoms related to the Coronavirus Disease 2019 (COVID-19) can be measured and 19 analyzed in clinical trials evaluating drugs or biological products2 for the prevention or treatment 20 of COVID-19 in outpatient adult and adolescent3 subjects.4 This guidance is not intended for 21 development programs evaluating products to treat or prevent postinfectious COVID-19 22 conditions (e.g., long COVID, multisystem inflammatory syndrome) in children and adults, or 23 development programs for preventative vaccines. This guidance does not address considerations 24 for clinical trial design other than those pertaining to the measurement and analysis of COVID- 25 19-related symptoms among outpatients. Considerations for patients with COVID-19 who 26 require hospitalization are out of scope for this guidance. 27 28 FDA is implementing this guidance without prior public comment because the Agency has 29 determined that prior public participation is not feasible or appropriate (see 21 CFR 10.115(g)(2) 30 1 This guidance has been prepared by the Office of New Drugs in the Center for Drug Evaluation and Research in cooperation with the Center for Biologics Evaluation and Research at the Food and Drug Administration. 2 For the purposes of this guidance, all references to drugs include both human drugs and biological products unless otherwise specified. 3 For the purposes of this guidance, adolescents are defined as 12 years of age to younger than 18 years of age. 4 For treatment trials, sponsors should document diagnosis of laboratory-confirmed SARS-CoV-2, as well as the duration of symptoms before treatment. Sponsors of clinical trials to evaluate drugs and biological products to treat or prevent COVID-19 should see the guidance for industry, investigators, and institutional review boards Considerations for the Conduct of Clinical Trials of Medical Products During Major Disruptions Due To Disasters and Public Health Emergencies (September 2023) and the guidance for industry COVID-19: Developing Drugs and Biological Products for Treatment or Prevention (November 2023). We update guidances periodically. For the most recent version of a guidance, check the FDA guidance web page at https://www.fda.gov/regulatory- information/search-fda-guidance-documents.
Contains Nonbinding Recommendations 2 and (g)(3). FDA made this determination because although the COVID-19-related public health 31 emergency under section 319 of the Public Health Services Act has expired, SARS-CoV-2 32 continues to circulate, COVID-19 remains a serious health risk for some individuals, and there is 33 a need to ensure that sponsors are aware of FDA’s recommendations to facilitate timely 34 development of drugs and biological products for treatment and prevention of COVID-19. This 35 guidance supersedes the guidance of the same name issued on September 29, 2020. 36 37 In general, FDA’s guidance documents do not establish legally enforceable responsibilities. 38 Instead, guidances describe the Agency’s current thinking on a topic and should be viewed only 39 as recommendations, unless specific regulatory or statutory requirements are cited. The use of 40 the word should in Agency guidance means that something is suggested or recommended, but 41 not required. 42 43 44 II. BACKGROUND 45 46 Sponsors continue to conduct outpatient prevention or treatment clinical trials in adult and 47 adolescent subjects that incorporate assessments of COVID-19-related symptoms; however, 48 challenges persist. These challenges include but are not limited to the identification of methods 49 to assess the numerous and heterogenous symptoms across subjects, patient burden, poor 50 compliance with diary completion, and potential missing data. To address these challenges, 51 sponsors should identify key common symptoms for daily assessments based on the program- 52 specific context of use (e.g., target population, mechanism of action of the investigational 53 product, underlying pathophysiology of COVID-19, symptomatology associated with the 54 currently circulating variants) to optimize the measurement strategy for symptoms most likely to 55 change while lessening the burden on trial subjects.5 To assist sponsors, this guidance provides 56 an exemplary set of common COVID-19-related symptoms as well as an approach to their 57 measurement for use in clinical trials (see Table 1). The symptom items are derived from 58 existing literature, the Centers for Disease Control and Prevention (CDC),6 and clinical research. 59 60 61 5 See the FDA Patient-Focused Drug Development (PFDD) Guidance Series for Enhancing the Incorporation of the Patient’s Voice in Medical Product Development and Regulatory Decision Making, available at https://www.fda.gov/drugs/development-approval-process-drugs/fda-patient-focused-drug-development-guidance- series-enhancing-incorporation-patients-voice-medical. The guidance series is part of FDA’s PFDD efforts in accordance with the 21st Century Cures Act and the Food and Drug Administration Reauthorization Act of 2017 Title I. We update guidances periodically. For the most recent version of a guidance, check the FDA guidance web page at https://www.fda.gov/regulatory-information/search-fda-guidance-documents. When final, the PFDD guidance series will replace the guidance for industry Patient-Reported Outcome Measures: Use in Medical Product Development to Support Labeling Claims (December 2009). 6 For detailed information, see the CDC’s COVID-19 Symptoms of Coronavirus web page, available at https://www.cdc.gov/coronavirus/2019-ncov/symptoms- testing/symptoms.html?CDC_AA_refVal=https%3A%2F%2Fwww.cdc.gov%2Fcoronavirus%2F2019- ncov%2Fabout%2Fsymptoms.html.
Contains Nonbinding Recommendations 3 III. DISCUSSION 62 63 A. General Recommendations 64 65 FDA recommends the following for sponsors initiating clinical trials evaluating drugs for the 66 prevention or treatment of COVID-19 in outpatient adult and adolescent subjects: 67 68 • Use patient-reported outcome (PRO) instruments7 to assess COVID-19-related 69 symptoms; the use of PRO instruments is advised when measuring signs and symptoms best 70 known by the patient or best measured from the patient perspective . 71 72 • Consult with the appropriate FDA review division regarding PRO instruments proposed 73 for use. 74 75 • Conduct PRO assessments of COVID-19-related symptoms at least every 24 hours and 76 conduct assessments at the same time each day. 77 78 • Use electronic data collection systems with reminders to trial subjects to complete the 79 PRO instrument to minimize missing data and provide time stamps of completion. 80 Alternatively, if a paper-based diary is used, sponsors should send reminders (e.g., phone 81 calls, text messages, email) to trial subjects. 82 83 • Include a set of common COVID-19-related symptoms (for an example, see Table 1) in 84 the daily PRO assessments of all trial subjects regardless of which symptoms a subject 85 had at baseline, as new symptoms may appear following the baseline assessment. 86 87 • Consider whether a comprehensive set of COVID-19-related symptoms, beyond the set 88 of common COVID-19-related symptoms assessed in the daily PRO instrument, is useful 89 when collected at study baseline and again at landmark time points8 and also whether a 90 transition to weekly PRO assessments later in the study period would be useful, 91 depending on the program-specific context of use (e.g., study duration). 92 93 7 See the FDA PFDD Guidance Series for Enhancing the Incorporation of the Patient’s Voice in Medical Product Development and Regulatory Decision Making, available at https://www.fda.gov/drugs/development-approval- process-drugs/fda-patient-focused-drug-development-guidance-series-enhancing-incorporation-patients-voice- medical. 8 Landmark times are predefined fixed time points after baseline.
Contains Nonbinding Recommendations 4 • Conduct an evaluation to ensure the PRO instrument’s comprehensibility and usability 94 before implementation in a trial to mitigate the risk of poor instrument performance.9,10 95 Such an evaluation should be conducted even if the sponsor chooses to use an approach 96 similar to the example approach shown in Table 1. 97 98 B. Example Assessment of Key COVID-19-Related Symptoms 99 100 Given the heterogeneous nature of COVID-19-related symptoms, key COVID-19-related 101 symptoms should be assessed systematically to provide an accurate evaluation of benefit in 102 outpatients. In this guidance we provide an exemplary set of 14 common COVID-19-related 103 symptoms to consider in Table 1 (as described below). Although we recommend assessing these 104 items to capture change in common COVID-19-related symptoms (e.g., emergence, 105 improvement, or worsening) during the clinical trials, a subset of key COVID-19-related 106 symptoms can be used to derive symptom-based efficacy endpoints. Determination of which 107 subset to investigate will depend on what aspect(s) of the condition the study drug is expected to 108 improve as well as symptomatology associated with the currently circulating COVID-19 109 variant(s) of concern. The final assessment plan should be informed by qualitative evidence 110 from patient interviews and/or the literature. 111 112 • In the example in Table 1, the following applies for rating each symptom: 113 114 – Items 1 to 10, 13, and 14: Trial subjects rate symptom severity at its worst over a 115 specified recall period (e.g., 24 hours) using a verbal rating scale for severity. 116 117 – Items 11 (vomiting) and 12 (diarrhea) are each recorded promptly after a vomiting or 118 diarrhea episode occurs. 119 120 • In the example in Table 1, there is no total score. Each symptom is scored individually 121 using the following response options and/or scoring values: 122 123 – Items 1 to 10: None = 0, Mild = 1, Moderate = 2, and Severe = 3. 124 125 – Items 11 and 12: Record the time of event occurrence. 126 127 – Items 13 and 14: Sense of smell/taste same as usual = 0, Sense of smell/taste less 128 than usual = 1, No sense of smell/taste = 2. 129 130 131 9 See the guidance for industry, Food and Drug Administration staff, and other stakeholders Patient-Focused Drug Development: Methods to Identify What Is Important to Patients (February 2022). 10 See the draft guidance for industry, Food and Drug Administration staff, and other stakeholders Patient-Focused Drug Development: Selecting, Developing, or Modifying Fit-for-Purpose Clinical Outcome Assessments (June 2022). When final, this guidance will represent the FDA’s current thinking on this topic.
Contains Nonbinding Recommendations 5 Table 1. Example Assessment of 14 Common COVID-19-Related Symptoms: Sample of 132 Items and Response Options 133 134 Example of items For items 1–10, sample item wording could be “What was the severity of your [insert symptom] at its worst over the past 24 hours?” Example of response options and scoring* 1. Stuffy or runny nose None = 0 Mild = 1 Moderate = 2 Severe = 3 2. Sore throat 3. Shortness of breath (difficulty breathing) 4. Cough 5. Low energy or tiredness 6. Muscle or body aches 7. Headache 8. Chills or shivering 9. Feeling hot or feverish 10. Nausea (feeling like you wanted to throw up) 11. If you had vomiting (throwing up) ** Record each episode of vomiting
Contains Nonbinding Recommendations 6 Example of items For items 1–10, sample item wording could be “What was the severity of your [insert symptom] at its worst over the past 24 hours?” Example of response options and scoring* 12. If you had diarrhea (loose or watery stools) ** Record each episode of diarrhea 13. Rate your sense of smell in the past 24 hours† My sense of smell is THE SAME AS usual = 0 My sense of smell is LESS THAN usual = 1 I have NO sense of smell = 2 14. Rate your sense of taste in the past 24 hours† My sense of taste is THE SAME AS usual = 0 My sense of taste is LESS THAN usual = 1 I have NO sense of taste = 2 * Note: Score values are included in the table for ease of reference. FDA cautions against including the score 135 values within the verbal rating scale response options presented to trial subjects because these values may distract 136 subjects with unnecessary information. 137 ** The statements shown for items 11 and 12 are intended for documentation in real-time. For frequent events or 138 episodes, the sponsor should consider an event-driven electronic diary rather than a diary completed once daily with 139 a 24-hour recall.11 140 † In lieu of items 13 and 14, sponsors may include optional questions on severity of loss and/or alteration of 141 smell/taste based on the program-specific context of use. The item descriptions should include sufficient detail for 142 the respondent to understand the concept being asked (e.g., loss of smell versus parosmia and/or phantosmia-like 143 alteration of smell). The same recommendation applies to item 14. Understandability of the response options 144 should be supported by qualitative evidence from patient interviews and/or the literature. 145 146 • Sponsors can consider using alternative items and response options for assessment of 147 common COVID-19-related symptoms. For example, a sponsor can consider using a 4- 148 point (none/mild/moderate/severe) or binary response (yes/no) scale for assessment of 149 patient-reported loss and/or alteration of smell and taste; vomiting and diarrhea might 150 also be rated on a verbal rating frequency scale with a 24-hour recall period. 151 11 See the draft guidance for industry, Food and Drug Administration staff, and other stakeholders Patient-Focused Drug Development: Incorporating Clinical Outcome Assessments Into Endpoints For Regulatory Decision-Making (April 2023). When final, this guidance will represent the FDA’s current thinking on this topic.
Contains Nonbinding Recommendations 7 152 • According to the mechanism of action of the investigational product and the underlying 153 pathophysiology of COVID-19, clinical manifestations of the currently circulating 154 COVID-19 variant(s) of concern, and program-specific study design, sponsors can also 155 assess additional emerging symptoms (e.g., cognitive dysfunction) if appropriate. 156 157 When designing and implementing PRO instruments, sponsors should consider the following 158 recommendations: 159 160 • FDA recommends using response scales that include verbal descriptors (e.g., none, mild, 161 moderate, severe) because the absence of verbal descriptors may create difficulty in 162 interpretation. Accordingly, response scales such as visual analog scales and 0-to-10 163 numeric rating scales are not directly interpretable and may result in interpretation 164 difficulties in this context. 165 166 • FDA recommends avoiding an excessively large number of items in the PRO 167 instrument(s), which may lead to unnecessary patient burden, poor compliance with diary 168 completion, and missing data. 169 170 C. Considerations for Outpatient Clinical Trial Endpoint Selection 171 172 1. Endpoint Selection 173 174 Sponsors should consider the following: 175 176 • The selection of time point(s) for clinical endpoint assessments in prevention or treatment 177 trials in outpatient adult and adolescent subjects is dependent on up-to-date knowledge of 178 the time course of COVID-19-related symptom onset or resolution. For example, clinical 179 findings show that certain symptoms (e.g., cough, fatigue, or alterations in taste and 180 smell) may take longer to resolve in comparison to other symptoms.12,13 Furthermore, 181 the CDC has reported findings of COVID-19 rebound, which may be part of the natural 182 history of SARS-CoV-2 infection in some individuals. The rebound included a 183 recurrence of COVID-19 symptoms, but the severity of the illness was mild.14 184 185 12 Lechien JR, Chiesa-Estomba CM, Place S, Van Laethem Y, Cabaraux P, Mat Q, Huet K, Plzak J, Horoi M, Hans S, Barillari MR, Cammaroto G, Fakhry N, Martiny D, Ayad T, Jouffe L, Hopkins C, and Saussez S, 2020, Clinical and Epidemiological Characteristics of 1420 European Patients With Mild-to-Moderate Coronavirus Disease 2019, J Intern Med, 288(3):335–344. 13 Boscolo-Rizzo P, Borsetto D, Fabbris C, Spinato G, Frezza D, Menegaldo A, Mularoni F, Gaudioso P, Cazzador D, Marciani S, Frasconi S, Ferraro M, Berro C, Varago C, Micolai P, Tirelli G, Da Mosto MC, Obholzer R, Rigoli R, Polesel J, and Hopkins C, 2020, Evolution of Altered Sense of Smell or Taste in Patients With Mildly Symptomatic COVID-19, JAMA Otolaryngol Head Neck Surg, 146(8):729–732. 14 See the CDC Health Alert Network’s Covid 19 Rebound After Paxlovid Treatment, available at https://emergency.cdc.gov/han/2022/pdf/CDC_HAN_467.pdf.
Contains Nonbinding Recommendations 8 • Sponsors can use early phase trials in the target patient population to examine the effect 186 of an investigational drug on the time course of symptoms to inform endpoint 187 development for pivotal trials. Sponsors can consider a variety of endpoint definitions to 188 evaluate the effect of a drug on common COVID-19-related symptoms. 189 190 • FDA encourages sponsors to provide a rationale to support their proposed endpoints, 191 taking into account relevant information from literature sources and any relevant clinical 192 trials. 193 194 2. Trials of Drugs for Treatment of COVID-19 195 196 Sponsors should consider the following: 197 198 • As described in the guidance for industry COVID-19: Developing Drugs and Biological 199 Products for Treatment or Prevention, an appropriate endpoint could be the time to 200 sustained symptom alleviation or resolution assessed over an appropriate duration. 201 202 • Sustained symptom alleviation or resolution can be defined as occurring when no key 203 COVID-19-related symptom scored higher than a prespecified threshold over a clinically 204 meaningful time period (as documented using a PRO instrument). 205 206 • To evaluate clinical benefit, sponsors should include trial entry criteria defining the 207 minimal baseline severity score for COVID-19-related symptoms (e.g., at least two 208 symptoms with a score of 2 or higher using the scoring system shown in Table 115). 209 210 FDA does not recommend the following: 211 212 • Defining endpoints based on adding scores of the items within a set of common COVID- 213 19-related symptoms to form an aggregate score. Given the heterogeneity of COVID-19- 214 related symptoms, any single trial subject may only experience a small subset of the 215 common COVID-19-related symptoms described in this guidance. 216 217 • Calculating an area under the curve of COVID-19-related symptoms, as this metric is not 218 easily interpretable in this context of use. 219 220 3. Trials of Drugs for Prevention of COVID-19 221 222 Sponsors should consider the following: 223 224 • As described in the guidance for industry COVID-19: Developing Drugs and Biological 225 Products for Treatment or Prevention, there is interest in ascertaining whether the 226 severity of COVID-19-related symptoms is milder in trial subjects receiving prophylaxis 227 compared with subjects not receiving prophylaxis. 228 15 Note that the example relates to the items using verbal rating scale. For event-driven symptoms, consider a baseline threshold frequency to reflect moderate to severe severity in the target patient population.
Contains Nonbinding Recommendations 9 229 • Sponsors should collect data on COVID-19-related symptoms and other endpoints to 230 characterize levels of severity for prevention trials.16 Sponsors can consider using the set 231 of 14 common COVID-19-related symptoms, as described in Table 1, in such data 232 collection. 233 234 D. Handling Data 235 236 Sponsors developing drugs for the prevention or treatment of COVID-19 and investigators 237 conducting related clinical trials should consider the following regarding missing data and other 238 related issues for clinical trials: 239 240 • Sponsors and investigators should make efforts to minimize the amount of missing data. 241 These efforts should generally include providing reminders (e.g., phone calls, text 242 messages, email) to trial subjects to complete PRO instruments, monitoring adherence 243 with PRO instrument completion throughout the assessment period, following up with 244 trial subjects who are not successfully completing PRO instruments (and, where 245 permissible, close contacts if the trial subject is not responding), supplemental training of 246 trial subjects, and recording verbal responses for those who are unable to self-record 247 because of illness or other circumstances. FDA recommends obtaining contact 248 information for close contacts of trial subjects for use in case of nonresponse. If the 249 investigator or a member of the study team plans to contact a family member or other 250 close contact when subjects do not respond to follow-up, this should be described in the 251 informed consent document approved by the institutional review board. The reasons for 252 missing data should be documented. We recommend employing risk-based approaches, 253 including centralized monitoring in clinical trials, to ensure data quality and integrity.17 254 255 • The informed consent process18 and informed consent document should include 256 information to educate prospective subjects about the continued scientific importance of 257 their follow-up data even if they choose to discontinue treatment. 258 259 • The sponsor should prospectively plan appropriate methods for handling missing data in 260 the development of endpoints and conduct of analyses, considering the reason for the 261 16 See the guidance for industry COVID-19: Developing Drugs and Biological Products for Treatment or Prevention. 17 For additional information, see the guidance for industry A Risk-Based Approach to Monitoring of Clinical Investigations: Questions and Answers (April 2023). 18 For information about the informed consent process, see FDA’s proposed recommendations in the guidance for IRBs, clinical investigators, and sponsors Informed Consent (August 2023). For information about use of electronic systems and processes that may employ multiple electronic media to obtain informed consent, see the guidance for institutional review boards, investigators, and sponsors Use of Electronic Informed Consent: Questions and Answers (December 2016). See also the guidance for industry, investigators, and institutional review boards Considerations for the Conduct of Clinical Trials of Medical Products During Major Disruptions Due To Disasters and Public Health Emergencies, and the guidance for industry COVID-19: Developing Drugs and Biological Products for Treatment or Prevention.
Contains Nonbinding Recommendations 10 missing data.19 Sensitivity analyses considering different approaches to account for the 262 missing data should be specified in the statistical analysis plan.20 263 264 • Sponsors should prospectively specify how intercurrent events, including hospitalization 265 and death, will be handled in the statistical analysis. 266 267 • The aim should be to ascertain vital status for all COVID-19 trial subjects even after a 268 subject decides to discontinue treatment or discontinue participation in the trial, including 269 follow-up for key outcomes, while adhering to informed consent requirements.21 270 271 E. Additional COVID-19-Related Assessments 272 273 In addition to assessment of key COVID-19-related symptoms, such as by using the assessments 274 provided as an example in Table 1, FDA recommends that sponsors standardize the collection 275 and reporting of other clinical trial assessments for trial subjects. Additional assessments and 276 their associated methods that sponsors can consider include the following: 277 278 • Use of any medications to treat some of the COVID-19-related symptoms (e.g., 279 analgesics, antipyretics): The name of medication, dose, dosage form, and date and 280 time(s) of administration should be reported. 281 282 • Body temperature: The timing and the route of the body temperature assessment method 283 (e.g., oral) should be specified in the protocol, and sponsors should provide thermometers 284 to trial subjects. 285 286 • Oxygen saturation: Pulse oximetry data should be collected, and the sponsor should 287 provide that equipment and provide training or instruction on its use to subjects. 288 289 • Patient-reported global impression items assessing a) return to usual health, b) return to 290 usual activities, c) overall COVID-19-related symptoms, and d) cluster of COVID-19- 291 related symptom (e.g., respiratory, digestive): examples of patient-reported global 292 impression item(s) can include the following: 293 294 19 For additional information, see the draft guidance for industry, Food and Drug Administration staff, and other stakeholders Patient-Focused Drug Development: Incorporating Clinical Outcome Assessments Into Endpoints for Regulatory Decision-Making. 20 For additional information on sensitivity analysis, see the ICH guidance for industry E9(R1) Statistical Principles for Clinical Trials: Addendum: Estimands and Sensitivity Analysis in Clinical Trials (May 2021). 21 For example, if a subject withdraws from the interventional portion of a clinical investigation and does not consent to continued follow-up of associated clinical outcome information, the investigator must not access the subject’s medical record or other confidential records that would require additional consent from the subject to obtain the continued follow-up information (21 CFR 50.20 and 50.25(a)(1)). However, an investigator may consult publicly available sources of information to determine a subject’s vital status after a subject withdraws from a clinical trial.
Contains Nonbinding Recommendations 11 – In the past 24 hours, have you returned to your usual health (before your COVID-19 295 illness)? Yes or No 296 297 – In the past 24 hours, have you returned to your usual activities (before your COVID- 298 19 illness)? Yes or No 299 300 – In the past 24 hours, what was the severity of your overall COVID-19-related 301 symptoms at their worst? None, Mild, Moderate, or Severe 302 303 – In the past 24 hours, what was the severity of your (cluster name: e.g., respiratory) 304 COVID-19-related symptoms at their worst? None, Mild, Moderate, or Severe 305 306 Further considerations include the frequency of patient-reported global impression items which 307 may be less frequent (i.e., weekly) with differing recall periods including now, past 24 hours, or 308 past week depending on the intent of the assessment. 309
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