Commentaries: Art. 11a

The Oversight Authority shall grant licences to audit firms under state oversight and to lead auditors for audits under the financial market acts for the following oversight areas: a.¹ banks in accordance with the Banking Act of 8 November 1934²(BankA), financial market infrastructures, financial groups and public takeover offers in accordance with the Financial Market Infrastructure Act of 19 June 2015³, securities firms in accordance with the Financial Institutions Act of 15 June 2018⁴(FinIA) and mortgage bond clearing houses in accordance with the Mortgage Bond Act of 25 June 1930⁵; a.^bis⁶ persons in accordance with Article 1b BankA; b. insurance companies in accordance with the Insurance Supervision Act of 17 December 2004⁷; c.⁸ fund management companies and managers of collective assets in accordance with FinIA, investment funds, investment companies with variable capital (SICAV), limited liability companies for collective capital investments, investment companies with fixed capital (SICAF), depository banks and representatives of foreign collective capital investments in accordance with the Collective Investment Schemes Act of 23 June 2006⁹; d.¹⁰ .
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Amended by No I 2 of the O of 18 June 2021 on the Adaptation of Federal Law to Developments in Distributed Ledger Technology, in force since 1 Aug. 2021 (AS 2021 400). ↩
SR 952.0 ↩
SR 958.1 ↩
SR 954.1 ↩
SR 211.423.4 ↩
Inserted by No II 1 of the O of 30 Nov. 2018, in force since 1 Jan. 2019 (AS 2018 5229). ↩
SR 961.01 ↩
Amended by Annex 1 No II 1 of the Financial Institutions Ordinance of 6 Nov. 2019, in force since 1 Jan. 2020 (AS 2019 4633). ↩
SR 951.31 ↩
Repealed by Annex 1 No II 1 of the Financial Institutions Ordinance of 6 Nov. 2019, with effect from 1 Jan. 2020 (AS 2019 4633). ↩
Repealed by Annex 1 No II 1 of the Financial Institutions Ordinance of 6 Nov. 2019, with effect from 1 Jan. 2020 (AS 2019 4633). ↩

Art. 11a