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Art. 15

951.31CISAFederal ActJan 1, 2007Original source
  1. The following documents are required for obtaining the approval of FINMA:
    1. for investment fund, the collective investment contract (Art. 25);
    2. for SICAVs, the articles of association and investment regulations;
    3. for LPCIs, the company agreement;
    4. SICAFs, the articles of association and investment regulations;
    5. 1 the relevant documents of foreign collective investment schemes which are offered to non-qualified investors.
  2. If an investment fund or SICAV is structured as an open-ended collective investment scheme with subfunds (Art. 92 et seq.), each subfund or category of shares requires individual approval.
  3. The documents of an L-QIF and their amendment require neither an approval pursuant to paragraph 1 nor an approval pursuant to paragraph 2.2

Footnotes

  1. Amended by Annex No II 13 of the Financial Institutions Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2018 5247, 2019 4631;BBl 2015 8901). ↩

  2. Inserted by No I of the FA of 17 Dec. 2021, in force since 1 March 2024 (AS 2024 53;BBl 2020 6885). ↩

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