Art. 4

(Art. 4 and 5 FinMIA)

1. The financial market infrastructure shall submit an authorisation application to the Swiss Financial Market Supervisory Authority (FINMA). This shall contain all the information necessary for assessing it, specifically information on:
   1. the business area (Art. 6);
   2. the place of management (Art. 7);
   3. corporate governance (Art. 8);
   4. risk management (Art. 9);
   5. guarantee of irreproachable business conduct (Art. 10);
   6. minimum capital (Art. 13);
   7. capital adequacy and risk diversification (Art. 48, 49, 56, 57 and 69);
   8. the audit firm (Art. 71).
2. The financial market infrastructure shall attach along with its authorisation application the necessary documentation, namely its articles of association or partnership agreements and regulations.