Art. 11

(Art. 120 para. 5, 123 para. 1 FinMIA)

The following cases in particular qualify as an indirect acquisition or indirect disposal of a shareholding:

1. the acquisition and disposal via a third party in their own name and on behalf of the beneficial owner;
2. the acquisition and disposal through directly or indirectly controlled legal entities;
3. the acquisition and disposal of a shareholding which directly or indirectly transfers control of a legal entity which directly or indirectly holds equity securities.