CourtListener 10054996•Debra Bracewell v. State of Alabama (Appeal from Covington Circuit Court: CC-78-26)
Debra Bracewell v. State of Alabama (Appeal from Covington Circuit Court: CC-78-26)
CourtListener 10054996AlacrimappAug 23, 2024
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Rel: August 23, 2024
Notice: This opinion is subject to formal revision before publication in the advance sheets of Southern Reporter.
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Alabama Court of Criminal Appeals
OCTOBER TERM, 2023-2024
_________________________
CR-21-0242
_________________________
Debra Bracewell
v.
State of Alabama
Appeal from Covington Circuit Court
(CC-78-26)
COLE, Judge.
Debra Bracewell appeals the circuit court's decision to sentence her
to life imprisonment without the possibility of parole following a
resentencing hearing pursuant to Miller v. Alabama, 567 U.S. 460 (2012).
CR-21-0242
Facts and Procedural History
"Late in the evening on August 14, 1977, Bracewell, who was
17 years old at the time, and her husband Charles Bracewell,1
who was at least 10 years her senior, entered a gasoline
station/convenience store owned and operated by Rex
Carnley. Once inside, Charles brandished a gun and
demanded money from Carnley, and Bracewell, at Charles's
direction, walked behind the checkout counter and retrieved
a pistol Carnley kept in a drawer under the cash register.
Bracewell then stood on the rungs of a stool behind the
counter and shot Carnley in the back of the head from
approximately 18 inches away. Charles took the pistol from
Bracewell, and Bracewell left the store. Charles then shot
Carnley seven more times and took over $ 1,000 in cash from
Carnley's person. Bracewell subsequently confessed to the
murder, was convicted of murder made capital because it was
committed during the course of a robbery, and was sentenced
to life imprisonment without the possibility of parole.2
"___________________
"1There is some dispute in the record as to whether
Bracewell and Charles were, in fact, legally married.
"2Bracewell was originally convicted of capital murder
in 1978 and was sentenced to death. That conviction and
sentence were ultimately reversed on the authority of Beck v.
Alabama, 447 U.S. 625, 100 S. Ct. 2382, 65 L. Ed. 2d 392
(1980), and Beck v. State, 396 So. 2d 645 (Ala. 1980). See
Bracewell v. State, 401 So. 2d 119 (Ala. Crim. App. 1978),
rev'd, 401 So. 2d 123 (Ala. 1979), on remand to, 401 So. 2d 124
(Ala. Crim. App. 1980), judgment vacated by Bracewell v.
Alabama, 449 U.S. 915, 101 S. Ct. 312, 66 L. Ed. 2d 143 (1980),
on remand to, 401 So. 2d 130 (Ala. Crim. App. 1981).
Bracewell was again convicted of capital murder on retrial in
1981 and was sentenced to life imprisonment without the
possibility of parole."
2
CR-21-0242
Bracewell v. State ("Bracewell I"), 329 So. 3d 29, 31 (Ala. Crim. App.
2019) (opinion on original submission).
Over 30 years after Bracewell began serving her sentence of life
imprisonment without the possibility of parole, the Supreme Court of the
United States decided Miller, which held that the Eighth Amendment to
the United States Constitution "forbids a sentencing scheme that
mandates life in prison without the possibility of parole for juvenile
offenders." Miller, 567 U.S. at 479, 132 S. Ct. 2455. In Miller's wake, the
Alabama Supreme Court and the Alabama Legislature developed
standards for sentencing a juvenile for a capital offense:
"In striking down mandatory sentences of life in prison
without the possibility of parole for juveniles who commit
capital murder, the Court did not hold that juveniles are
categorically exempt from such a sentence. Miller, 567 U.S.
at 479, 132 S. Ct. 2455. 'Although Miller did not foreclose a
sentencer's ability to impose life without parole on a juvenile,
the Court explained that a lifetime in prison is a
disproportionate sentence for all but the rarest of children,
those whose crimes reflect " 'irreparable corruption.' " '
Montgomery [v. Louisiana], 577 U.S. [190, 195], 136 S. Ct.
[718, 726 (2016)] (quoting Miller, 567 U.S. at 479-80, 132 S.
Ct. 2455, quoting in turn, Roper v. Simmons, 543 U.S. 551,
573, 125 S. Ct. 1183, 161 L. Ed. 2d 1 (2005)). Thus, 'Miller
"mandates ... that a sentencer follow a certain process --
considering an offender's youth and attendant
characteristics" -- before "meting out" a sentence of life
imprisonment without parole.' Click[v. State], 215 So. 3d
3
CR-21-0242
[1189,] 1192 [(Ala. Crim. App. 2016)] (quoting Miller, 567 U.S.
at 483, 132 S. Ct. 2455). ' "[A] judge or jury must have the
opportunity to consider mitigating circumstances before
imposing the harshest possible penalty for juveniles." ' Click,
215 So. 3d at 1192 (quoting Miller, 567 U.S. at 483, 132 S. Ct.
2455). Consequently, '[a] hearing where "youth and its
attendant characteristics" are considered as sentencing
factors is necessary to separate those juveniles who may be
sentenced to life without parole from those who may not.'
Montgomery, 577 U.S. at 210, 136 S. Ct. at 735 (quoting
Miller, 567 U.S. at 465, 132 S. Ct. 2455). The Court explained
that '[t]he hearing ... gives effect to Miller's substantive
holding that life without parole is an excessive sentence for
children whose crimes reflect transient immaturity.'
Montgomery, 577 U.S. at 210, 136 S. Ct. at 735.
"When Miller was decided, Alabama's capital-murder
statute provided for two possible sentences -- life in prison
without the possibility of parole or death. See § 13A-5-39(1),
Ala. Code 1975. Juveniles, however, were not eligible for a
sentence of death; therefore, the only sentence available for a
juvenile convicted of capital murder was life in prison without
the possibility of parole. See Ex parte Henderson, 144 So. 3d
[1262, 1266-84 (Ala. 2013)]; Miller v. State, 148 So. 3d 78 (Ala.
Crim. App. 2013). In the wake of Miller, both the Alabama
Supreme Court and the Alabama Legislature acted to amend
our capital-murder statutes so as to provide juveniles with
individualized sentencing and an opportunity to have a
sentence imposed that includes the possibility of parole.
"First, in Ex parte Henderson, our Supreme Court was
asked to order the dismissal of capital-murder indictments
against two juveniles because Alabama law at the time
mandated a sentence of life in prison without the possibility
of parole. Ex parte Henderson, 144 So. 3d at 1262-84. The
Alabama Supreme Court recognized that the Miller decision
'was not a categorical prohibition of a sentence of life
imprisonment without parole for juveniles, but rather
4
CR-21-0242
required the sentencer to consider the juvenile's age and age-
related characteristics before imposing such a sentence.' Ex
parte Henderson, 144 So. 3d at 1280. 'Miller mandates
individualized sentencing for juveniles charged with capital
murder rather than a "one size fits all" imposition of a
sentence of life imprisonment without the possibility of
parole.' Ex parte Henderson, 144 So. 3d at 1280. However,
the Henderson Court 'recognize[d] that a capital offense was
defined under our statutory scheme as one punishable by the
two harshest criminal sentences available: death and life
imprisonment without the possibility of parole.' Ex parte
Henderson, 144 So. 3d at 1280. To ameliorate the
unconstitutional portion of Alabama's capital sentencing
scheme as it applied to juveniles, the Alabama Supreme Court
'[s]ever[ed] the mandatory nature of a life-without-parole
sentence for a juvenile to provide for the ... possibility of
parole.' Ex parte Henderson, 144 So. 3d at 1281.
"After severing from the statute the mandatory nature
of a sentence of life in prison without parole for juveniles
convicted of capital offenses, the Alabama Supreme Court
established factors courts must consider when deciding
whether life in prison with the possibility of parole would be
an appropriate sentence for a juvenile. Id. at 1283-84.
Specifically, the Court held
" 'that a sentencing hearing for a juvenile convicted
of a capital offense must now include consideration
of: (1) the juvenile's chronological age at the time
of the offense and the hallmark features of youth,
such as immaturity, impetuosity, and failure to
appreciate risks and consequences; (2) the
juvenile's diminished culpability; (3) the
circumstances of the offense; (4) the extent of the
juvenile's participation in the crime; (5) the
juvenile's family, home, and neighborhood
environment; (6) the juvenile's emotional maturity
and development; (7) whether familial and/or peer
5
CR-21-0242
pressure affected the juvenile; (8) the juvenile's
past exposure to violence; (9) the juvenile's drug
and alcohol history; (10) the juvenile's ability to
deal with the police; (11) the juvenile's capacity to
assist his or her attorney; (12) the juvenile's
mental-health history; (13) the juvenile's potential
for rehabilitation; and (14) any other relevant
factor related to the juvenile's youth.'
"Ex parte Henderson, 144 So. 3d at 1284. See also Foye v.
State, 153 So. 3d 854, 864 (Ala. Crim. App. 2013). The Court
'recognize[d] that some of the factors may not apply to a
particular juvenile's case and that some of the factors may
overlap.' Ex parte Henderson, 144 So. 3d at 1284.
"After the Alabama Supreme Court decided Ex parte
Henderson, the Alabama Legislature amended our capital-
sentencing statutes to comply with the guidelines of Miller.
First, the Legislature amended § 13A-5-2(b) to provide that
'[e]very person convicted of murder shall be sentenced by the
court to imprisonment for a term, or to death, life
imprisonment without parole, or life imprisonment in the case
of a defendant who establishes that he or she was under the
age of 18 years at the time of the offense, as authorized by
subsection (c) of Section 13A-6-2.' The Legislature redefined
a capital offense as, '[a]n offense for which a defendant shall
be punished by a sentence of death or life imprisonment
without parole, or in the case of a defendant who establishes
that he or she was under the age of 18 years at the time of the
capital offense, life imprisonment, or life imprisonment
without parole, according to the provisions of this article.' §
13A-5-39(1), Ala. Code 1975. The Legislature also provided:
" 'If the defendant is found guilty of a capital
offense or offenses with which he or she is charged
and the defendant establishes to the court by a
preponderance of the evidence that he or she was
under the age of 18 years at the time of the capital
6
CR-21-0242
offense or offenses, the sentence shall be either life
without the possibility of parole or, in the
alternative, life, and the sentence shall be
determined by the procedures set forth in the
Alabama Rules of Criminal Procedure for
judicially imposing sentences within the range set
by statute without a jury, rather than as provided
in Sections 13A-5-45 to 13A-5-53, inclusive. The
judge shall consider all relevant mitigating
circumstances.'
"§ 13A-5-43(e), Ala. Code 1975. The Legislature further
established that, '[i]f [a juvenile] defendant is sentenced to life
[imprisonment with the possibility of parole] on a capital
offense, th[at] defendant must serve a minimum of 30 years,
day for day, prior to first consideration of parole.' Id.
Betton v. State, 292 So. 3d 398, 403-05 (Ala. Crim. App. 2018).
Within a year of the Miller decision, Bracewell filed a petition
seeking postconviction relief pursuant to Rule 32, Ala. R. Crim. P.,
alleging that her sentence was unconstitutional. At that time, courts
were divided on the question whether Miller applied retroactively to
cases on collateral review. See Williams v. State, 183 So. 3d 198, 206-11
(Ala. Crim. App. 2014) (examining the split among courts on the question
whether Miller applied retroactively on collateral review). In 2016, in
Montgomery v. Louisiana, 577 U.S. 190, 208 (2016), the Supreme Court
settled that question and held that the rule announced in Miller applied
retroactively on collateral review.
7
CR-21-0242
After Montgomery, the Covington Circuit Court granted
Bracewell's petition, set aside her sentence of life imprisonment without
the possibility of parole, and set her case for a Miller resentencing
hearing. The circuit court held Bracewell's Miller resentencing hearing
in August 2017. At the hearing,
"the State presented testimony from Marie Miller, who was
the wife of the victim, Rex Carnley, at the time of his death,
about the emotional and financial impact Carnley's murder
had on her and her 3 sons, who were 18, 16, and 13 years old
at the time of the murder. In addition, the State presented
testimony from Nickey Carnley, Carnley's oldest son, and
Kelley Carnley, Carnley's youngest son, about the impact
their father's death had on them and on their brother Murray
Carnley. The State introduced into evidence a transcript of
the guilt phase of Bracewell's 1981 trial; a copy of Bracewell's
January 23, 1978, statement to police; and a copy of the
autopsy report. The State also introduced into evidence a
copy of a letter Bracewell wrote in connection with a 2011
postconviction proceeding in which she claimed that Charles
Bracewell was the shooter and that she was innocent, as well
as a copy of a notarized letter from Charles proclaiming
Bracewell's innocence; a letter Bracewell wrote to the
Covington County District Attorney in 2008 claiming that the
United States Supreme Court had reversed her 1978
conviction based on insufficient evidence and that she should
not have been retried for capital murder in 1981, and also
claiming that it was Carnley's wife, Marie, who had killed
Carnley; and a copy of a 1989 letter addressed to then
governor Guy Hunt and purporting to be from Marie (the
letter was signed 'Mrs. Carnley'), in which Marie allegedly
confessed to killing her husband and stated that Bracewell
was innocent -- a letter Marie Miller testified she did not
write. In addition, the State introduced into evidence records
8
CR-21-0242
from the Alabama Department of Corrections ('DOC')
reflecting that Bracewell had multiple disciplinary citations
in prison in the 1980s, including one in 1989 for attempting to
escape, and records from the Elmore Circuit Court indicating
that Bracewell had pleaded guilty to first-degree escape in
1990.3 Finally, the State introduced into evidence a
'Psychological Interview/Data Entry Form' from the DOC
indicating that, in 1986, Bracewell had a full-scale IQ score of
74 and suffered from no significant emotional problems or
substance-abuse problems. (C. 1284.)4
"Bracewell presented documentary and testimonial
evidence about her childhood and adolescent years and about
her life in prison over the last 40 years. Bracewell grew up in
poverty and suffered both physical and sexual abuse at the
hands of her father, Owen Fillman ('Owen'), throughout her
childhood and adolescent years. As the trial court noted in its
sentencing order: 'By all accounts, [Bracewell] grew up in the
worst situation imaginable.' (C. 218.) Bracewell's older
brother Jimmy Fillman, older sister Peggy Jones, and
paternal cousin Nancy Daniel testified about the abuse. Their
testimony indicated that Owen rarely worked and that the
family was 'dirt poor,' many times having little or no food to
eat. (R. 92.) Owen abused Bracewell's mother and forced her
to prostitute herself to earn money for groceries, which
resulted in a half sister that Owen forced Bracewell's mother
to put up for adoption when she was born.
"Owen physically abused all of his children, including
Bracewell, often beating them with a belt. When Bracewell
was six or seven years old, Owen kicked her and pushed her
into a fire, which resulted in severe burns on Bracewell's
hands and buttocks, and when Bracewell was about eight
years old, Owen threw Bracewell against a wall so hard that
she broke her sternum. Bracewell never received medical
treatment for her injuries. Owen also repeatedly sexually
abused Bracewell, her sisters, and Daniel. The abuse began
when Bracewell was 'five, six, or seven,' and when Bracewell
9
CR-21-0242
attempted to resist, Owen severely beat her. (R. 100.) At one
point, when Bracewell was 13 or 14 years old, Bracewell
reported the sexual abuse to police and an arrest warrant was
issued for Owen; when Owen learned of the warrant, he shot
himself in an attempt to avoid going to jail.5 Owen forced
Bracewell to quit school in the seventh grade in order to
babysit her younger siblings and to allow more time for him
to abuse her.6 Owen was described as 'a monster.' (R. 217.)
"Bracewell 'was a little bit on the slower side,' had a
speech impediment, and had been in special-education classes
when she was in school, but was literate. (R. 105.) Fillman
described Bracewell as 'nice,' 'polite,' and 'very friendly,' but
'a little on the shy side.' (R. 105.) He also said that, at 17
years old, Bracewell had the maturity level of a 15-year-old.
Daniel said that Bracewell was 'troubled,' 'withdrawn,' 'timid,'
'shy,' and 'easily controlled by others' as a result of the abuse
she suffered. (R. 220.) A few months before the murder,
Bracewell met Charles Bracewell, who was 10 to 12 years her
senior and had been in and out of prison, and Charles
provided Bracewell an avenue to escape Owen's abuse.
Bracewell's mother did not want Bracewell seeing Charles,
but Bracewell would sneak out of the house to meet him.
Fillman said that Charles 'had quite a bit of control over'
Bracewell because Bracewell was desperate to escape her
father's abuse and 'didn't know any better.' (R. 114.) Jones
also described Charles as 'controlling.' (R. 233.) She testified
that the one time she met Charles at her house, she cautioned
Bracewell against staying with Charles and asked Bracewell
not to leave with him, to which Bracewell responded, 'I got to.'
(R. 233.) Charles apparently overheard their conversation,
and when he and Bracewell got close to their vehicle to leave,
he hit Bracewell in the face.
"Bracewell also presented evidence indicating that she
was intellectually disabled, having a full-scale IQ score of 62
when she was 15 years old and a full-scale IQ score of 67 when
she was evaluated in 2017, at the age of 57, by Dr. John Goff,
10
CR-21-0242
a clinical neuropsychologist. According to Dr. Goff, Bracewell
could read only at a third-grade level, 'which is just below a
level required for functional literacy' (C. 1328); 'her
mathematical skills are rather extraordinarily limited' (C.
1329); and she suffered from 'adaptive skills deficits.' (C.
1329.) Dr. Goff also indicated that Bracewell's school records
reflected that her performance on 'the IQ test from the
California Test of Mental Maturity' was ' "too low to score." '
(C. 1325.) Bracewell also suffered from a mild speech defect
that Dr. Goff believed was likely more severe when she was
younger. Dr. Goff described Bracewell as being in the mild
range of intellectual disability.
"Dr. Goff testified that Bracewell was consistently
described in her school records as immature and that all the
records he reviewed regarding Bracewell 'were reflective of
considerably great immaturity.' (R. 146.) Dr. Goff indicated
that adolescents are generally immature, lack impulse
control, have an inability to plan, are vulnerable to peer
pressure, and have difficulty making rational decisions and
that those traits were 'magnified' in Bracewell because of her
intellectual disability. (R. 145.) He indicated that individuals
with intellectual disability like Bracewell are gullible and
naive, have a ' "tendency to give in when under pressure," ' and
have a desire to please others in order to be accepted. (C.
1329.) Dr. Goff opined that Bracewell's intellectual disability
and her history of physical and sexual abuse made her even
more vulnerable than the average adolescent to the influence
of others at the time of the crime. Dr. Goff also stated that
Bracewell's adolescence, intellectual disability, and history of
physical and sexual abuse likely would have made it 'difficult'
for her to deal with police and to assist her counsel at trial.
(R. 154.) Further, Dr. Goff said that, although he did not
perform any formal testing, at the time he interviewed her
Bracewell appeared to be suffering from anxiety and possibly
post-traumatic stress disorder as a result of the repeated
physical and sexual abuse in her childhood and adolescence.
11
CR-21-0242
"Finally, Bracewell presented evidence indicating that
she had positive inmate evaluations and progress reviews
during her time in prison, particularly since the 1990s; that
she had completed well over a dozen self-improvement,
educational, and religious programs offered by the prison;
that she was housed in the honor dorm; and that she had
been, for several years, heavily involved in the prison
ministry, assisting the chaplain with baptisms and
ministering to other inmates, particularly new inmates.
"__________________
"3The record indicates two separate incidents involving
Bracewell's escaping or attempting to escape from prison. A
disciplinary report introduced into evidence by the State
indicates that Bracewell attempted to escape in May 1989 by
climbing to the top of the fence surrounding the prison and
then climbing back down. (C. 1243.) A disciplinary report
introduced into evidence by Bracewell indicates that she
successfully escaped in February 1990 by climbing over the
fence surrounding the prison and was recaptured later by
local law enforcement. (C. 1375-76.)
"4We note that the State declined to make a sentencing
recommendation at the resentencing hearing, arguing that 'it
[wa]s up to the Court to decide' what sentence was
appropriate for Bracewell. (R. 6.) However, at a pretrial
hearing, the State took the position 'that this defendant does
not reach the level of those rare juveniles who would get life
without.' (R. 350.)
"5It appears that no action was taken on the complaint
Bracewell filed.
"6Other evidence indicated that Bracewell subsequently
returned to school briefly and dropped out again in the ninth
grade."
12
CR-21-0242
Bracewell v. State ("Bracewell II"), 329 So. 3d 29, 40-42 (Ala. Crim. App.
2020) (opinion on return to remand). At the close of her Miller
resentencing hearing, the circuit court sentenced Bracewell to life
imprisonment without the possibility of parole. On September 29, 2017,
the circuit court issued a written order memorializing its decision.
In its written order, the circuit court "set out the law under Miller,
supra, and the Alabama Supreme Court's subsequent opinion in Ex parte
Henderson, 144 So. 3d 1262 (Ala. 2013)," "listed each of the Ex parte
Henderson factors and recited the evidence presented at the hearing that
it believed was relevant to each factor," and, "out of '[a]n abundance of
caution,' ... conducted an analysis pursuant to § 13A-5-47(b), Ala. Code
1975, which is part of Alabama's adult capital-sentencing scheme."
Bracewell I, 329 So. 3d at 33. In conducting its adult-capital-sentencing
analysis, the circuit court found the existence of three aggravating
circumstances, two statutory mitigating circumstances, and three
nonstatutory mitigating circumstances. Bracewell appealed the circuit
court's judgment to this Court.
On original submission in that appeal, this Court remanded
Bracewell's case to the circuit court "to clarify whether its decision to
13
CR-21-0242
sentence Bracewell to life imprisonment without the possibility of parole
was based on its consideration of the factors in Ex parte Henderson or on
its finding that the aggravating circumstances it found to exist under §
13A-5-49 outweighed the mitigating circumstances it found to exist
under §§ 13A-5-51 and 13A-5-52." Bracewell I, 329 So. 3d at 36.
On remand, the circuit court issued an order explaining that its
adult-capital-sentencing analysis "was done in the alternative should a
later court determine the sentencing scheme employed by Henderson was
incorrect," and that its "decision to sentence [Bracewell] to life in prison
without the possibility of parole was based on [its] consideration of the
factors in Ex parte Henderson and following the procedure contained
within Ala. R. Crim. P. 26.6." (Record on Return to Remand in CR-17-
0014, C. 2.)
On return to remand, Bracewell argued, in part, that this Court
should reverse the circuit court's sentencing order because it had
"erroneously used her age as a fact in aggravation supporting a sentence
of life imprisonment without the possibility of parole instead of a fact in
mitigation supporting parole eligibility and, in doing so, ignored the
hallmark features of youth." Bracewell II, 329 So. 3d at 44. This Court
14
CR-21-0242
agreed with Bracewell, reversed the circuit court's judgment, and
remanded Bracewell's case to the circuit court for that court "to set aside
the sentence and reconsider the Ex parte Henderson factors and
resentence Bracewell in light of this [Court's] opinion." Bracewell II, 329
So. 3d at 46.
After this Court reversed the circuit court's judgment and
remanded Bracewell's case to that court, the Supreme Court of the
United States decided Jones v. Mississippi, 593 U.S. 98, 141 S. Ct. 1307,
209 L. Ed. 2d 390 (2021), in which it "clarified its holdings in Miller and
Montgomery." Wynn v. State, 354 So. 3d 1007, 1020 (Ala. Crim. App.
2021).
In Jones,
"Brett Jones was convicted of murdering his grandfather, and
he had received a mandatory sentence of life imprisonment
without the possibility of parole. He was 15 years old at the
time of the crime. After Jones received postconviction relief
from his mandatory sentence, a new sentencing hearing was
held at which the trial court considered Jones's youth and had
discretion in selecting the appropriate sentence, and the trial
court again sentenced Jones to life imprisonment without the
possibility of parole. Jones argued on appeal 'that a
sentencer's discretion to impose a sentence less than life
without parole does not alone satisfy Miller' because to give
effect to the holding in Montgomery that Miller substantively
limited sentences of life imprisonment without the possibility
of parole for juvenile offenders, a sentencer must make a
15
CR-21-0242
finding, either explicitly or implicitly, that a juvenile is
permanently incorrigible. The United States Supreme Court
rejected Jones's argument that a finding of permanent
incorrigibility is constitutionally required, instead holding
that, '[i]n a case involving an individual who was under 18
when he or she committed a homicide, a State's discretionary
sentencing system is both constitutionally necessary and
constitutionally sufficient.' 593 U.S. at 105, 141 S. Ct. at 1313
(emphasis added).
" 'Under our precedents, this Court's more
limited role is to safeguard the limits imposed by
the Cruel and Unusual Punishments Clause of the
Eighth Amendment. The Court's precedents
require a discretionary sentencing procedure in a
case of this kind. The resentencing in Jones's case
complied with those precedents because the
sentence was not mandatory and the trial judge
had discretion to impose a lesser punishment in
light of Jones's youth.'
"Jones[ v. Mississippi], 593 U.S. at 120, 141 S. Ct. at 1322
(emphasis added).
"The Court noted that both Miller and Montgomery
'squarely rejected' the idea that a factual finding of permanent
incorrigibility was required. 593 U.S. at 106, 141 S. Ct. at
1314. The Court then explained its holdings in Miller and
Montgomery:
“Miller repeatedly described youth as a
sentencing factor akin to a mitigating
circumstance. And Miller in turn required a
sentencing procedure similar to the procedure that
this Court has required for the individualized
consideration of mitigating circumstances in
capital cases such as Woodson v. North Carolina,
428 U. S. 280, 303-305 [96 S. Ct. 2978, 49 L. Ed. 2d
16
CR-21-0242
944] (1976) (plurality opinion), Lockett v. Ohio,
438 U. S. 586, 597-609 [98 S. Ct. 2954, 57 L. Ed. 2d
973] (1978) (plurality opinion), and Eddings v.
Oklahoma, 455 U. S. 104, 113-115 [102 S. Ct. 869,
71 L. Ed. 2d 1] (1982). Those capital cases require
sentencers to consider relevant mitigating
circumstances when deciding whether to impose
the death penalty. And those cases afford
sentencers wide discretion in determining "the
weight to be given relevant mitigating evidence."
Id., at 114-115 [102 S. Ct. 869]. But those cases do
not require the sentencer to make any particular
factual finding regarding those mitigating
circumstances.
" '... [T]he Miller Court mandated "only that
a sentencer follow a certain process -- considering
an offender's youth and attendant characteristics -
- before imposing" a life-without-parole sentence.
Id., at 483 [132 S. Ct. 2455]. In that process, the
sentencer will consider the murderer's
"diminished culpability and heightened capacity
for change." Id., at 479 [132 S. Ct. 2455]. That
sentencing procedure ensures that the sentencer
affords individualized "consideration" to, among
other things, the defendant's "chronological age
and its hallmark features." Id., at 477 [132 S. Ct.
2455].
" '....
" 'In short, Miller followed the Court's many
death penalty cases and required that a sentencer
consider youth as a mitigating factor when
deciding whether to impose a life-without-parole
sentence. Miller did not require the sentencer to
make a separate finding of permanent
incorrigibility before imposing such a sentence.
17
CR-21-0242
And Montgomery did not purport to add to Miller's
requirements.
" '....
" 'The key assumption of both Miller and
Montgomery was that discretionary sentencing
allows the sentencer to consider the defendant's
youth, and thereby helps ensure that life-without-
parole sentences are imposed only in cases where
that sentence is appropriate in light of the
defendant's age. If the Miller or Montgomery
Court wanted to require sentencers to also make a
factual finding of permanent incorrigibility, the
Court easily could have said so -- and surely would
have said so. ...'
"593 U.S. at 108-11, 141 S. Ct. at 1315-18."
Wynn, 354 So. 3d at 1020-21.
On April 9, 2021, the circuit court held a hearing to determine what
needed to be done in Bracewell's case to satisfy this Court's judgment in
Bracewell II. At that hearing, the parties agreed that there was no need
to present any more evidence to the circuit court. (R. 6-8.) The circuit
court then informed the parties that it would review everything
presented at Bracewell's Miller hearing in 2017, and it informed the
parties that it would consider all objections raised at the 2017 hearing as
having been "renewed." (R. 8, 10-11.)
18
CR-21-0242
Thereafter, on January 5, 2022, the circuit court sentenced
Bracewell in open court to life imprisonment without the possibility of
parole. (R. 18.) The court memorialized its decision in a detailed 15-page
order, in which it made findings of fact and examined each of the Ex parte
Henderson factors. (C. 76-90.) Thereafter, Bracewell moved the circuit
court for a "new trial" (C. 92-110), which the circuit court denied (C. 136).
This appeal follows.
Standard of Review
As explained above, even after Miller,
"the sentencing range for a juvenile convicted of capital
murder includes life imprisonment without the possibility of
parole.
"It is well settled that
" ' "[w]here a trial judge imposes a sentence within
the statutory range, this Court will not disturb
that sentence on appeal absent a showing of an
abuse of the trial judge's discretion." Alderman v.
State, 615 So. 2d 640, 649 (Ala. Crim. App. 1992).
"The exception to this general rule is that 'the
appellate courts may review a sentence, which,
although within the prescribed limitations, is so
disproportionate to the offense charged that it
constitutes a violation of a defendant's Eighth
Amendment rights.' " Brown [v. State, 611 So. 2d
1194,] 1197, n.6 [(Ala. Crim. App. 1992)], quoting
Ex parte Maddox, 502 So. 2d 786, 789 (Ala. 1986).'
19
CR-21-0242
"Adams v. State, 815 So. 2d 583, 585 (Ala. Crim. App. 2001).
Because life imprisonment without the possibility of parole
remains a sentencing option for juvenile offenders, even in
light of the Supreme Court's decisions in Miller and
Montgomery, the standard of review to be applied is an abuse-
of-discretion standard. ... [W]e see no reason to create or
apply a more stringent standard for reviewing a sentencing
court's ultimate determination following a hearing conducted
pursuant to Miller and Montgomery. Cf. [People v.] Skinner,
502 Mich. [89,] 137, 917 N.W.2d [292,] 317 [(2018)] ('Miller's
and Montgomery's emphasis on the rarity of juveniles
deserving of life-without-parole sentences does not counsel
against applying an abuse-of-discretion standard. The trial
court remains in the best position to determine whether each
particular defendant is deserving of life without parole. All
crimes have a maximum possible penalty, and when trial
judges have discretion to impose a sentence, the imposition of
the maximum possible penalty for any crime is presumably
"uncommon" or "rare." Yet this Court has never imposed a
heightened standard of appellate review, and it should not do
so in this instance.')."
Wilkerson v. State, 284 So. 3d 937, 956 (Ala. Crim. App. 2018). With this
in mind, we turn to Bracewell's arguments in this appeal.
Discussion
I.
First, Bracewell argues that the circuit court's order sentencing her
to life imprisonment without the possibility of parole "failed to comply
with this Court's previous order in this case." (Bracewell's brief, p. 22.)
According to Bracewell, this Court's opinion in Bracewell II "identified
20
CR-21-0242
two reasons why the circuit court's prior sentencing determination
comprised an abuse of discretion": (1) "the court 'treat[ed] Bracewell's age
as a fact in aggravation supporting a sentence of life imprisonment
without the possibility of parole,' " and (2) "the lower court 'failed to
adequately consider the hallmark features of youth' as set forth in
Miller." (Bracewell's brief, p. 23.) Bracewell claims that the circuit court
"incorporated neither of these two corrections into its resentencing
analysis" and, she complains, that the " 'new' sentencing order ... is
largely the same as the prior order and, more importantly, provides no
indication that the lower court replaced its previous, invalid analysis
with a different, valid rationale for sentencing [her] to the 'harshest
possible penalty.' " (Bracewell's brief, pp. 24-25.) Therefore, Bracewell
concludes,
"this Court should direct the circuit court that, in the absence
of some basis that would overcome the extensive mitigating
evidence regarding [her] immaturity, intellectual disability,
horrific background, and substantial capacity for
rehabilitation, it must sentence [her] to life with the
possibility of parole."
(Bracewell's brief, p. 29.) Bracewell's argument is without merit.
In Bracewell II, this Court reversed the circuit court's judgment
sentencing Bracewell to life imprisonment without the possibility of
21
CR-21-0242
parole because the circuit court had improperly used "Bracewell's age as
a fact in aggravation" and, thus, had also failed "to properly consider the
hallmark features of youth." Bracewell II, 329 So. 3d at 46. In reversing
the circuit court's judgment, this Court instructed the circuit court to set
aside its judgment sentencing Bracewell to life imprisonment without the
possibility of parole "and to reconsider the Ex parte Henderson factors
and resentence Bracewell in light of this opinion" -- i.e., without viewing
Bracewell's age as a "fact in aggravation." Importantly, this Court
neither directed the circuit court to reach a particular result in its
reconsideration of the Ex parte Henderson factors, nor did it give the
circuit court any guidance as to how to reconsider those factors (apart
from the instruction that it could not use Bracewell's age as a fact in
aggravation). 1
1Notably, Bracewell II is a per curiam opinion that received only
one concurring vote from Judge Cole. Judges Kellum and Minor
concurred in the result for different reasons. Judge Kellum explained
that she did not believe this Court had to reach the question whether the
court erred in considering Bracewell's age as a fact in aggravation and
failed to consider hallmark features of youth, because Bracewell's
sentence violates the Eighth Amendment under Miller, and that she
would direct the circuit court to sentence Bracewell to life imprisonment.
Judge Minor, on the other hand, agreed that the circuit court erred in
considering Bracewell's age as a fact against her being sentenced to life
22
CR-21-0242
Here, the circuit court complied with this Court's instructions in
Bracewell II when it reexamined the Ex parte Henderson factors in
deciding Bracewell's sentence. And, in so doing, the circuit court did not
weigh Bracewell's age as a fact in aggravation. Rather, the circuit court
considered Bracewell's age at the time of the offense as a mitigating
factor. (C. 83.) As this Court explained in Bracewell II, although "a
juvenile's age is, under Miller, a fact in mitigation," nothing requires the
circuit court to "afford a juvenile's age a certain weight, because what
weight to afford mitigating evidence is generally within the trial court's
discretion. See, e.g., Thrasher v. State, 295 So. 3d 118, 130-31 (Ala. Crim.
imprisonment, but he noted that it would be inappropriate for this Court
to be the first to decide the appropriateness of Bracewell's sentence until
her age at the time of the offense is properly considered by the circuit
court. Judge McCool dissented with an opinion, which Presiding Judge
Windom joined, explaining that the circuit court did not abuse its
discretion when it sentenced Bracewell to life imprisonment without the
possibility of parole.
In other words, a majority of this Court agreed on only one aspect
of the main opinion: that the circuit court had improperly used
Bracewell's age at the time of the offense as a fact against her when
determining her sentence under Ex parte Henderson. Any other
conclusion that Bracewell tries to draw from this Court's opinion in
Bracewell II beyond that one aspect misinterprets this Court's holding in
Bracewell II.
23
CR-21-0242
App. 2019), and Wilkerson v. State, 284 So. 3d 937, 959 (Ala. Crim. App.
2018)." 329 So. 3d at 45-46.
What is more, by not considering Bracewell's age as a fact in
aggravation of her sentence and by evaluating the other Ex parte
Henderson factors, the circuit court considered "the hallmark features of
youth" as this Court instructed it to do. Indeed, the circuit court in its
resentencing order, after examining each of the Ex parte Henderson
factors, concluded:
"Having carefully considered the relative hallmark
features of youth, as well as the Henderson sentencing factors
for juvenile capital murder defendants, it is hereby
ORDERED, ADJUDGED, and DECREED that a jury, having
found [Bracewell] guilty of the capital offense charged in the
indictment, the Court sentences the [Bracewell] to life in
prison without the possibility of parole."
(C. 90 (emphasis added).)
Although Bracewell acknowledges in her brief on appeal that the
circuit court removed from its sentencing order references to the
language that this Court found to be erroneous in Bracewell II, Bracewell
maintains that the circuit court's correction of its erroneous analysis in
this case still requires reversal because
"the revised sentencing order provides this Court with no
evidence that the lower court conducted a new,
24
CR-21-0242
constitutionally-valid sentencing analysis on remand. Simply
deleting any explicit reference to a sentencing order's
impermissible underlying justification, without changing the
rest of the order's discussion of the balance of the evidence,
does not eliminate the infirmity at issue. Given the complete
record in this case, this Court has no reason to believe that
the circuit court did not, in fact, rely on [Bracewell's] age as a
counterbalance to the overwhelming mitigation."
(Bracewell's brief, p. 26.)
In other words, Bracewell asks this Court to presume that the
circuit court, by removing the offending language from its sentencing
order and by not changing other aspects of the order, did not really
engage in a proper sentencing analysis under Ex parte Henderson. But
Bracewell's position goes against our well settled principle that " '[w]e
presume that trial court judges know and follow the law.' " Blackmon v.
State, 7 So. 3d 397, 431 (Ala. Crim. App. 2005) (quoting Ex parte Atchley,
936 So. 2d 513, 516 (Ala. 2006)). To put it another way, unless the record
on appeal affirmatively shows that the circuit court acted incorrectly, we
presume that it acted correctly.
As Bracewell concedes, the circuit court's new order sentencing
Bracewell to life imprisonment without the possibility of parole removes
the offending language that affirmatively indicated that the circuit court
had used Bracewell's age as an aggravating factor. Thus, the circuit
25
CR-21-0242
court's order does not affirmatively show that the circuit court failed to
conduct a constitutionally valid sentencing analysis under Ex parte
Henderson.2 Bracewell's argument does not entitle her to any relief.
II.
Next, Bracewell argues that her sentence of life imprisonment
without the possibility of parole is "unconstitutionally disproportionate
in this case given the mitigating evidence before the court" and that the
"overwhelming mitigating evidence establishes that Debra Bracewell is
not one of those 'rare offenders' for whom life without parole is
proportionate." (Bracewell's brief, p. 30.) Bracewell raises two specific
2Bracewell also complains that the circuit court's order does not
specify precisely how much weight the court assigned to the Ex parte
Henderson factors. But there is no constitutional requirement that the
circuit court assign the Ex parte Henderson factors a specific amount of
weight or to detail in its sentencing order the weight it assigned to each
factor. Rather, all that is required is that the circuit court consider all
the evidence Bracewell presented as mitigation in light of the Ex parte
Henderson factors. See Miller v. State, [Ms. CR-20-0654, Aug. 18, 2023]
___ So. 3d ___, ___ (Ala. Crim. App. 2023) ("Although the circuit court
considered all the evidence Miller offered as mitigating, the court did not
have to assign that evidence the weight that Miller wanted."). Here, as
explained above, the circuit court considered Bracewell's mitigating
evidence and the Ex parte Henderson factors when it sentenced her to
life imprisonment without the possibility of parole.
26
CR-21-0242
arguments on appeal as to why her sentence of life imprisonment without
the possibility of parole is allegedly disproportionate.
First, Bracewell claims that her sentence "is disproportionate ...
given the evidence of [her] rehabilitation." (Bracewell's brief, p. 31.)
Specifically, Bracewell points to her "institutional record," which,
according to her, "showed her remarkable disciplinary history."
(Bracewell's brief, p. 33.) Bracewell says that she has been recommended
for "the lowest possible security level," has been awarded certificates for
"her consistent involvement in educational, religious, and therapeutic
programming," and has been "praised throughout for her consistent,
agreeable, and high-quality work in a variety of prison occupations,
including at the factory, laundry, and library." (Bracewell's brief, p. 33
(citations omitted).) Bracewell also points to Alicia Smallwood's
testimony. Smallwood is the State Chaplain at Tutwiler Prison, where
Bracewell has been incarcerated, and Smallwood testified that she has a
"high opinion" of Bracewell and that she has "interacted with her on a
daily basis" for about nine years. (Bracewell's brief, p. 33.)
But, in its new sentencing order, the circuit court considered
Bracewell's potential for rehabilitation, finding as follows:
27
CR-21-0242
"Depending on the point of view, this is perhaps the
most difficult factor to analyze. If the sentencer is to consider
the [Bracewell's] potential for rehabilitation at the time of the
offense, then we are attempting an analysis of someone's
character approximately forty (40) years ago.7
"Another issue for the Court is the lack of any statutory
or caselaw definition or explanation of the term 'potential for
rehabilitation.' That being the case, the Court will proceed
giving these words their ordinary and usual meaning.
"[Bracewell's] potential for rehabilitation viewed at or
around the time of the offense is heavily impacted by a felony
conviction she received on November 28, 1977, for Burglary II
and Grand Larceny in case number 23-CC-1977-283.
"The evidence from her school records show the
following: 'A sweet pupil'; 'Tries very hard ...' (Def. Ex. 3). It
was also reported, among other traits, that she 'often': 'Gets
along will with classmates'; '[Can] work without supervision';
'Finishes work started'; '[Does] neat work -- is thorough';
'[Puts] away materials after use'; 'Accepts constructive
criticism'; 'Follows instructions'; '[Gets] along well with
classmates'; '[Makes] friends easily'; 'Appears to be happy';
'Has sense of humor'; and 'Has good relations with teacher.'
It was stated that she 'always' 'Controls motions.' A
handwritten note states she had 'Lot of potential.' (Def. Ex. 4).
At the trial, [Bracewell's] high school counselor testified 'she
usually seemed very sincere.' (State Ex. 1, Page R-490) and
she gave 'no problems at all' at school. (State Ex. 1, R-505).
Her brother testified at the sentencing hearing she was 'no
trouble' growing up.
"[Bracewell] submitted numerous documents reflecting
good behavior while in prison. (Def. Exs. 10, 12, 13, 16, & 17).
In 2008, she was accepted into the 'Faith/Character Based
Residential Housing Unit' in Tutwiler Prison. (Def. Ex. 10.)
In her 'Classification Summary' completed in 2016, it was
28
CR-21-0242
stated that she 'has displayed positive institutional behavior
with no disciplinary infractions on record since 2009.
Completion of self-help programs noted.' (Def. Ex. 12). She
supplied over 20 certificates from self-help programs and
seminars completed while in prison. (Def. Ex. 13). She also
presented the Court with satisfactory annual 'progress review
forms' from Tutwiler Prison from 1993 to 2004. (Def. Ex. 16).
[Bracewell] also presented positive reports from 1993 and
2003 concerning her work assignments, and positive
'supervisor's/correctional officer's report(s)' from 1992. (Def.
Ex. 17).
"In addition to the above, Chaplain Alisha C.
Smallwood, from Tutwiler Prison, testified at the sentencing
hearing. Among other things, Chaplain Smallwood stated
that [Bracewell] was always positive and encouraging to
others. She testified that [Bracewell] assisted her in religious
services. She also talked about how [Bracewell] is always
ministering to newcomers and mentors new inmates.
"[Bracewell's] potential for rehabilitation based on her
incarceration is negatively impacted by her conviction in 1990
for Escape I. (Def. Ex. 14; Pre-Sentencing Report; State Ex.
7-8).
"In addition, the State provided a letter written in 1989
from Marie Carnley, the widow of Rex Carnley, to the then-
Governor of Alabama. In the letter, Marie Carnley
purportedly confessed to the murder of her husband, Rex
Carnley. She also asked for clemency for [Bracewell]. (State
Ex. 6). Through later witnesses and exhibits, the State proved
that this letter was actually written not by Marie Carnley, but
by [Bracewell]. She forged a letter to the Governor making it
look like the widow was confessing to the crime so that she
could get out of prison. The last line of the letter states: 'I kill
[sic] my own Husband and [Bracewell] is innocent.' (State Ex.
6).
29
CR-21-0242
"_______________
"7Insofar as this Court can tell, [Bracewell] has never
taken responsibility for her actions. One of the [victim's] sons
testified that he never recalled [Bracewell] apologizing to his
family. See Jones v. State, [335 So. 3d 361] (Ala. Crim. App.
2021) (noting the defendant had not taken responsibility for
the murder as it relates to potential for rehabilitation). On
the other hand, the evidence suggests [Bracewell] did attempt
to blame the victim's widow for the murder. See paragraph
D(13)(h).' "
(C. 89-90 (paragraph numbering and some footnotes omitted).)
Second, Bracewell argues that her sentence is "further
disproportionate given the totality of the mitigating evidence in this
case." (Bracewell's brief, p. 38.) According to Bracewell, "the circuit court
was presented with extensive mitigating evidence showing that [her]
culpability at the time of the crime was powerfully reduced by her
intellectually disability and the traumatic circumstances of her
childhood." (Bracewell's brief, p. 38.) Specifically, Bracewell points to
evidence that, she says, highlights her immaturity, her development, her
intellectually disability, her "impaired ... interactions with law
enforcement and defense counsel," and her emotional history and family
circumstances. (Bracewell's brief, pp. 38-43.) The circuit court, as it did
30
CR-21-0242
with her potential for rehabilitation, considered Bracewell's evidence in
light of all the Henderson factors.
After examining Bracewell's mitigating evidence and the
Henderson factors, the circuit court concluded that the appropriate
sentence in this case is life imprisonment without the possibility of
parole. (C. 90.) This Court has explained that
"the decision to sentence a juvenile to life imprisonment
without the possibility of parole ' "is ultimately a moral
judgment." ' Boyd v. State, 306 So. 3d 907, 915 (Ala. Crim.
App. 2019) (quoting Wilkerson v. State, 284 So. 3d 937, 955
(Ala. Crim. App. 2018), citing People v. Skinner, 502 Mich. 89,
117 n. 11, 917 N.W.2d 292, 305 n.11 (2018)). In Jones [v.
Mississippi, 593 U.S. 98, 141 S. Ct. 1307 (2021)], the United
States Supreme Court emphasized that sentencing courts
have wide discretion in assigning weight to the facts and
circumstances of each case:
" 'It is true that one sentencer may weigh the
defendant's youth differently than another
sentencer or an appellate court would, given the
mix of all the facts and circumstances in a specific
case. Some sentencers may decide that a
defendant's youth supports a sentence less than
life without parole. Other sentencers presented
with the same facts might decide that life without
parole remains appropriate despite the
defendant's youth. But the key point remains that,
in a case involving a murderer under 18, a
sentencer cannot avoid considering the
defendant's youth if the sentencer has discretion
to consider that mitigating factor.'
31
CR-21-0242
"Jones, 593 U.S. at 115, 141 S. Ct. at 1319-20. In footnote 7
at the end of that paragraph, the Court emphasized that a
potential violation of the Eighth Amendment could arise when
a sentencing court expressly refuses as a matter of law to
consider evidence of mitigating circumstances:
" 'This Court's death penalty cases recognize
a potential Eighth Amendment claim if the
sentencer expressly refuses as a matter of law to
consider relevant mitigating circumstances. See
Eddings v. Oklahoma, 455 U.S. 104, 114-115, 102
S. Ct. 869, 71 L. Ed. 2d 1 (1982). By analogy here,
if a sentencer considering life without parole for a
murderer who was under 18 expressly refuses as a
matter of law to consider the defendant's youth (as
opposed to, for example, deeming the defendant's
youth to be outweighed by other factors or deeming
the defendant's youth to be an insufficient reason
to support a lesser sentence under the facts of the
case), then the defendant might be able to raise an
Eighth Amendment claim under the Court's
precedents. In any event, we need not explore that
possibility because the record here does not reflect
that the sentencing judge refused as a matter of
law to consider Jones's youth.'
"593 U.S. at 115 n.7, 141 S. Ct. at 1320 n.7 (second emphasis
added)."
Miller v. State, [Ms. CR-20-0654, Aug. 18, 2023] ___ So. 3d ___, ___ (Ala.
Crim. App. 2023).
Here, although Bracewell argues that she presented evidence of her
potential for rehabilitation and that she presented "overwhelming"
evidence that she should be sentenced to life imprisonment, she has not
32
CR-21-0242
shown that the circuit court abused its discretion in a making the "moral
judgment" to sentence her to life imprisonment without the possibility of
parole. The circuit court clearly considered Bracewell's mitigating
evidence but concluded that the appropriate sentence in this case is life
imprisonment without the possibility of parole. Thus, Bracewell's
arguments are nothing more than her disagreeing with the circuit court's
weighing of the evidence.
But Bracewell's
" ' "mere disagreement with the circuit court's weighing of the
evidence does not entitle [her] to relief." ' Wynn v. State, 354
So. 3d 1007, 1030 (Ala. Crim. App. 2021) (quoting Boyd v.
State, 306 So. 3d 907, 919 (Ala. Crim. App. 2019)).
" 'It is well settled that,
" ' " '[w]here a trial judge imposes a
sentence within the statutory range,
this Court will not disturb that
sentence on appeal absent a showing of
an abuse of the trial judge's discretion.'
Alderman v. State, 615 So. 2d 640, 649
(Ala. Crim. App. 1992). 'The exception
to this general rule is that "the
appellate courts may review a
sentence, which, although within the
prescribed limitations, is so
disproportionate to the offense charged
that it constitutes a violation of a
defendant's Eighth Amendment
rights." ' Brown [v. State, 611 So. 2d
33
CR-21-0242
1194,] 1197, n. 6 [(Ala. Crim. App.
1992)], quoting Ex parte Maddox, 502
So. 2d 786, 789 (Ala. 1986)."
" 'Adams v. State, 815 So. 2d 583, 585 (Ala. Crim.
App. 2001).'
"Wilkerson v. State, 284 So. 3d 937, 956 (Ala. Crim. App.
2018)."
Jones v. State, 355 So. 3d 361, 387 (Ala. Crim. App. 2021).
Although Bracewell argues that her sentence is disproportionate
here, her sentence is within the range of punishment set out for juvenile
capital offenders. Based on the evidence presented at her Miller
resentencing hearing and the circuit court's weighing of the evidence and
its consideration of the Ex parte Henderson factors, we cannot conclude
that Bracewell's sentence of life imprisonment without the possibility of
parole is so grossly disproportionate as to warrant her relief on this claim.
Thus, Bracewell's argument does not entitle her to relief.
III.
Bracewell next argues that "the circuit court made multiple clearly
erroneous findings in its review of the Ex parte Henderson factors,
thereby failing to consider how [her] young age and 'the wealth of
characteristics and circumstances' " warrant a sentence of life
34
CR-21-0242
imprisonment with the possibility of parole. (Bracewell's brief, p. 45.)
Bracewell argues that "the circuit court's revised sentencing order
provides no insight into how the Ex parte Henderson factors did or did
not contribute to the court's ultimate sentencing determination."
(Bracewell's brief, p. 46.) She further argues that, although the circuit
court
"organizes the evidence presented in [her] case according to
the court's conception of the Ex parte Henderson factors,
providing a haphazard description of the evidence, if any, that
it found relevant to each, the order does not provide any
factual findings about the weight of the relevant evidence or
the effects of that evidence on [her] culpability."
(Bracewell's brief, p. 46.) Bracewell then sets out evidence that, she says,
shows that certain Ex parte Henderson factors should weigh in favor of
a sentence of life imprisonment. But the "findings" that Bracewell seeks
here are not a requirement. Nor does her disagreement with how the
circuit court viewed the evidence presented at the Miller resentencing
hearing warrant granting her relief in this case.
In Betton v. State, 292 So. 3d 398 (Ala. Crim. App. 2018) -- a case
decided years before the Supreme Court of the United States decided
Jones v. Mississippi, supra, this Court remanded Betton's case to the
circuit court when the circuit court did not issue written findings of fact
35
CR-21-0242
regarding the factors it considered in sentencing Betton, a juvenile, to life
imprisonment without the possibility of parole. This Court explained
that
"the record is unclear regarding whether the circuit court
considered the sentencing factors outlined in Ex parte
Henderson to determine whether Betton was 'irreparabl[y]
corrupt[ed]' or whether his 'crime[] reflect[ed] transient
immaturity.' Montgomery, 577 U.S. 195, 136 S. Ct. at 726,
735 (other citations and quotations omitted). The record is
also unclear regarding which factors the circuit court found
applied to determine the appropriate sentence or what facts
the circuit court found supported those factors. See Ex parte
Henderson, 144 So. 3d at 1284 (recognizing that 'some of the
factors may not apply to a particular juvenile's case and that
some of the factors may overlap'). The lack of findings of fact
has hampered this Court's ability to review the
proportionality of Betton's sentence. ... Consequently, this
cause is remanded to the circuit court with instructions for it
to consider the sentencing factors established in Ex parte
Henderson and to issue specific, written findings concerning
which factors it finds to apply, the facts supporting those
factors, and the weight given to those factors. Cf. Gaddy v.
State, 698 So .2d 1100, 1146 (Ala. Crim. App. 1995)."
Betton, 292 So. 3d at 406 (footnote omitted). But this Court noted that
"written findings of fact may not be required in every instance in which
a juvenile is sentenced to life in prison without the possibility of parole,"
and further noted that "[t]his Court can foresee instances in which the
record contains sufficient indications of the factors and facts considered
36
CR-21-0242
by the trial court to enable proportionality review." Betton, 292 So. 3d at
406 n. 2.
In deciding Betton, however, this Court did not have the benefit of
the guidance from the Supreme Court of the United States in its Jones v.
Mississippi decision, in which the Supreme Court rejected the argument
that specific findings of fact are required before imposing a sentence of
life imprisonment without the possibility of parole on a juvenile who has
been convicted of capital murder.
"In holding that a sentencer need not make a factual finding,
either explicitly or implicitly, that a juvenile is irreparably
corrupt before imposing a sentence of life imprisonment
without the possibility of parole, the Court in Jones [v.
Mississippi] specifically rejected the argument that Miller
and Montgomery deemed irreparable corruption an 'eligibility
criterion' for such a sentence, such as the lack of intellectual
disability is an eligibility criterion for a sentence of death. 593
U.S. at 106, 141 S. Ct. at 1315. In other words, a juvenile
capital offender does not have to be found to be irreparably
corrupt for a sentence of life imprisonment without the
possibility of parole to comply with Miller and Montgomery.
Rather, such a sentence complies with Miller and
Montgomery, the Jones Court held, if it 'was not mandatory
and the trial judge had discretion to impose a lesser
punishment in light of [the juvenile's] youth.' Jones, 593 U.S.
at 120, 141 S. Ct. at 1322."
Wynn v. State, 354 So. 3d 1007, 1036-37 (Ala. Crim. App. 2021).
37
CR-21-0242
Recently, this Court addressed Betton and the fact-finding
requirement for the Ex parte Henderson factors as follows:
"This Court remanded the cause in Betton for findings
because the record was not adequate for this Court to review
Betton's sentence under the Henderson guidelines.
"Also, when the Alabama Legislature amended the
capital-murder statutes to address Miller, it did not direct, as
it required for a death-penalty case, that a circuit court enter
a written sentencing order stating its reasons for sentencing
a juvenile convicted of capital murder to the harsher penalty
of life imprisonment without parole.
"Furthermore, the United States Supreme Court in
Montgomery acknowledged that Miller did not impose any
'formal factfinding requirement' on a sentencing judge. 577
U.S. at 211, 136 S. Ct. 718. See also Garcia v. State, 903
N.W.2d 503, 512 (N.D. 2017) ('Miller did not impose a formal
factfinding requirement and the sentencer is not required to
use the words "incorrigible" or "irreparable corruption."
Montgomery, at 735. Miller "mandates only that a sentencer
follow a certain process -- considering an offender's youth and
attendant characteristics -- before imposing a particular
penalty." ')."
Jones v. State, 355 So. 3d 361, 384 (Ala. Crim. App. 2021).
In other words, although Bracewell complains about the circuit
court's lack of fact-finding in its order sentencing her to life imprisonment
without the possibility of parole, there is no formal "fact-finding"
requirement when a circuit court sentences a juvenile who has been
convicted of capital murder. Rather, all that is required is that there be
38
CR-21-0242
a process in place for the sentencing court to consider certain
characteristics of youth before imposing a punishment on a juvenile
defendant who has been convicted of capital murder. In Alabama, Ex
parte Henderson provides the sentencing court with the list of youthful
characteristics it should consider when imposing a sentence, but
sentencing courts are not required to specify the weight given to specific
Ex parte Henderson factors.
Here, Bracewell's Miller resentencing hearing followed the process
put in place by the Alabama Supreme Court and the Alabama
Legislature. And, as explained above, the circuit court's order shows that
it followed that process when it imposed Bracewell's sentence. To be sure,
this Court has held that sentences that are imposed within the process
set out in Miller and Montgomery may nonetheless "violate the Eighth
Amendment, which 'proscribes grossly disproportionate sentences.'
Solem v. Helm, 463 U.S. 277, 288, 103 S. Ct. 3001, 77 L. Ed. 2d 637
(1983)." Wynn, 354 So. 3d at 1037. But in conducting a proportionality
review of a juvenile life-imprisonment-without-parole sentence, this
Court has explained that,
"by holding that a sentencer did not have to find that a
juvenile capital offender was irreparably corrupt before
39
CR-21-0242
imposing a sentence of life imprisonment without the
possibility of parole, the Court made it clear that irreparable
corruption is not the determining factor of the
constitutionality of a sentence. Jones [v. Mississippi], 593 U.S.
at 119, 141 S. Ct. at 1322. Rather, as with any proportionality
challenge to a sentence, a court faced with a proportionality
challenge to a sentence of life imprisonment without the
possibility of parole imposed on a juvenile capital offender
must consider 'all the circumstances of the case to determine
whether the sentence is unconstitutionally excessive,'
Graham v. Florida, 560 U.S. 48, 59, 130 S. Ct. 2011, 176 L.
Ed. 2d 825 (2010), because '[n]o single criterion can identify
when a sentence is so grossly disproportionate that it violates
the Eighth Amendment.' Solem, 463 U.S. at 290 n.17, 103 S.
Ct. 3001."
Wynn, 354 So. 3d at 1037. In sum, "the decision to sentence a juvenile to
life imprisonment without the possibility of parole ' "is ultimately a moral
judgment" ' " that rests with the "wide discretion" of the sentencing court.
Miller, ___ So. 3d at ___ (quoting Boyd v. State, 306 So. 3d 907, 915 (Ala.
Crim. App. 2019), quoting in turn Wilkerson v. State, 284 So. 3d 937, 955
(Ala. Crim. App. 2018), citing in turn People v. Skinner, 502 Mich. 89,
117 n. 11, 917 N.W.2d 292, 305 n.11 (2018)).
Here, we cannot say that Bracewell's sentence of life imprisonment
without the possibility of parole is a "grossly disproportionate" sentence.
Indeed, the circuit court carefully examined each of the Ex parte
Henderson factors and made a judgment that a sentence of life
40
CR-21-0242
imprisonment without the possibility of parole was appropriate in this
case. The circuit court clearly considered factors of Bracewell's youth and
factors that showed Bracewell's culpability, including that she fired the
fatal shot; that she acted intentionally; that she "ran off to Florida after
taking several steps to cover up the murder"; that she "was involved in
the planning to commit a crime"; that there was "very little" evidence
indicating that her codefendant had any "actual influence over" her;3 that
she was not "limited in any way in assisting her attorneys either at trial
or at during sentencing"; that there was no evidence indicating that she
was suffering from a mental illness at the time of the offense; and that,
although she had showed good behavior while incarcerated, Bracewell
had also attempted to escape from prison and had forged a letter claiming
to be Carnley's widow, confessing to the crime, and claiming Bracewell
was not involved. (C. 76-90.) Based on the record in this case, this Court
cannot say that Bracewell's sentence is disproportionate or that the
3The circuit court found that, although it was Charles Bracewell's
idea to "rob Rex Carnley" and to have Bracewell "hold the gun on the
victim," "the decision to pull the trigger appears to have been hers." (C.
88.)
41
CR-21-0242
circuit court abused its considerable discretion when it sentenced her to
life imprisonment without the possibility of parole.
Accordingly, Bracewell is not entitled to any relief on this claim.
IV.
Bracewell, citing Miller v. Alabama, 567 U.S. 460, 473 (2012),
Smith v. Texas, 543 U.S. 37, 45 (2004), Tennard v. Dretke, 542 U.S. 274,
287 (2004), and Lockett v. Ohio, 438 U.S. 586, 605 (1978), argues that the
circuit court erred by "requiring a causal nexus between mitigating
evidence and the offense before giving consideration to that evidence as
mitigating." (Bracewell's brief, p. 52.) Specifically, Bracewell claims
that, at her
"resentencing proceedings, ... the circuit court imposed a
requirement that the evidence in her case have a causal
connection to the offense in order to support a sentence of life
with the possibility of parole. After considering substantial
evidence relating to [her] diminished culpability -- including
evidence of her intellectual disability and its impact on 'her
decision-making, impulse control, and ability to plan at the
time of the offense' (2 C. 85-86) -- the circuit court ostensibly
failed to weigh that evidence in favor of a lesser sentence
because the defense failed to 'relate [this evidence] to her
involvement in the crime in any meaningful way' (2 C. 86).
This violated clear Supreme Court precedent."
(Bracewell's brief, p. 53.) The State, on the other hand, argues that,
although Bracewell claims that the circuit court required a causal nexus
42
CR-21-0242
between her diminished culpability and the crime, nothing in the court's
sentencing order shows that the circuit court "required a causal nexus or
that it would not consider these factors as mitigating." (State's brief, p.
36.) Instead, the State argues the circuit court expressly considered the
"relative hallmark features of Bracewell's youth" and that "Bracewell
simply disagrees with the trial court's sentence, and[,] therefore, she
impugns the trial court's analysis by drawing conclusions for which there
is no basis." (State's brief pp. 36-37.) We agree with the State.
Recently, in Miller v. State, [Ms. CR-20-0654, Aug. 18, 2023] ___ So.
3d at ____ (Ala. Crim. App. 2023), this Court addressed Evan Miller's
argument that "the circuit 'court imposed a requirement that [Miller's]
youth and other mitigating circumstances have a causal connection to the
offense in order to support a sentence of life with parole.' " This Court
rejected Miller's argument, holding:
"The cases Miller cites in support of his argument in this
section -- decisions such as Tennard v. Dretke, 542 U.S. 274,
124 S. Ct. 2562, 159 L. Ed. 2d 384 (2004), and Smith v. Texas,
543 U.S. 37, 125 S. Ct. 400, 160 L. Ed. 2d 303 (2004) -- do not
apply because in those cases, the trial courts refused to
consider the evidence offered in mitigation. Cf. Woolf v. State,
220 So. 3d 338, 390-92 (Ala. Crim. App. 2014) (recognizing, in
a capital case, that while a circuit court must consider all
evidence the defendant offers as mitigating, the court need
not find that evidence mitigating or assign to that evidence
43
CR-21-0242
the weight the defendant thinks it should). Miller has not
shown that the circuit court refused to consider -- for any
reason -- any of the mitigating evidence he offered. The court
considered Miller's age to be a mitigating circumstance. (C.
268.) The court also considered Dr. Davis's testimony
summarizing scientific articles about juvenile brains and
'diminished culpability.' (C. 269.) The circuit court found
mitigating several factors such as Miller's exposure to
violence as a child, his use of drugs, and his mental-health
history. (C. 269.)
"Although the circuit court considered all the evidence
Miller offered as mitigating, the court did not have to assign
that evidence the weight that Miller wanted. Jones [v.
Mississippi], 593 U.S. at 115 n.7, 141 S. Ct. at 1320 n.7; Boyd,
306 So. 3d at 929. The portions of the order that Miller cites
above show that the circuit court assigned less weight to
certain evidence Miller offered. Indeed, the circuit court
assigned less weight to factors such as Miller's youth based on
the court's finding that Miller was the 'principal aggressor.'
(C. 272.) The court also noted that the crime was not
impulsive or the product of youthful impetuosity, and the
court found particularly damning Miller's statements to [the
victim], 'I am God. I've come to take your life.' (C. 272-73.)"
Miller v. State, ___ So. 3d. at ____.
Here, Bracewell takes issue with the portion of the circuit court's
order addressing the second Ex parte Henderson factor -- i.e., the
juvenile's diminished culpability -- in which the circuit court recounted
testimony from Dr. Goff and found as follows:
"In addition to the conclusions drawn in his report, Dr.
Goff testified that [Bracewell's] intellectual disability could
44
CR-21-0242
have affected her decision-making, impulse control, and
ability to plan at the time of the offense.
"A 1986 evaluation by the Department of Corrections
indicates, among other things, that [Bracewell's] 'mental
deficiency' was 'Borderline.' (State Ex. 9). Dr. Goff testified
that he would classify her intellectual disability as 'mild.'
"The Court finds that the totality of the opinions
provided by Dr. Goff suggest [Bracewell] struggled with
academics and related matters. However, his suggestion that
her condition affected her decision-making at the time of the
crime is generalized and not dispositive. Stated another way,
Dr. Goff failed to tie these ideas about diminished culpability
and intellectual disability to [Bracewell] and relate them to
her involvement in the crime in any meaningful way."
(C. 85-86.) The circuit court also noted that Dr. Goff's testimony was
"somewhat affected by the fact that he only spent 2 hours evaluating"
Bracewell. (C. 86.)
Although the circuit court did not appear to place great weight on
Dr. Goff's testimony about "diminished culpability" because he was not
able to show whether Bracewell's condition actually affected her at the
time of the offense, the circuit court's findings do not show that it
required a "causal nexus" between the second Ex parte Henderson factor
and the crime; rather, it showed that the circuit court carefully
considered this "diminished-culpability" factor and was concerned with
whether Bracewell had actually established the second Ex parte
45
CR-21-0242
Henderson factor. Simply put, Bracewell, just like Miller, supra, has not
shown that the circuit court refused to consider the second Ex parte
Henderson factor as a mitigating factor when it sentenced Bracewell to
life imprisonment without the possibility of parole.
Accordingly, Bracewell is due no relief on this claim.
V.
Bracewell next argues that, because the State conceded that she
"is not the rare offender deserving of the harshest possible punishment,
life without parole cannot be imposed in this case." (Bracewell's brief, p.
55.) Bracewell's argument is without merit.
Section 13A-5-43(e), Ala. Code 1975, provides, in part, that a person
who is under 18 years old at the time of the commission of a capital
offense must be sentenced to either life imprisonment without the
possibility of parole or to life imprisonment, and it provides that the
appropriate sentence "shall be determined by the procedures set forth in
the Alabama Rules of Criminal Procedure for judicially imposing
sentences within the range set by statute without a jury, rather than as
provided in Sections 13A-5-45 to 13A-5-53, inclusive. The judge shall
consider all relevant mitigating circumstances."
46
CR-21-0242
Rule 14.3(a), Ala. R. Crim. P., provides that the "prosecutor and the
defendant or defendant's attorney may engage in discussions with a view
toward reaching an agreement that … the prosecutor … will recommend
(or will not oppose) the imposition … of a particular sentence." And
although these negotiations are permitted, Rule 14.3(c), Ala. R. Crim. P.,
is clear that the circuit court may reject any such agreement. What is
more, Rule 26.6(a), Ala. R. Crim. P., makes clear that it is the judge who
"shall impose the sentence in all cases."
In the juvenile capital-sentencing context, unless a sentencing
agreement is reached by the parties and that agreement is accepted by
the circuit court, it is the judge alone who is charged with considering the
evidence presented at the Miller hearing in light of the Ex parte
Henderson factors and to arrive at the "moral judgment" of what is the
appropriate sentence in a given case. So, although a prosecutor's (or
defense counsel's) opinion as to the strength or weaknesses of the
evidence and the Ex parte Henderson factors is something that might
persuade a circuit court to view the evidence at a Miller sentencing
hearing in a certain way, the prosecutor's (or defense counsel's) opinions
as to whether a person is (or is not) one of the "rare" juvenile offenders
47
CR-21-0242
who deserves life imprisonment without the possibility of parole has little
bearing on whether the circuit court's judgment in a particular case is
correct.
Here, the record is clear that there was no agreement reached by
the parties as to Bracewell's sentence in this case. Rather, the prosecutor
merely expressed an opinion as to his personal belief about whether
Bracewell is one of the "rare" offenders who should be sentenced to life
imprisonment without the possibility of parole.
Indeed, at a hearing on September 15, 2017, before her Miller
resentencing hearing, the State told the circuit court that it "is not going
to be opposing life in this case." (Record in CR-17-0014, R. 338.) The
court then asked the State whether that meant that the parties had
entered into "a plea agreement," and the State responded that "[t]here is
no agreement." (Record in CR-17-0014, R. 338.) The court then told the
parties that, if "you don't have an agreement, then we have to go
forward." (Record in CR-17-0014, R. 339.) Bracewell then explained to
the court:
"[I]t would be the defense's position that if the State would file
what they have stated here today, that the State does not
oppose[ ] the giving of life with the possibility of parole
sentence, then it would be the defense's position that a
48
CR-21-0242
hearing would not be at that point needed because it is --
pursuant to what is laid out in Montgomery that it would not
be necessary, and that is following the United States Supreme
Court as they laid out in that case."
(Record in CR-17-0014, R. 339-40.) The court responded:
"That is not what I think is happening here. What I
think is happening is just like any sentencing case. The State
takes certain positions. They take positions on probation.
"They take different positions on different things and
the only way that we don't have a hearing is if y'all come up -
- if y'all have an agreement as to what the sentence will be.
Then, I will approve that like a plea agreement.
"But, otherwise, all that they are saying is that at some
point during the hearing they are going to say out loud that
they don't oppose life as a possible sentence.
"Is that right?"
(Record in CR-17-0014, R. 340.) The State responded, "That is correct."
(Record in CR-17-0014, R. 341.) Thereafter, Bracewell argued to the
circuit court that, if the State "were to take the position as they have
informed that they are not opposing, then we believe that there would be
no need for further evidence to be presented." (Record in CR-17-0014, R.
346.) The circuit court continued:
"I don't believe that I am required to with this sort of
innocuous position, doesn't do anything, in my opinion except
alert me to what the proof is going to be and to tell me that
49
CR-21-0242
their argument is just argument. They are not going to argue
for the higher sentence.
"Do you agree, State?"
(Record in CR-17-0014, R. 349.) Then the following exchange occurred:
"[Prosecutor]: After looking at the evidence that we
have, the facts of the case based on -- comparing them to the
Henderson factors, the State's position is that this defendant
does not reach the level of those rare juveniles who would get
life without.
"The Court: So why don't you reach an agreement with
the defense and then we can truncate all of this and be done
with it.
"[Prosecutor]: That is not been approved by our office
yet.
"The Court: Well, ask whoever has the approval to come
down here and try it with you.
"….
"[Prosecutor]: I think the judge has the right to consider
any sentence, even if there is a plea agreement. So, even if I
-- even if we came in and said, we want to do life, we will put
it in writing, you still have the option to sentence her to life
without.
"The Court: Sure. Just like any plea agreement, I can
reject it."
(Record in CR-17-0014, R. 350-51.)
50
CR-21-0242
Later in the hearing, the court explained to the parties that, until
the State filed something stating its position that life imprisonment
would be the appropriate sentence in this case, it viewed the prosecutor's
statement "as simply argument." (Record in CR-17-0014, R. 357.) The
prosecutor then told the circuit court that he would "take that back to
[his] bosses and discuss it with them" and that "[m]aybe we can have an
answer for you soon." (Record in CR-17-0014, R. 357.) To make sure that
her witnesses would not be inconvenienced if the State was going to agree
to a sentence of life imprisonment, Bracewell asked "that … they would
be able to do that here in the next week." (Record in CR-17-0014, R. 360.)
The prosecutor responded, "It would be by the end of this week if that
happens." (Record in CR-17-0014, R. 360.)
On August 28, 2017, the State told the circuit court and Bracewell
that its "position is that the Court, it is up to the Court to decide,
obviously, this sentence, between life and life without. The State is not
recommending life without parole and is not recommending life." (Record
in CR-17-0014, R. 6.) In other words, the State explained that it was not
taking a position on a sentence in Bracewell's case. The circuit court then
asked the State if it "expect[s] to put on evidence that would support" the
51
CR-21-0242
Ex parte Henderson factors, and the State responded that it "will put on
the facts of the case." (Record in CR-17-0014, R. 7-8.)
So, although Bracewell argues that she cannot be sentenced to life
imprisonment without the possibility of parole because the State said
that she "is not the rare offender deserving of the harshest possible
punishment," (Bracewell's brief, p. 55), the prosecutor's opinion as to
whether life imprisonment was the appropriate sentence in this case
never materialized into an agreement between the parties, and,
regardless of the prosecutor's opinion, Alabama law is clear that it is the
circuit judge who is charged with the duty to exercise his or her "moral
judgment" to impose the appropriate sentence when sentencing a
juvenile who has been convicted of a capital offense. Thus, Bracewell's
argument that the prosecutor's opinion expressed before the resentencing
hearing precludes the circuit court from imposing a sentence of life
imprisonment without the possibility of parole is without merit.
Accordingly, Bracewell is due no relief on this claim.
VI.
Bracewell also argues that "sentencing an intellectually disabled
child to life without the possibility of parole violates the Eighth
52
CR-21-0242
Amendment as well as State and Federal Law." (Bracewell's brief, p. 60.)
Bracewell claims that because, in Atkins v. Virginia, 536 U.S. 304 (2002),
the "Supreme Court ... established that individuals with intellectually
disability have inherently diminished culpability," a juvenile who is
intellectually disabled is "ineligible for a sentence of life without parole."
(Bracewell's brief, pp. 61-62.) As the State correctly points out,
"Bracewell's argument seeks to extend the holding ... in Atkins, that the
execution of [intellectually disabled] criminals is cruel and unusual
punishment under the Eighth Amendment, to mandate a prohibition
against the imposition of a sentence of life without parole on a juvenile
capital offender who is intellectually disabled." (State's brief, pp. 46-47.)
But neither this Court, the Alabama Supreme Court, nor the Supreme
Court of the United States has extended Atkins to bar a sentence of life
imprisonment without the possibility of parole for an intellectually
disabled a juvenile offender who has been convicted of a capital offense,
and we decline to do so here.4 Thus, Bracewell's argument does not
entitle her to any relief.
4Notably, although Bracewell characterizes herself as
"intellectually disabled," the circuit court in this case never made such a
53
CR-21-0242
VII.
Bracewell next argues that "[s]entencing any juvenile to die in
prison constitutes cruel and unusual punishment in violation of the
United States and Alabama constitutions." (Bracewell's brief, p. 66.)
Based on previous holdings of the Supreme Court of the United States,
Bracewell's argument is without merit. Simply put,
" 'Miller did not foreclose a sentencer's ability to impose
life without parole on a juvenile.' Montgomery v. Louisiana,
577 U.S. 190, 195, 136 S. Ct. 718, 193 L. Ed. 2d 599 (2016).
See also Miller v. Alabama, 567 U.S. 460, 483, 132 S. Ct. 2455,
183 L. Ed. 2d 407 (2012) ('Our decision does not categorically
bar a penalty for a class of offenders or type of crime.').
Indeed, as the United States Supreme Court recently
recognized: 'Under Miller v. Alabama, 567 U. S. 460, 132 S.
Ct. 2455, 183 L. Ed. 2d 407 (2012), an individual who commits
a homicide when he or she is under 18 may be sentenced to
life without parole, but only if the sentence is not mandatory
and the sentencer therefore has discretion to impose a lesser
punishment.' Jones v. Mississippi, 593 U.S. 98, 100, 141 S.
Ct. 1307, 1311, 209 L. Ed. 2d 390 (2021)."
conclusion under the framework established in Atkins. The circuit court
did, however, consider Bracewell's evidence of her diminished culpability,
intellectual capacity, and mental-health history when it examined the Ex
parte Henderson factors and sentenced her to life imprisonment without
the possibility of parole. In short, the circuit court did not indicate that
Bracewell's evidence of those factors weighed in favor of a sentence of life
imprisonment.
54
CR-21-0242
Wynn, 354 So. 3d at 1017. In other words, a sentence of life
imprisonment without the possibility of parole on a juvenile convicted of
capital murder is a constitutionally permissible sentence when the
sentencing court has discretion to impose a lesser sentence. Alabama's
juvenile-capital-sentencing scheme complies with the Miller
requirement. Thus, Bracewell is not entitled to any relief on this claim.
VIII.
Bracewell argues that the circuit court erred when it did not allow
her to present evidence at the hearing in 2017 "raising questions as to
[her] possible innocence." (Bracewell's brief, p. 71.) Bracewell's
argument is without merit.
Although the circuit court must consider the 14 Ex parte Henderson
factors when it determines what sentence to impose on a juvenile who
has been convicted of a capital offense, none of those 14 factors concern
residual doubt or, as Bracewell puts it, "questions as to [her] possible
innocence." That is because
" 'residual doubt' is not a mitigating circumstance. ' " 'Residual
doubt' is not a factor about the defendant or the circumstances
of the crime. It is instead a lingering uncertainty about facts,
a state of mind that exists somewhere between 'beyond a
reasonable doubt' and 'absolute certainty.' " ' Harris v. State,
632 So. 2d 503, 535 (Ala. Crim. App. 1992), quoting Franklin
55
CR-21-0242
v. Lynaugh, 487 U.S. 164, 187-88, 108 S. Ct. 2320, 101 L. Ed.
2d 155 (1988)."
Sharifi v. State, 993 So. 2d 907, 950 (Ala. Crim. App. 2008). Contrary to
Bracewell's argument on appeal, the circuit court properly precluded her
from presenting evidence "as to her possible innocence" while, at the
same time, allowing her to present evidence that concerned her role in
the capital offense that overlapped with the Ex parte Henderson factors.
On February 7, 2017, Bracewell filed a "Motion to Submit Evidence
and Argue Residual Doubt at the Penalty Phase." (Supp. Record in CR-
17-0014, C. 245-48.) In her motion, Bracewell argued that her "defense
strategy" centered on "her innocence and reasonable doubt as to her
guilt." (Supp. Record in CR-17-0014, C. 245.) Bracewell further argued
that evidence "casting doubt on [her] guilt is relevant mitigating evidence
because that evidence concerns a 'circumstance of the offense.' " (Supp.
Record in CR-17-0014, C. 246.) Bracewell asked the court to allow her
"to submit evidence at the penalty phase casting doubt on her guilt and
conviction, the circumstances surrounding [her] participation in the
offense, and which lessens [her] level of culpability for the offense."
(Supp. Record in CR-17-0014, C. 247.)
56
CR-21-0242
On February 14, 2017, the State responded to Bracewell's motion,
arguing that residual doubt is not a mitigating factor for purposes of
imposing a sentence on Bracewell. (Record in CR-17-0014, C. 74-78.)
Thereafter, the circuit court held a hearing addressing, among
other things, Bracewell's "motion to submit evidence and argue residual
doubt at the penalty phase." (Record in CR-17-0014, R. 319.) At that
hearing the following exchange occurred:
"[Bracewell's counsel]: Well, Judge, we supplied some
cases that dealt with some things that would or may be
considered residual doubt and we are of the opinion under
those United States Supreme Court caselaw that, although
there are some things that we may not be able to address, that
there maybe some things that we could address in regards
with what might also be determined to be residual doubt.
"For example --
"The Court: How about, let's start with is there an
Alabama Supreme Court case or Court of Criminal Appeals
case that says that the defense is allowed to argue residual
doubt in the penalty phase?
"[Bracewell's counsel]: I believe Alabama's case says
that, there are some Alabama cases that deal with mitigating
circumstances and I have addressed that in our motion.
"It is ex parte. And it talks about that Alabama law
explicitly provides, you know, the evidence presented at trial
in the case may be considered in so far as it is relevant to the,
of course, there are aggravating and mitigating circumstances
57
CR-21-0242
without the necessity of reintroducing that evidence at the
sentencing hearing.
"And then, the other United States Supreme Court cases
that we are referencing in our motion speak of and specifically
addresses, for example, the case of Green v. Georgia from the
United States Supreme Court. In that case, there was
exclusion of evidence at the penalty phase of a capital trial
that the codefendant killed the victim after sending the
defendant on and held that unconstitutional.
"So, we would argue that if we were to present, for
example, evidence of, as mitigation or a non-shooter type of
evidence, then that would be evidence that the State might
consider to be residual evidence, but at the same time
pursuant to the United States Supreme Court, that certainly
would be, you know, mitigation or one of pieces of evidence
that we would be able to provide under Miller.
"The Court: I agree with that. I agree that you can say
that, in sentencing you can say this person did not physically
commit the crime. You can say that or you can prove that they
did not pull the trigger, for lack of a better way to say that but
-- and you can say they were under the -- you can argue and
put on evidence that they might have been under the
influence of another, of a codefendant.
"That seems like to me kind of ordinary, run of the mill
evidence, and, when you have multiple defendants. But, I
mean, let me hear what the State has to say.
"[Prosecutor]: I would just say, first of all there is a case
Ex parte Louis which I cited in my motion, that says that it is
inarguable that residual doubt is not a factor about the
defendant's character or record or any of these circumstances
of the offense and that residual doubt is not a mitigating
circumstance when it comes to sentencing.
58
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"And I will also point to the facts in this case. If it comes
down to a, a case where you are not sure who shot or who did
it, the facts in this case that a jury found to be true in order to
find this defendant guilty of capital murder, were that she did,
she did point a gun at Mr. Carnley's head and pull the trigger
and shoot him in the back of the head.
"So, they can't argue that didn't happen at this point,
because a jury found that it did happen. Now, whether she
was under the influence or not, they can go from the evidence
at the trial, which was presented at the trial, and if they want
to bring in, if they have evidence somehow of that, but they
can't come in and say that she didn't do this.
"The Court: I agree 100%, I am, I agree with you. So, I
am denying that motion. You can't argue that she didn't do
it. You can argue, I think, that there is a place where this is
going to get a little bit tedious, where there is an overlap
between mitigation evidence and the facts of the case.
Because the facts that led to a person being convicted of a
crime can include things that would be considered mitigation
in the sentencing phase of the trial.
"But, I am denying the motion. And, you know, but I
don't know what I will do in the middle of a trial when
somebody starts to put on some kind of evidence. I mean, you
will have to object or you will have to, we will have to deal
with it in a motion in limine.
"But, this defendant has been, actually convicted twice.
And we are not going to have a new trial about her culpability
-- not culpability is the wrong word. But we are not going to
have another trial about whether she is guilty or not."
(Record in CR-17-0014, R. 319-24.) The circuit court memorialized its
decision in a written order denying Bracewell's motion, but explaining
59
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that its "ruling in no way restricts the admissibility of evidence in
'mitigation' and, to the extent that there is some disagreement about the
character and nature of this type of evidence, the Court will take that up
when the evidence is offered to the Court for admission." (Record in CR-
17-0014, C. 128.)
In sum, the circuit court did not allow Bracewell to present
"residual doubt" evidence, but it allowed her to present evidence
concerning the Ex parte Henderson factors that touch on her role and
participation in the capital offense. The circuit court's judgment is in
conformity with decisions from this Court and the Alabama Supreme
Court holding that residual doubt is not a mitigating factor to consider
for purposes of sentencing. Accordingly, Bracewell is not entitled to any
relief on this claim.
IX.
Finally, Bracewell argues that the circuit court erred at her 2017
resentencing hearing when it allowed the State to present evidence of a
letter that it said Bracewell wrote in 1989 to then Governor Guy Hunt
purporting to be Rex Carnley's wife and claiming that Carnley's wife
actually killed Carnley. According to Bracewell,
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"[t]he only evidence provided by the State to support this
speculation, however, was testimony from Marie Miller ('Mrs.
Carnley') that she had not written the letter (R. 78), as well
as a passing affirmation from [Bracewell's] brother that the
handwriting in the letter 'sort of look[ed] like' [Bracewell's] (R.
116). [Bracewell's] cousin, however, who had also exchanged
letters with [Bracewell], later testified that she did not
recognize the handwriting.[5] (R. 222-23.)"
(Bracewell's brief, p. 74.) Bracewell contends that the circuit court erred
when it admitted the fabricated letter because "there was no foundation
for the State's speculation that [Bracewell] had written the 1989 letter,
and as a result there was no basis on which to find it relevant."
(Bracewell's brief, p. 75.) Bracewell says, the State "presented no
evidence whatsoever to establish that [the letter] was written by
[Bracewell] ... -- beyond her brother's passing affirmation on cross[-
examination]." (Bracewell's brief, p. 75.) Bracewell's argument is not
preserved for appellate review.
We have explained:
5Bracewell's characterization of Nancy Daniel's testimony is
misleading. In making her argument, Bracewell implies that Daniel did
not recognize the forged letter to be written in Bracewell's handwriting.
But that is not what Daniel said. Rather, in the State's cross-
examination of her, the State showed Daniel a known sample of
Bracewell's handwriting -- not the forged letter -- and asked her if she
recognized the handwriting; she said that she did not. (Record in CR-17-
0014, R. 223.)
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" ' "[I]n order for this court to review an alleged
erroneous admission of evidence, a timely
objection must be made to the introduction of the
evidence, specific grounds for the objection should
be stated and a ruling on the objection must be
made by the trial court." Goodson v. State, 540 So.
2d 789, 791 (Ala. Crim. App. 1988). "When a
timely objection at the time of the admission of the
evidence is not made, the issue is not preserved for
this Court's review." Ziglar v. State, 629 So. 2d 43,
47 (Ala. Crim. App. 1993).'
"Chaney v. State, 892 So. 2d 466, 468 (Ala. Crim. App. 2004).
See also Slaughter v. State, 411 So. 2d 819 (Ala. Crim. App.
1981) (holding that, because the appellant 'did not object or
move to exclude the specific evidence, there is no error
preserved for our review.')."
Hubbard v. State, 324 So. 3d 855, 866 (Ala. Crim. App. 2019).
Here, during Bracewell's Miller resentencing hearing, the State
offered as evidence the complained-of State's Exhibit 6 -- a letter dated
May 8, 1989, to then Governor Guy Hunt purportedly signed by "Mrs.
Carnley," in which "Mrs. Carnley" says that Bracewell "is innocent"
because "Charles Bracewell help me kill my own husband." (Record in
CR-17-0014, C. 1234-36, R. 72.)
At the time the State offered the letter, Bracewell objected to its
admission, arguing that "[t]here has not been a proper foundation of
authentication in regards with that letter." (Record in CR-17-0014, R.
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CR-21-0242
72.) The State responded that, "under [Rule] 26.6[, Ala. R. Crim. P.], as
long as you deem it probative, it is admissible." (Record in CR-17-0014,
R. 73.) Thereafter the following exchange occurred:
"The Court: I am going to sustain until I have had a
chance to look at it and look at the rule. So, I am not saying
no. Let me have it. I just want to take a look at it.
"[Bracewell's counsel]: We would add that under the
relevant caselaw that evidence at a sentencing hearing [is]
relevant if it logically relates to the ultimate material
inference in the case for which it is preferred or which is
proper. So, we would state that it would not be that.
"The Court: Well, on a relevance point, I am going to
overrule on that, because for this reason -- you know, in 1989,
Mrs. Miller's [-- i.e., Carnley's wife --] emotions and memories
of things might have been sharper than it would be today and
so, you know, to me --
"[Prosecutor]: Judge, I will tell you where I am going
with this. This was reported to be written by Mrs. Miller. The
State does not believe that it was actually written by Mrs.
Miller.
"The Court: Okay.
"[Prosecutor]: The State believes that it was written by
"[Bracewell], posing as Mrs. Miller.
"The Court: All right. So my ruling is that it is under
advisement. Anything else? I mean, if it is -- if it is in fact a
forged letter then, relating to the case then I think that would
be relevant.
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"My question right now is whether or not given what
sort of foundation has been laid for it, whether or not I can
accept it.
"[Bracewell's counsel]: Our position would be that there
is not a proper foundation that has been laid. There is no
evidence testimony provided in regards with that letter.
"The Court: I understand and I am taking your
objections under advisement, under submission."
(Record in CR-17-0014, R. 73-74.)
The State then called Marie Miller, Carnley's widow, to testify
about State's Exhibit 6. (Record in CR-17-0014, R. 78.) Miller said that
the handwriting in the letter is not hers, that she does not recognize the
handwriting in that letter, and that she did not write a letter to Governor
Guy Hunt in 1989. (Record in CR-17-0014, R. 78.) Bracewell did not
cross-examine Miller. The circuit court kept State's Exhibit 6 "under
submission." (Record in CR-17-0014, R. 78.) Then during Bracewell's
presentation of evidence, the State cross-examined Bracewell's brother,
Jimmy Fillman. The State asked Fillman whether he had been "in
contact with [Bracewell] regularly," and Fillman said that they had
exchanged letters and that he had seen her handwriting before. (Record
in CR-17-0014, R. 116.) The State asked Fillman to look at State's
Exhibit 6 to see if he recognized the handwriting; Fillman responded, "It
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CR-21-0242
sort of looks like hers, yes." (Record in CR-17-0014, R. 116.) The State
then moved to admit State's Exhibit 6, and the circuit court said: "Same
ruling. It is under submission." (Record in CR-17-0014, R. 116.)
Bracewell did not object or make any argument as to State's Exhibit 6.
Then, after the close of the defense case, the circuit court told the parties:
"For some housekeeping, State's Exhibit 6 is admitted. I had previously
had it under submission. I am admitting it." (Record in CR-17-0014, R.
258.) Bracewell did not object or make any argument concerning the
circuit court's admission of State's Exhibit 6.
So, although Bracewell initially objected to the admission of State's
Exhibit 6 because, she said, the State had not established "a proper
foundation of authentication in regards with that letter" (Record in CR-
17-0014, R. 72), the State then put on additional evidence from Miller
who said that she did not write State's Exhibit 6 and from Fillman who
said that the handwriting in State's Exhibit 6 looked like Bracewell's
handwriting. After the State presented this additional evidence showing
that it was Bracewell -- not Miller -- who wrote the letter to Governor
Hunt and after the State moved again to admit State's Exhibit 6,
Bracewell did not object on the basis that the State had failed to establish
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CR-21-0242
a foundation after it had presented the additional evidence from Miller
and Fillman. Because Bracewell did not object to the admission of State's
Exhibit 6 after the State presented this additional evidence, her
argument on appeal that Miller's testimony and Fillman's testimony did
not establish a proper foundation for the admission of State's Exhibit 6 is
not properly before this Court for appellate review.
In any event, the circuit court properly admitted State's Exhibit 6.
The Alabama Rules of Evidence do not apply at sentencing hearings,
including a juvenile capital-sentencing hearing. See Rule 1101(b)(3), Ala.
R. Evid. (providing that the rules of evidence do not apply to sentencing
hearings). Instead, the admissibility of evidence at a juvenile capital
sentencing hearing is governed by the Alabama Rules of Criminal
Procedure. See § 13A-5-43(e), Ala. Code 1975 (explaining that the
sentence imposed during a juvenile capital-sentencing hearing "shall be
determined by the procedures set forth in the Alabama Rules of Criminal
Procedure for judicially imposing sentences within the range set by
statute without a jury, rather than as provided in Sections 13A-5-45 to
13A-5-53, inclusive"). Rule 26.6(b)(2), Ala. R. Crim. P., provides that, at
a sentencing hearing,
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CR-21-0242
"[d]isputed facts shall be determined by the preponderance of
evidence. Evidence may be presented by both the state and
the defendant as to any matter that the court deems probative
on the issue of sentence. Such matters may include, but are
not limited to, the nature and circumstances of the offense,
the defendant's character, background, mental and physical
condition, and history, the gain derived by the defendant or
the loss suffered by the victim as a result of defendant's
commission of the offense, and any other facts in aggravation
or in mitigation of the penalty. Any evidence that the court
deems to have probative value may be received, regardless of
its admissibility under the rules of evidence."
(Emphasis added). In short, although the Alabama Rules of Evidence do
not apply to a Miller resentencing hearing, the State and the defendant
bear the burden of establishing that the evidence they present is
"probative on the issue of sentence." The State met its burden here as to
the letter it said Bracewell sent to then Governor Hunt claiming to be
written by Rex Carnley's wife and "confessing" to killing her husband.
Indeed, as set out above, the State presented some evidence that
State's Exhibit 6 was authored by Bracewell, not Miller. The question of
whether Bracewell actually authored the letter to Governor Hunt is a
question that goes to the weight of the evidence, not to its admissibility.
What is more, State's Exhibit 6 is probative of, at least, the 13th Ex parte
Henderson factor -- i.e., the juvenile's potential for rehabilitation. In the
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CR-21-0242
portion of its sentencing order addressing the 13th Ex parte Henderson
factor, the circuit court discussed State's Exhibit 6 as follows:
"In addition, the State provided a letter written in 1989
from Marie Carnley, the widow of Rex Carnley, to the then-
Governor of Alabama. In the letter, Marie Carnley
purportedly confessed to the murder of her husband, Rex
Carnley. She also asked for clemency for [Bracewell]. (State
Ex. 6). Through later witnesses and exhibits, the State proved
that this letter was actually written not by Marie Carnley, but
by [Bracewell]. She forged a letter to the Governor making it
look like the widow was confessing to the crime so that she
could get out of prison. The last line of the letter states: 'I kill
[sic] my own Husband and Debra is innocent.' (State Ex. 6)."
(C. 90.)
Because Bracewell's argument is not preserved for appellate
review, and because, even if it had been, the circuit court did not err when
it admitted State's Exhibit 6, Bracewell is not entitled to any relief on
this claim.
Conclusion
Based on these reasons, the judgment of the circuit court is
affirmed.
AFFIRMED.
Windom, P.J., and McCool, J., concur. Minor, J., concurs in the
result. Kellum, J., dissents, with opinion.
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CR-21-0242
KELLUM, Judge, dissenting.
Debra Bracewell appeals her resentencing, pursuant to Miller v.
Alabama, 567 U.S. 460 (2012), to life imprisonment with the possibility
of parole, imposed for her conviction for a capital crime she committed
when she was 17 years old. For the reasons stated in my special
concurrence in Bracewell v. State, 329 So. 3d 29 (Ala. Crim. App. 2020)
(opinion on return to remand), I believe Bracewell's sentence violates the
Eighth Amendment to the United States Constitution under Miller and
its progeny. Therefore, I respectfully dissent.
69
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