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H027820A•P. v. Soto
Filed 6/7/07 P. v. Soto CA6
Opinion following remand from U.S. Supreme Court
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not
certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been
certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
THE PEOPLE,
Plaintiff and Respondent,
v.
LOUIS MUNOZ SOTO,
Defendant and Appellant.
H027820
(Santa Clara County
Super. Ct. No. C9540785)
Defendant Louis Munoz Soto pleaded no contest to four counts of forcible
lewd and lascivious acts on a child under the age of 14 (Pen. Code, § 288, subd.
(b)(1), hereafter, § 288(b)(1)).1 The court sentenced defendant to a total prison
term of 32 years, based upon consecutive upper term sentences of eight years for
each count.
Defendant challenged the conviction, claiming that the court committed
sentencing error: (1) under the United States Supreme Court’s decision in Blakely
v. Washington (2004) 542 U.S. 296 (Blakely), which was decided after judgment
was entered on defendant’s conviction; and (2) by imposing an ex post facto
parole revocation restitution fine under section 1202.45.
1 All further statutory references are to the Penal Code unless otherwise
stated.
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2
In our decision filed July 8, 2005, we held, inter alia, that there was no
Blakely error. Thereafter, the United States Supreme Court granted certiorari,
vacated the prior judgment, and remanded the case to us for further consideration
in light of the Supreme Court’s decision in Cunningham v. California (2007) 549
U.S. ___ [127 S.Ct. 856] (Cunningham). After such reconsideration, we conclude
that there was Blakely error. We hold further that imposition of the fine was
improper. We therefore reverse and remand for resentencing with instructions that
any new sentence not include a parole revocation restitution fine.
FACTS
This appeal concerns principally the legal question of whether the sentence
imposed by the court violated Blakely, supra, 542 U.S. 296. We therefore present
a short summary of the facts as taken from the probation report.
In March 1995, the San Jose Police Department responded to a report of
child molestation. The police conducted an investigation by interviewing the two
minor victims and their respective mothers.
Victim 1 reported that in approximately 1993 (when he was seven or eight
years old), he would visit his aunt, who was married to defendant. During these
visits, defendant would take victim 1 to the basement and molest him. The four
incidents described by victim 1 involved defendant fondling and placing his mouth
over victim 1’s penis, defendant forcing victim 1 to rub defendant’s penis, and one
instance in which defendant attempted to place his penis into victim 1’s buttocks.
Victim 2 reported to the police that he and his mother had lived with
defendant in San Jose from 1992 to 1993, when victim 2 was nine years old. He
told the police that defendant had molested him on five occasions in victim 2’s
bedroom. Defendant forced victim 2 to orally copulate him. On two occasions,
defendant went to victim 2’s room at night, pushed him on the bed, and placed his
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3
penis in victim 2’s anus. In addition, there were three occasions in which
defendant rubbed victim 2’s “ ‘privates.’ ”
PROCEDURAL BACKGROUND
Defendant was charged by complaint with four violations of section
288(b)(1) (forcible lewd and lascivious acts on a child under the age of 14).2 As
later amended, the complaint alleged that defendant committed two forcible lewd
acts each on an eight-year-old boy, victim 1, and on a nine-year-old boy, victim 2.
Two of the incidents occurred in 1993; the other two violations were alleged to
have occurred between September 1993 and January 1994.3
Following a partial preliminary examination during which the two victims
provided testimony, defendant pleaded no contest to the four counts. On June 14,
2004,4 the court sentenced defendant to a total prison term of 32 years; defendant
received an upper term sentence of eight years for each offense, and the court
ordered that each eight-year prison term be served consecutively. Defendant filed
a timely notice of appeal from the judgment on August 16, 2004.
2 “Any person who commits an act described in subdivision (a) by use of
force, violence, duress, menace, or fear of immediate and unlawful bodily injury
on the victim or another person, is guilty of a felony and shall be punished by
imprisonment in the state prison for three, six, or eight years.” (§ 288(b)(1).)
Subdivision (a) of section 288 provides: “Any person who willfully and lewdly
commits any lewd or lascivious act, including any of the acts constituting other
crimes provided for in Part 1, upon or with the body, or any part or member
thereof, of a child who is under the age of 14 years, with the intent of arousing,
appealing to, or gratifying the lust, passions, or sexual desires of that person or the
child, is guilty of a felony and shall be punished by imprisonment in the state
prison for three, six, or eight years.”
3 The complaint was filed April 26, 1995. After the molestation was
reported in 1995, defendant apparently moved out of the area and was not arrested
until 2003.
4 Significantly, Blakely, supra, 542 U.S. 296, was decided on June 24,
2004.
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4
On July 8, 2005, we filed our opinion in which we struck the parole
revocation restitution fine and affirmed the judgment as modified. The California
Supreme Court denied review. Thereafter, defendant filed a petition for certiorari,
which was granted on February 20, 2007; at that time the United States Supreme
Court vacated the judgment and remanded the case to us for further consideration
in light of Cunningham, supra, 549 U.S. __ [127 S.Ct. 856]. (Soto v. California
(2007) __ U.S. __ [127 S.Ct. 1211].)
Thereafter, we recalled the remittitur. Having received no supplemental
briefing, we ordered the cause submitted on April 16, 2007.
DISCUSSION
I. Contentions On Appeal
Defendant asserts two challenges to the judgment. These claims of error
are as follows:
1. The court imposed upper term sentences for each of the four
convictions based upon circumstances in aggravation that were neither part of the
jury’s factual findings nor admitted by defendant. Under Blakely, supra, 542 U.S.
296, this sentence violated defendant’s right to a jury trial guaranteed under the
United States and California Constitutions.
2. The court’s imposition of a parole revocation restitution fine under
section 1202.45 violated ex post facto principles because the underlying crimes of
which defendant was convicted preceded the enactment of the statute authorizing
such fine.
As a preliminary matter, the Attorney General challenges defendant’s right
to assert a Blakely challenge from the judgment entered following defendant’s no
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5
contest plea because he did not obtain a certificate of probable cause.5 After first
addressing this procedural challenge, we discuss defendant’s two claims of error,
post.
II. Whether Appeal Without Probable Cause Certificate Was
Cognizable
The Attorney General argues that defendant is precluded from challenging
the judgment because he did not obtain a certificate of probable cause under
section 1237.5.6 He argues in essence that defendant’s appeal constitutes a
challenge of his no contest plea, thus triggering the requirement of a certificate of
probable cause.
Defendant responds that he was not required to obtain such a certificate.
He argues that his appeal is not a challenge to the validity of the no contest plea,
and, as such, is excepted under California Rules of Court, former rule 30(b) (now
rule 8.304(b)), from the requirement that an appeal from a judgment entered after
a guilty or no contest plea be accompanied by a certificate of probable cause.7 We
agree with defendant’s position.
5 The trial judge denied defendant’s request for issuance of a certificate of
probable cause on August 17, 2004.
6 “No appeal shall be taken by the defendant from a judgment of conviction
upon a plea of guilty or nolo contendere, . . . , except where both of the following
are met: [¶] (a) The defendant has filed with the trial court a written statement,
executed under oath or penalty of perjury showing reasonable constitutional,
jurisdictional, or other grounds going to the legality of the proceedings. [¶] (b) The
trial court has executed and filed a certificate of probable cause for such appeal
with the clerk of the court.” (§ 1237.5.)
7 California Rules of Court, former rule 30(b) (now rule 8.304(b)), provides
in relevant part: “(1) Except as provided in (4), to appeal from a superior court
judgment after a plea of guilty or nolo contendere, . . . , the defendant must file in
that superior court--in addition to the notice of appeal required by (a)--the
statement required by Penal Code section 1237.5 for issuance of a certificate of
probable cause. [¶] . . . [¶] (4) The defendant need not comply with (1) if the
(continued)
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6
Generally speaking, under section 1237.5, a defendant may not bring an
appeal from a judgment of conviction entered after a guilty or no contest plea,8
including an appeal challenging the validity of the plea. (People v. Mendez (1999)
19 Cal.4th 1084, 1095.) As the Supreme Court has held, however:
“Notwithstanding the broad language of section 1237.5, it is settled that two types
of issues may be raised in a guilty or nolo contendere plea appeal without issuance
of a certificate: (1) search and seizure issues for which an appeal is provided
under section 1538.5, subdivision (m); and (2) issues regarding proceedings held
subsequent to the plea for the purpose of determining the degree of the crime and
the penalty to be imposed. [Citations.]” (People v. Panizzon (1996) 13 Cal.4th
68, 74-75 (Panizzon).) The issue that is crucial in determining the necessity of a
probable cause certificate is not the time the challenge is made or its facial nature;
rather, it is the substance of the challenge. (Id. at p. 76.)
Thus, in Panizzon, the Supreme Court pierced the surface of the
defendant’s challenge to the sentence imposed after his no contest plea in
determining that a probable cause certificate was required. The defendant--after
pleading no contest as part of a plea under which he agreed to a sentence of life
with the possibility of parole plus 12 years--appealed, claiming that the agreed-
upon sentence was disproportionate to the sentence his codefendant received and
was thus unconstitutional. (Panizzon, supra, 13 Cal.4th at pp. 73-74.) The court
notice of appeal states that the appeal is based on: [¶] (A) the denial of a motion to
suppress evidence under Penal Code section 1538.5, or [¶] (B) grounds that arose
after entry of the plea and do not affect the plea’s validity. [¶] (5) If the
defendant’s notice of appeal contains a statement under (4), the reviewing court
will not consider any issue affecting the validity of the plea unless the defendant
also complies with (1).”
8 A no contest plea has the same legal effect as a guilty plea. (People v.
Robinson (1997) 56 Cal.App.4th 363, 368; § 1016, subd. 3.)
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7
agreed that the defendant did not on the surface appear to be attacking the validity
of the plea; nonetheless, it held that he was required to obtain a probable cause
certificate because the “challenge to a negotiated sentence imposed as part of the
plea bargain is properly viewed as a challenge to the validity of the plea itself.”
(Id. at p. 79; see also id. at p. 89 [defendant, in reality, “seeks to challenge the very
sentence he negotiated as part of the plea”].)
In People v. Buttram (2003) 30 Cal.4th 773 (Buttram), the Supreme Court
declined to extend the principle of Panizzon to a sentencing challenge where the
defendant’s prior guilty plea only specified a maximum sentence (or “lid”), as
opposed to a stipulated term. In Buttram, the defendant pleaded guilty pursuant to
a plea agreement under which there would be a maximum six-year sentence. (Id.
at p. 777.) The defendant argued on appeal that the trial court had abused its
sentencing discretion by denying the defendant’s request for diversion to a drug
treatment program. (Id. at pp. 776, 779.) In evaluating the substance of the
defendant’s challenge to ascertain whether it was, in fact, a challenge to the plea’s
validity, the court stated: “[W]here the terms of the plea agreement leave issues
open for resolution by litigation, appellate claims arising within the scope of that
litigation do not attack the validity of the plea, and thus do not require a certificate
of probable cause.” (Id. at p. 783.)
The court in Buttram held that under a plea agreement that stipulates only a
“maximum sentence,” as opposed to “a specific or recommended sentence,” “the
parties leave unresolved between themselves the appropriate sentence within the
maximum. That issue is left to the normal sentencing discretion of the trial court,
to be exercised in a separate proceeding.” (Buttram, supra, 30 Cal.4th at p. 785.)
Accordingly, the court held that no probable cause certificate was required to
challenge the court’s exercise of sentencing discretion because “the bargain
contemplated separate sentencing proceedings in which the appropriate sentencing
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8
choice, within the agreed maximum term, would stem from adversarial debate
between the parties and the exercise of sentencing discretion by the trial court.”
(Id. at p. 787; see also People v. Lloyd (1998) 17 Cal.4th 658, 665 [appeal
asserting Romero9 sentencing error did not attack validity of plea].)
Buttram is controlling. Here, the record is clear that the plea agreement
involved an agreed maximum sentence only, not a stipulated sentence. The
prosecution made this point clear at the time the no contest plea was entered,
indicating that was “an open plea . . . . No promises. [¶] And the mitigated
[sentence defendant] can receive is 12 years in the state prison. The aggravated he
can receive is 32 years in the state prison.” The plea clearly left “open for
resolution by litigation” (Buttram, supra, 30 Cal.4th at p. 783) the issue of
precisely what sentence between that 12- to 32-year range would be imposed by
the court in the exercise of its sentencing discretion. We conclude that defendant
here was not required under section 1237.5 and California Rules of Court, former
rule 30(b) (now rule 8.304(b)) to obtain a certificate of probable cause in order to
assert his challenge on appeal that there was Blakely sentencing error.10
Accordingly, we proceed with our review on the merits of that claimed error.
9 See People v. Superior Court (Romero) (1996) 13 Cal.4th 497.
10 People v. Young (2000) 77 Cal.App.4th 827, cited by the Attorney
General, does not support the requirement here for a probable cause certificate. In
Young, the defendant, after pleading guilty and agreeing to a maximum prison
term of 25 years to life, and after receiving the maximum sentence, claimed that
the sentence constituted cruel and unusual punishment. (Id. at p. 830.) The
appellate court dismissed the appeal because the defendant did not obtain a
probable cause certificate, concluding that by arguing that the maximum sentence
to which he agreed in the plea was unconstitutional, he was, in effect, attacking the
validity of the plea. (Id. at pp. 832-833.) Likewise, People v. Cole (2001) 88
Cal.App.4th 850, 854, 867-869 (Cole)--cited by the Attorney General and
involving the same issue as in Young, where the defendant stipulated to a
maximum sentence and later challenged it as being unconstitutional--is inapposite.
(continued)
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9
III. Claimed Blakely Violation
A. Contentions of the Parties
The trial court imposed the upper term of eight years in state prison for
each of the four counts charging violations of section 288(b)(1). The court’s
reasons for imposing the upper term sentences as to each of the four counts--
recited largely from the probation report--were that (1) the crimes “involved great
violence, bodily harm, threat of bodily harm expressing high degree of cruelty,
viciousness or callousness”; (2) the victims were “particularly vulnerable”; (3) the
crimes were carried out in a manner indicating “planning, sophistication or
professionalism”; (4) defendant “took advantage of a position of trust,
confidence”; (5) defendant “engaged in violent conduct including serious danger
to society”; (6) there were “repeat molestations, multiple victims, multiple times,
by multiple times this easily could have reached toward the hundreds”; (7)
defendant “used force, forcibly held [the victims] down, turned them over, forced
them to have oral copulation on him”; and (8) defendant showed “no remorse.”11
Defendant claims that, under Blakely, supra, 542 U.S. 296, he was deprived
of his constitutional right to a jury trial when the trial court imposed upper term
sentences for each of the four counts to which he pleaded no contest. He argues
(The Cole court, however, decided--in a holding that was discussed and cited with
approval by the Supreme Court in Buttram (Buttram, supra, 30 Cal.4th at pp. 777,
786-787)--that the defendant’s challenge that the trial court abused its discretion in
failing to strike a prior conviction did not require a probable cause certificate.
(Cole, supra, at pp. 869-872.)) In our case--unlike Young or Cole--defendant does
not assert that the statutory maximum itself is unconstitutional; instead, he claims
that the process by which the court arrived at defendant’s sentence was flawed.
This does not amount to an attack upon the validity of the plea.
11 The trial court’s comments often refer to the crime in the singular. It is
clear from a review of the entire record, however, that the trial court’s description
of factors in aggravation are to the multiple offenses to which defendant pleaded
no contest.
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10
that Blakely applies to the imposition of upper term sentences under California’s
determinate sentencing statute. Defendant asserts that there was Blakely
sentencing error here because: (1) he did not admit any of the factors in
aggravation on which the court’s sentence was based; (2) none of the exceptions to
Blakely are applicable; and (3) none of the factors cited by the sentencing court
was proved beyond a reasonable doubt.
The Attorney General responds that defendant forfeited any claim of error
under Blakely by failing to raise the issue below. Further, even if defendant did
not forfeit his appellate challenge, Blakely does not apply to California’s
determinate sentencing law (hereafter, sometimes DSL). Alternatively, the
Attorney General argues that any Blakely error was harmless because the jury
would have found one or more of the factors in aggravation utilized by the judge in
its upper term sentence.
We conclude below that defendant did not forfeit his contention that there
was Blakely error. We hold further that, under Cunningham, supra, 549 U.S. __
[127 S.Ct. 856], the trial court’s imposition of upper term sentences for each of the
four convictions implicated defendant’s Sixth Amendment right to a jury trial and
thus there was Blakely error.
B. Discussion of Blakely Challenge
1. Forfeiture
The Attorney General contends that defendant forfeited his objection to the
upper term sentence by failing to specifically object at the time of the sentencing
hearing under Apprendi v. New Jersey (2000) 530 U.S. 466, 490 (Apprendi). The
term “waiver” has been applied both to the intentional relinquishment of a known
right and the forfeiture of a claim by failing to timely assert it. (People v.
Saunders (1993) 5 Cal.4th 580, 590, fn. 6.) “ ‘The purpose of the general doctrine
of waiver is to encourage a defendant to bring errors to the attention of the trial
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11
court, so that they may be corrected or avoided and a fair trial had. . . .’ ” (People
v. Walker (1991) 54 Cal.3d 1013, 1023.)
The holding in Apprendi (discussed post) had been understood to apply to
sentence enhancements; before Blakely was decided, it was not commonly
understood that it had application to factors in aggravation. Thus, we believe it
reasonable that a defense attorney--of course, being unable to foresee the Supreme
Court’s decision in Blakely decided after defendant’s sentencing--would not object
to the court’s reliance upon factors not decided by a jury beyond a reasonable
doubt in imposing an upper term sentence. Furthermore, even had defendant here
objected to the imposition of the upper term sentences, he would not have
achieved the purpose of the prompt detection and correction of trial court error.
“Reviewing courts have traditionally excused parties for failing to raise an issue at
trial where an objection would have been futile or wholly unsupported by
substantive law then in existence.” (People v. Welch (1993) 5 Cal.4th 228, 237.)
We therefore find no forfeiture due to defendant’s failure to object at sentencing.
2. Merits of Blakely challenge
In Apprendi, supra, 530 U.S. 466, the United States Supreme Court held
unconstitutional a New Jersey law permitting an enhancement that could result in
potentially double the maximum sentence for possession of a firearm in the event
that the judge determined by a preponderance of the evidence that a hate crime had
been committed; it concluded that “[o]ther than the fact of a prior conviction, any
fact that increases the penalty for a crime beyond the prescribed statutory
maximum must be submitted to a jury, and proved beyond a reasonable doubt.”
(Id. at p. 490.) This principle, the court explained, derives from two constitutional
rights, namely, the right to trial by jury, and the prohibition against depriving a
person of liberty without due process of law. (Id. at pp. 476-477; see also Ring v.
Arizona (2002) 536 U.S. 584, 603-609.)
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12
In Blakely, supra, 542 U.S. 296, the court considered Washington
determinate sentencing laws under which the trial court--after the defendant had
pleaded guilty to a class B felony--determined that he “had acted with ‘deliberate
cruelty’ ” (id. at p. 298), and accordingly “imposed an exceptional sentence of 90
months--37 months beyond the standard maximum.” (Id. at p. 300.) The
defendant contended that the Washington sentencing procedure deprived him of
his federal constitutional right to a jury trial to determine beyond a reasonable
doubt all of the facts required for the sentence imposed. (Id. at p. 301.) The
Supreme Court agreed, holding “that the ‘statutory maximum’ for Apprendi
purposes is the maximum sentence a judge may impose solely on the basis of the
facts reflected in the jury verdict or admitted by the defendant. [Citations.] In
other words, the relevant ‘statutory maximum’ is not the maximum sentence a
judge may impose after finding additional facts, but the maximum he may impose
without any additional findings.” (Id. at pp. 303-304.) The judge had relied on a
fact not found by the jury or admitted by the defendant; accordingly the Supreme
Court concluded that the sentence in Blakely was invalid. (Id. at p. 304; see also
United States v. Booker (2005) 543 U.S. 220 [Blakely holding found applicable to
Federal Sentencing Guidelines] (Booker).)
In People v. Black (2005) 35 Cal.4th 1238 (Black), the California Supreme
Court considered the effect of Blakely and Booker on upper term sentencing under
California’s determinate sentencing law. The court noted that under California’s
DSL, “[t]hree terms of imprisonment are specified by statute for most offenses.”
(Id. at p. 1247.) The judge’s sentencing discretion is guided as follows: “When a
judgment of imprisonment is to be imposed and the statute specifies three possible
terms, the court shall order imposition of the middle term, unless there are
circumstances in aggravation or mitigation of the crime.” (§ 1170, subd. (b).) The
court may select the upper term “only if, after a consideration of all the relevant
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13
facts, the circumstances in aggravation outweigh the circumstances in mitigation.”
(Cal. Rules of Court, rule 4.420(b).) The California Supreme Court acknowledged
under this scheme, “[t]he sentencing judge retains considerable discretion to
identify aggravating factors” (Black, supra, at p. 1247), and that he or she may
base that decision “on aggravating facts that have not been found true by the jury.”
(Id. at p. 1248.)12 Circumstances in aggravation or mitigation need be proved to
the sentencing judge only by a preponderance of the evidence. (Cal. Rules of
Court, rule 4.420(b).)
The Black court held that the imposition of an upper term sentence under
California’s determinate sentencing statute was not unconstitutional under Blakely.
It reasoned: “[E]ven though section 1170, subdivision (b) can be characterized as
establishing the middle term sentence as a presumptive sentence, the upper term is
the ‘statutory maximum’ for purposes of Sixth Amendment analysis. The jury’s
verdict of guilty on an offense authorizes the judge to sentence a defendant to any
of the three terms specified by statute as the potential punishments for that offense,
as long as the judge exercises his or her discretion in a reasonable manner that is
consistent with the requirements and guidelines contained in statutes and court
rules. . . . [T]he upper term is the ‘maximum sentence a judge may impose solely
on the basis of the facts reflected in the jury verdict. . . .’ ” (Black, supra, 35
Cal.4th at pp. 1257-1258, quoting Blakely, supra, 542 U.S. at p. 303.)
The defendant in Cunningham, supra, 549 U.S. __ [127 S.Ct. 856]--like the
defendant in Black--received an upper term sentence of 16 years after his
conviction under section 288.5, the sentencing judge having found six aggravating
12 Rule 4.421 of the California Rules of Court provides a nonexclusive list
of 17 factors in aggravation that the sentencing judge may consider. The
sentencing judge, however, may consider any “additional criteria reasonably
related to the decision being made.” (Cal. Rules of Court, rule 4.408(a).)
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14
factors warranting the sentence. (Cunningham, supra, at pp. __ [at pp. 860-861].)
The California Court of Appeal (First District) rejected the defendant’s Blakely
challenge, and the California Supreme Court denied review, having decided Black
nine days earlier. (Id. at p. __ [at p. 861].)
As a starting point for the court’s analysis, Justice Ginsburg, writing for the
majority in Cunningham, noted: “This Court has repeatedly held that, under the
Sixth Amendment, any fact that exposes a defendant to a greater potential
sentence must be found by a jury, not a judge, and established beyond a reasonable
doubt, not merely by a preponderance of the evidence.” (Cunningham, supra, 549
U.S. at pp. __ [127 S.Ct. 856 at pp. 863-864].) Accordingly, after discussing
California’s determinate sentencing law, and the court’s decisions in Apprendi,
Blakely, and Booker, the court concluded that “aggravating circumstances depend
on facts found discretely and solely by the judge. In accord with Blakely,
therefore, the middle term prescribed in California’s statutes, not the upper term, is
the relevant statutory maximum. [Citation.] Because circumstances in
aggravation are found by the judge, not the jury, and need only be established by a
preponderance of the evidence, not beyond a reasonable doubt, [citation], the DSL
violates Apprendi’s bright-line rule: Except for a prior conviction, ‘any fact that
increases the penalty for a crime beyond the prescribed statutory maximum must
be submitted to a jury, and proved beyond a reasonable doubt.’ ” (Id. at p. __ [at
p. 868].) After discussing Black at some length, the Cunningham court concluded
that the California Supreme Court’s reasoning was at odds with the principles of
Apprendi and Blakely: “Because the DSL allocates to judges sole authority to find
facts permitting the imposition of an upper term sentence, the system violates the
Sixth Amendment. It is comforting, but beside the point, that California’s system
requires judge-determined DSL sentences to be reasonable.” (Id. at p. __ [at p.
870].)
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15
There was sentencing error here. The sentencing provision with which we
are concerned here specifies that each count of forcible lewd acts upon a minor is
punishable “by imprisonment in the state prison for three, six, or eight years.” (§
288(b)(1).) Thus, under Cunningham, the middle term of six years was the
“statutory maximum” for Sixth Amendment purposes under Blakely.
(Cunningham, supra, 549 U.S. at p. __ [127 S.Ct. 856 at p. 868].) And none of the
factors in aggravation identified by the sentencing judge concerned prior crimes of
which defendant was convicted--an exception to the requirement that
circumstances in aggravation supporting an upper term sentence must be found by
a jury beyond a reasonable doubt. (Ibid.) Accordingly, we conclude that there
was Blakely error here with respect to the court’s imposition of (upper term) eight-
year sentences for each of the four counts to which defendant pleaded no contest,
and that this error requires a remand for resentencing.
IV. Parole Revocation Restitution Fine
Defendant challenges the court’s imposition of a parole revocation
restitution fine in the amount of $9,600 under section 1202.45.13 He contends that
this fine violated ex post facto principles because the statute authorizing such fine
was enacted in 1995, after the offenses were alleged in the complaint to have been
committed (i.e., between 1993 and 1994). Defendant cites People v. Callejas
(2000) 85 Cal.App.4th 667, 669, in support of his position.
13 Section 1202.45 originally read as follows: “In every case where a
person is convicted of a crime and whose sentence includes a period of parole, the
court shall at the time of imposing the restitution fine pursuant to subdivision (b)
of Section 1202.4, assess an additional restitution fine in the same amount as that
imposed pursuant to subdivision (b) of Section 1202.4. This additional restitution
fine shall be suspended unless the person’s parole is revoked.” (Stats. 1995, ch.
313, § 6, p. 1758, eff. Aug. 3, 1995.)
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16
The Attorney General concedes the point. Indeed, he admits that the
imposition of an unauthorized sentence as is the case here is a recognized
exception to the waiver rule. (See People v. Andrade (2002) 100 Cal.App.4th 351,
354.)
We agree that the imposition of the fine here violated ex post facto
principles under Callejas. Accordingly, we order that the fine be stricken.
DISPOSITION
The judgment is reversed and remanded to the trial court for the limited
purpose of resentencing in a manner that is consistent with (1) this opinion, (2)
Blakely, supra, 542 U.S. 296, and (3) Cunningham, supra, 549 U.S. __ [127 S.Ct.
856]. The new sentence shall not include a parole revocation restitution fine.
Premo, J.
WE CONCUR:
Rushing, P.J.
Elia, J.
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