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20-742•Brandon Taylor v. Medtronic, Inc.
20-742Court of Appeals for the Second CircuitSep 30, 2021
20-742-cv
Brandon Taylor v. Medtronic, Inc.
UNITED STATES COURT OF APPEALS 1
FOR THE SECOND CIRCUIT 2
____________________ 3
4
August Term, 2020 5
6
(Argued: March 17, 2021 Decided: September 30, 2021) 7
8
Docket No. 20-742-cv 9
10
____________________ 11
12
BRANDON TAYLOR, 13
14
Plaintiff-Appellant, 15
16
v. 17
18
MEDTRONIC, INC., MEDTRONIC, USA, COVIDIEN HOLDING INC., 19
COVIDIEN, INC., COVIDIEN LP,1 20
21
Defendants-Appellees. 22
23
____________________ 24
25
Before: POOLER, SULLIVAN, and PARK, Circuit Judges. 26
27
Brandon Taylor appeals from the February 24, 2020 judgment of the 28
United States District Court for the Northern District of New York (Scullin, J.) 29
1 The Clerk of the Court is directed to amend the caption as above.
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2
denying his motion to remand to state court and granting defendants’ motion to 1
dismiss his complaint pursuant to Federal Rule of Civil Procedure 12(b)(6). 2
Under the removal statute, “all defendants who have been properly joined and 3
served must join in or consent to the removal of the action” within thirty days of 4
receiving the initial pleading or summons. 28 U.S.C. § 1446(b)(1)-(2)(B). All 5
defendants here were properly served, but they mistakenly believed that one of 6
the defendants, Covidien LP, was not properly served. Covidien LP thus did not 7
join or consent when the other defendants removed the action to federal court 8
within the thirty-day statutory period. The district court found this omission 9
cured when Covidien LP later joined the other defendants in opposing plaintiff’s 10
motion seeking remand, even though the defendants filed their opposition brief 11
seventeen days after the thirty-day deadline for removal lapsed. 12
We reverse. A properly served defendant cannot cure a failure to timely 13
consent to removal by opposing a motion for remand when the opposition is 14
filed after the thirty-day statutory period for removal lapsed. Because we find 15
remand appropriate, we vacate the district court’s dismissal of the complaint. 16
Reversed. 17
____________________ 18
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3
RONALD PAUL HART, New York, NY, for Plaintiff- 1
Appellant Brandon Taylor. 2
3
LISA S. BLATT, Williams & Connolly LLP (Amy Mason 4
Saharia, Matthew J. Greer, on the brief), Washington, 5
D.C., for Defendants-Appellees Medtronic, Inc., Medtronic, 6
USA, Covidien Holding Inc., Covidien, Inc., and Covidien 7
LP. 8
9
Loren H. Brown, DLA Piper LLP (US), (on the brief), 10
New York, NY, for Defendants-Appellees. 11
12
POOLER, Circuit Judge: 13
Brandon Taylor appeals from the February 24, 2020 judgment of the 14
United States District Court for the Northern District of New York (Scullin, J.) 15
denying his motion to remand to state court and granting defendants’ motion to 16
dismiss his complaint pursuant to Federal Rule of Civil Procedure 12(b)(6). The 17
removal statute provides that “all defendants who have been properly joined 18
and served must join in or consent to the removal of the action,” and that the 19
“notice of removal of a civil action or proceeding shall be filed within 30 days” of 20
the defendant receiving the initial pleading or the summons. 28 U.S.C. 21
§ 1446(b)(1)-(2)(B). All defendants here were properly served, and therefore each 22
was required to timely consent to effectuate removal. But one defendant, 23
Covidien LP, failed to timely consent to removal because it mistakenly believed 24
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4
that it had not been properly served. The district court nevertheless found that 1
this defect was cured when Covidien LP later joined the other defendants in 2
opposing plaintiff’s motion seeking remand, filed after the deadline for removal 3
lapsed. 4
We reverse. A properly served defendant cannot cure a failure to timely 5
consent to removal by later providing untimely consent. Accordingly, even if we 6
assume that Covidien LP eventually consented to removal when it opposed the 7
motion for remand, that consent, which came seventeen days after the thirty-day 8
statutory period for removal lapsed, may not undo or fix the timeliness problem. 9
Nor are we free to create an exception to the statute’s mandatory language 10
requiring timely consent. Because we find remand appropriate, we vacate the 11
district court’s dismissal of the complaint. 12
BACKGROUND 13
Taylor sued Medtronic, Inc., Medtronic, USA, Covidien Holding Inc., 14
Covidien, Inc., and Covidien LP (collectively, “Medtronic”) seeking damages for 15
injuries he allegedly suffered from a defective mesh implant used during surgery 16
to repair his inguinal hernia. Taylor’s complaint alleges that Medtronic designed, 17
manufactured, marketed, distributed, and sold the mesh to medical providers, 18
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5
including the one who performed Taylor’s hernia surgery. Taylor brought his 1
product liability action in New York Supreme Court, Broome County on several 2
theories of liability: negligence, failure to warn, defective design, manufacturing 3
defect, and breach of both express and implied warranties. 4
Four of the five defendants filed a timely notice of removal. The fifth 5
defendant, Covidien LP, did not join the notice. Covidien LP is a corporate 6
sibling of the other four defendants, and is represented by the same counsel. The 7
removal notice stated that “Covidien LP has not been served in this action,” and 8
noted that “[c]onsent is not required for Defendants who have not yet been 9
served.” App’x at 6 n. 1. Taylor moved to remand, in part on the basis that 10
Covidien LP had, in fact, been properly served, and without the consent of all 11
properly served defendants, removal was improper. All defendants, including 12
Covidien LP, opposed remand. Counsel’s declaration in support of defendants’ 13
opposition explained that its agent for service “mistakenly failed to forward the 14
served summons and complaint because it was attached to the back of an 15
identical summons and complaint for Covidien, Inc.” App’x at 125 ¶ 7. Counsel 16
argued that “[t]he failure to include Covidien LP in the notice of removal was a 17
technical oversight,” and thus curable by Covidien LP’s joining the opposition to 18
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6
remand. Id. The district court agreed. See Taylor v. Medtronic, Inc., No. 3:18-Civ. 1
1201 (FJS/ML) 2020 WL 886118 (N.D.N.Y. Feb. 24, 2020). The district court found 2
that opposing the remand motion “constitute[d] consent to removal and 3
functions to cure Defendants’ failure to comply with the rule of unanimity.” Id. at 4
*2. It therefore denied the remand motion and granted Medtronic’s motion to 5
dismiss the complaint for failure to state a claim. Id. at *3-8. This appeal followed. 6
DISCUSSION 7
“We review a district court’s denial of a motion to remand de novo.” 8
O’Donnell v. AXA Equitable Life Ins. Co., 887 F.3d 124, 128 (2d Cir. 2018). “In 9
reviewing a denial of a motion to remand, the defendant bears the burden of 10
demonstrating the propriety of removal.” Id. (internal quotation marks omitted). 11
Section 1441(a) permits a defendant to remove a case from state court to 12
federal court, so long as certain requirements are satisfied. 28 U.S.C. § 1441(a). A 13
notice of removal must be signed by at least one attorney of record in accordance 14
with Rule 11; contain a short and plain statement of the basis for removal; and 15
include a copy of all process, pleadings, and orders served upon the defendants 16
in the action. Id. § 1446(a), (b). More importantly for our case, the notice of 17
removal “shall be filed within 30 days after the receipt by the defendant” of the 18
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7
initial pleading or summons, “whichever period is shorter.” Id. § 1446(b)(1). And 1
within that thirty-day window, “all defendants who have been properly joined 2
and served must join in or consent to the removal of the action” the so-called rule 3
of unanimity. 28 U.S.C. § 1446(b)(2)(A); see also 28 U.S.C. § 1446(b)(2)(B) (“Each 4
defendant shall have 30 days after receipt by or service on that defendant of the 5
initial pleading or summons described in paragraph (1) to file the notice of 6
removal.”). While not codified until 2011, common law long required all 7
defendants to consent to removal. See, e.g., Chi., Rock Island, & Pac. Ry. Co. v. 8
Martin, 178 U.S. 245, 248 (1900) (requiring all defendants join in the removal 9
application). 10
“The unanimity requirement serves the interests of plaintiffs, defendants 11
and the courts,” because: 12
It benefits plaintiffs by preventing defendants from 13
splitting the litigation, forcing the plaintiff to pursue the 14
case in two separate forums. It benefits defendants by 15
precluding one defendant from imposing its forum 16
choice on codefendants. And it helps courts by 17
preventing needless duplication of litigation. 18
19
16 Moore’s Federal Practice – Civil § 107.42 (2018) 20
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8
Because “statutory procedures for removal are to be strictly construed,” 1
we “resolv[e] any doubts against removability.” In re Methyl Tertiary Butyl Ether 2
Prods. Liab. Litig., 488 F.3d 112, 124 (2d Cir. 2007) (internal quotation marks and 3
citation omitted, alteration in original); see also Syngenta Crop Prot., Inc. v. Henson, 4
537 U.S. 28, 32 (2002); Shamrock Oil & Gas Corp. v. Sheets, 313 U.S. 100, 108 5
(1941) (“Not only does the language of the Act of 1887 evidence the 6
Congressional purpose to restrict the jurisdiction of the federal courts on 7
removal, but the policy of the successive acts of Congress regulating the 8
jurisdiction of federal courts is one calling for the strict construction of such 9
legislation.”). 10
It is well-established that defendants “must independently express their 11
consent to removal.” Pietrangelo v. Alvas Corp., 686 F.3d 62, 66 (2d Cir. 2012). The 12
issue here is whether the removal statute allows a defendant to consent to 13
removal after the thirty-day deadline for removal lapses. It does not. Where, as 14
here, a properly served defendant fails to provide notice of consent to removal 15
within the thirty-day statutory period, the defendant cannot cure that failure by 16
providing late consent. This straightforward application of 28 U.S.C. 17
§ 1446(b)(2)(B) is consistent with our Circuit’s presumption against removal. See 18
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9
Lupo v. Human Affairs Int’l, Inc., 28 F.3d 269, 274 (2d Cir. 1994) (“The right to 1
remove a state court action to federal court on diversity grounds is statutory, and 2
must therefore be invoked in strict conformity with statutory requirements.” 3
(internal citation omitted)).2 4
To read the removal statute as permitting late consent would not only 5
overlook the statute’s clear language, but would also undermine the “rapid 6
determination of the proper forum,” which we have recognized as a goal of the 7
removal procedures. Id. 8
Defendants nonetheless argue that “[e]very court of appeals that has 9
considered the issue has held that a defendant that did not join the notice of 10
removal, but that later opposes a remand motion, cures any technical defect and 11
satisfies the ‘rule of unanimity.’” Appellees’ Br. at 17. That argument elides the 12
fact that, in several of the cases defendants cite, the other Circuits acted under 13
2 We do not mean to suggest the timing requirement is jurisdictional. See, e.g.,
Esposito v. Home Depot U.S.A., Inc., 590 F.3d 72, 75 (1st Cir. 2009) (“The defect in
the removal process resulting from a failure of unanimity is not considered to be
a jurisdictional defect, and unless a party moves to remand based on this defect,
the defect is waived and the action may proceed in federal court.”); Gibson v.
Dolliver, No. 3:18 Civ. 01825 (JCH), 2019 WL 1455172, at *4 (D. Conn. Apr. 2,
2019) (“[C]ourts in this Circuit have held that failure to comply with the rule of
unanimity is a procedural, rather than a jurisdictional, defect.”).
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10
different circumstances. For example, in Christiansen v. West Branch Community 1
School District, the late-removing defendant “filed a motion to dismiss and 2
submitted an accompanying brief” endorsing removal within the thirty-day 3
statutory period. 674 F.3d 927, 933 (8th Cir. 2012) (noting that the “holding is 4
limited to the specific facts of this case”). And in Harper v. AutoAlliance 5
International Inc., the defendant at issue not only timely concurred in the notice of 6
removal that was submitted by other defendants, but also filed his own answer 7
within thirty days of being served in which the defendant affirmatively asserted 8
that jurisdiction and venue were proper in federal court. 392 F.3d 195, 201-02 (6th 9
Cir. 2004). It may be that a motion to dismiss accepting removal or opposition to 10
remand can satisfy the writing requirement if made within the statutory time 11
period for removal, but that is not the question before us. 12
Defendants also rely on the First Circuit’s decision in Esposito v. Home 13
Depot U.S.A., 590 F.3d 72, 76-77 (1st Cir. 2009). There, the First Circuit affirmed a 14
district court’s holding that a failure to join the removal notice could be cured by 15
joining the opposition to remand. In Esposito, Home Depot failed to expressly 16
consent to removal by another defendant, but instead filed its answer in federal 17
court within the removal period. Id. at 74. The First Circuit noted that even if the 18
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11
answer did not suffice to meet the removal statute’s requirements, Home Depot’s 1
opposition to plaintiff’s motion to remand cured the defect prior to entry of 2
judgment, so remand to state court was not required on appeal. Id. at 77. Here, 3
unlike Esposito, Covidien LP did not file anything before the statutory period for 4
removal expired. And the First Circuit did not consider the remand question in 5
Esposito until after an appeal was taken from a grant of summary judgment, 6
raising the prospect of inconsistent state and federal judgments and undoing 7
years of litigation practice. See id. (“[W]here the parties have already invested 8
valuable resources in pursuing [ ] litigation in federal court . . . a remand to state 9
court would not serve the purposes of the unanimity requirement[.]”). In 10
contrast, here the parties did not even make it to the preliminary stage of 11
exchanging Rule 26 disclosures prior to the motion to dismiss. 12
All of the cases cited by the defendants except one—the Eleventh Circuit’s 13
non-precedential decision in Stone v. Bank of New York Mellon, 609 F. App’x 979 14
(11th Cir. 2015)—predated Congress’s codification of the rule of unanimity in 15
2011. See Pub. L. No. 112-63, § 103(b)(3)(B), 125 Stat. 760, 762 (2011). When the 16
rule of unanimity was a judge-made rule, courts could allow judge-made 17
exceptions to that rule. But now we are limited to interpreting a clear statutory 18
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12
command from Congress that all defendants must consent to removal within 1
thirty days of service. Where, as here, Congress provides no exceptions to the 2
rule, we are not at liberty to create one. See, e.g., Hallstrom v. Tillamook Cnty., 493 3
U.S. 20, 27 (1989) (courts “are not at liberty to create an exception” to a statutory 4
requirement “where Congress has declined to do so”). 5
Our understanding of the law finds support in the Supreme Court’s 6
analysis of the Prison Litigation Reform Act (“PLRA”). When interpreting the 7
PLRA’s requirement that an inmate “‘shall bring ‘no action’” without first 8
exhausting his administrative remedies, the Supreme Court held that the 9
statute’s “mandatory” language “means a court may not excuse a failure to 10
exhaust, even to take [special] circumstances into account.” Ross v. Blake, 136 S. 11
Ct. 1850, 1856 (2016). Though “judge-made exhaustion doctrines . . . remain 12
amenable to judge-made exceptions,” the statute’s command “stands on a 13
different footing,” leaving no room for “judicial discretion.” Id. at 1857. 14
Here, too, the removal statute uses mandatory language requiring that the 15
notice of removal “shall be filed within 30 days” after a defendant receives an 16
initial pleading (or summons), and that “all defendants who have been properly 17
joined and served must join in or consent to the removal.” 28 U.S.C § 1446(b)(1)- 18
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13
(2)(A) (emphasis added). Prior to the enactment of this language, courts no doubt 1
retained flexibility to create exceptions to the judge-made rule of unanimity. But 2
in light of the statute’s mandatory language, we can no more carve out 3
exceptions to the removal statute’s clear directive than we can to the PLRA’s 4
mandatory language. 5
Congress of course knew how to draft exceptions to the unanimity rule’s 6
thirty-day limitation. In fact, the removal statute itself permits some exceptions; 7
for instance, it generally allows defendants to remove a case outside of the 8
ordinary thirty-day window if the basis for removal becomes clear only after a 9
plaintiff files an amended pleading. See 28 U.S.C. § 1446(b)(3). Moreover, certain 10
federal statutes alter the thirty-day timeline for specified actions. See 14C Charles 11
Wright & Arthur Miller, Federal Practice & Procedure § 3731 (rev. 4th ed. 2018) 12
(collecting examples). Congress thus contemplated certain minimal exceptions, 13
implicitly rejecting others, and we lack the “judicial discretion” to add exceptions 14
that Congress omitted. Ross, 136 S. Ct. at 1857. 15
For all these reasons, Covidien LP’s failure to join the removal notice 16
cannot be excused as a mere “technical defect.” Taylor, 2020 WL 886118, at *3. 17
Indeed, Covidien LP was not inadvertently omitted from the notice, but instead 18
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14
made the decision not to join based on its own mistaken understanding that it 1
had not yet been served. And that mistake cannot be fixed with late consent. See 2
14C Wright & Miller, Federal Practice & Procedure § 3739.2 (“[I]f fewer than all 3
defendants who must join the removal fail to do so within the time prescribed in 4
Section 1446, that defect cannot be cured.”). 5
At bottom, nothing in the statute provides a court with any discretion to 6
allow a party to cure a failure to meet the statute’s requirements once the thirty- 7
day period for removal lapses. See, e.g., UI Acquisition Holding Co. v. Arch Ins. Co., 8
No. 3:19 Civ. 00310 (NAM/ML), 2020 WL 103509, at *3-4 (N.D.N.Y. Jan. 9, 2020) 9
(failure to file or join notice of removal within the thirty-day deadline fatal to 10
removal); Nat’l Waste Assocs., LLC v. TD Bank, N.A., No. 3:10 Civ. 289 (CSH), 2010 11
WL 1931031, at *7 (D. Conn. May 12, 2010) (“The removal statute does not invest 12
courts with the discretion to overlook or excuse a failure to meet that statute’s 13
requirements.”); see also Forum Ins. Co. v. Texarkoma Crude & Gas Co., No. 92 Civ. 14
8602 (CSH), 1993 WL 228023, at *2 (S.D.N.Y. June 22, 1993) (“Procedural errors 15
are equally ‘fatal’ to jurisdictional errors in removal petitions.”). 16
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CONCLUSION 1
For the reasons given above, we reverse the district court’s denial of the 2
remand motion, vacate the district court’s dismissal of the complaint, and 3
remand for further proceedings consistent with this opinion. 4
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