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074673np-pdf•Darrell James Debrew v. MR. DOUG AUMAN, Unit Manager at FCI Loretto, in his official
074673np-pdfCourt of Appeals for the Third CircuitNov 25, 2009
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 07-4673
___________
DARRELL JAMES DEBREW,
Appellant
v.
MR. DOUG AUMAN, Unit Manager at FCI Loretto, in his
official and individual capacity and as individual;
COUNSELOR CUSTOR, Counseler at FCI Loretto, in his
official and individual capacity and as individual; LT.
FEDORKA, Lieutenant at FCI Loretto, in his official and
individual capacity and as individual; WARDEN JOHN
YOST, Warden at FCI Loretto, in his official and individual
capacity and as individual
_________________
On Appeal from the United States District Court
for the Western District of Pennsylvania
(W.D. Pa. Civil Action No. 07-cv-00179)
District Judge: Honorable Kim R. Gibson
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
May 5, 2009
Before: SCIRICA, Chief Judge, CHAGARES and WEIS, Circuit Judges
(Opinion filed: November 25, 2009)
___________
OPINION
___________
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PER CURIAM.
Plaintiff Darrell DeBrew, a federal prisoner and self-described “prolific
writer of essays,” proceeding pro se, appeals the dismissal of his civil rights complaint.
We will affirm in part and vacate in part and remand for further proceedings.
According to the complaint, plaintiff, while housed in the Federal
Correctional Institute (FCI) in Loretto, Pennsylvania, received an incident report on May
30, 2006, from Lieutenant Fedorka for unauthorized use of the telephone, running a
business, and “[r]efusing to program.” On June 5, 2006, Unit Manager Doug Auman and
Counselor Custer found plaintiff guilty of running a business and unauthorized use of the
telephone.
Auman and Custer directed plaintiff to remove his webpage from the
internet and prohibited his use of the mail or telephone in connection with his manuscripts
and books. On June 18, 2006, plaintiff asked his mother to terminate his webpage.
Debrew was successful in his administrative appeals, and the incident report
was expunged on August 9, 2006.
Plaintiff was ultimately transferred to the FCI in Petersburg, Virginia,
where, on July 16, 2007, he filed this Bivens suit against Lt. Fedorka; Auman; Custer; and
John Yost, the warden at the FCI in Loretto, in their individual and official capacities.
Plaintiff sought injunctive and declaratory relief, as well as compensatory and punitive
damages. He alleged that defendants violated his First Amendment rights by issuing him
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the incident report, ordering him not to use the mail or telephone, directing him to remove
his webpage, and sanctioning him.
After screening the case pursuant to 28 U.S.C. § 1915A and before any
pleadings had been filed by defendants, a magistrate judge issued a report and
recommended that the complaint be dismissed. The magistrate judge determined that the
plaintiff’s claims for equitable relief were moot, punitive damages were inappropriate,
and that, among other things, the defendants’ qualified immunity precluded the award of
other damages.
The district judge adopted the report, dismissed the plaintiff’s complaint,
and denied reconsideration. Plaintiff timely appealed.
Our review of the record convinces us that the District Court properly
determined that the claims for injunctive and declaratory relief became moot when
plaintiff was transferred from the FCI in Loretto to the FCI in Petersburg. See Sutton v.
Rasheed, 323 F.3d 236, 248 (3d Cir. 2003). In addition, no claims could properly be
brought against defendants in their official capacities. See Consejo De Desarrollo
Economico De Mexicali, A.C. v. United States, 482 F.3d 1157, 1173 (9th Cir. 2007)
(explaining that a “Bivens action can be maintained against a defendant in his or her
individual capacity only, and not in his or her official capacity” (quoting Daly-Murphy v.
Winston, 837 F.2d 348, 355 (9th Cir. 1987))).
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We conclude, however, that the case was not made ripe for a ruling on
whether qualified immunity precluded plaintiff from suing defendants as individuals.
“[T]he qualified-immunity defense shields government agents from liability for civil
damages insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Thomas v.
Independence Twp., 463 F.3d 285, 291 (3d Cir. 2006) (quoting Behrens v. Pelletier, 516
U.S. 299, 305 (1996)).
It is well established that “[i]ncarceration . . . necessitates that many rights
and privileges, including rights derived from the First Amendment, be eliminated or
curtailed.” Abu-Jamal v. Price, 154 F.3d 128, 132-33 (3d Cir. 1998). In order to
maintain security, prisons may limit an inmate’s speech if it “incite[s] other prisoners” or
involves “escape plans.” Id. at 134; see also Nasir v. Morgan, 350 F.3d 366, 368-76 (3d
Cir. 2003) (finding constitutional a prison’s regulation prohibiting inmates from
corresponding with other inmates and former inmates without written approval of the
prison’s superintendent).
However, inmates “retain[ ] those First Amendment rights that are not
inconsistent with [their] status as . . . prisoner[s] or with the legitimate penological
objectives of the corrections system.” Abu-Jamal, 154 F.3d at 134 (quoting Pell v.
Procunier, 417 U.S. 817, 822 (1974)); see also id. at 130-36 (barring prison from
enforcing anti-business or profession rule against an inmate author based on the content
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of his writings and because the material did “not affect the allocation of prison resources,
other inmates, or the orderly administration of the prison system any more than . . . the
writing of other inmates”).
The record before us does not contain sufficient information to determine
whether the plaintiff’s case involves the violation of a clearly established constitutional
right. The complaint alleged that plaintiff is an author, maintained a webpage, was found
to have violated prison rules prohibiting a business, was ordered to remove his webpage,
and was restricted in his use of the mail and telephone regarding his books and
manuscripts.
The record lacks more detailed allegations of facts about the events that
prompted the defendants’ actions against plaintiff. Sufficient information about the
webpage, books and manuscripts, as well as mail and telephone usage is not available for
a proper First Amendment determination that considers the plaintiff’s status as a prisoner
and the prison’s legitimate penological objectives.
Because the complaint failed to disclose whether the defendants’ actions
did not violate a clearly established constitutional right, dismissal on qualified immunity
grounds was premature. See Thomas, 463 F.3d at 291 (a dismissal based on qualified
immunity will be upheld “only when the immunity is established on the face of the
complaint” (quoting Leveto v. Lapina, 258 F.3d 156, 161 (3d Cir. 2001))). On remand,
the District Court may order plaintiff to provide a more definite statement of his claims so
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that the qualified immunity issue may be resolved expeditiously and without “subjecting
the [i]ndividual [d]efendants who may be immune from suit to needless discovery and the
other burdens of litigation.” Id. at 299-301.
Similarly, the issue of monetary damages need not be resolved until liability
is determined.
Accordingly, the claims against defendants for injunctive and declaratory
relief as well as the claims against defendants in their official capacities were properly
dismissed. The judgment in favor of defendants on the remaining claims will be vacated,
and the case remanded for further proceedings.
____________________
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