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081659np-pdf•Maurice M. Price v. James W. Wynder; District Attorney of Berks County; Attorney General of Pa
081659np-pdfCourt of Appeals for the Third CircuitOct 30, 2009
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
____________
No. 08-1659
____________
MAURICE M. PRICE,
Appellant
v.
JAMES W. WYNDER;
DISTRICT ATTORNEY OF BERKS COUNTY;
ATTORNEY GENERAL OF PA,
Appellee
____________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 07-cv-00972)
District Judge: Honorable Stewart Dalzell
____________
Submitted Under Third Circuit LAR 34.1(a)
October 29, 2009
Before: SLOVITER, FUENTES, and HARDIMAN, Circuit Judges.
(Filed: October 30, 2009 )
____________
OPINION OF THE COURT
____________
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HARDIMAN, Circuit Judge.
Maurice Price appeals the judgment of the District Court denying his petition for
writ of habeas corpus. We will affirm.
I.
Because we write for the parties, we review only the essential facts.
In 2003, a state court jury convicted Price of several offenses arising from the
beatings and robbery of Chris Marcano and his father. The Marcanos were attacked near
their restaurant in Reading, Pennsylvania by four men, two of whom attempted to drag
Chris into a waiting vehicle before making off with a bag containing checks and currency.
At trial, Chris identified two of the assailants as Price and Paul Simmons. In addition, an
informant named Kevin Martin testified that Price confessed to the crime while in jail.
Contrary to the testimony of Chris Marcano and Kevin Martin, Simmons and another
witness testified that Price was not present when the beatings and robbery occurred.
Price was represented at trial by Richard Harris. After Price was convicted, Harris
committed a procedural default by failing to file a timely Concise Statement of Matters
Complained of on Appeal as required by Pennsylvania Rule of Appellate Procedure
1925(b). Accordingly, the Pennsylvania Superior Court affirmed Price’s conviction.
Price filed a pro se habeas petition pursuant to Pennsylvania’s Post-Conviction
Relief Act, 42 Pa. C.S. § 9451, et seq. Attorney Rebecca Bell was subsequently
appointed to represent Price in his state habeas proceedings and filed an amended petition
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Terica Martin is unrelated to the jailhouse informant, Kevin Martin.1
The District Court had subject matter jurisdiction pursuant to 28 U.S.C. § 2254(a)2
and we have appellate jurisdiction pursuant to 28 U.S.C. § 2253.
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alleging six grounds of ineffective assistance by Price’s trial counsel (Harris). The PCRA
court held a hearing at which Price, Harris, and Terica Martin—a potential alibi witness
whom Harris elected not to call at trial—testified. The PCRA court rejected Price’s1
ineffective assistance claims and dismissed his petition. Price appealed to the Superior
Court, adding two new grounds of ineffective assistance of appellate counsel, but was
unsuccessful.
Price next filed a pro se habeas petition in federal court, in which he alleged eight
grounds of ineffective assistance of trial and appellate counsel. In February 2008, five
years after Price was convicted, the District Court adopted a Magistrate Judge’s Report
and Recommendation that Price’s habeas petition should be denied. Price appealed and
we granted a certificate of appealability on the following two issues: whether trial counsel
was ineffective for (1) failing to call potential alibi witness Terica Martin, or (2) failing to
object to the inculpatory testimony of jailhouse informant Kevin Martin. 2
II.
Price’s appeal is governed by the deferential standards of the Anti-Terrorism and
Effective Death Penalty Act of 1996 (AEDPA).
Under AEDPA, a state prisoner’s habeas petition must be denied as to any
claim that was ‘adjudicated on the merits in State court proceedings’ unless
the adjudication ‘was contrary to, or involved an unreasonable application
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of, clearly established Federal law, as determined by the Supreme Court of
the United States’ or ‘was based on an unreasonable determination of the
facts in light of the evidence presented in the State court proceeding.’”
Abu-Jamal v. Horn, 520 F.3d 272, 278-79 (3d Cir. 2008) (quoting 28 U.S.C.
§§ 2254(d)(1) and (2)). “Under the ‘unreasonable application’ prong of § 2254(d)(1),
‘the question . . . is not whether a federal court believes the state court’s determination
was incorrect but whether that determination was unreasonable – a substantially higher
threshold.’” Id. (quoting Schriro v. Landrigan, 127 S. Ct. 1933, 1939 (2007)).
Accordingly, we are “not authorized to grant habeas corpus relief simply because we
disagree with the state court’s decision or because we would have reached a different
result if left to our own devices.” Werts v. Vaughn, 228 F.3d 178, 197 (3d Cir. 2000).
We may grant habeas relief to a state prisoner only if “the state court decision, evaluated
objectively and on the merits, resulted in an outcome that cannot reasonably be justified
under existing Supreme Court precedent.” Id. (quoting Matteo v. Superintendent, SCI
Albion, 171 F.3d 877, 890 (3d Cir. 1999)).
Price argues that the PCRA court’s ruling constitutes an unreasonable application
of Strickland v. Washington, 466 U.S. 668 (1984), and its progeny. To establish that he
has been denied effective assistance of counsel, Price must show that Harris “made errors
so serious that he was not functioning as the ‘counsel’ guaranteed by the Sixth
Amendment.” Id. at 687. Price faces an uphill battle because “[j]udicial scrutiny of
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counsel’s performance must be highly deferential.” Id. at 689. As the Supreme Court
explained in Strickland:
It is all too tempting for a defendant to second-guess counsel’s assistance
after conviction or adverse sentence, and it is all too easy for a court,
examining counsel’s defense after it has proved unsuccessful, to conclude
that a particular act or omission of counsel was unreasonable. A fair
assessment of attorney performance requires that every effort be made to
eliminate the distorting effects of hindsight, to reconstruct the
circumstances of counsel’s challenged conduct, and to evaluate the conduct
from counsel’s perspective at the time. Because of the difficulties inherent
in making the evaluation, a court must indulge a strong presumption that
counsel’s conduct falls within the wide range of reasonable professional
assistance; that is, the defendant must overcome the presumption that, under
the circumstances, the challenged action might be considered sound trial
strategy.
Id. (internal citation and quotation omitted).
The question in this appeal is whether the acts or omissions identified by Price
“were outside the wide range of professionally competent assistance.” Id. at 690.
“[S]trategic choices made after thorough investigation of law and facts relevant to
plausible options are virtually unchallengeable; and strategic choices made after less than
complete investigation are reasonable precisely to the extent that reasonable professional
judgments support the limitations on investigation.” Id. at 690-91. Our concern is not
whether counsel should have followed a particular course of action suggested in
hindsight, but “whether the investigation supporting counsel’s decision . . . was itself
reasonable.” Wiggins v. Smith, 539 U.S. 510, 523 (2003) (emphasis in original).
“Reasonableness in this context is assessed by looking to ‘[p]revailing norms of practice
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as reflected in [the] American Bar Association standards,’” Outten v. Kearney, 464 F.3d
401, 417 (3d Cir. 2006) (quoting Strickland, 466 U.S. at 688), “applying a heavy measure
of deference to counsel’s judgments,” Strickland, 466 U.S. at 691. Moreover, “[t]he
reasonableness of counsel’s actions may be determined or substantially influenced by the
defendant’s own statements or actions.” Id.
A.
With the aforementioned standards in mind, we first consider Harris’s decision not
to call Terica Martin—the mother of Price’s children and his girlfriend at the time—as an
alibi witness. Harris told the PCRA court that Terica was willing to testify that Price was
at home with her when the Marcanos were attacked. However, “[a]fter meeting with
Miss Martin, [Harris] determined that . . . the alibi information she would have provided
was not reliable.” App. 290. Harris explained that Price’s defense was that he did not
participate in the crime, not that he was not present at the scene, and that in light of
Terica’s lack of credibility “there wasn’t any sufficient or corroborative evidence of
where [Price] was, what he was doing, and who he was doing it with.” App. 291.
According to Harris, his typical practice was not to “call alibi witnesses unless they have
something corroborative, meaning something independent to demonstrate that they were
with that person, and [Price] had nothing” to corroborate Terica’s alibi. App. 144. “It
wasn’t my trial strategy,” Harris testified, “to put on a witness . . . that I thought was not
reliable and [who] wouldn’t have helped [Price’s] case.” Id.
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The PCRA court found that Harris was not ineffective for failing to call Terica
because his “testimony [was] credible in that his decision . . . was part of a valid trial
strategy.” App. 144. The District Court found “no basis for a finding that the state
court’s analysis was an unreasonable application of federal law and . . . agree[d] . . . that
Strickland compels a finding that counsel’s decision did not rise to the level of ineffective
assistance.” App. 5.
The essence of Price’s argument on this issue is as follows:
The factual findings of the state court and the District Court were wrong.
Terica Martin’s alibi testimony would have corroborated the trial testimony
of two eyewitnesses who testified that the appellant was not present when
the assault took place. This is clear and convincing evidence that the
factual findings of both state trial and appellate courts are incorrect pursuant
to 28 U.S.C. § 2254(e)(1).
Price Br. 32-33.
Price does not explain which factual findings were wrong. To the extent he claims
that the state court erred in holding that Terica Martin’s testimony would have been
unhelpful, Price has failed to identify the proper factual finding. The state court found, as
a matter of fact, that Harris testified credibly that his decision not to call Terica Martin
was part of a valid trial strategy. We agree with the District Court that this was not “an
unreasonable determination of the facts in light of the evidence presented” under
AEDPA’s deferential standard of review. §2254(d)(2).
With respect to the PCRA court’s application of federal law, Strickland mandates
deference to tactical decisions made by trial attorneys and AEDPA mandates deference to
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state court decisions interpreting Strickland. It was reasonable for the PCRA court to
conclude that Strickland affords counsel discretion to make adverse credibility
determinations about potential witnesses notwithstanding the fact that their testimony
might be helpful in certain respects. Price cites no “clearly established” Supreme Court
precedent (or any precedent for that matter) to suggest otherwise.
B.
We next turn to Harris’s failure to object to Kevin Martin’s testimony that, while
incarcerated awaiting trial, Price confessed to “pistol whipp[ing] Chris Marcano and his
pop.” App. 203. Kevin Martin also testified that Price’s co-Defendant Simmons told him
the incident “was supposed to be simply a robbery, just turned out to be more than what it
was supposed to be.” Id. On cross-examination Harris attacked Kevin Martin’s
credibility by emphasizing his criminal record and suggesting that his testimony was
motivated by the promise of a lenient sentence. App. 204-05.
Price claims that “counsel’s failure to investigate a witness who was a career
criminal convicted of federal offenses and awaiting sentence did not meet standards of
‘reasonable professional judgment.’” Price Br. at 38. This provides little guidance, but
given several passing references to Kevin Martin as a “jailhouse informant” and to
Harris’s “failure to object” to his testimony, we construe Price’s argument to be that
Kevin Martin’s testimony was excludable because he was acting as a Government agent
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“[T]he Sixth Amendment is violated when the State obtains incriminating3
statements by knowingly circumventing the accused’s right to have counsel present in a
confrontation between the accused and a state agent.” Moulton, 474 U.S. at 176.
Although Price does not mention Moulton, Massiah, or the Sixth Amendment on appeal,
the PCRA court analyzed Price’s claim under this framework and it is the only plausible
basis we can surmise for suppressing Kevin Martin’s testimony.
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in violation of Price’s Sixth Amendment right to counsel. See Maine v. Moulton, 474
U.S. 159 (1985); Massiah v. United States, 377 U.S. 201 (1964). 3
The reasonableness of Harris’s decision not to seek to exclude Kevin Martin’s
testimony turns on what Harris knew at the time. See Strickland, 466 U.S. at 689. The
record is somewhat ambiguous on this point. At the PCRA hearing, Price testified that
his only contact with Kevin Martin was in November 2002 when Martin approached Price
in jail claiming that he was sent by a United States Attorney. Price produced a letter
dated November 7 in which he informed Harris that he had been solicited for information
about his case by a federal informant. The letter did not identify Kevin Martin by name,
however. Price further testified that Harris told him shortly before trial in January 2003
that Kevin Martin’s name was on the witness list, and that Price responded: “That’s the
same guy that I wrote you and told you about.” App. 273.
Harris testified that he did not remember receiving the November 7 letter, but that
at some point before the trial Price informed him Kevin Martin was cooperating with the
Government. However, Harris claims he had no reason to suspect that Kevin Martin was
acting on Government orders to elicit information from Price in a manner circumventing
Price’s right to counsel. In fact, Kevin Martin’s trial testimony seems to suggest that he
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was solicited by the Government only after Price’s purported confession. See App. 206
Even more significantly, Harris testified that when he informed Price shortly before trial
that Kevin was on the Commonwealth’s witness list, Price responded that “he hadn’t
spoken to [Kevin] and that anything that [Kevin] would have been saying as it relates to
his testimony would have been a lie.” App. 286.
Harris explained that he did not file a motion to suppress Kevin’s testimony
because he “didn’t have enough information to deem that motion to be appropriate.”
App. 288. Specifically, “the Commonwealth had not provided [Harris] with information
regarding [Kevin] being a federal informant.” Id. “If the Commonwealth had [such]
information, certainly that would have been information under Brady that should have
been turned over.” App. 289. “If they had that information in their possession,” Harris
told the PCRA court, “I would presume they would have turned [it] over.” Id.
Furthermore, Harris “had a discussion with the prosecutor . . . and he did not inform me
that . . . [Kevin] was . . . what the law would consider a federal informant [under
Massiah].” Id.
The PCRA court found that “Harris’s failure to file any motions [was] part of a
valid trial strategy.” App. 151. Although the decision whether or not to file a motion to
suppress evidence may be strategic in some cases, the question here is whether Harris’s
decision in this regard was made following reasonable investigation. 466 U.S. at 690-91.
See also Wiggins, 539 U.S. at 523.
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We first note that the record does not clearly indicate what Harris knew or when he
knew it. If Harris was informed that Kevin approached Price claiming to be “sent by”
prosecutors, “prevailing norms of practice” would dictate a more extensive investigation
into a potential Massiah violation than if Harris was merely aware that Kevin was
cooperating generally with the Government. See Strickland, 466 U.S. at 688. Because
the testimony adduced at the PCRA hearing was equivocal on this point, we cannot say
that it was unreasonable under § 2254(d)(2) for the PCRA court to conclude that Harris
had no firm basis to believe a Massiah violation had occurred. Therefore, the District
Court properly rejected Price’s ineffective assistance claim with respect to Kevin
Martin’s testimony.
For the foregoing reasons we will affirm the judgment of the District Court.
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