Charles Steele v. Mark Richardson, Esq.; Toni Meadows; Mark W. Richardson, P.c

082147np-pdfCourt of Appeals for the Third CircuitOct 1, 2009

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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 08-2147
CHARLES STEELE,
Appellant
v.
MARK RICHARDSON, ESQ.;
TONI MEADOWS; MARK W. RICHARDSON, P.C.
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
D.C. Civil Action No. 07-cv-3542
(Honorable Thomas N. O’Neill, Jr.)
Submitted Pursuant to Third Circuit LAR 34.1(a)
September 8, 2009
Before: SCIRICA, Chief Judge, RENDELL and ALDISERT, Circuit Judges.
Filed: October 1, 2009
OPINION OF THE COURT
SCIRICA, Chief Judge.
Charles Steele and Toni Meadows entered into an agreement of sale under which
Meadows would purchase real property from Steele. Meadows terminated the agreement,

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The Complaint’s state-law claims were slander of title, wrongful use, abuse of1
process, breach of contract, tortious interference with a contractual relationship,
negligence, fraud and fraud on the court. The Complaint includes a request for punitive
damages.
The District Court additionally concluded it lacked diversity jurisdiction under §2
1332. Steele’s appeal only challenges the lack of federal question jurisdiction.
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then brought suit in the Montgomery County Court of Common Pleas on August 25,
2006, to recover her $10,000 escrow deposit. She also filed a lis pendens in the
Montgomery County Sheriff’s Office, identifying the property as subject to her claim. By
early September, Steele had entered into an agreement with another buyer to sell the
property. One day before the closing, on September 5, 2006, Steele filed a petition to
strike the lis pendens. Soon thereafter, Steele and Meadows agreed to a consent order in
which Meadows agreed to strike the lis pendens in exchange for Steele’s release of the
escrow deposit to her. Steele now claims that Meadows used the Pennsylvania court
system to interfere with his sale of the property and by doing so, to extort the deposit from
him. He filed suit in federal district court alleging a violation of his civil rights under 42
U.S.C. § 1983 and several state-law claims.1
The District Court dismissed Steele’s lawsuit for lack of subject matter
jurisdiction. It concluded Steele’s federal claim under 42 U.S.C. § 1983 was defective
because it did not allege conduct by a person acting under color of state law.
Accordingly, no federal question provided the basis for federal jurisdiction. Steele2

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We have jurisdiction under 28 U.S.C. § 1291 to review the District Court’s order3
dismissing the Complaint. We exercise plenary review over the District Court’s
determination of subject matter jurisdiction. Lightfoot v. United States, 564 F.3d 625, 626
(3d Cir. 2009).
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appeals, contending the § 1983 claim is valid. Specifically he claims the defendants were
acting under color of state law by filing the lis pendens.3
An action under 42 U.S.C. § 1983 requires wrongdoers to have violated federal
rights of the plaintiff and to have done so while acting under color of state law. Groman
v. Twp. of Manalapan, 47 F.3d 628, 638 (3d Cir. 1995). This inquiry turns not on
“whether the state was involved in some way in the relevant events, but whether the
action taken can be fairly attributed to the state itself.” Id. For private parties to become
state actors for purposes of § 1983, “the state must significantly contribute to the
constitutional deprivation, e.g., authorizing its own officers to invoke the force of law in
aid of the private persons’ request.” Jordan v. Fox, Rothschild, O’Brien & Frankel, 20
F.3d 1250, 1266 (3d Cir. 1994). Whether the state invokes its compulsive powers or
merely acquiesces in private conduct is relevant to the analysis. Id. at 1266, 1267.
Appellant relies on Jordan v. Fox, Rothschild, O’Brien & Frankel. In that case,
private creditors obtained a confessed judgment against a debtor in which the debtor had
signed an instrument authorizing judgment against it. 20 F.3d at 1258, 1262. The
creditors’ attorney filed documents in the office of the Prothonotary of the Philadelphia
Court of Common Pleas, which had the effect under Pennsylvania law of entering the

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“[A] private individual who enlists the compulsive powers of the state to seize4
property by executing on a judgment without pre-deprivation notice or hearing acts under
color of law and so may be held liable under section 1983 if his acts cause a state official
to use the state’s power of legal compulsion to deprive another of property.” Jordan, 20
F.3d at 1267.
“[A] state procedure permitting private parties to file a complaint and confess5
judgment essentially involves acquiescence by the state, not compulsion. In such
circumstances, private conduct is not attributable to the state.” Jordan, 20 F.3d at 1266
(internal quotation marks omitted).
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confessed judgment against the debtor. Id. at 1258. The creditors also executed the
judgment, by filing a praecipe with the Prothonotary, who issued a writ of execution
directing the sheriff to attach the debtor’s property, which the sheriff did by garnishing
wages. Id. We considered whether the creditors and their attorneys were acting under
color of state law by entering or executing the judgment. Id. at 1264–67. We concluded
they were acting under color of state law by executing the judgment, garnishing wages,4
id. at 1266–67, but not by entering the judgment, id. at 1264–66.5
We acknowledged that the entry of judgment against a party has consequences
affecting his or her property: “For example, its entry imposes a lien on any real estate a
debtor may own in the county in which it is entered, but this consequence seems to us
analogous to the entry of a lien in the office of the Recorder of Deeds. It involves no
immediate seizure or deprivation of property under force of law.” Id. at 1266 n.17; see
also id. at 1262–64 (describing the Pennsylvania confessed judgment procedure). Jordan
accordingly does not stand for the proposition that a private party’s judicial filings
affecting private property are necessarily under the color of state law. Rather, in Jordan,

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we identified a distinction between private conduct requesting the seizure of property by
state actors without pre-deprivation notice or hearing, on the one hand, and conduct
having other consequences for property, such as the imposition of judgment liens, on the
other hand.
This distinction is relevant here because the filing of a lis pendens against the
Steele property was not a seizure of property. As found by the Pennsylvania Supreme
Court, it is more akin to the filing of a lien:
The effect of a lis pendens is not to establish actual liens upon the properties
affected nor has it any application as between the parties to the action themselves;
all that it does is to give notice to third persons that any interest they may acquire
in the properties pending the litigation will be subject to the result of the action.
Kohl v. PNC Bank Nat’l Ass’n, 912 A.2d 237, 242 n.6 (Pa. 2006) (quoting Dice v.
Bender, 117 A.2d 725, 726–27 (Pa. 1955)). Although a dispute about property may affect
the legal position of the property owner, the state’s public acknowledgment of the dispute
does not necessarily invoke the state’s coercive power over that property as would a
seizure of the property. See Jordan, 20 F.3d at 1266–67.
Under the facts of this case, Meadows’s filing of the lis pendens did not invoke the
coercive power of the state in a way that significantly contributed to Steele’s deprivation.
See id. at 1266. Steele cannot establish a violation of 42 U.S.C. § 1983 because his
Complaint does not allege facts that would establish that defendants were acting under
color of state law. Accordingly, there is no basis for federal jurisdiction, and we will
affirm the judgment of the District Court.

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