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084313np-pdf•STACIE BLAKESLEE, Administratix of the Estate of Robert Albert Young, Deceased v. Clinton County
084313np-pdfCourt of Appeals for the Third CircuitJul 14, 2009
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 08-4313
STACIE BLAKESLEE, Administratix of the Estate of Robert
Albert Young, Deceased, and as widow in her own right
and on behalf of Kayla Jane Young, daughter of decedent,
Appellant
v.
CLINTON COUNTY; THOMAS H. BOSSERT, Commissioner of
Clinton County; HAROLD C. YOST, Jr., Commissioner of Clinton
County; RICHARD K. KYLE, Commissioner of Clinton County;
WARDEN FOR THE CLINTON COUNTY CORRECTIONAL
FACILITY a/k/a The Clinton County Prison; THOMAS DURAN,
Warden for the Correctional Facility; OFFICERS OF THE CORRECTIONAL
FACILITY AT THE TIME OF THE DEATH OF DECEDENT, the identity not
being known, however now being designated as John Doe #1,
John Doe #2, John Doe #3, John Doe #4 and John Doe #5
Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Civil Action No. 4-07-cv-01364)
District Judge: Honorable John E. Jones
Submitted Under Third Circuit LAR 34.1(a)
July 7, 2009
Before: SLOVITER, AMBRO, and JORDAN, Circuit Judges
(Opinion filed: July 14, 2009)
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We have jurisdiction pursuant to 28 U.S.C. § 1291.1
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OPINION
AMBRO, Circuit Judge
Stacie Blakeslee, Executrix of the Estate of Robert Young, brought a claim under
42 U.S.C. § 1983 against the officials of Clinton County Correctional Facility (CCCF) in
Pennsylvania after Young committed suicide while on suicide watch at CCCF. The
District Court dismissed the individual John Doe defendants pursuant to Federal Rule of
Civil Procedure 21 and granted the motion for summary judgment of the remaining
defendants. Blakeslee appeals both rulings and we affirm.1
I.
On July 11, 2005, Young was transferred from Mercer County Jail to CCCF. One
month later, he attempted suicide by slashing his wrists with a razor. In accord with
prison protocol, the responding guard called a “code four” medical emergency and sent
Young to a local hospital for treatment.
Young returned to CCCF and was placed on “15 minute alert watch.” He was
relocated to the restricted housing unit and kept in a restraint chair for his own safety.
After approximately one day in the chair, Young complained of being “near froze,” so the
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attending guard draped a thin blanket over him. Soon after, Young asked to be relocated
to a cell so that he could lie down and warm up. CCCF Policy 300-23 requires inmates
on suicide watch to be housed in one of two specialized single-bed cells. At the time of
Young’s request, both of these cells were occupied, so the CCCF guard led Young to a
cell with bunk beds and left him with the blanket. The guards checked on Young every
15 minutes, as required by Policy 300-23. Approximately five hours after being placed in
the cell, Young hanged himself from the bunk bed ladder using the blanket. He was not
dead when found, but died from his injuries the following day.
II.
Prior to ruling on the defendants’ summary judgment motion, the District Court
dismissed five unnamed John Doe defendants pursuant to Federal Rule of Civil
Procedure 21. It provides that “on motion or on its own, the court may at any time, on
just terms, add or drop a party.” Fed. R. Civ. P. 21. Use of John Doe defendants is
permissible in certain situations until reasonable discovery permits the true defendants to
be identified. See Klingler v. Yamaha Motor Corp., U.S.A., 738 F. Supp. 898, 910 (E.D.
Pa. 1990). If reasonable discovery does not unveil the proper identities, however, the
John Doe defendants must be dismissed. See Scheetz v. Morning Call, Inc., 130 F.R.D.
34, 37 (E.D. Pa. 1990) (“Fictitious parties must eventually be dismissed . . . if discovery
yields no identities.”). We review the District Court’s decision to drop parties under Rule
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21 for an abuse of discretion. “Under this standard, we must affirm the District Court’s
ruling unless we are left with a definite and firm conviction that the trial court committed
a clear error of judgment.” DirecTV, Inc. v. Leto, 467 F.3d 842, 844 (3d Cir. 2006)
(quoting Letherer v. Alger Group, L.L.C., 328 F.3d 262, 266 (6th Cir. 2003)).
Blakeslee had approximately ten months of discovery to allow her to identify the
individual John Doe defendants and thereafter to amend her complaint. By her own
admission, she conducted extensive discovery, including a “wide range of depositions
from all positions of the officers, employees, and related personnel” at CCCF. Blakeslee
v. Clinton County, No. 07-CV-1364, 2008 WL 4372924, at *6 (M.D. Pa. Sept. 22, 2008).
In light of these facts, we affirm the District Court’s dismissal of the John Doe
defendants, as nothing before us hints that this decision was an abuse of discretion. See
Adams v. City of Camden, 461 F.Supp.2d 263, 271 (D.N.J. 2006) (holding that, after a
reasonable period of discovery has passed, “[i]t is appropriate, before proceeding to trial,
to eliminate [the] fictitious defendants from [an] action under Fed. R. Civ. P. 21.”); see
also Hindes v. F.D.I.C. 137 F.3d 148, 155 (3d Cir. 1998).
III.
We have plenary review over the District Court’s grant of summary judgment. See
Atkinson v. LaFayette College, 460 F.3d 447, 451 (3d Cir. 2006). Under Federal Rule of
Civil Procedure 56(c), summary judgment should be granted if the record establishes
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“that there is no genuine issue as to any material fact and that the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(c); see also Celotex Corp. v. Catrett,
477 U.S. 317, 322 (1986). Any contested facts will be resolved in favor of the
nonmoving party and we may affirm or vacate the District Court’s decision “on any
ground supported by the record.” Anderson v. Liberty Lobby, 477 U.S. 242, 255 (1986);
see also DL Resources, Inc. v. FirstEnergy Solutions Corp., 506 F.3d 209, 216 (3d Cir.
2007).
Blakeslee argues, as she did before the District Court, that Clinton County is liable
under § 1983 because training is inadequate at its Correctional Facility regarding the
identification and prevention of inmate suicides. A municipality may be liable when its
“policy or custom itself violates the Constitution or when the policy or custom, while not
unconstitutional itself, is the ‘moving force’ behind the constitutional tort of one [of] its
employees.” Colburn v. Upper Darby Twp., 946 F.2d 1017, 1027 (3d Cir. 1991) (quoting
Polk County v. Dodson, 454 U.S. 312, 326 (1981)). “Only where a municipality’s failure
to train its employees in relevant respect evidences a ‘deliberate indifference’ to the rights
of its inhabitants can such a shortcoming be properly thought of as a city ‘policy or
custom’ that is actionable under § 1983.” City of Canton v. Harris, 489 U.S. 378, 389
(1989); see Woloszyn v. County of Lawrence, 396 F.3d 314, 324 (3d Cir. 2005). A
plaintiff in a prison suicide case has the burden of establishing that the “deficiency in
training actually caused the [prison guards’] indifference to [the prisoner’s] medical
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Even Blakeslee’s expert report concluded that “there [was] nothing in the record2
which would demonstrate that [the officers in charge of Young were] indifferent to his
care and safety,” and that “staff training at CCCF is conducted in accordance with state
law, ACA [American Correctional Association] standards and practices in the industry.”
The District Court’s summary judgment opinion contains an extensive discussion of
CCCF policies and training. See 2008 WL 4372924, at *6.
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needs.” Harris, 489 U.S. at 391.
Viewing the evidence in the light most favorable to Blakeslee, she has failed to
demonstrate that CCCF training was deliberately indifferent. The acts of placing Young2
in a cell with bunk beds and leaving him with a blanket, even if improper, do not alter the
failure to show a disputed issue of material fact on the municipal liability claim. A
guard’s mistake does not show inadequate training or supervision for a claim brought
under § 1983. See id. at 391 (“And plainly, adequately trained officers occasionally make
mistakes; the fact that they do says little about the training program or the legal basis for
holding the city liable.”); see also Gast v. Singleton, 402 F. Supp. 2d 794, 799 (S.D. Tex.
2005) (“A mistake by a police officer does not establish the inadequacy of a city’s
training program,” as required to hold the city liable under § 1983 for inadequate
training.). As such, Blakeslee has not established any causal connection between the
actions taken by CCCF in the course of its official training and Young’s suicide attempt
and resulting death. See Blakeslee, 2008 WL 4372924, at *6 (“To sustain a claim based
on a failure to train theory, ‘the identified deficiency in the training program must be
closely related to the ultimate constitutional injury,’ and the plaintiff must ‘prove that the
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Warden Thomas Duran and Clinton County Commissioners Thomas Bossert, Harold3
Yost, and Richard Kyle.
If Blakeslee intended to assert any other theory of individual liability, her claim still4
fails because she has not alleged that any of these defendants were personally involved in
Young’s suicide. Evancho v. Fisher, 423 F.3d 347, 353 (3d Cir. 2005) (“An individual
government defendant in a civil rights action must have personal involvement in the
alleged wrongdoing.”) (quoting Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir.
1988) (internal punctuation omitted).
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deficiency in training actually caused the constitutional violation, i.e., the police
custodian’s indifference to her medical needs.’” (quoting Harris, 489 U.S. at 391, and
Colburn, 946 F.2d at 1028)).
Blakeslee also named four individual employees of CCCF as defendants.3
Although she doesn’t specify, we presume that these defendants were named “on the
theory that they are the municipal policymakers responsible for establishing and
maintaining [CCCF’s] allegedly unconstitutional policies and training.” See Blakeslee,
2008 WL 4372924, at *6; Monell v. Department of Social Services of City of New York,
436 U.S. 658, 694 (1978). Because these policies and training are not unconstitutional,
the individual defendants are entitled to summary judgment for the same reasons as
Clinton County.4
Accordingly, we affirm the District Court.
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