Third Circuit disposition — 242184np-pdf

242184np-pdfCourt of Appeals for the Third CircuitAug 13, 2026

Full text

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
______________
Nos. 24-2184, 24-2185, 24-2189, 24-2194, 24-2202, 24-2203, 24-2256 & 24-2257
IN RE: LIPITOR ANTITRUST LITIGATION
______________
Appeal from the United States District Court
For the District of New Jersey
(D.C. No. 3:12-cv-2389)
(MDL No. 2332)
District Judge: Peter G. Sheridan
______________
Argued September 30, 2025
______________
Before: SHWARTZ, MATEY, and SCIRICA,* Circuit Judges.
(Filed: August 13, 2026)
______________
John P. Bjork
David P. Germaine
Joseph M. Vanek
Sperling Kenny Nachwalter
321 N Clark Street
25th Floor
Chicago, IL 60654
Deborah S. Corbishley
Sperling Kenny Nachwalter
1441 Brickell Avenue
Four Seasons Tower, Suite 1100
Miami, FL 33131
 The Honorable Anthony J. Scirica was unavailable to participate in the decision
in this case after argument before the merits panel. The opinion is filed by a quorum of
the panel pursuant to 28 U.S.C. § 46(d) and 3d Cir. I.O.P. 12.1(b).

-- 1 of 18 --

2
Counsel for Appellants Meijer Inc. & Meijer Distribution Inc.
Anna T. Neill
Scott E. Perwin
Lauren C. Ravkind
Sperling Kenny Nachwalter
1441 Brickell Avenue
Four Seasons Tower, Suite 1100
Miami, FL 33131
Counsel for Appellants Walgreen Co, The Kroger Co, Safeway Inc, Supervalu Inc
and HEB Grocery Co LP
Moira E. Cain-Mannix
Brian C. Hill
Bernard D. Marcus
Marcus & Shapira
301 Grant Street
One Oxford Centre, 35th Floor
Pittsburgh, PA 15219
Counsel for Appellant Giant Eagle Inc.
Eric L. Bloom
Alexander J. Egervry
Caitlin McHugh
Barry L. Refsin [ARGUED]
Hangley Aronchick Segal Pudlin & Schiller
One Logan Square
18th & Cherry Streets, 27th Floor
Philadelphia, PA 19103
Counsel for Appellants CVS Pharmacy Inc., Rite Aid Corp., Ride Aid Hdqtrs
Corp, JCG (PJC) USA LLC, Maxi Drug Inc, DBA Brooks Pharmacy, and Eckerd Corp
Gregory T. Arnold
Thomas M. Sobol
Hagens Berman Sobol Shapiro
One Faneuil Hall Square
5th Floor
Boston, MA 02109

-- 2 of 18 --

3
Caitlin G. Coslett
Julia R. McGrath*
David F. Sorensen* [ARGUED]
Berger Montague
1818 Market Street
Suite 3600
Philadelphia, PA 19103
Stuart E. Des Rochese*
Odom & Des Roches
650 Poydras Street
Suite 2350, Poydras Center
New Orleans, LA 70130
Deborah A. Elman*
Bruce E. Gerstein
Garwin Gerstein & Fisher
88 Pine Street
Wall Street Plaza, 28th Floor
New York, NY 10005
Matthew F. Gately
Cohn Lifland Pearlman Herrmann & Knopf
Park 80 W. Plaza One
250 Pehle Avenue, Suite 401
Saddle Brook, NJ 07663
Counsel for Drogueria Betances, Professional Drug Co Inc, Rochester Drug
Cooperative Inc, Stephen L Lafrance Holdings Inc, and Value Drug Co
Deepak Gupta, Esq. [ARGUED]
Gupta Wessler
1400 16th Street NW
Suite 225
 McGrath appeared on behalf of Drogueria Betances, Rochester Drug Cooperative
Inc, and Value Drug Co.
 Sorensen appeared on behalf of Drogueria Betances, Rochester Drug
Cooperative Inc, and Value Drug Co.
 Des Roches appeared on behalf of Drogueria Betances, Rochester Drug
Cooperative Inc, and Value Drug Co.
 Elman appeared on behalf of Drogueria Betances, Rochester Drug Cooperative
Inc, Stephen L Lafrance Holdings Inc, and Value Drug Co.

-- 3 of 18 --

4
Washington, DC 20036
Sharon K. Robertson
Cohen Milstein
88 Pine Street
14th Floor
New York, NY 10005
Lisa J. Rodriguez
Dilworth Paxson
457 Haddonfield Road
Suite 700
Cherry Hill, NJ 08002
Kenneth A. Wexler
Wexler Boley & Elgersma
311 S Wacker Drive
Suite 5450
Chicago, IL 60606
Counsel for Appellants AF of L AGC Building Trades Welfare Plan, Mayor and
City Council of Baltimore, New Mexico United Food and Commercial Workers Unions
and Employers Health and Welfare Trust Fund, Louisiana Health Service Indemnity Co,
DBA Blue Cross and Blue Shield of Louisiana, Bakers Local 433 Health Fund, Fraternal
Order of Police Fort Lauderdale Lodge 31 Insurance Trust Fund, Nancy Billington,
Emilie Heinle, and Andrew Livezey (End-Payor Plaintiffs), on behalf of themselves and
all others similarly situated
Devora W. Allon [ARGUED]
Gilad Y. Bendheim
Jay P. Lefkowitz [ARGUED]
Kirkland & Ellis
601 Lexington Avenue
New York, NY 10022
George W. Hicks, Jr.
Kirkland & Ellis
1301 Pennsylvania Avenue NW
Washington, DC 20004
Arnold B. Calmann
Katherine A. Escanlar
Saiber

-- 4 of 18 --

5
7 Giralda Farms
Suite 360
Madison, NJ 07940
Counsel for Appellees Ranbaxy Inc, Ranbaxy Pharmaceuticals Inc, and Ranbaxy
Laboratories Ltd
____________
OPINION*
______________
SHWARTZ, Circuit Judge.
Plaintiffs—direct purchasers, end payors,1 and certain retailers of the brand-name
cholesterol-lowering drug Lipitor—brought an antitrust suit against Defendants, Pfizer,
Inc., Lipitor’s manufacturer, and Ranbaxy, Inc.,2 the first generic manufacturer that
sought FDA approval to market a generic version of Lipitor. Plaintiffs allege that
Defendants entered a settlement agreement regarding certain patent disputes under which
Ranbaxy agreed not to sell generic Lipitor until November 30, 2011, several months after
Pfizer’s contested patent protections were to lapse.3 This effectively extended Pfizer’s
 This disposition is not an opinion of the full court and pursuant to 3d Cir. I.O.P.
5.7 does not constitute binding precedent.
1 Direct purchasers are a group of wholesale pharmaceutical distributors that
purchased Lipitor or its generic version directly from Pfizer or Ranbaxy. End payors are
a collection of organizations including insurance carriers, Taft-Hartley funds, employee-
benefit plans, municipalities, and individuals who purchased or provided at least some of
the payment for Lipitor or its generic version on the consumer market.
2 Plaintiffs also sued Pfizer-related entities and Ranbaxy-related entities, and our
reference to “Pfizer” and “Ranbaxy” herein captures them all.
3 This is known as a “reverse payment” agreement. See FTC v. Actavis, Inc., 570
U.S. 136, 140-41 (2013) (defining reverse-payment agreements and holding that they
“can sometimes violate the antitrust laws”).

-- 5 of 18 --

6
monopoly and blocked competitors from offering less expensive generic versions of
Lipitor to purchasers.
Defendants moved for summary judgment, asserting that Plaintiffs lack antitrust
standing4 and Plaintiffs moved for class certification. Because the District Court
correctly held that Plaintiffs lack antitrust standing, and thus are inadequate class
representatives, we will affirm the orders granting Ranbaxy summary judgment and
denying Plaintiffs’ class certification motions.
I
A
Under the Hatch-Waxman Act (the “Act”),5 a drug manufacturer seeking to
market a brand-name drug must submit a New Drug Application (“NDA”) to the FDA,
undergo a rigorous review process, and receive FDA approval. See 21 U.S.C.
§ 355(b)(1); In re Lipitor Antitrust Litig., 868 F.3d 231, 240 (3d Cir. 2017) (“Lipitor II”).
A generic manufacturer may later “obtain similar marketing approval” by submitting an
Abbreviated New Drug Application (“ANDA”) demonstrating that “the generic has the
‘same active ingredients as,’ and is ‘biologically equivalent’ to, the already-approved
brand-name drug,” effectively “allowing the generic to piggy-back on the pioneer’s
approval efforts,” which “speed[s] the introduction of low-cost generic drugs to market.’”
4 Pfizer and Ranbaxy jointly sought summary judgment, but Pfizer settled with all
Plaintiffs before the District Court resolved the motion. Accordingly, the orders on
appeal are limited to Plaintiffs’ claims against Ranbaxy.
5 Drug Price Competition and Patent Term Restoration Act of 1984, Pub. L. No.
98-417, 98 Stat. 1585.

-- 6 of 18 --

7
FTC v. Actavis, Inc., 570 U.S. 136, 142 (2013) (quoting Caraco Pharm. Lab’ys, Ltd. v.
Novo Nordisk A/S, 566 U.S. 399, 404-05 (2012)); 21 U.S.C. § 355(j)(2)(A)(ii), (iv).
The Act sets forth procedures to resolve patent disputes between brand name and
generic manufacturers. See Lipitor II, 868 F.3d at 240. When seeking FDA approval,
brand-name drug manufacturers must provide a list of patents relating to the drug’s
composition or methods of use, see 21 U.S.C. § 355(b)(1)(A)(viii), and, upon approval,
the FDA publishes the patent information in its “Approved Drug Products with
Therapeutic Equivalence Evaluations” report, known as the “Orange Book,” see Lipitor
II, 868 F.3d at 240. Generic manufacturers are required to “consult[] the Orange Book”
and “assure the FDA that [their] proposed generic drug[s] will not infringe the brand[s’
listed] patents.” Caraco, 566 U.S. at 406. One method of assurance is known as a
“paragraph IV certification,” id. at 407, wherein generic manufacturers certify that the
relevant listed patents are “invalid or will not be infringed by the manufacture, use, or
sale of the [generic] drug.” 21 U.S.C. § 355(j)(2)(A)(vii)(IV). Paragraph IV
certifications act as litigation triggers, allowing brand-name manufacturers to file patent
suits immediately. See 35 U.S.C. § 271(e)(2)(A). If they do so within forty-five days,
the FDA must withhold approval of the generic drug for at least thirty months so courts
may resolve the patent issues. See 21 U.S.C. § 355(j)(5)(B)(iii).6
6 If courts are unable to resolve the matter within the thirty-month period, the FDA
may approve the generic drug for marketing. In re Lipitor Antitrust Litig., 868 F.3d 231,
241 (3d Cir. 2017) (“Lipitor II”).

-- 7 of 18 --

8
To incentivize generic drug manufacturers to use paragraph IV certifications, the
Act provides that the first generic manufacturer to file such a certification enjoys a 180-
day exclusivity period upon approval during which no other generic may enter the
market. See 21 U.S.C. § 355(j)(5)(B)(iv); Lipitor II, 868 F.3d at 241. However, the first-
filing generic manufacturer can lose this exclusivity period if the FDA concludes that its
ANDA was not “substantially complete” when filed. See 21 U.S.C. § 355(j)(5)(B)(iii),
(iv)(II)(cc).
B
Lipitor is a drug that treats high cholesterol and contains the active pharmaceutical
ingredient atorvastatin calcium. Pfizer secured several patents protecting Lipitor and
atorvastatin calcium beginning in 1987, received FDA approval in 1996, and brought
Lipitor to market in 1997.
In 2002, Ranbaxy became the first manufacturer to file an ANDA for generic
Lipitor containing a paragraph IV certification.7 Ranbaxy thus certified that its generic
drug did not infringe on Pfizer’s patents because its atorvastatin calcium had a different
form than that used in Pfizer’s Lipitor. Pfizer successfully sued Ranbaxy for patent
infringement,8 and the District Court enjoined the FDA’s approval of Ranbaxy’s ANDA
until March 24, 2010, the date one of Pfizer’s infringed patents would expire. See Lipitor
7 At some point, the FDA deemed Ranbaxy’s 2002 application as being
“substantially complete” when it was originally filed. App. 1084.
8 See Pfizer, Inc. v. Ranbaxy Lab’ys Ltd., 457 F.3d 1284, 1286, 1290-92 (Fed. Cir.
2006) (holding all but one of Pfizer’s contested patent claims were valid and would be
infringed by Ranbaxy’s product, and remanding).

-- 8 of 18 --

9
II, 868 F.3d at 243. While this dispute was ongoing, Pfizer and Ranbaxy litigated a
patent dispute concerning a branded hypertension treatment drug, Accupril and, in 2008,
Pfizer filed another Lipitor-related patent suit against Ranbaxy based on process patents.
See id. at 243-44. Thereafter, Pfizer and Ranbaxy settled their patent litigations and
agreed that (1) Ranbaxy would pay Pfizer $1 million to settle the Accupril litigation, (2)
Ranbaxy would stop contesting one of Pfizer’s Lipitor patents set to expire in June 2011,
and (3) Pfizer would grant Ranbaxy a license to launch its generic Lipitor product on
November 30, 2011, assuming it obtained FDA approval. Id. at 244-45.
Before that settlement—and while Ranbaxy’s Lipitor ANDA was pending—the
FDA issued Ranbaxy Warning Letters in 2006 and 2008 stating that, because of problems
at Ranbaxy’s facility in Paonta Sahib, India, it would recommend withholding approval
of any ANDAs that listed this facility as the manufacturer for various drugs, including the
generic Lipitor product, until the problems were corrected. Because of these letters,
Ranbaxy acknowledged that it did not know when or if the FDA would approve the
generic Lipitor ANDA.
In February 2009, the FDA invoked its Application Integrity Policy (“AIP”)
against Ranbaxy’s Paonta Sahib facility, finding that Ranbaxy had submitted untrue
statements of fact to the agency, which raised questions regarding the reliability of the
data and information contained in ANDAs listing the Paonta Sahib facility. Accordingly,
the FDA halted review of Ranbaxy’s ANDAs involving the facility, including the generic
Lipitor ANDA.

-- 9 of 18 --

10
In August 2009, after its settlement with Pfizer but while the AIP remained in
place, Ranbaxy informed the FDA that it planned to launch the generic Lipitor product on
November 30, 2011, pending approval of its ANDA. In December 2009 and November
2010, Ranbaxy submitted two amendments to its Lipitor ANDA, including switching
some manufacturing from the Paonta Sahib facility to a Pfizer-operated facility, starting
production at a different plant in India, and adding its own New Jersey-based Ohm
Laboratories as a manufacturing site. Because the AIP remained in place, the FDA did
not immediately review the amendments.
By early 2011, the FDA still had not approved Ranbaxy’s generic Lipitor ANDA,
which was delaying other generic Lipitor manufacturers from entering the market due to
Ranbaxy’s first-filer exclusivity privilege. The FDA was aware of this logjam. Its then-
Deputy Director emailed that he had discussed other generic Lipitor ANDAs with FDA
senior personnel “due to the unique nature and medical necessity of Atorvastatin Calcium
Tablets,” and concluded that the agency would grant expedited review of Ranbaxy’s and
two other generic manufacturers’ ANDAs “to have a generic product in the marketplace
as soon as possible.”9 App. 2116.
9 From November 2010 to January 2011, other generic pharmaceutical
manufacturers submitted Lipitor ANDAs and asked the FDA to revoke Ranbaxy’s first-
filer privileges. In July 2011, the FDA denied revoking Ranbaxy’s exclusivity because it
had already found that Ranbaxy’s initial ANDA was substantially complete.
Separately, in December 2010, Ranbaxy and another generic manufacturer, Teva
Pharmaceuticals USA, entered into an agreement that Ranbaxy would either relinquish or
selectively waive its 180-day exclusivity period if (1) the FDA tentatively approved
Teva’s Lipitor ANDA by November 30, 2011 (or provided written confirmation by
November 30, 2011, that Teva would be eligible for final approval but for Ranbaxy’s

-- 10 of 18 --

11
In May 2011, the FDA granted Ranbaxy an exception from the AIP so that the
agency could review the company’s generic Lipitor ANDA on an expedited basis. The
FDA explained that while it “anticipate[d] that [its] review of [the ANDA could] be
completed by” November 30, 2011, “[p]rompt review of the ANDA does not, of course,
guarantee that the application will be ready for final approval by” that date. App. 5610.
During the FDA’s review, Ranbaxy initiated five more ANDA amendments and,
on July 29, 2011, the FDA determined that Ranbaxy’s ANDA was “substantially
complete” when it was originally submitted to the FDA in 2002. App. 1084. Ranbaxy
subsequently made at least two requests that the FDA approve its ANDA before its
planned November 30, 2011 entry date, but these requests were rebuffed. In fact, on
November 29, 2011, the FDA stated that “it did not appear that [completion of a
component of its review that pertained to the fitness of the Paonta Sahib facility] could be
reached by tomorrow because multiple parties are involved, and [the FDA] did not
venture to guess when resolution would be reached.” App. 1169. When Ranbaxy asked
whether the ANDA could be approved the next day if the company amended its ANDA
again to obviate the need to complete that review component, the FDA replied that “it
was possible, but [the agency] could not guarantee it.” Id. Later that day, Ranbaxy filed
a response to certain concerns the FDA had raised. The next day, November 30, 2011—
exclusivity rights), and (2) Teva manufactured certain quantities for commercial sale.
Because of various regulatory violations and the need for multiple inspections, the FDA
did not give tentative approval to Teva’s ANDA until December 1, 2011. All other
companies remained subject to Ranbaxy’s 180-day exclusivity period and thus could not
enter the market, despite also receiving expedited FDA review.

-- 11 of 18 --

12
the same day Lipitor and Ranbaxy had agreed Ranbaxy could enter the market—the FDA
approved Ranbaxy’s ANDA,10 and its generic Lipitor product entered the market.
C
Plaintiffs sued Pfizer and Ranbaxy, alleging, among other claims, that the
companies’ settlement agreement constituted an anticompetitive scheme to delay the
market entry of generic Lipitor in violation of state and federal antitrust laws.11 Pfizer
and Ranbaxy moved for summary judgment in March 2023, principally arguing that
Plaintiffs lacked antitrust standing because they did not show that Pfizer and Ranbaxy’s
allegedly anticompetitive conduct caused them antitrust injury. Specifically, they argued
that Plaintiffs could not show that but for the settlement agreement, the FDA would have
approved Ranbaxy’s ANDA and its generic Lipitor product would have entered the
market before November 30, 2021.12 While the summary judgment motion was pending,
the direct purchaser and end payor plaintiffs filed separate motions for class certification.
The District Court granted the summary judgment motion because Plaintiffs failed
to demonstrate antitrust standing as they merely showed that the FDA “may have been
able” to approve Ranbaxy’s Lipitor ANDA earlier than November 30, 2011, absent
Ranbaxy’s agreement with Pfizer, rather than that it “would have” approved it. In re
10 The FDA completed its expedited review in six and one-half months, faster than
the median ANDA review periods in 2010 (27.85 months) and 2011 (29.52 months).
11 The Judicial Panel on Multidistrict Litigation transferred the cases to the United
States District Court for the District of New Jersey for consolidated proceedings. See In
re Lipitor Antitrust Litig., 856 F. Supp. 2d 1355, 1356 (J.P.M.L. 2012).
12 Although Pfizer filed this motion with Ranbaxy, it is no longer a party in this
litigation.

-- 12 of 18 --

13
Lipitor Antitrust Litig., No. 3:12-cv-12-2389, 2024 WL 2866654, at *30 (D.N.J. June 6,
2024) (quoting In re Wellbutrin XL Antitrust Litig. Indirect Purchaser Class, 868 F.3d
132, 167 (3d Cir. 2017) (emphasis omitted)). The Court also denied the direct purchaser
and end payor plaintiffs’ motions for class certification. See In re Lipitor Antitrust Litig.,
No. 3:12-cv-12-2389, 2024 WL 2866650, at *2 (D.N.J. June 6, 2024) (“DPP Class Op.”);
In re Lipitor Antitrust Litig., No. 3:12-cv-12-2389, 2024 WL 2865074, at *2 (D.N.J. June
6, 2024) (“EPP Class Op.”).
Plaintiffs appeal.
II13
To prevail on an antitrust claim, private plaintiffs must show that they have
antitrust standing, which is “properly viewed as an element of an antitrust claim that can
be resolved at summary judgment.” In re Wellbutrin, 868 F.3d at 160, 163-64.14 To
establish antitrust standing, a private plaintiff must show, among other things, that “it has
suffered an antitrust injury—that is, an injury of the type the antitrust laws were intended
to prevent and that flows from that which makes the defendants’ acts unlawful.” Id. at
13 The District Court had jurisdiction under 28 U.S.C. §§ 1331 and 1337, and we
have jurisdiction under 28 U.S.C. § 1291. We exercise plenary review over a district
court’s order granting summary judgment, Mylan, Inc. v. SmithKline Beecham Corp.,
723 F.3d 413, 418 (3d Cir. 2013), viewing the facts and making all reasonable inferences
in the non-movant’s favor, Hugh v. Butler Cnty. Fam. YMCA, 418 F.3d 265, 267 (3d
Cir. 2005). Summary judgment is appropriate where “there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
P. 56(a).
14 Defendants are entitled to judgment as a matter of law when plaintiffs fail to
make “a sufficient showing on an essential element,” such as antitrust standing for which
they have “the burden of proof.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986).

-- 13 of 18 --

14
164 (alteration, footnote, citations, and internal quotation marks omitted). In a reverse
payment case like this one, Plaintiffs must show that “the harm they say they
experienced—increased drug prices for [Lipitor]—was caused by the settlement they are
complaining about.” Id. at 164-65. In other words, they must show that, absent the
Pfizer-Ranbaxy agreement, a generic version of Lipitor would have entered the market
with FDA approval earlier—even if only by one day—than the entry date, which would
have lowered prices. See id. Evidence that a generic equivalent “may” have entered the
market with FDA approval is insufficient to withstand summary judgment. Id. at 167
(emphasis omitted). Rather, Plaintiffs must show that it is more likely than not that
approval “would” have occurred. Id. (emphasis omitted).15
Plaintiffs rely on evidence that the FDA (1) was aware of the November 30, 2011
entry date contemplated by the Pfizer-Ranbaxy agreement, (2) targeted that date for
completing its review, and (3) took steps to complete the review by that date to argue that
the jury has a basis to infer that the FDA would have been “motivated . . . to shave at
least a day (or more) off of [its] approval period had Pfizer and Ranbaxy agreed to an
15 To the extent plaintiffs argue that the issue of causation is ill-suited to summary
judgment, that suggestion is belied by In re Wellbutrin XL Antitrust Litig. Indirect
Purchaser Class, which affirmed the district court’s order granting summary judgment on
this very basis. 868 F.3d 132, 170 (3d Cir. 2017).

-- 14 of 18 --

15
earlier date.” Pls.’ Br. at 43.16 Although the undisputed evidence demonstrates that the
FDA would have endeavored to approve the entry of a generic Lipitor product before
November 30, 2011, in the but-for world, Plaintiffs have not shown that the FDA would
have succeeded in doing so. Thus, they lack antitrust standing.17
It is undisputed that the FDA was aware of the entry date to which Pfizer and
Ranbaxy agreed throughout its ANDA review process. At every stage of that process,
however, the FDA emphasized that although it would target ANDA approval by that
date, it could not guarantee it would hit that target. The FDA was motivated to get a
generic Lipitor product on the market as soon as possible, but a generic competitor would
16 It is undisputed that the FDA had effectively completed the scientific portion of
its review by October 25, 2011, leaving only its review of Ranbaxy’s Paonta Sahib, India
facility. Nevertheless, despite Ranbaxy’s request that it complete its facility review by
mid-November, the FDA did not do so. When Ranbaxy asked the FDA on November 29,
2011, whether the agency could approve its ANDA the next day if the company amended
the application to remove the Indian facility, the FDA said it could not guarantee next-
day approval.
17 Even if evidence existed that showed, absent the settlement agreement, the FDA
would have granted Ranbaxy an exception to the AIP earlier than it did in the real world,
that only removed one impediment to its entry into the market. Plaintiffs still needed to
show that the FDA would have given final approval to a generic ANDA, which is
necessary to enter the market. See 21 U.S.C. § 355(j)(2)(A)(ii), (iv); In re Wellbutrin,
868 F.3d at 167.

-- 15 of 18 --

16
enter the market only if it complied with the law.18 Despite this motivation, it still took
the FDA six and one half months to complete its “[e]xpedited” review, which was
substantially below the median amount of time taken to complete its review of other
ANDAs. App. 1180. Even the day before it granted final approval to Ranbaxy, the FDA
again cautioned that it could not guarantee that approval would follow on November 30,
2011.
In short, although it is perhaps “possible” that the FDA could have acted more
quickly, it is “also certainly possible” that it would not have, and “[w]ithout more specific
or concrete evidence” that the FDA would have granted earlier approval, Plaintiffs cannot
establish antitrust standing and summary judgment in favor of Ranbaxy was appropriate.
In re Wellbutrin, 868 F.3d at 167-70.
18 We note that the law would not permit the entry of any other manufacturer’s
generic product regardless of whether the FDA approved their ANDA because Ranbaxy
had first-filer exclusivity since its application was “substantially complete” at filing. 21
U.S.C. § 355(j)(5)(B)(iv). Ranbaxy only waived that exclusivity as to Teva, whose
ANDA did not receive FDA approval until after November 30, 2011. Although the FDA
recognized the importance of getting a generic Lipitor product on the market and
considered alternatives to Ranbaxy’s, Plaintiffs adduce no evidence that the FDA would
have revoked Ranbaxy’s exclusivity privilege and approved another manufacturer’s
ANDA before November 30, 2011, absent the settlement agreement. Thus, the potential
entry of another manufacturer’s generic Lipitor product does not create a genuine issue of
material fact. In re Wellbutrin, 868 F.3d at 170.
We also note that the FDA granted expedited ANDA review to other generic
manufacturers, but none received approval before Ranbaxy and Plaintiffs offer no
evidence to suggest the FDA would have responded more quickly to any of these
applications absent the Ranbaxy-Pfizer agreement. Even with Teva Pharmaceuticals, for
whom Ranbaxy agreed to waive its exclusivity privilege, the FDA did not approve its
ANDA until after November 30, 2011.

-- 16 of 18 --

17
B19
Having properly granted Ranbaxy summary judgment, the District Court correctly
concluded that the class certification motions should be denied. DPP Class Op., 2024
WL 2866650, at *2; EPP Class Op., 2024 WL 2865074, at *2.20 The result of the
summary judgment motion was that the named Plaintiffs had no claim to bring. “[I]f [ a
plaintiff] has no . . . claim, she cannot represent others who may have such a claim, and
her bid to serve as a class representative must fail.” Lierboe v. State Farm Mut. Auto.
Ins. Co., 350 F.3d 1018, 1022 (9th Cir. 2003); see also Fed. R. Civ. P. 23(a)(4) (“One or
more members of a class may sue or be sued as representative parties on behalf of all
members only if . . . the representative parties will fairly and adequately protect the
interests of the class.”); cf. O’Shea v. Littleton, 414 U.S. 488, 494 (1974) (“[I]f none of
the named plaintiffs purporting to represent a class establishes the requisite of a case or
controversy with the defendants, none may seek relief on behalf of himself or any other
member of the class.”). Accordingly, because the named Plaintiffs no longer have claims
19 “We review a class certification order for abuse of discretion, which occurs if
the district court’s decision rests upon a clearly erroneous finding of fact, an errant
conclusion of law or an improper application of law to fact.” In re Suboxone
(Buprenorphine Hydrochlorine & Naloxone) Antitrust Litig., 967 F.3d 264, 269 n.6 (3d
Cir. 2020) (citation omitted).
20 The District Court explained, among other things, that because it granted
summary judgment to Ranbaxy, “[t]here is no cause of action, and accordingly, there is
no class,” requiring denial of the class certification motions. In re Lipitor Antitrust Litig.,
No. 3:12-cv-2389, 2024 WL 2866650, at *2 (D.N.J. June 6, 2024) (“DPP Class Op.”); In
re Lipitor Antitrust Litig., No. 3:12-cv-2389, 2024 WL 2865074, at *2 (D.N.J. June 6,
2024) (“EPP Class Op.”). We express no view on the rest of the District Court’s opinions
on the class certification motions.

-- 17 of 18 --

18
against Ranbaxy and thus cannot adequately represent the class, the District Court
correctly denied the motions for class certification.21
IV
For the foregoing reasons, we will affirm the orders granting Ranbaxy summary
judgment and denying the class certification motions.
21 Contrary to Plaintiffs’ suggestion, the District Court did not issue an advisory
opinion when it denied their class certification motions. We have said that “so long as a
plaintiff files a motion to certify a class when he still has a live claim, the mooting of that
claim while the motion is pending precludes the court from reaching the merits but does
not preclude it from deciding the certification motion.” Gayle v. Warden Monmouth
Cnty. Corr. Inst., 838 F.3d 297, 305 (3d Cir. 2016). Because Plaintiffs filed their class
certification motions before the District Court granted Ranbaxy summary judgment, the
Court still had jurisdiction to resolve the motions. See id.

-- 18 of 18 --

Continue your research in ChatGPT or Claude

Connect Omnilex to search the legal corpus from your AI assistant.