In re: Roy Christopher West

RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 24a0120p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
IN RE: ROY CHRISTOPHER WEST,
Movant.
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No. 23-1792
Transferred as a Motion for Leave to File a Second or Successive
Motion to Vacate, Set Aside, or Correct Sentence.
United States District Court for the Eastern District of Michigan at Detroit.
Nos. 2:06-cr-20185-1; 2:14-cv-14748—Victoria A. Roberts, District Judge.
Decided and Filed: May 29, 2024
Before: STRANCH, BUSH, and MATHIS, Circuit Judges.
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COUNSEL
ON MOTION CONSTRUED AS A MOTION FOR LEAVE TO FILE A SECOND OR
SUCCESSIVE MOTION TO VACATE, SET ASIDE, OR CORRECT SENTENCE,
CORRECTED MOTION, AND REPLY: Craig A. Daly, CRAIG A. DALY, P.C., Royal Oak,
Michigan, Roy Christopher West, Milan, Michigan, pro se. ON RESPONSE: Jessica V.
Currie, UNITED STATES ATTORNEY’S OFFICE, Detroit, Michigan, for the United States.
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OPINION
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JANE B. STRANCH, Circuit Judge. Roy Christopher West is serving a sentence of life
imprisonment without the possibility of parole for a conviction that the district judge who
oversaw his prosecution has now attributed to a sentencing error. In the district court’s words,
“Errors on the part of competent people – prosecutors, defense counsel, probation officers and,
ultimately, this judge at the time of sentencing – resulted in the imposition of a sentence in
violation of the law on West. Even skilled appellate counsel failed to raise the sentencing error.”
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United States v. West, No. 06-20185, 2022 WL 16743864, at *1 (E.D. Mich. Nov. 7, 2022),
rev’d and remanded, 70 F.4th 341 (6th Cir. 2023), cert. denied, No. 23-5698, 2024 WL 759833
(U.S. Feb. 26, 2024). The consequence is that West “is in year 17 of a life without parole
sentence” when the “indictment and case submitted to the jury should have netted West not more
than ten years in prison.” Id.
West’s conviction and unlawful sentence stem from his 2010 indictment on a charge of
conspiracy to use interstate commerce facilities in the commission of murder for hire. United
States v. West, 534 F. App’x 280, 281 (6th Cir. 2013). West was tried on the charge twice. Id. at
283. At his first trial, West was tried with his brother as a co-defendant. Id. His brother was
acquitted, but the jury failed to reach a verdict on the charge against West and the court declared
a mistrial. Id. At his second trial, West was convicted. Id. The district court sentenced him to
life imprisonment without the possibility of parole. Id.
The district court sentenced West under the federal murder-for-hire statute, which
imposes a sentence of life imprisonment in cases where “death results.” 18 U.S.C. § 1958(a).
West’s indictment, however, “did not include any allegation that personal injury or death
actually resulted from the conspiracy” and “did not charge West with any substantive count
requiring the jury to decide if murder occurred.” West, 2022 WL 16743864, at *2. The jury was
not instructed that death was an element of West’s offense, was not asked to determine whether
West’s offense resulted in death, and returned no special finding on the issue. Id. “The
government failed to properly charge West with the ‘death results’ enhancement under § 1958;
trial counsel failed to submit a verdict form for the jury to answer the death question; the
Probation Department erroneously concluded that the conviction carried a mandatory life
sentence; and” the district judge “did not notice that the ‘death results’ enhancement was not
submitted to the jury.” Id. at *7. Sentencing West to life imprisonment under these
circumstances—when the conviction the jury actually returned “carried a statutory maximum
penalty of ten years”—violated West’s “constitutional rights as set forth in Apprendi v. New
Jersey, 530 U.S. 466, 490 (2000).” Id. at *1, *3, *6.
West has spent the years since trying to remedy this constitutional error. He started by
moving to vacate his sentence under 28 U.S.C. § 2255, contending, among other things, that trial

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counsel was ineffective for failing to investigate a causation defense. The district court denied
that motion, however, explaining incorrectly that death was “not pertinent to West’s criminal
charge” and that “death was not an element of this offense.” United States v. West, No. 06-
20185, 2017 WL 130286, at *7 (E.D. Mich. Jan. 13, 2017).
West then moved for compassionate release, arguing that his unconstitutionally imposed
life sentence, combined with his rehabilitation while incarcerated, created an extraordinary and
compelling circumstance that warranted a sentence reduction. West, 2022 WL 16743864, at *1.
The district court, now aware of the defect in West’s conviction, agreed, concluding that
“[j]ustice and faith in our judicial system demand” correcting West’s sentence. Id. It granted
West’s motion and reduced his sentence to time served. Id. at *8. The Government appealed,
however, and we reversed, holding that compassionate release could not be used “as a vehicle for
second or successive § 2255 motions.” West, 70 F.4th at 343.
West now seeks relief from judgment under Federal Rule of Civil Procedure 60(b). See
United States v. West, No. 06-20185, 2023 WL 5624625, at *1 (E.D. Mich. Aug. 30, 2023). The
Government opposed West’s motion in the district court, arguing that it was for all intents and
purposes a second or successive § 2255 motion that should be transferred to this court. Id. The
district court agreed, construed West’s motion as a second or successive § 2255 motion, and
transferred it. Id. at *1-3. West opposes the transfer and asks us to remand to the district court
for a ruling on the merits of his Rule 60(b) motion. He also, at our direction, filed a corrected
motion seeking authorization to file a second or successive § 2255 petition.
The threshold task when a Rule 60(b) motion is transferred to this court as a second or
successive § 2255 motion is determining whether transfer was appropriate. See Howard v.
United States, 533 F.3d 472, 474 (6th Cir. 2008).
“Rule 60(b) allows a party to seek relief from a final judgment, and request reopening of
his case,” in limited circumstances. Gonzalez v. Crosby, 545 U.S. 524, 528 (2005). The Rule
enumerates five specific instances in which relief may be warranted, followed by a catchall
covering “any other reason that justifies relief.” Fed. R. Civ. P. 60(b). Relief under the catchall
provision may be granted in “extraordinary circumstances.” Gonzalez, 545 U.S. at 536.

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Extraordinary circumstances, for purposes of Rule 60(b)(6), “will rarely occur in the
habeas context”—but they are not unheard of. Buck v. Davis, 580 U.S. 100, 112-13 (2017)
(quoting Gonzalez, 545 U.S. at 535). Courts considering whether extraordinary circumstances
exist “may consider a wide range of factors,” including “‘the risk of injustice to the parties’ and
‘the risk of undermining the public’s confidence in the judicial process.’” Id. at 123 (quoting
Liljeberg v. Health Servs. Acquisition Corp., 486 U.S. 847, 864 (1988)). The Rule creates “an
equitable remedy to be decided as a ‘case-by-case inquiry’ that ‘intensively balances numerous
factors, including the competing policies of the finality of judgments and the incessant command
of the court’s conscience that justice be done in light of all the facts.’” Mitchell v. Genovese, 974
F.3d 638, 643 (6th Cir. 2020) (cleaned up) (quoting Miller v. Mays, 879 F.3d 691, 698 (6th Cir.
2018)). These factors have merited relief in the post-conviction posture when constitutional
infirmities in criminal proceedings were so extraordinary that they “‘poison[ed] public
confidence’ in the judicial process,” Buck, 580 U.S. at 124 (quoting Davis v. Ayala, 576 U.S.
257, 285 (2015)), or produced a “judicial travesty,” Mitchell, 974 F.3d at 651.
At the same time, however, Rule 60(b) cannot be used to circumvent the stringent
requirements for post-conviction relief. See In re Nailor, 487 F.3d 1018, 1022-23 (6th Cir.
2007). A Rule 60(b) motion that “is in substance a successive habeas petition” must “be treated
accordingly.” Gonzalez, 545 U.S. at 531. For practical purposes, the motion is a habeas petition
when it “advances one or more ‘claims.’” Id. at 532. A claim is present when the motion “seeks
to add a new ground for relief” or “attacks the federal court’s previous resolution of a claim on
the merits.” Id. (emphasis omitted).
West’s Rule 60(b) motion in this case is trained on the “injustice” to himself and the risk
to public “confidence in the judicial process” that could accrue were his unconstitutional life
sentence permitted to stand. See Buck, 580 U.S. at 123 (quoting Liljeberg, 486 U.S. at 864).
West essentially contends that, separate and apart from any claim of constitutionally deficient
counsel, a sentencing judge’s acknowledgement in non-habeas post-conviction proceedings that
a prisoner is serving an unconstitutionally imposed life sentence is both so unique and so
extraordinary—with such grave consequences for the prisoner himself and the judicial system
more broadly—that it supplies a freestanding basis for relief under Rule 60(b)(6). He also argues

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that the Government’s conduct in this case raises the specter of fraud on the court, an allegation
capable of supplying a separate and independent basis for Rule 60(b)(6) relief. Gonzalez, 545
U.S. at 532; see Carter v. Anderson, 585 F.3d 1007, 1011 (6th Cir. 2009) (“A Rule 60(b)(6)
motion is an appropriate vehicle to bring forward a claim for fraud on the court.”). Whatever the
district court, exercising its “wide discretion,” concludes as to the merits of these claims, they are
bona fide Rule 60(b) arguments, not habeas claims in disguise, and should be considered as such.
See Buck, 580 U.S. at 123.
For these reasons, the district court’s order construing West’s motion as a second or
successive § 2255 motion is VACATED and the motion is REMANDED to the district court to
consider under Rule 60(b).

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