The AI workspace for legal professionals
- Legal research with access to more than 1 million sources
- Document automation
- Matter management
- Hosted in the EU and Switzerland
Try it free for 14 days (10 questions/day during trial)
The AI workspace for legal professionals
Try it free for 14 days (10 questions/day during trial)
20-15428•Stephen G. Opperwall v. Bank of America, Na
20-15428Court of Appeals for the Ninth CircuitMay 12, 2021
NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
STEPHEN G. OPPERWALL,
Appellant,
v.
BANK OF AMERICA, NA; BRIAN T.
MOYNIHAN; DAVID E. PINCH; MARK
JOSEPH KENNEY; SEVERSON &
WERSON,
Appellees.
No. 20-15428
D.C. No. 4:18-cv-07711-JST
MEMORANDUM*
Appeal from the United States District Court
for the Northern District of California
Jon S. Tigar, District Judge, Presiding
Submitted May 11, 2021**
Before: FERNANDEZ, SILVERMAN, and N.R. SMITH, Circuit Judges.
Stephen Opperwall appeals the district court’s order affirming the
bankruptcy court’s dismissal of his second adversary proceeding alleging that the
FILED
MAY 12 2021
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
* This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
** The panel unanimously concludes this case is suitable for decision
without oral argument. See Fed. R. App. P. 34(a)(2).
-- 1 of 3 --
bank entered into a loan modification agreement during bankruptcy proceedings in
2012 and breached that agreement. We have jurisdiction pursuant to 28 U.S.C. §
158(d)(1) and review de novo. In re Wilshire Courtyard, 729 F.3d 1279, 1284 (9th
Cir. 2013); Stewart v. U.S. Bancorp, 297 F.3d 953, 956 (9th Cir. 2002). We
affirm.
The bankruptcy court had “related to” jurisdiction over the removed action.
There is a close nexus between Opperwall’s claim that the parties entered into a
loan modification agreement for his home mortgage and the confirmed plan’s
assumption that the parties would enter into the agreement prior to confirmation.
See In re Wilshire Courtyard, 729 F.3d at 1289 (“reaffirm[ing] that a close nexus
exists between a post-confirmation matter and a closed bankruptcy proceeding
sufficient to support jurisdiction when the matter affects the interpretation,
implementation, consummation, execution, or administration of the confirmed
plan.”) (internal quotation marks omitted).
Opperwall’s claims regarding the existence and scope of a loan modification
agreement were barred in the first adversary proceeding and in the final plan
confirmation order. See Trulis v. Barton, 107 F.3d 685, 691 (9th Cir. 1995)
(“Once a bankruptcy plan is confirmed, it is binding on all parties and all questions
that could have been raised pertaining to the plan are entitled to res judicata
2
-- 2 of 3 --
effect.”); Opperwall v. Bank of Am., N.A., Nos. 16-17144 & 16-17178, 727 Fed.
Appx. 329, 330 (9th Cir. June 15, 2018) (memorandum disposition) (holding that
Opperwall’s first adversary proceeding alleging that the parties entered into the
agreement contemplated by the plan was barred by the plan confirmation order).
Opperwall argues that this case alleges a post-petition, instead of a pre-
petition, agreement with the bank. However, we rejected this argument in the
previous appeal because he did not raise the argument before the plan was
confirmed. See id. (“Amending the first amended complaint to allege that the
parties entered into the loan modification agreement post-petition rather than
pre-petition would not change the res judicata effect of the plan confirmation.”).
AFFIRMED.
3
-- 3 of 3 --
Connect Omnilex to search the legal corpus from your AI assistant.