2026SOX00079•Order ORDER DENYING REQUEST FOR EXPEDITED ASSIGNMENT OF PRESIDING JUDGE — 2026SOX00079
Order ORDER DENYING REQUEST FOR EXPEDITED ASSIGNMENT OF PRESIDING JUDGE — 2026SOX00079
2026SOX00079Dol Oalj
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UNITED STATES DEPARTMENT OF LABOR OFFICE OF ADMINISTRATIVE LAW JUDGES Washington, DC ______________ Issue Date: 15 October 2026 OALJ Case No.: 2026-SOX-00079 OSHA Case No.: 301085143 In the Matter of: SUDESH LOHIA, Complainant, v. THE MIDDLEBY CORPORATION, Respondent. ORDER DENYING REQUEST FOR EXPEDITED ASSIGNMENT OF PRESIDING JUDGE On or about August 18, 2026, Complainant filed a complaint with the Department of Labor’s Occupational Safety and Health Administration (“OSHA”) alleging Respondent violated the employee protection provisions of the Sarbanes- Oxley Act (“SOX”), 18 U.S.C. § 1514A, and the implementing regulations at 29 C.F.R. Part 1980. By letter dated September 1, 2026, OSHA dismissed the complaint. Complainant, representing himself, objected to the dismissal and requested a hearing before the Office of Administrative Law Judges (“OALJ”), which docketed the case on September 3, 2026. On October 13, 2026, Complainant emailed an OALJ staff member requesting the Chief Administrative Law Judge (“ALJ”) designate a presiding ALJ under 29 C.F.R. § 18.12(a). As a basis for his request, Complainant alleges “serious financial hardship.” Complainant asserts that he has been unemployed and without a regular source of income since Respondent terminated his employment. Claimant also asserts that the prolonged uncertainty about the case has caused considerable financial hardship and distress for him and his family. Complainant also states that, while he has served his initial disclosures, Respondent has not and has not registered as a party to receive electronic filings.
- 2 - Under the SOX regulations, upon receipt of an objection and request for hearing, the Chief ALJ has the responsibility to promptly assign the case to an ALJ. 29 C.F.R. § 1980.107(b). The regulations do not further define “promptly.” Additionally, the United States Code provides that “[a]dministrative law judges shall be assigned to cases in rotation so far as practicable . . ..” 5 U.S.C. § 3105. OALJ is in compliance with the applicable statute and regulation. Under OALJ’s general rules of practice and procedure, “[a] party may move to expedite the proceeding. The motion must demonstrate the specific harm that would result if the proceeding is not expedited.” 29 C.F.R. § 18.42. General economic or financial hardship that comes with the loss of a job is generally not the type of specific severe and immediate harm contemplated by the OALJ rules that would entitle a complainant to jump the assignment queue. In other words, it is not clear how Complainant’s situation is significantly different from the numerous other whistleblower complainants whose cases are also pending assignment to a presiding ALJ. As to any issues related to party representation, initial disclosures, discovery, and service of documents, they are best left for the presiding ALJ to address, if necessary. Accordingly, Complainant’s request to expedite the assignment of a presiding judge is DENIED. As directed in the Notice of Docketing issued on September 15, 2026, the parties shall defer filing any additional documents or motions until a presiding ALJ is assigned.1 SO ORDERED: STEPHEN R. HENLEY Chief Administrative Law Judge 1 Given current OALJ staffing levels and caseloads, a presiding judge should be assigned in January 2027.
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