2020000629•EEOC Appeal 2020000629
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Eura B.,1 Complainant, v. Robert Wilkie, Secretary, Department of Veterans Affairs, Agency. Appeal No. 2020000629 Hearing No. 560-2018-00235X Agency No. 200J-0647-2017103463 DECISION On September 17, 2019, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s August 16, 2019, final decision (FAD) concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. and the Age Discrimination in Employment Act of 1967 (ADEA), as amended, 29 U.S.C. § 621 et seq. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Health Technician, GS-5, at the Agency’s John J. Pershing Medical Center, facility in Poplar Bluff, Missouri. On August 15, 2017, Complainant filed an EEO complaint alleging that the Agency discriminated against her on the bases of disability2 (vision and hearing impaired), age (53), and reprisal for prior protected EEO activity when: 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 2 For purposes of this decision the Commission assumes without finding that complainant is an individual with a disability. 29 C.F.R. § 1630.2(g)(1).
2020000629 2 1. On June 1, 2017, Complainant learned she would not receive a cash award for her 2015/2016 performance evaluation; and 2. Between April 16, 2017 through May 16, 2017, Complainant did not receive timely performance standards, her performance standards did not reflect her job duties, and she was told to sign a blank sheet of paper in lieu of her 2017 performance standards. At the conclusion of the investigation, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. Specifically, the Agency found that Complainant’s supervisor (no claimed disability, 61 years) averred that, with regard to the cash award, Complainant received a “Fully Successful” evaluation and only employees receiving a rating of “Excellent” received awards. With regard to claim 2, the supervisor averred that the delay in Complainant’s performance standards was due to “procedural reviews” and not discrimination, that the standards did reflect Complainant’s duties and that Complainant was not told to sign a blank sheet of paper. The Agency further found that Complainant failed to establish that the Agency’s articulated reason for its actions were pretextual. The instant appeal followed. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). Where, as here, complainant does not have direct evidence of discrimination, a claim alleging disparate treatment is examined under the three-part test set forth in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Under this analysis, a complainant initially must establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. See St Mary's Honor Center v. Hicks, 509 U.S. 502, 507 (1993); Texas Dep't of Community Affairs v. Burdine, 450 U.S. 248, 252-53 (1981); McDonnell Douglas 411 U.S. at 802. Next, in response, the agency must articulate a legitimate, nondiscriminatory reason for the challenged actions. See Burdine, 450 U.S. at 253-54; McDonnell Douglas, 411 U.S. at 802. Finally, it is complainant's burden to demonstrate by a preponderance of the evidence that the agency's action was based on prohibited considerations of discrimination, that is, its articulated reason for its action was not its true reason but a sham or pretext for discrimination. See Hicks, 509 U.S. at 511; Burdine, 450 U.S. at 252-53; McDonnell Douglas, 411 U.S. at 804.
2020000629 3 This established order of analysis need not be followed in all cases. Where the agency has articulated a legitimate, nondiscriminatory reason for the personnel action at issue, the factual inquiry can proceed directly to the third step of the McDonnell Douglas analysis, the ultimate issue of whether complainant has shown by a preponderance of the evidence that the agency's actions were motivated by discrimination. See U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 713-14 (1983). For purposes of analysis we will assume, but do not find, that Complainant established her prima facie case of discrimination. We next find that the Agency articulated a legitimate, nondiscriminatory reason for its action. With regard to claim 1, Complainant’s supervisor averred that the factor she used to determine whether employees received cash awards was whether they went “above their assigned duties.” We note that the investigator did not ask the supervisor why Complainant did not receive an award, but instead asked the supervisor to “[p]lease name any and all employees who received a cash reward in 2014/2015 and 2015/2016 for a performance rating of ‘Fully Successful’,’ to which the supervisor replied, “none that I am aware of.” The supervisor subsequently provided an unsworn statement wherein she stated that, “since I have worked for the department (18 years) if money was given for an award it was only given for excellent and outstanding evals. Never has a fully successful evaluation received money.” With regard to claim 2, the supervisor averred that Complainant’s performance standards were given to Complainant “at the time of her evaluation” and that the performance standards are written so that they can apply to multiple positions, “example Technologist, MSA, Health Technician.” The supervisor further averred that “several” of Complainant’s listed duties “no longer apply. Changes are due to automation,” giving as an example the listed duty of signing students in and out, S explained that “radiology students . . . sign their self in on their computer,” and that Complainant “does the duties she is assigned well. She was a darkroom/file room technician for years. But with the ever-changing technology her duties have decreased.” Finally, the supervisor denied that Complainant was told to sign a blank sheet of paper in lieu of her 2017 performance standards. The Agency having articulated legitimate nondiscriminatory reasons for its actions, the burden shifts back to Complainant to establish, by a preponderance of the evidence, that the Agency’s reasons were not its true reasons, but were pretexts for discrimination. See Hicks; Burdine; McDonnell Douglas. Following a review of the record, we find that Complainant has failed to meet this burden. With regard to claim 1, Complainant averred that, “[a]ll of these employees in my department I think received bonuses. . . . I'm the only employee left, in the department, I believe that did not get one.” The record shows, however, that besides Complainant, three other employees out of a total of fifteen working under her supervisor’s supervision also did not receive awards. We note that Complainant did not claim that otherwise similarly situated employees outside of her protected bases received cash awards for “fully successful” ratings and we further note that in her rebuttal statement, Complainant admitted that only employees rated “exceptional” received cash awards. When asked why she believed she did not receive a cash award for her two most recent evaluation periods, Complainant averred that the supervisor:
2020000629 4 [W]as too busy seeking way to abolish my job. Continually changes [sic] to my evaluation standards without informing me or the Union of the changes. [S] refuses to present me with an accurate Position Description to evaluate me on. When I pulled my evaluations from my eOPF (electronic personnel file) dating back to 2012, I noticed, my 2013 was not uploaded in my eOPF, it was not signed and all of my evaluations since that time frame were reflective of discrimination towards me. 2013/2014-The date signed on all the evaluations, the Front Page, the mid- term, and the end of year evaluation all have the same date 12/4/14. She kept the evaluations past the 45-day contesting period to prevent me from be able to contest them. 2014/2015-Evaluation mid-term and end of year were both signed the same date, 10/30/2015. 2015/2016 Evaluation has no mid-term signed only end of year evaluation on 11/21/2016. All evaluation elements continue to change with no job description to rate me on. All ratings are subjective and I have no way to attain an "exceptional rating” or to know how an exceptional rating is attainable. Complainant further testified that despite the supervisor’s testimony that Complainant could receive a cash award if she performed “special projects,” Complainant averred that; I'm not aware of any employee doing a special project to receive a cash award. Even in 2014/15, I imported patients' images CD a box of them. We got a new program to upload patients' CD to. [The supervisor] told me it was part of my job, in the evaluation. Importing was never a part of my job. This is going above and beyond my P.D.” With regard to the timeliness of Complainant’s performance standards, we note that Complainant’s rebuttal affidavit wherein she pointed to the supervisor’s statement that she could not provide the dates the signed and provided to Complainant each of her employee evaluations because “HR has these. I do not. Sorry,” does not rebut the supervisor’s testimony, which was that she gave Complainant her performance standards at the time she gave Complainant her evaluation. With regard to whether Complainant’s performance standards reflected her job duties, Complainant averred that the supervisor: [H]as taken many of my job duties away from me without consultation and gives these duties to younger, non-disabled, higher paid, employees, including giving my Schedule A job duties to the assistant supervisor. This means she is taking my bargaining unit duties away from me and is giving them to a higher paid assistant supervisor. . . . A younger employee and assistant supervisor - was given my PACs System duties, including importing outside images into the Computer System, my VISTA imaging correction package, and my TMS education coordinator duties were given to the assistant supervisor. . . . [In] March 2016 [the supervisor] worked with HR to produce a false job description that made it appear I no longer had any duties within the radiology department. This job description was never graded but she told me it would not grade out to a GS4 level. This is another lie. [The
2020000629 5 supervisor] never submits any accurate job descriptions. The union, my supervisor and myself jointly drafted an accurate job description, all three of us initialed the final document, and [the supervisor] was supposed to send off for grading, but she never did. . . . As of 2015, [the supervisor] uses ungraded email versions of job descriptions to support her claims. Complainant further provided examples of her 2017 performance standards that, according to Complainant, showed changes made by the supervisor after Complainant had received them from S. Finally, Complainant provided affidavits from various coworkers who averred that Complainant performed duties outside of her performance standards. Complainant further submitted contemporaneous email exchanges between herself, the supervisor, and union officials addressing Complainant’s contention that her performance standards did not reflect her job duties. Following a review of the record we find that Complainant has not shown, by a preponderance of the evidence, that discrimination or reprisal occurred. The record shows that for a number of years, Complainant has felt that her actual job duties are not reflected in her position description and that the supervisor’s evaluations of her work are not based on the work Complainant actually performs. Complainant further believes the supervisor is removing duties so as to get rid of Complainant. We note, however, that even assuming Complainant is right, she has not shown that the supervisor’s articulated reason for not her actions are a pretext for discrimination or reprisal for Complainant engaging in prior EEO activity. We note in this regard that Complainant averred that she believed the supervisor’s actions where in reprisal for Complainant “requesting a job description and advancement.” Complainant has not met her burden of establishing that the supervisor harbored any animus towards Complainant’s protected bases or that her actions were based on age, disability, or in reprisal for prior EEO activity. Finally, to the extent that Complainant is alleging that she was subjected to a hostile work environment, we find under the standards set forth in Harris v. Forklift Systems, Inc., 510 U.S. 17 (1993) that complainant's claim of hostile work environment must fail. See Enforcement Guidance on Harris v. Forklift Systems, Inc., EEOC Notice No. 915.002 (March 8, 1994). A prima facie case of hostile work environment is precluded based on our finding that Complainant failed to establish that any of the actions taken by the agency were motivated by discriminatory animus or retaliatory motive. See Oakley v. United States Postal Service, EEOC Appeal No. 01982923 (September 21, 2000). CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we find that Complainant has not shown that discrimination or reprisal occurred, and we AFFIRM the FAD.
2020000629 6 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint.
2020000629 7 RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations May 27, 2020 Date
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