2023003853•EEOC Appeal 2023003853
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Sector P.O. Box 77960 Washington, DC 20013 Erline S.,1 Complainant, v. Douglas A. Collins, Secretary, Department of Veterans Affairs, Agency. Appeal No. 2023003853 Hearing No. 532-2017-00042X Agency No. 200H-0539-2016101473 DECISION Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission) regarding a settlement agreement, which was the subject of the Agency's final order dated April 12, 2022, adopting the post-hearing decision of an Administrative Judge (AJ) finding discrimination in her complaint of unlawful employment discrimination in violation of Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. See 29 C.F.R. § 1614.504(b). For the following reasons, we REMAND this matter to the Agency for further processing. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2023003853 2 BACKGROUND During the relevant time, Complainant worked for the Agency as a Nurse at the Agency’s Cincinnati Medical Center in Cincinnati, Ohio. On March 1, 2016, Complainant filed a formal complaint alleging that the Agency subjected her to discrimination based on disability and denied her a reasonable accommodation. The Agency investigated the formal complaint and Complainant requested a hearing. Subsequently, an EEOC AJ held a hearing on Complainant’s complaint. The AJ found in Complainant’s favor and issued damages and other remedial relief. Thereafter, the Agency issued a final order adopting the AJ’s finding in its entirety. Complainant filed the instant appeal. CONTENTIONS ON APPEAL On appeal, Complainant, through counsel, requests “the terms of the settlement agreement be specifically implemented or, alternatively, that the complaint be reinstated for further processing from the point processing ceased.” (emphasis added). Complainant purports that all requisite paperwork for the issuance of backpay was submitted by October 22, 2022, but due to significant backlog of settlement cases, the Agency has delayed in processing the settlement, which addressed the awarded backpay. Additionally, Complainant contends Complainant suffered an “additional tax consequence” when the Agency erred in categorizing a 1099 for non-pecuniary damages. The Agency did not submit a brief on appeal. ANALYSIS The critical issue is whether the underlying matters identified above have been settled. Despite references to a settlement agreement purportedly executed on or about October 2022, there is no record of the signed agreement. Complainant contends a settlement agreement was reached after issuance of the Agency’s final order, addressing the calculation and issuance of backpay. However, the record is not clear whether there even exists a signed final agreement or instead, there were negotiations in an effort to execute the AJ’s final order. The difficulties emerging
2023003853 3 from this appeal are for several reasons: the Agency did not submit a brief on appeal; the record contains little following the issuance of the final order; and Complainant’s attorney argues that a settlement agreement is in force, and that it should be implemented, and additional damages awarded from the delay. Given the circumstances of this particular case, we are clearly unable to determine whether Complainant and the Agency entered into a binding, signed settlement agreement following the Agency’s April 12, 2022, final order. In the alternative, if Complainant is seeking to enforce the Agency’s final order, awarding backpay, the record is again unclear whether backpay has been issued to Complainant.2 Therefore, the matter is REMANDED to the Agency for further processing in accordance with the ORDER below. ORDER (E0224) The Agency is ORDERED to conduct a supplemental investigation, which shall include the following actions: 1. The Agency shall determine whether a settlement agreement, executed on or about October 2022, actually exists, and shall supplement the record with a copy of such a signed settlement agreement if it is in existence. 2. If an agreement exists, the Agency shall conduct an inquiry into its validity and execution of agreed terms. As part of this inquiry, the Agency shall provide Complainant with the opportunity to address any breach claims, as well as present any arguments relating to the issue of backpay and whether the agreement addressed tax implications from the payment of 2 EEOC Regulations 29 C.F.R. § 1614.502(a) and § 1614.503 provide that relief ordered in a final EEOC decision is “mandatory and binding” on the agency. The regulations also provide that, on behalf of the Commission, the Office of Federal Sector (OFS) “shall take all necessary action to ascertain whether the agency is implementing the decision of the Commission.” Finally, the regulations provide that failure to implement EEOC orders will subject the agency to a variety of enforcement actions, including the issuance of a notice to show cause to the head of the agency, a referral to the Office of Special Counsel, and/or judicial enforcement.
2023003853 4 backpay. Said inquiry shall be completed within thirty (30) calendar days of the date this decision becomes final. 3. The Agency shall issue a new final decision, with appeal rights to this Commission, addressing the validity of the purported agreement and any breaches of said agreement, based on the inquiry referenced above. If the Agency finds that no valid settlement agreement exists, or finds the agreement was breached, to the extent it has not done so, the Agency shall immediately resume processing any unpaid backpay per the final order and submit a report to this Commission, with Complainant copied, addressing any outstanding issues or satisfaction of the final order. The Agency shall notify Complainant of the appropriate rights within one hundred fifty (150) calendar days of the date this decision was issued, unless the matter is otherwise resolved prior to that time. IMPLEMENTATION OF THE COMMISSION’S DECISION (K0719) Under 29 C.F.R. § 1614.405(c) and § 1614.502, compliance with the Commission’s corrective action is mandatory. Within seven (7) calendar days of the completion of each ordered corrective action, the Agency shall submit via the Federal Sector EEO Portal (FedSEP) supporting documents in the digital format required by the Commission, referencing the compliance docket number under which compliance was being monitored. Once all compliance is complete, the Agency shall submit via FedSEP a final compliance report in the digital format required by the Commission. See 29 C.F.R. § 1614.403(g). The Agency’s final report must contain supporting documentation when previously not uploaded, and the Agency must send a copy of all submissions to the Complainant and his/her representative. If the Agency does not comply with the Commission’s order, the Complainant may petition the Commission for enforcement of the order. 29 C.F.R. § 1614.503(a). The Complainant also has the right to file a civil action to enforce compliance with the Commission’s order prior to or following an administrative petition for enforcement. See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g). Alternatively, the Complainant has the right to file a civil action on the underlying complaint in accordance with the paragraph below entitled “Right to File a Civil Action.” 29 C.F.R. §§ 1614.407 and 1614.408. A civil action for enforcement or a civil action on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999). If the Complainant files a civil
2023003853 5 action, the administrative processing of the complaint, including any petition for enforcement, will be terminated. See 29 C.F.R. § 1614.409. Failure by an agency to either file a compliance report or implement any of the orders set forth in this decision, without good cause shown, may result in the referral of this matter to the Office of Special Counsel pursuant to 29 C.F.R. § 1614.503(f) for enforcement by that agency. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M1125) The Commission may, in its discretion, reconsider this appellate decision if Complainant or the Agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Sector (OFS) within thirty (30) calendar days of receipt of this decision. If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit their request for reconsideration, and any statement or brief in support of their request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, Complainant can submit their request and arguments to the Director, Office of Federal Sector, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507.
2023003853 6 In the absence of a legible postmark, a complainant’s request to reconsider shall be deemed timely filed if OFS receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless Complainant files their request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(f). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (R0124) This is a decision requiring the Agency to continue its administrative processing of your complaint. However, if you wish to file a civil action, you have the right to file such action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. In the alternative, you may file a civil action after one hundred and eighty (180) calendar days of the date you filed your complaint with the Agency, or filed your appeal with the Commission. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by their full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. Filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you.
2023003853 7 You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: T. Gimbrere __________ Gul Chaudhry’s signature T. Gimbrere, Acting Director Office of Federal Sector September 23, 2026 Date
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