2020000673•EEOC Appeal 2020000673
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Enriqueta T.,1 Complainant, v. Ryan D. McCarthy, Secretary, Department of the Army, Agency. Appeal No. 202000673 Agency No. ARMEADE18MAY01592 DECISION On August 24, 2020, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission) regarding the alleged breach of an April 27, 2020 settlement agreement. The record reflects that, although she notified the Agency official with settlement authority and Agency counsel, Complainant did not inform the EEO Director in writing as required by the agreement and 29 C.F.R. § 1614.504(a). No final decision by the Agency has been issued. Nevertheless, the Agency has submitted a response to the appeal contending that it has complied with the settlement terms. Therefore, in the interest of judicial economy and expediency, we shall construe the Agency's response as its final decision and accept the appeal. See 29 C.F.R. § 1614.402; 29 C.F.R. § 1614.504(b); and 29 C.F.R. § 1614.405. BACKGROUND During the relevant time, Complainant was a Supervisory Health System Specialist, at the Agency’s Kimbrough Ambulatory Care Center in Fort Meade, Maryland. Believing that the Agency subjected her to unlawful discrimination, Complainant contacted an Agency EEO Counselor to initiate the EEO complaint process. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
202000673 2 On April 27, 2020, Complainant and the Agency entered into a settlement agreement to resolve the matter. The settlement agreement provided, in pertinent part, that the Agency agreed: 8. a. That Complainant’s resignation from her position with the Agency will be processed in the manner prescribed by regulation and consistent with this Agreement, and will not reflect or suggest that there has been a basis for an involuntary termination of her employment. 8. b. That Agency will pay $35,000 (the “Settlement Sum”) to Complainant inclusive of any attorney fees incurred pursuing the claims and the complaint responding to or appealing any proposed or completed personnel actions, and any other matter on Complainant’s behalf. Within thirty (20) calendar days2 of the conclusion of the revocation period, 8 days after the effective date of this Agreement, the local offices will have completed their responsibilities to get the Settlement Sum promptly paid, in gross, with no withholdings or deductions, by electronic funds transfer directed to an account designated by Complainant. The Complainant agrees to complete reasonably necessary documentation, including but not limited to an “ACH” Form which the Army will provide to Complainant, to permit the Army to make an electronic funds transfer of the Settlement Sum into the account designated by Complainant. By email to the Agency signatory and Agency counsel, dated June 9, 2020, Complainant stated “We are fast approaching the 45th day and I have not received the funds as agreed . . . .” Approximately two weeks later, on June 22, 2020, Complainant again emailed Agency counsel. She explained that the ACH Form had been provided and noted “[t]oday is the 53rd day. The Agency has not complied. . . .” In response, Agency counsel stated “I received it. I have not begun to get through emails from the last two weeks, during which I conducted a trial . . . .” On July 2, 2020, Complainant informed Agency counsel that she still had not received payment. After receiving no response from Agency counsel, Complainant filed the instant appeal. On appeal, Complainant argues that, despite her calls and emails to the Agency, she has not received payment as required by the April 27, 2020 agreement. Due to the Agency’s “repeated disregard of all my inquiries”, Complainant appealed to the Commission. She requests not only payment of $35,000, pursuant to the agreement terms, but also $7,000 for the Agency’s breach. ANALYSIS EEOC Regulation 29 C.F.R. § 1614.504(a) provides that any settlement agreement knowingly and voluntarily agreed to by the parties, reached at any stage of the complaint process, shall be binding on both parties. The Commission has held that a settlement agreement constitutes a contract between the employee and the Agency, to which ordinary rules of contract construction apply. See Herrington v. Dep’t of Def., EEOC Request No. 05960032 (December 9, 1996). 2 Inconsistency between written date and parenthetical number is in the original.
202000673 3 The Commission has further held that it is the intent of the parties as expressed in the contract, not some unexpressed intention, that controls the contract’s construction. Eggleston v. Dep’t of Veterans Affairs, EEOC Request No. 05900795 (August 23, 1990). In ascertaining the intent of the parties with regard to the terms of a settlement agreement, the Commission has generally relied on the plain meaning rule. See Hyon O v. U.S. Postal Serv., EEOC Request No. 05910787 (December 2, 1991). This rule states that if the writing appears to be plain and unambiguous on its face, its meaning must be determined from the four corners of the instrument without resort to extrinsic evidence of any nature. See Montgomery Elevator Co. v. Building Eng’g Servs. Co., 730 F.2d 377 (5th Cir. 1984). In the instant case, the Agency was required to provide payment to Complainant by June 4, 2020.3 The Agency, however, has submitted a copy of an electronic record reflecting payment of $35,000 to Complainant “clearing 9/14/20.” The Agency’s delay, of 102 days, was three times as long as required by the agreement. Therefore, we agree with Complainant that a breach occurred when payment was not completed by the time specified. However, the Agency’s subsequent payment has cured such breach. Complainant acknowledges receipt of the funds, but reiterates her request for $7,000 for the Agency’s delay. We do not find such award is warranted here where Complainant failure to allege breach, in writing, with the Agency’s Director EEO Compliance and Complaints Review may have contributed to the delay. This requirement was explicitly stated in the agreement. Consequently, we find that the Agency is in compliance with the April 27, 2020 settlement agreement. CONCLUSION The Agency’s determination, finding no breach of the April 27, 2020 settlement agreement, is AFFIRMED. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0620) The Commission may, in its discretion, reconsider this appellate decision if the complainant or the agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. 3 The agreement was executed on April 27, 2020. The compliance deadline reflects the addition of 8 days to revoke and 30 days to take the actions in provision 8.b.
202000673 4 If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit his or her request for reconsideration, and any statement or brief in support of his or her request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, complainant can submit his or her request and arguments to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, complainant’s request to reconsider shall be deemed timely filed if OFO receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless complainant files his or her request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you.
202000673 5 You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations October 28, 2020 Date
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