2020001569•EEOC Appeal 2020001569
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Wilfred M., 1 Complainant, v. Dr. Mark T. Esper, Secretary, Department of Defense (Department of Defense Education Activity), Agency. Appeal No. 2020001569 Agency No. EU-FY19-346 DECISION On December 3, 2019, Complainant filed a timely appeal with the Equal Employment Opportunity Commission (EEOC or Commission) from a final Agency decision dated November 7, 2019, dismissing his complaint of unlawful employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. BACKGROUND At the time of events giving rise to this complaint, Complainant was employed by the Agency as a Transportation Assistant, GS-2102-07 at the Europe-East District, Stuttgart School Bus Office in Stuttgart, Germany. On April 19, 2018, Complainant filed equal employment opportunity (EEO) Complaint EU-FY18- 035, with amendments made through December 10, 2018 (Complaint 1), alleging he was subjected to discrimination and harassment based on his race (African-American), sex (male), age, and reprisal for prior EEO activity when, in relevant part: A. Since April 2013, he has been forced to perform GS-09 duties while he is paid as a GS-07. B. On December 17, 2017, he learned that while he applied for the position of Transportation Operations Specialist, GS-2150-09 in Stuttgart, Germany, he improperly was not placed 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2020001569 2 on the Certificate of Eligible candidates therefore dated December 26, 2017 (Agency Request No. 17-2023486-LJDl, Vacancy ID 2023486) (to be reviewed by the selecting official, Complainant’s second line supervisor (S2)), nor selected (the person Complainant identified as the selectee was selected on January 4, 2018, effective April 1, 2018). C. After the Transportation Operations Specialist, GS-2150-09 in Stuttgart Germany resigned on July 6, 2018, Complainant competitively applied therefore but was not chosen by the selecting official, his first line supervisor (S1). D. On October 18, 2018, he learned he was not selected by S1 for the Transportation Operations Specialist, GS-2150—09 position in Stuttgart, Germany, under Request Number 18AUG37XHE1254010751 (the record reflects the selectee was competitively selected effective February 17, 2019, for a rotation not to exceed May 18, 2019) from Certificate of Eligible candidates 20180919-CBIY-003 dated September 19, 2018. 2 Following an investigation, in relevant part of these accepted claims on August 13, 2019, Complainant requested a hearing before an Administrative Judge (AJ) with the EEOC, which is pending (EEOC Hearing No. 570-2019-01521X). Meanwhile, on October 26, 2019, Complainant filed Complaint 2, the one before us, alleging that the Agency subjected him to discrimination and harassment based on his race (African-American), sex (male), age (over 40), and reprisal for prior protected EEO activity under Title VII and the ADEA when from 2017 onward: 1. S1 and S2 forced him to perform the duties of a GS-9 while being paid as a GS-7. 2. He was not selected for promotion, i.e., the Agency did not properly (a) advertise vacancies, (b) determine who to place on certificates of eligible candidates (to be reviewed by the selecting official), (c) choose who to interview, and (d) S1 and S2 failed to choose the best qualified candidate. 3. S1 and S2 interfered with his performance, second guessed him, and treated him with disrespect, as illustrated, but not limited to: a. After a teacher booked and secured personal transportation outside the purview of the Bus Office, in May 2019, he was notified a school trip was requested for the same thing – an error, and without investigation S1 accused him of not doing his job, directed him to book the trip which resulted in a double booking, and then asked him to talk to the bus company to ensure the school was not double charged for the error Complainant tried to avoid; 2 Complainant alleged either that this position was not advertised or S1 failed to inform him it was advertised so he could apply.
2020001569 3 b. S1 declined to sign his Department of Defense Dependent Schools (DODDS) Softball European Tournament travel duty orders (TDY) on May 28, 2019, and called him a liar; and c. In August 2019, he requested to have a smartboard and overhead projector installed in the Bus Office to display to customers visual cues of bus stop locations, and S2 denied the request. The Agency dismissed issues 1 and 2 because they stated the same claim that was pending before the EEOC in Complaint 1. On issue 2 the Agency referred to the EEO counselor’s report which reflected Complainant verbally said he was passed over for multiple promotions from December 2018 onward, but did not identify them. The Agency dismissed issue 3 because all the incidents, even taken together, did not rise to the level of actionable harassment. The instant appeal followed. In his appeal and brief, Complainant avers he provided the Agency with “Supplemental Responses to Agency’s Questions”. Therein, regarding issue 2, Complainant specified that he applied twice for the position of Transportation Operation Specialist, GS-2150- 09 under Agency Request No. 17-2023486-LJD – which closed on November 11, 2017, and closed again on June 11, 2019, and was not selected. On issue 3, Complainant adds that while a duty of his job is to solicit competitive bids to secure transportation from contractors, he was only provided with one contractor to work with, while his coworkers were provided as many as a dozen. ANALYSIS AND FINDINGS Complaint 2, Issue 1 EEOC Regulation 29 C.F.R. § 1614.107(a)(1) requires the dismissal of claims that state the same claim that is pending before or has been decided by the agency or the Commission. We agree with the Agency that Complaint 2, issue 1 - Complainant was forced to perform the duties of a GS-9 while being paid as a GS-7, is the same Complaint 1, issue A. The EEO counselor recounted in his report that he asked Complainant how the later version of this claim differed from the earlier one, and he verbally responded, “different facts, asked to do work for different positions, different duties….” Because Complainant gives no specifics, he has not shown a change in circumstances to distinguish the later time period from the earlier one. Complainant also contends that the later version of the claim differs because it covers a more recent time period. But without specifics on how circumstances changed, the later version of the claim is identical to the earlier version, i.e., since April 2013, he has been forced to perform GS-09 duties while he is paid as a GS-07. The Agency’s dismissal of Complaint 2 issue 1 is affirmed. Complaint 2, Issue 2 Complainant provided a supplemental response clarifying that, in Complaint 2, Issue 2, he was referencing two specific positions for which he applied but was not selected.
2020001569 4 We are unable to decipher, however, whether this response was provided for the first time on appeal, or before the Agency’s FAD was issued. Because we do not know if the Agency has had the opportunity to review for acceptance or dismissal the two referenced non-selection claims prior to the FAD being issued, we will remand this matter to the Agency, as ordered below. Complaint 2, Issue 3 In Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993), the Supreme Court reaffirmed the holding of Meritor Savings Bank v. Vinson, 477 U.S. 57, 67 (1986), that harassment is actionable if it is sufficiently severe or pervasive to alter the conditions of the complainant's employment. The Court explained that an "objectively hostile or abusive work environment [is created when] a reasonable person would find [it] hostile or abusive” and the complainant subjectively perceives it as such. Harris, at 21-22. Thus, not all claims of harassment are actionable. Where a complaint does not challenge an agency action or inaction regarding a specific term, condition or privilege of employment, a claim of harassment is actionable only if, allegedly, the harassment to which the complainant has been subjected was sufficiently severe or pervasive to alter the conditions of the complainant's employment. The Commission has a policy of considering reprisal claims with a broad view of coverage. See Carroll v. Dep’t of the Army, EEOC Request No. 05970939 (Apr. 4, 2000). Under Commission policy, claimed retaliatory actions which can be challenged are not restricted to those which affect a term or condition of employment. Rather, a complainant is protected from any discrimination that is reasonably likely to deter protected activity. See EEOC Enforcement Guidance on Retaliation and Related Issues, at 5-19 (REV Aug. 25, 2015) (available at eeoc.gov). Applying the above, we find that the incidents in issue 3, even if we included his only being provided with one contractor to work with, taken together fail to state a claim because they neither rise to the level of actionable harassment, nor would reasonably likely deter EEO activity. Aside from having to cancel the double booking, Complainant does not allege he was otherwise impacted by S1 erroneously directing him to do the later booking. Regarding TDY for Complainant’s DODDS Softball European Tournament, S1 relayed to the EEO counselor that there was no requirement that he sign off on Complainant’s TDY travel order for it to be granted, nor does Complainant contend he was unable to go to the tournament on TDY. The smartboard and overhead projector incident regards a resource for customers in the Stuttgart School Bus Office, and the denial thereof is not abusive or harassing in nature, even if Complainant perceives it as so. Complainant does not contend that being provided only one contractor to work with when soliciting competitive bids resulted in any action being taken against him, nor does he state he was prevented from soliciting other contractors he knew of or was able to locate. Complainant raised incidents of harassment in Complaint 1, as amended (i.e., Complaint 1, issue 7, as numbered by the Agency), and after investigating them dismissed them on July 31, 2019, for failing to state a claim because they did not rise to the level of actionable harassment. This dismissal was before Complainant requested his hearing on August 13, 2019, on Complaint 1.
2020001569 5 We find that Complaint 2, issue 3, even taken together with the incidents in Complaint 1 issue 7, fails to state a claim of actionable harassment, nor would reasonably likely deter EEO activity. CONCLUSION The Agency’s dismissal of Complaint 2, issues 1 and 3, is AFFIRMED. The Agency’s dismissal of Complaint 2, issue 2 is REVERSED. ORDER Within thirty (30) days of the date this appellate decision is issued, the Agency shall make a determination in writing to accept for investigation or dismiss in whole or part, in accordance with 29 C.F.R. Part 1614, Complainant’s clarified claim (Complaint 2, Issue 2) that he twice applied, but was not selected, for the position of Transportation Operation Specialist, GS-2150-09 (under Agency Request No. 17-2023486-LJD which closed on November 11, 2017, and closed again on June 11, 2019). If the Agency accepts any part of Complaint 2, Issue 2, and the Report of Investigation for rest of Complaint 2 has already been issued to Complainant, the Agency shall consider this issue as a separate formal complaint and process it in accordance with the procedures detailed in 29 C.F.R. Part 1614. The Agency may evidence compliance with this Order by submitting, via the Federal Sector EEO Portal (FedSEP), a copy of its acceptance and/or dismissal letter. IMPLEMENTATION OF THE COMMISSION’S DECISION (K0719) Under 29 C.F.R. § 1614.405(c) and § 1614.502, compliance with the Commission’s corrective action is mandatory. Within seven (7) calendar days of the completion of each ordered corrective action, the Agency shall submit via the Federal Sector EEO Portal (FedSEP) supporting documents in the digital format required by the Commission, referencing the compliance docket number under which compliance was being monitored. Once all compliance is complete, the Agency shall submit via FedSEP a final compliance report in the digital format required by the Commission. See 29 C.F.R. § 1614.403(g). The Agency’s final report must contain supporting documentation when previously not uploaded, and the Agency must send a copy of all submissions to the Complainant and his/her representative. If the Agency does not comply with the Commission’s order, the Complainant may petition the Commission for enforcement of the order. 29 C.F.R. § 1614.503(a). The Complainant also has the right to file a civil action to enforce compliance with the Commission’s order prior to or following an administrative petition for enforcement. See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g). Alternatively, the Complainant has the right to file a civil action on the underlying complaint in accordance with the paragraph below entitled “Right to File a Civil Action.” 29 C.F.R. §§ 1614.407 and 1614.408.
2020001569 6 A civil action for enforcement or a civil action on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999). If the Complainant files a civil action, the administrative processing of the complaint, including any petition for enforcement, will be terminated. See 29 C.F.R. § 1614.409. Failure by an agency to either file a compliance report or implement any of the orders set forth in this decision, without good cause shown, may result in the referral of this matter to the Office of Special Counsel pursuant to 29 C.F.R. § 1614.503(f) for enforcement by that agency. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c).
2020001569 7 COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (T0610) This decision affirms the Agency’s final decision/action in part, but it also requires the Agency to continue its administrative processing of a portion of your complaint. You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision on both that portion of your complaint which the Commission has affirmed and that portion of the complaint which has been remanded for continued administrative processing. In the alternative, you may file a civil action after one hundred and eighty (180) calendar days of the date you filed your complaint with the Agency, or your appeal with the Commission, until such time as the Agency issues its final decision on your complaint. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations August 27, 2020 Date
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