1:23-cv-00258•Rosario v. Boyer et al
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UNITED STATES DISTRICT COURT DISTRICT OF NEW HAMPSHIRE Ivan Rosario v. Civil No. 23-cv-258-JL-AJ S. Boyer, et al.1 REPORT AND RECOMMENDATION Plaintiff Ivan Rosario filed a Complaint (Doc. No. 1) alleging that his federal constitutional rights were violated while he was incarcerated at the Federal Correctional Institution in Gilmer, West Virginia (“FCI Gilmer”) in May through July 2021, and while he was incarcerated at the Federal Correctional Institution in Berlin, New Hampshire (“FCI Berlin”) during and after September 2021. The Complaint is before the undersigned Magistrate Judge for preliminary review pursuant to 28 U.S.C. § 1915A(a) and LR 4.3(d)(1). Preliminary Review Standard In conducting preliminary review under 28 U.S.C. § 1915A(a) and LR 4.3(d)(1), the Court takes as true the facts asserted in the Complaint, and inferences reasonably drawn from those facts, 1 Rosario names the following individuals as defendants to this matter: S. Boyer, J. Jimenez, Lt. Adkins (whose first name is unknown (“FNU”)), John Doe #1, Lt. FNU Hensley, and Lt. FNU Tawes. The defendants are sued in their individual and official capacities. Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 1 of 12
2 strips away the legal conclusions, and considers whether the complaint states a claim that is plausible on its face. Hernandez-Cuevas v. Taylor, 723 F.3d 91, 102-03 (1st Cir. 2013) (citing Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)). In determining whether a pro se complaint states a claim, the court construes it liberally. See Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam). The Court may dismiss claims if the court lacks subject matter jurisdiction, a defendant is immune from the relief sought, the complaint fails to state a claim upon which relief might be granted, or the action is frivolous or malicious. See 28 U.S.C. § 1915(e)(2). Applying this standard, the Court relates the facts relevant to the claims in this action as set forth by in the Complaint. Background I. FCI Gilmer May–July 2021FCI Gilmer May – July 2021 A. Failure to Adhere to Regulations In 2021, when Mr. Rosario was serving his sentence at FCI Gilmer, he was placed in that facility’s Secure Housing Unit (“SHU”) due to a disciplinary charge which had been lodged against him. Mr. Rosario was held in SHU for several months while the disciplinary charge was pending. Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 2 of 12
3 Mr. Rosario states that while he was in SHU, FCI Gilmer Lt. Adkins, whose first name is not known (“FNU”), failed to adhere to certain federal regulations governing staff responsibilities to SHU prisoners. Specifically, Mr. Rosario alleges that Lt. Adkins failed to follow the directive in 28 C.F.R. § 541.26(c)2 that requires staff members to conduct reviews of a prisoner’s SHU placement in the presence of the prisoner, and the directive in 28 C.F.R. § 541.32(b)3 that requires a prisoner be evaluated in person by a mental health provider every thirty days while housed in SHU. B. Denial of Access to Administrative Remedy Forms, Law Library, and Legal Materials On four occasions in May and June 2021, while in the FCI Gilmer SHU, Mr. Rosario asked his Case Counselor to provide him with administrative remedy forms, access to the law library, and access to his legal materials. Mr. Rosario asserts that during the times relevant to this lawsuit, was engaged in two appeals 2 28 C.F.R. § 541.26(c) states that “[a]fter every 30 calendar days of continuous placement in either administrative detention or disciplinary segregation status, the [Segregation Review Official] will formally review [the prisoner’s] status at a hearing [the prisoner] can attend.” 3 28 C.F.R. § 541.32(b) states, in pertinent part, that “[a]fter every 30 calendar days of continuous placement in either administrative detention or disciplinary segregation status, mental health staff will examine [the prisoner], including a personal interview.” Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 3 of 12
4 of his criminal conviction, and that he was, at times, representing himself in those appeals.4 Mr. Rosario’s case counselor refused all of those requests. Mr. Rosario made the same requests of Lt. Adkins – for administrative remedy forms, access to the law library, and access to his legal materials – who also refused to grant any of those requests. Lt. Adkins also threatened to delay Mr. Rosario’s designation to a new facility and to make his stay in SHU “horrible,” in response to Mr. Rosario’s efforts to seek access to the law library and legal materials by filing actions in federal court. Doc. No. 1, at 4. Similarly, on three occasions in June and July 2021, FCI Gilmer SHU Officer Perkins denied Mr. Rosario’s requests for administrative remedy forms and access to the law library. Also in July 2021, Mr. Rosario asserts that he asked the FCI Gilmer Warden for access to administrative remedy forms and access to the law library, but the Warden ignored his requests. 4 Mr. Rosario references two criminal appeals which were pending in the Second Circuit Court of Appeals during the events underlying this lawsuit: United States v. Rosario, No. 19-cr- 2399 (2d Cir.), and United States v. Rosario, No. 21-cr-680 (2d Cir.). Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 4 of 12
5 C. Disciplinary Proceedings Mr. Rosario was held in the FCI Gilmer SHU in connection with a charged disciplinary offense. Mr. Rosario alleges that he was denied certain due process protections during those proceedings, including Disciplinary Hearing Officer (“DHO”) J. Jimenez’s denial of Mr. Rosario’s requested witnesses, the failure of FCI Gilmer officials to preserve video of the incident underlying the disciplinary charge upon Mr. Rosario’s request, FCI Gilmer Officer S. Boyer’s submission of “fraudulent statements” in evidence at that hearing, DHO Jiminez’s reliance solely on Officer Boyer’s statement, and the failure to provide Mr. Rosario with DHO Jimenez’s Report and other documents he needed to file an appeal of his disciplinary finding and sanctions. Mr. Rosario further asserts that DHO Jimenez imposed unreasonably harsh sanctions on Mr. Rosario after finding him guilty, including a loss of good time. After Mr. Rosario filed a 28 U.S.C. § 2241 petition in this Court challenging that disciplinary finding, the Federal Bureau of Prisons (“BOP”) expunged Mr. Rosario’s disciplinary offense and restored his good time. Mr. Rosario states that the disciplinary violation was not expunged until after he had already served all of the sanctions the DHO imposed (other than the revocation of good Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 5 of 12
6 time), including: time in SHU; loss of commissary; and loss of all email and telephone communications, including with his family, for one year. II. Berlin – Since September 2021 A. Access to Legal Materials and DHO Report Mr. Rosario was transferred out of FCI Gilmer in July 2021 and arrived at FCI Berlin to continue serving his sentence in September 2021. Mr. Rosario states that he was denied access to all of his legal materials during the transfer. Also during his transfer, Mr. Rosario requested and was denied administrative remedy forms. When he arrived at FCI Berlin, Mr. Rosario was again placed in SHU. Mr. Rosario requested his legal materials but they were not provided to him at that time. Mr. Rosario states that none of his “legal research and court notices” were sent from FCI Gilmer to FCI Berlin. Mr. Rosario also requested a copy of the DHO Report from his FCI Gilmer disciplinary proceedings. In October 2021, an FCI Berlin staff member told him that no DHO Report and had arrived at that facility. Mr. Rosario states that while in the FCI Berlin SHU, he was denied correspondence from the Second Circuit Court of Appeals regarding his appeals pending there. Mr. Rosario states that he Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 6 of 12
7 had to represent himself for some period of time in one or both of those appeals. Mr. Rosario asserts that he was prevented from filing nonfrivolous claims on his own behalf in the appellate court during that time because he was denied access to his legal materials. Specifically, Mr. Rosario states that while he was in the FCI Berlin SHU, he submitted multiple requests to Lt. FNU Hensley and Lt. FNU Tawes for access to the law library and his legal material. He contends that Lt. Hensley and Lt. Tawes ignored all of his requests. He states that other FCI Berlin officials also denied multiple requests he made for administrative remedy forms. B. Failure to Follow Regulations While housed in the FCI Berlin SHU, Mr. Rosario alleges he was denied the mandatory 30-day reviews required by 28 C.F.R. § 541.26(c). As a result, and because he was denied administrative remedy forms, Mr. Rosario claims he was denied the ability to complain about the conditions of his confinement. Mr. Rosario does not state what conditions he sought to challenge. III. Relief Requested As to each of his claims, Mr. Rosario asks the Court to issue a declaratory judgment stating that his constitutional Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 7 of 12
8 rights were violated and to enjoin the defendants from further violating his constitutional rights. Mr. Rosario also asks the Court for any other “relief that is proper under the law.” Doc. No. 1, at 7, 8, 9. Discussion I. Claims Arising at FCI Gilmer – Improper Venue Under federal venue law, a civil action may only be brought in “a judicial district in which any defendant resides, if all defendants are residents of the State in which the district is located,” or in “a judicial district in which a substantial part of the events or omissions giving rise to the claim occurred, or a substantial part of property that is the subject of the action is situated.” 28 U.S.C. § 1391(b)(1)-(2). FCI Gilmer is located in the Northern District of West Virginia. Mr. Rosario has not made any allegation demonstrating a connection between the District of New Hampshire and the FCI Gilmer defendants, who are all located in West Virginia, or the conduct of those defendants which occurred at FCI Gilmer, to allow the Court to find that venue is proper in the District of New Hampshire. Under 28 U.S.C. §§ 1406(a), “[t]he district court of a district in which is filed a case laying venue in the wrong division or district shall dismiss, or if it be in the interest Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 8 of 12
9 of justice, transfer such case to any district or division in which it could have been brought.” Here, it appears that Mr. Rosario’s claims against the FCI Gilmer defendants would be subject to dismissal in the Northern District of West Virginia for the same reasons, discussed below, that this Court recommends dismissing the claims against the FCI Berlin defendants, and therefore, transfer of this matter to the Northern District of West Virginia would not “be in the interest of justice.” Id. Accordingly, the District Judge should dismiss the claims against the FCI Gilmer defendants for improper venue, without prejudice to Mr. Rosario’s ability to bring those claims in a suit filed in the Northern District of West Virginia. II. Claims Arising at FCI Berlin A. Injunctive Relief Mr. Rosario asks this Court to enjoin the FCI Berlin defendants, Lt. Hensley and Lt. Hawes, from engaging in further violations of his rights. Since filing this action, Mr. Rosario has been transferred to the Federal Correctional Institution in Danbury, Connecticut (“FCI Danbury”). There is no injunctive relief the Court could grant to the plaintiff relating to a claim against the defendants named here, Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 9 of 12
10 as his request for such relief was mooted by his transfer out of FCI Berlin, where Lts. Hensley and Tawes are located. See Ford v. Bender, 768 F.3d 15, 29 (1st Cir. 2014) (where injunctive relief is sought, a “challenge to prison conditions or policies is generally rendered moot by [a prisoner’s] transfer or release” as he no longer has a “‘legally cognizable interest in a judicial decision on the merits of his claim’” for injunctive relief (citation omitted)). Mr. Rosario has not asserted any facts which indicate that he is likely to be returned to FCI Berlin. Further, he has not asserted facts to indicate that, if he were to be returned to FCI Berlin, he would be subject to the same conditions which he alleges underlie his claims here. Accordingly, the District Judge should deny his claims for injunctive relief as moot. B. Declaratory Relief In addition to his request for injunctive relief, Mr. Rosario asks the Court to issue declaratory relief by finding and declaring that, in taking the actions which Mr. Rosario alleges underlie his claims against Lts. Hensley and Tawes, those defendants violated Mr. Rosario’s rights under the United States Constitution. In general, “issuance of a declaratory judgment deeming past conduct illegal is . . . not permissible as it would be merely advisory.” Am. Civ. Liberties Union of Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 10 of 12
11 Mass. v. U.S. Conf. of Cath. Bishops, 705 F.3d 44, 53 (1st Cir. 2013). “The Supreme Court has admonished that federal courts ‘are not in the business of pronouncing that past actions which have no demonstrable continuing effect were right or wrong.’” Id. (quoting Spencer v. Kemna, 523 U.S. 1, 18 (1998)). The First Circuit has recently held that “this general rule should be relaxed only if ‘there is a substantial controversy of sufficient immediacy and reality to warrant the issuance of a declaratory judgment.’” Corrigan v. Bos. Univ., 98 F.4th 346, 350-51 (1st Cir. 2024) (citations omitted). Absent any evidence or allegation to indicate that there remains such a controversy after Mr. Rosario’s transfer out of FCI Berlin, a declaratory judgment is not proper here, and the District Judge should dismiss Mr. Rosario’s claims for declaratory judgment on that basis.5 5 Mr. Rosario did not seek damages in his complaint. The Court notes, nevertheless, that such relief would likely be unavailable under recent United States Supreme Court decisions significantly limiting the availability of damages claims against federal officials for constitutional violations. Such claims arise under Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388 (1971). “[T]he [Supreme] Court has made clear that expanding the Bivens remedy is now a ‘disfavored’ judicial activity. This is in accord with the Court’s observation that it has ‘consistently refused to extend Bivens to any new context or new category of defendants.’” Ziglar v. Abbasi, 582 U.S. 120, 135 (2017) (citations omitted). The Supreme Court has never recognized damages claims under Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 11 of 12
12 Conclusion For the foregoing reasons, the District Judge should dismiss the complaint in its entirety, without prejudice to Mr. Rosario’s ability to bring claims against the FCI Gilmer defendants in a court of competent jurisdiction. Any objections to this Report and Recommendation must be filed within fourteen days of receipt of this notice. See Fed. R. Civ. P. 72(b)(2). The objection period may be extended upon motion. Only those issues raised in the written objections “‘are subject to review in the district court,’” and any issues “‘not preserved by such objection are precluded on appeal.’” Santos-Santos v. Torres- Centeno, 842 F.3d 163, 168 (1st Cir. 2016) (citations omitted). SO ORDERED. _______________________ Andrea K. Johnstone United States Magistrate Judge November 21, 2024 cc: Ivan Rosario, pro se Bivens for the First and Fifth Amendment claims Mr. Rosario asserts in this action. See Egbert v. Boule, 596 U.S. 482, 498- 99 (2022) (Supreme Court has “‘never held that Bivens extends to First Amendment claims,’” including retaliation claims); Jordan v. Barves, No. 24-2030, 2024 U.S. App. LEXIS 27059, at *4, 2024 WL 4579248, at *2 (3d Cir. Oct. 25, 2024) (Supreme Court has never “recognized a Bivens remedy for an alleged due process violation in [prison] disciplinary proceedings, or for an alleged First or Fifth Amendment violation of the right to access the courts”); Islaam v. Kubicki, 838 F. App’x 657, 661 (3d Cir. 2020) (per curiam) (Supreme Court has never recognized a damages remedy under Bivens for violations of BOP policies). Case 1:23-cv-00258-JL-AJ Document 10 Filed 11/21/24 Page 12 of 12
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