North Providence School Committee v. The North Providence Federation of Teachers, Local 920, American Federation of Teachers

2007-156, 06-629Ri

Full text

Supreme Court
No. 2007-156-Appeal.
(PM-06-0629)
North Providence School Committee 	:
v.
The North Providence Federation of
Teachers, Local 920, American Federation
of Teachers.
:
NOTICE: 	This opinion is subject to formal revision before
publication in the Rhode Island Reporter. Readers are requested to
notify the Opinion Analyst, Supreme Court of Rhode Island, 250
Benefit Street, Providence, Rhode Island 02903, at Telephone 222-
3258 of any typographical or other formal errors in order that
corrections may be made before the opinion is published.
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Supreme Court
No. 2007-156-Appeal.
(PM-06-0629)
North Providence School Committee 	:
v.
The North Providence Federation of
Teachers, Local 920, American Federation
of Teachers.
:
Present: Williams, C.J., Goldberg, Flaherty, Suttell, and Robinson, JJ.
O P I N I O N
Justice Robinson for the Court. The plaintiff, the North Providence School Committee
(school committee), appeals to this Court from the entry of judgment confirming an arbitral
award in favor of the defendant, the North Providence Federation of Teachers, Local 920,
American Federation of Teachers (union).
This case came before the Supreme Court for oral argument on January 22, 2008,
pursuant to an order directing the parties to appear and show cause why the issues raised in this
appeal should not be summarily decided. 	After considering the record, the briefs submitted by
the parties, and the oral arguments of counsel, we are of the opinion that cause has not been
shown and that the case should be decided at this time. For the reasons set forth below, we deny
the appeal and affirm the judgment of the Superior Court.
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Facts and Travel
The central issue in this case revolves around the school committee’s elimination of the
composition period for English teachers at North Providence High School, which elimination the
union contended was violative of the collective bargaining agreement between the parties.
From at least 1971 until 2004, English teachers at North Providence High School were
assigned a fifty-minute composition period as part of their academic schedule. That period was
assigned to the English teachers on a three to four days per week basis. 	The purpose of the
composition period appears to have been to give the English teachers time in which to correct
papers and work individually with students on the development of their writing skills.
In the Summer of 2004, the superintendent of schools informed the president of the union
that she would be recommending to the school committee that, for budgetary reasons, the
composition period should be discontinued. 	The superintendent informed the union president
that one high school English teacher had retired and that the contract of another high school
English teacher had not been renewed. 	Rather than fill those two vacant positions, the
superintendent explained that, as a means of reducing monetary expenditures, she intended to
recommend that the school committee eliminate the composition period and then redistribute the
existing English classes among the remaining English teachers.
The union president urged the superintendent not to make such a recommendation to the
school committee. 	Nonetheless, despite the union’s objection, the superintendent proceeded to
make 	the 	recommendation. 	Shortly 	thereafter, 	the 	school 	committee 	accepted 	the
superintendent’s recommendation and voted to eliminate the composition period.
Subsequently, on July 20, 2004, counsel for the school committee sent the president of
the union a letter responding to the union’s contention that “a past practice exists relative to
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provision of composition times for English teachers * * *.” 	The July 20 letter informed the
union that the school committee denied that any such past practice existed. 	The school
committee, through its counsel, then went on to state that, even if the provision of composition
periods for English teachers constituted a past practice, the July 20 letter should be viewed as
“notice to the Union that [the school committee] no longer intends to be bound by such past
practice,” and the letter cited G.L. 1956 § 28-9-27 as authority in support of the school
committee’s position.1
Thereafter, pursuant to Article IV of the collective bargaining agreement, the union filed
a grievance, in which it claimed that the elimination of the composition period violated the
collective 	bargaining 	agreement.2 In 	due 	course, 	the 	grievance 	was 	considered 	by 	the
superintendent and she denied it. The union then filed a petition for arbitration; the matter was
then submitted to arbitration under the aegis of the American Arbitration Association, pursuant
to one of the provisions in Article IV of the collective bargaining agreement.3
1 General Laws 1956 § 28-9-27(e), as amended by P.L. 2000, ch. 412, § 1, reads as
follows:
“Any 	party 	to 	a 	collective 	bargaining 	agreement 	may
provide written notice to the other party that it no longer intends to
be bound by a past practice. 	This notification must describe the
past practice and set forth the effective date of the termination of
the practice. Neither party is obligated to follow the practice thirty
(30) days following this notification.”
This was the way in which said statute read at the relevant time. We note that the statute
has since been amended. See P.L. 2007, ch. 517, § 1. It should go without saying that the 2007
amendment has no bearing on the case at bar.
2 The pertinent collective bargaining agreement was effective from September 1, 2002 to
August 31, 2005.
3 Article IV, section 1, step 4, of the collective bargaining agreement provides in pertinent
part:
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An arbitration hearing was held on July 21, 2005. 	The pertinent question submitted by
both parties to the arbitrator was worded as follows: “Did the School Committee’s action in
eliminating the composition period for high school English teacher[s] in the 2004-2005 school
year violate the [collective bargaining agreement]?” 	During the hearing, both the union
president and the superintendent testified. 	The union’s principal contention was that the
composition period amounted to a past practice and that its elimination violated the “savings
clause” found in Article XIII of the collective bargaining agreement.4 The school committee,
which emphasized the fiscal advantages of the elimination, argued that the composition period
was not a past practice; the school committee further argued that, even if the composition period
were considered to fall within the definition of a past practice, the July 20 letter properly
terminated the practice in accordance with the provisions of § 28-9-27(e). In addition, the school
committee contended, in rather summary fashion, that pursuant to its broad statutory authority
with respect to education as set forth in Title 16 of the General Laws, the school committee was
vested with the authority to eliminate the composition period. 	The school committee further
argued that that statutorily derived authority could not be bargained away in a collective
bargaining agreement.
On December 12, 2005, the arbitrator issued his Opinion and Award, in which he
concluded: (1) that the existence of the composition period amounted to a past practice and (2)
“The grievance shall be referred, at the request of either the
Employer or the Union, to an Arbitrator selected pursuant to the
rules 	of 	the 	American 	Arbitration 	Association. 	* 	* 	* 	The
settlement of any dispute at any stage of the foregoing procedures
or the decision of the Arbitrator of any such dispute shall be final
and binding upon all parties concerned.”
4 Article XIII of the collective bargaining agreement (which Article we sometimes refer to
as “the savings clause”) provides: 	“All existing benefits, practices and policies not covered by
this agreement shall continue in effect unless changed by mutual consent of the parties.”
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that the elimination of the composition period violated Article XIII of the collective bargaining
agreement. 	The arbitrator found that “[t]he unquestioning continuation of the composition
period—including the routine scheduling of such and thereafter posting these schedules,
amounted to a mutual expectation that such would continue.”
With respect to the school committee’s Title 16 argument, the arbitrator concluded that
the “elimination of the composition period was a proper subject of negotiation between the
School Committee and the Union and is therefore subject to the restrictions imposed under the
parties’ Agreement.” 	In so concluding, the arbitrator found that the decision to eliminate the
composition period was “based on money and the ability to cover the teaching load.” 	The
arbitrator opined that such decisions “are not educational policy decisions, [but rather] are work
load decisions,” which, in the arbitrator’s words, “are always subject to negotiation.”
The arbitrator also analyzed whether the school committee had properly terminated the
composition period in accordance with § 28-9-27(e).5 After examining the statute, the arbitrator
found that “by making a claim under Article XIII [the savings clause], the Union took the past
practice outside of § 28-9-27 and therefore the School Committee’s action terminating such was
null and void.” 	Accordingly, the arbitrator concluded, the school committee violated Article
XIII of the collective bargaining agreement by eliminating the composition period without the
consent of the union.6
For the above-summarized reasons, the arbitrator ruled in favor of the union.7
5 See note 1, supra.
6 We understand the arbitrator to have reasoned that, by agreeing to Article XIII in the
collective bargaining agreement, the school committee contractually bound itself not to invoke
the protections of § 28-9-27(e) with respect to the elimination of past practices.
7 In his Opinion and Award, the arbitrator declared that the appropriate remedy would be
the following:
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Subsequently, on January 4, 2006, the school committee filed in the Superior Court a
petition to vacate the arbitral award, alleging that the arbitrator exceeded his powers and
imperfectly executed them. 	In addition, the school committee contended that the award was
“based upon a manifest disregard of contractual provisions” and that the arbitrator had reached
“a completely irrational result.” That same day, the school committee also filed a motion to stay
the award, in which motion it argued that implementation of the award would “cause the District
to operate in a deficit” and would “be disruptive to the education process and * * * [would]
unnecessarily and negatively impact continuity of educational instruction * * *.” 	The union
objected to both the petition to vacate and the motion to stay, and it filed a cross-motion seeking
confirmation of the arbitral award.
On March 6, 2006, a justice of the Superior Court denied the school committee’s motion
for a stay. Subsequently, on April 17, 2006, a hearing regarding the motion to vacate the arbitral
award was held before that same justice. 	In confirming the arbitral award and denying the
school committee’s motion to vacate, the hearing justice concluded:
“Here I believe the arbitrator’s decision was thorough and
careful in its analysis of the facts and the law. 	What is involved
here is not some broad managerial right regarding educational
policy, but rather a working condition that had existed for more
than a couple of decades; and past practices have not been
“The 	School 	Committee 	shall 	determine 	the 	number 	of
composition periods each English teacher at the high school would
have had, had they been assigned a composition period for the
school year 2005-2006. * * * [T]he School Committee shall then
provide an unassigned composition period to compensate the high
school English teacher for each lost composition period. 	If at the
end of the school year, a high school English teacher has not
received the number of composition periods he or she would have
been 	entitled 	to 	during 	school 	year 	2005-2006, 	the 	School
Committee shall compensate the teacher on a pro-rata basis for all
composition periods for which they are entitled.”
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eliminated by any statute, nor may they be unilaterally abandoned,
especially in the situation here where there is a savings clause.”
The order confirming the arbitral award was entered on December 21, 2006; the school
committee filed a notice of appeal on December 28, 2006.8
On appeal to this Court, the school committee argues that the arbitrator exceeded his
powers when he found that a past practice existed between the parties and that the unilateral
termination of same violated the collective bargaining agreement. 	The school committee’s
argument is multi-faceted; the school committee contends: (1) that the union failed to prove by
clear and convincing evidence that a past practice existed; (2) that the arbitrator incorrectly relied
on the savings clause in finding the existence of a past practice; (3) that, even if a past practice
existed, it was properly terminated in accordance with § 28-9-27(e); (4) that the school
committee and the superintendent have a statutory duty, pursuant to Title 16 of the General
Laws, to manage and maintain the education system, and such duty cannot be compromised by a
past practice; and (5) that the arbitrator exceeded his authority by reviewing a matter that
constituted a non-arbitrable educational policy decision.
The union responds by pointing to this Court’s quite limited standard of review with
respect to arbitral awards; it contends that the arbitrator’s decision was a rational result based
upon a passably plausible interpretation of the collective bargaining agreement and a rational
interpretation of state law. The union also argues that the arbitrator did not exceed his authority
in making his determination because the decision to eliminate the composition period did not
8 We note that final judgment was not entered until May 1, 2007. 	However, we have
previously held that a prematurely filed notice of appeal in such circumstances is not a bar to
review by this Court. 	See, e.g., In re Brooklyn M., 933 A.2d 1113, 1121 n.15 (R.I. 2007);
McBurney v. The GM Card, 869 A.2d 586, 589 n.3 (R.I. 2005).
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pertain to an educational policy, but rather to the terms and conditions of employment, which are
subject to collective bargaining.
Standard of Review
The authority of the courts in this jurisdiction to review an arbitral award is statutorily
prescribed and is limited in nature. 	See Metropolitan Property and Casualty Insurance Co. v.
Barry, 892 A.2d 915, 918 (R.I. 2006); Purvis Systems, Inc. v. American Systems Corp., 788
A.2d 1112, 1114 (R.I. 2002); Rhode Island Council 94, AFSCME, AFL-CIO v. State, 714 A.2d
584, 587 (R.I. 1998); Rhode Island Brotherhood of Correctional Officers v. State Department of
Corrections, 707 A.2d 1229, 1234 (R.I. 1998). Due to the public policy favoring the finality of
arbitration awards, such awards enjoy a presumption of validity. 	Pierce v. Rhode Island
Hospital, 875 A.2d 424, 426 (R.I. 2005); see also Prudential Property and Casualty Insurance Co.
v. Flynn, 687 A.2d 440, 441 (R.I. 1996).
Pursuant to our case law, “an arbitration award may be overturned if the award was
irrational or if the arbitrator manifestly disregarded the law.” Purvis Systems, Inc., 788 A.2d at
1115. 	This Court has emphasized, however, that a manifest disregard of the law requires
“something beyond and different from a mere error in the law or failure on the part of the
arbitrators to understand or apply the law.” Westminster Construction Corp. v. PPG Industries,
Inc., 119 R.I. 205, 211, 376 A.2d 708, 711 (1977) (internal quotation marks omitted); see also
Purvis Systems, Inc., 788 A.2d at 1115. 	A manifest disregard of the law occurs when an
arbitrator understands and correctly articulates the law, but then proceeds to disregard it. Purvis
Systems, Inc., 788 A.2d at 1115.9
9 Judicial deference to arbitral awards has long been a characteristic of the American legal
system. 	See, e.g., Burchell v. Marsh, 58 U.S. 344, 349 (1854) (“If the award is within the
submission, and contains the honest decision of the arbitrators, after a full and fair hearing of the
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In sum, we will uphold an arbitral award if the award draws its essence from the contract
in question and is based on a “passably plausible” interpretation of the contract. Purvis Systems,
Inc., 788 A.2d at 1115 (internal quotation marks omitted); see Jacinto v. Egan, 120 R.I. 907, 912,
391 A.2d 1173, 1176 (1978).
Analysis
After considerable reflection and review of the pertinent authorities, it is our conclusion
that the limited scope of our review of arbitral awards prevents us from disturbing the arbitrator’s
determination that the composition period amounted to a past practice and that, by eliminating
that practice, the school committee violated the collective bargaining agreement.10 The arbitrator
gave the requisite degree of consideration both to the relevant provisions of the collective
bargaining agreement and to the applicable provisions of state law, including Title 16 of the
General Laws. The record further reveals that the arbitrator gave due regard to the testimony and
other evidence presented at the hearing as well as to the briefs submitted to him by the parties;
we have no reason to doubt that he adequately evaluated and weighed the evidence and the legal
arguments in making his determination. We conclude that in rendering his decision the arbitrator
neither manifestly disregarded the law nor reached an irrational conclusion; the decision was a
parties, a court of equity will not set it aside for error, either in law or fact.”); Fudickar v.
Guardian Mutual Life Insurance Co., 62 N.Y. 392, 400 (1875) (“[A]wards will not be opened for
errors of law or fact on the part of the arbitrator.”).
10 Although it is possible that one or more of the members of this Court might not have
reached the same result or engaged in the same process of reasoning as did the arbitrator in this
case, the operative standard of review narrows the judicial role to that of determining whether the
result reached by the arbitrator was irrational or constituted a manifest disregard of the law.
Purvis Systems, Inc. v. American Systems Corp., 788 A.2d 1112, 1114 (R.I. 2002); Rhode Island
Brotherhood of Correctional Officers v. State Department of Corrections, 707 A.2d 1229, 1234
(R.I. 1998). 	Given these demanding criteria, we are unable to say that the arbitral decision in
this case should not be allowed to stand.
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passably plausible interpretation of the collective bargaining agreement. 	See Purvis Systems,
Inc., 788 A.2d at 1115.
First, in determining that the composition period constituted a past practice, the arbitrator
appropriately looked at each of the five factors set forth in § 28-9-27(b).11 He rejected the school
committee’s assertion that the composition period had not been accepted by both parties, and he
concluded that the union had established, by clear and convincing evidence, the existence of a
long-standing practice, which had been accepted by eight superintendents for more than thirty
years. In so deciding, the arbitrator neither exceeded his powers nor manifestly disregarded the
law.
Moreover, it is our belief that the arbitrator’s interpretation of the savings clause (found
in Article XIII of the collective bargaining agreement) is also passably plausible. 	As the
arbitrator noted, the savings clause was meant to preserve past practices, and he went on to state
that to decide otherwise “would effectively wipe out every savings clause or preservation of
practices clause * * *.” 	As such, the arbitrator rationally concluded that the savings clause
expressed the agreement of the parties that past practices would be allowed to continue until such
time as they might be changed by the mutual consent of the parties.
Finally, it is our view that the arbitrator did not act in manifest disregard of state law
when he found that the school committee’s decision to terminate the composition period did not
11 Pursuant to § 28-9-27(b):
“A party claiming the existence of a past practice shall be required
to prove by clear and convincing evidence that the practice;
“(1) is unequivocal;
“(2) has been clearly enunciated and acted upon;
“(3) is readily ascertainable;
“(4) has been in existence for a substantial period of time;
“(5) has been accepted by representatives of the parties who
possess the actual authority to accept the practice.”
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constitute an educational policy decision, but rather was a workload decision and therefore
constitutes a term and condition of employment. 	While school committees have exclusive
statutory authority pursuant to Title 16 over matters of management and educational policy,
unions representing teachers are statutorily entitled to negotiate over matters that directly affect
the work and welfare of their members and school committees are bound to negotiate with them.
See G.L. 1956 chapter 9.3 of title 28 (the Certified School Teachers’ Arbitration act, frequently
referred to as “the Michaelson Act”). 	The arbitrator found that the decision to eliminate the
composition period was based on budgetary and teaching load concerns—the latter being matters
affecting the terms and conditions of employment—which he considered to be arbitrable; he
correspondingly found that the composition period decision did not constitute a matter of
educational policy, which would be committed to the sole discretion of the school committee.
We conclude that there has been no sufficient showing that, in making this decision, the
arbitrator manifestly disregarded state law.
The Narrowness of the Issue Before Us
It is important to emphasize that this opinion should not be read as endorsing any sort of
radical departure from the stark and clear language of Title 16. The forcefulness of the language
employed in G.L. 1956 § 16-2-9(a) is especially noteworthy:
“The entire care, control, and management of all public school
interests of the several cities and towns shall be vested in the
school committees of the several cities and towns.” 	(Emphasis
added.)
We have acknowledged that this legislative mandate must be reconciled with other statutory
provisions that authorize resort to arbitration in some circumstances, but we have never
suggested that the important mandate set forth in Title 16 has in any sense become a dead
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letter.12 To the contrary, we remain keenly aware that Title 16 is an immensely important part of
the General Laws.
In enacting Title 16, the General Assembly delegated to the school committees of the
several cities and towns expansive powers over education; it spoke in extraordinarily broad terms
when it vested authority over the public schools in the state’s several school committees.13 It is
true that the sweeping language of Title 16 must be read in harmony with the provisions of the
Michaelson Act; it is nonetheless a basic rule of law that school committees are not at liberty to
bargain away their powers and responsibilities with respect to the essence of the educational
12 It goes without saying that statutory duties that are specifically imposed upon school
committees by law (and activities closely associated therewith) may not be made the subject of
the arbitral process. 	See, e.g., Pawtucket School Committee v. Pawtucket Teachers’ Alliance,
652 A.2d 970, 972 (R.I. 1995) (“We have stated clearly that while the school committee can
negotiate many items with the professional and nonprofessional employees of the system, it
cannot bargain away statutory powers and responsibilities.”); see also Department of Corrections
v. Rhode Island Brotherhood of Correctional Officers, 867 A.2d 823, 829 (R.I. 2005);
Woonsocket Teachers’ Guild, Local 951, AFT v. Woonsocket School Committee, 770 A.2d 834,
838 (R.I. 2001); State Department of Children, Youth and Families v. Rhode Island Council 94,
713 A.2d 1250, 1256 (R.I. 1998); State Department of Mental Health, Retardation, and Hospitals
v. Rhode Island Council 94, 692 A.2d 318, 319 (R.I. 1997); Vose v. Rhode Island Brotherhood
of Correctional Officers, 587 A.2d 913, 915 (R.I. 1991).
Even in the absence of such specific statutory mandates, however, school committees are
vested with a plethora of powers and responsibilities that relate to the essence of the educational
mission that may not be bargained away.
13 	It is noteworthy that the Rhode Island Constitution expressly imposes upon the General
Assembly the duty of promoting public education. 	Article 12, section 1, of the Constitution
reads in pertinent part as follows:
“The diffusion of knowledge, as well as of virtue among the
people, being essential to the preservation of their rights and
liberties, it shall be the duty of the general assembly to promote
public schools * * * and to adopt all means which it may deem
necessary and proper to secure to the people the advantages and
opportunities of education * * *.”
The language from Title 16 that is quoted in the text reflects the General Assembly’s
delegation of that constitutionally derived duty to the school committees of the several cities and
towns.
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mission. 	In our view, in this case we are figuratively standing on the banks of the Rubicon: a
very strong argument can be made that a decision about having or not having a composition
period for teachers of English is directly related to the essence of the educational mission and is
therefore non-arbitrable.
It is because the school committee in this case opted to ground the abolition of the
composition period primarily on a fiscal rationale that we have come to conclude that the arbitral
decision need not be vacated. 	If the school committee had justified the elimination of the
composition period on the primary basis that said elimination was undertaken for the purpose of
improving the education of North Providence High School students in English and if the school
committee had explained its thinking in that regard in a cogent manner, it is entirely possible that
we would have considered that administrative decision to be non-arbitrable. 	See Woonsocket
Teachers’ Guild, Local 951, AFT v. Woonsocket School Committee, 770 A.2d 834, 838 (R.I.
2001).
Conclusion
We review arbitral awards under an exceptionally deferential standard as a means of
ensuring that parties may benefit from arbitration as a relatively informal and expedient
alternative to litigation in the court system. 	In the instant case, the school committee has not
demonstrated that the arbitrator exceeded his powers or manifestly disregarded the law.
Therefore, mindful of the presumption in favor of the validity of arbitral awards, we deny
the appeal and affirm the judgment of the Superior Court. 	The papers in the case may be
remanded to the Superior Court.
14
COVER SHEET
TITLE OF CASE: 	North Providence School Committee v. The North
Providence Federation of Teachers, Local 920, American Federation of Teachers
DOCKET SHEET NO.: 	2007-156-A
COURT: 	Supreme
DATE OPINION FILED: 	April 23, 2008
Appeal from
SOURCE OF APPEAL: 	Superior 	County: Providence
JUDGE FROM OTHER COURT: 	Judge Stephen J. Fortunato
JUSTICES: 	Williams, CJ., Goldberg, Flaherty, Suttell, and Robinson, JJ.
WRITTEN BY: 	Justice William P. Robinson, III, for the Court
ATTORNEYS:
For Plaintiff: 	Kevin McAllister, Esq.
ATTORNEYS:
For Defendant: 	Marc B. Gursky, Esq.

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