us-doj-ada-guidance-771257e3be70c3ae80170ded20d4de15•ADA Requirements: Effective Communication
ADA Requirements: Effective Communication
us-doj-ada-guidance-771257e3be70c3ae80170ded20d4de15ADA Requirements: Effective CommunicationGuidance
U.S. Department of Justice Civil Rights Division Disability Rights Section Effective Communication The Department of Justice published revised final regulations implementing the Americans with Disabilities Act (ADA) for title II (State and local government services) and title III (public accommodations and commercial facilities) on September 15, 2010, in the Federal Register. These requirements, or rules, clarify and refine issues that have arisen over the past 20 years and contain new, and updated, requirements, including the 2010 Standards for Accessible Design (2010 Standards). Overview People who have vision, hearing, or speech disabilities (“communication disabilities”) use different ways to com- municate. For example, people who are blind may give and receive information audibly rather than in writing and people who are deaf may give and receive informa- tion through writing or sign language rather than through speech. The ADA requires that title II entities (State and local govern- ments) and title III entities (businesses and nonprofit organi- zations that serve the public) communicate effectively with people who have communication disabilities. The goal is to ensure that communication with people with these dis- abilities is equally effective as communication with people without disabilities. This publication is designed to help title II and title III enti- ties (“covered entities”) understand how the rules for effec- tive communication, including rules that went into effect on March 15, 2011, apply to them. • The purpose of the effective communication rules is to ensure that the person with a vision, hearing, or speech disability can communicate with, receive information from, and convey information to, the covered entity. • Covered entities must provide auxiliary aids and services when needed to communicate effectively with people who have communication disabilities. • The key to communicating effectively is to consider the nature, length, complexity, and context of the communication and the person’s normal method(s) of communication. ADARequirements
to convey information back to that person) using any necessary specialized vocabulary. • For people who have speech disabilities, this may include providing a qualified speech-to-speech transliterator (a person trained to recognize unclear speech and repeat it clearly), especially if the person will be speaking at length, such as giving testimony in court, or just taking more time to communicate with someone who uses a communication board. In some situations, keeping paper and pencil on hand so the person can write out words that staff cannot understand or simply allowing more time to communicate with someone who uses a communication board or device may provide effective communication. Staff should always listen attentively and not be afraid or embarrassed to ask the person to repeat a word or phrase they do not understand. In addition, aids and services include a wide variety of technologies including 1) assis- tive listening systems and devices; 2) open captioning, closed captioning, real-time captioning, and closed caption decoders and devices; 3) telephone handset amplifi- ers, hearing-aid compatible telephones, text telephones (TTYs), videophones, captioned telephones, and other voice, text, and video-based telecommunications products; 4) videotext displays; 5) screen reader soft- ware, magnification software, and optical readers; 6) video description and secondary auditory programming (SAP) devices that pick up video-described audio feeds for tele- vision programs; 7) accessibility features in electronic documents and other electronic • The rules apply to communicating with the person who is receiving the covered entity’s goods or services as well as with that person’s parent, spouse, or companion in appropriate circumstances. Auxiliary Aids and Services The ADA uses the term “auxiliary aids and services” (“aids and services”) to refer to the ways to communicate with people who have communication disabilities. • For people who are blind, have vision loss, or are deaf-blind, this includes providing a qualified reader; information in large print, Braille, or electronically for use with a computer screen-reading program; or an audio recording of printed information. A “qualified” reader means someone who is able to read effectively, accurately, and impartially, using any necessary specialized vocabulary. • For people who are deaf, have hearing loss, or are deaf-blind, this includes providing a qualified notetaker; a qualified sign language interpreter, oral interpreter, cued-speech interpreter, or tactile interpreter; real-time captioning; written materials; or a printed script of a stock speech (such as given on a museum or historic house tour) . A “qualified” interpreter means someone who is able to interpret effectively, accurately, and impartially, both receptively (i.e., understanding what the person with the disability is saying) and expressively (i.e., having the skill needed 2 ADA Requirements Effective Communication
and information technology that is acces- sible (either independently or through assis- tive technology such as screen readers). Real-time captioning (also known as com- puter-assisted real-time transcription, or CART) is a service similar to court reporting in which a transcriber types what is being said at a meeting or event into a computer that projects the words onto a screen. This service, which can be provided on-site or re- motely, is particularly useful for people who are deaf or have hearing loss but do not use sign language. The free nationwide telecommunications relay service (TRS), reached by calling 7-1-1, uses communications assistants (also called CAs or relay operators) who serve as intermediaries between people who have hearing or speech disabilities who use a text telephone (TTY) or text messaging and people who use standard voice telephones. The communications assistant tells the tele- phone user what the other party is typing and types to tell the other party what the telephone user is saying. TRS also provides speech-to-speech transliteration for callers who have speech disabilities. Video relay service (VRS) is a free, sub- scriber-based service for people who use sign language and have videophones, smart phones, or computers with video communication capabilities. For outgoing calls, the subscriber contacts the VRS inter- preter, who places the call and serves as an intermediary between the subscriber and a person who uses a standard voice tele- phone. The interpreter tells the telephone user what the subscriber is signing and signs to the subscriber what the telephone user is saying. Video remote interpreting (VRI) is a fee- based service that uses video conferencing technology to access an off-site interpreter to provide real-time sign language or oral interpreting services for conversations between hearing people and people who are deaf or have hearing loss. The new regulations give covered entities the choice of using VRI or on-site interpreters in situ- ations where either would be effective. VRI can be especially useful in rural areas where on-site interpreters may be difficult to obtain. Additionally, there may be some cost advantages in using VRI in certain cir- cumstances. However, VRI will not be effec- tive in all circumstances. For example, it will not be effective if the person who needs the interpreter has difficulty seeing the screen (either because of vision loss or because he or she cannot be properly positioned to see the screen, because of an injury or other condition). In these circumstances, an on- site interpreter may be required. If VRI is chosen, all of the following specific performance standards must be met: • real-time, full-motion video and audio over a dedicated high-speed, wide-bandwidth video connection or wireless connection that delivers high-quality video images that do not produce lags, choppy, blurry, or grainy images, or irregular pauses in communication; • a sharply delineated image that is large enough to display the interpreter’s face, arms, hands, and fingers, and the face, arms, hands, and fingers of the person using sign language, regardless of his or her body position; ADA Requirements 3 Effective Communication
Other solutions may be needed where the information being communicated is more extensive or complex. For example: • In a law firm, providing an accessible electronic copy of a legal document that is being drafted for a client who is blind allows the client to read the draft at home using a computer screen-reading program. • In a doctor’s office, an interpreter generally will be needed for taking the medical history of a patient who uses sign language or for discussing a serious diagnosis and its treatment options. A person’s method(s) of communication are also key. For example, sign language interpreters are effective only for people who use sign language. Other methods of communication, such as those described above, are needed for people who may have lost their hearing later in life and do not use sign language. Similarly, Braille is effec- tive only for people who read Braille. Other methods are needed for people with vision disabilities who do not read Braille, such as providing accessible electronic text docu- ments, forms, etc., that can be accessed by the person’s screen reader program. Covered entities are also required to accept telephone calls placed through TRS and VRS, and staff who answer the telephone must treat relay calls just like other calls. Many deaf-blind individuals use support service providers (SSPs) to assist them in accessing the world around them. SSPs are not “aids and services” under the ADA. However, they provide mobility, orientation, and informal communication services for deaf-blind individuals and are a critically important link enabling them to independently access the community at large. 4 ADA Requirements Effective Communication Effective Communication Provisions Covered entities must provide aids and ser- vices when needed to communicate effec- tively with people who have communication disabilities. The key to deciding what aid or service is needed to communicate effectively is to consider the nature, length, complexity, and context of the communication as well as the person’s normal method(s) of communica- tion. Some easy solutions work in relatively simple and straightforward situations. For example: • In a lunchroom or restaurant, reading the menu to a person who is blind allows that person to decide what dish to order. • In a retail setting, pointing to product information or writing notes back and forth to answer simple questions about a product may allow a person who is deaf to decide whether to purchase the product. • a clear, audible transmission of voices; and • adequate staff training to ensure quick set-up and proper operation.
The ADA places responsibility for provid- ing effective communication, including the use of interpreters, directly on covered entities. They cannot require a person to bring someone to interpret for him or her. A covered entity can rely on a companion to interpret in only two situations. (1) In an emergency involving an im- minent threat to the safety or welfare of an individual or the public, an adult or minor child accompanying a person who uses sign language may be relied upon to interpret or facilitate commu- nication only when a qualified inter- preter is not available. (2) In situations not involving an im- minent threat, an adult accompanying someone who uses sign language may be relied upon to interpret or facilitate communication when a) the individual requests this, b) the accompanying adult agrees, and c) reliance on the ac- companying adult is appropriate under the circumstances. This exception does not apply to minor children. Even under exception (2), covered entities may not rely on an accompanying adult to interpret when there is reason to doubt the person’s impartiality or effectiveness. For example: • It would be inappropriate to rely on a companion to interpret who feels conflicted about communicating bad news to the person or has a personal stake in the outcome of a situation. • When responding to a call alleging spousal abuse, police should never rely on one spouse to interpret for the other spouse. The communications assistant will explain how the system works if necessary. Remember, the purpose of the effective communication rules is to ensure that the person with a communication disability can receive information from, and convey infor- mation to, the covered entity. Companions In many situations, covered entities commu- nicate with someone other than the person who is receiving their goods or services. For example, school staff usually talk to a parent about a child’s progress; hospital staff often talk to a patient’s spouse, other relative, or friend about the patient’s condi- tion or prognosis. The rules refer to such people as “companions” and require cov- ered entities to provide effective communi- cation for companions who have communi- cation disabilities. The term “companion” includes any family member, friend, or associate of a person seeking or receiving an entity’s goods or services who is an appropriate person with whom the entity should communicate. Use of Accompanying Adults or Children as Interpreters Historically, many covered entities have ex- pected a person who uses sign language to bring a family member or friend to interpret for him or her. These people often lacked the impartiality and specialized vocabulary needed to interpret effectively and accu- rately. It was particularly problematic to use people’s children as interpreters. ADA Requirements 5 Effective Communication
lar aid or service would result in an undue burden, the entity must provide another ef- fective aid or service, if possible, that would not result in an undue burden. Determining what constitutes an undue burden will vary from entity to entity and sometimes from one year to the next. The impact of chang- ing economic conditions on the resources available to an entity may also be taken into consideration in making this determination. State and local governments: in deter- mining whether a particular aid or service would result in undue financial and admin- istrative burdens, a title II entity should take into consideration the cost of the particular aid or service in light of all resourc- es available to fund the program, ser- vice, or activity and the effect on other expenses or opera- tions. The decision that a particular aid or service would result in an undue burden must be made by a high level official, no lower than a Department head, and must include a written statement of the reasons for reach- ing that conclusion. Businesses and nonprofits: in determining whether a particular aid or service would result in an undue burden, a title III entity should take into consideration the nature and cost of the aid or service relative to their size, overall financial resources, and overall expenses. In general, a business or nonprofit with greater resources is expected to do more to ensure effective communica- tion than one with fewer resources. If the Covered entities may require reason- able advance notice from people requesting aids or services, based on the length of time needed to acquire the aid or service, but may not impose excessive advance notice require- ments. “Walk-in” requests for aids and services must also be honored to the extent possible. Who Decides Which Aid or Service Is Needed? When choosing an aid or service, title II enti- ties are required to give primary consider- ation to the choice of aid or service request- ed by the person who has a communication disability. The state or local government must honor the person’s choice, unless it can demonstrate that another equally effec- tive means of communication is available, or that the use of the means chosen would result in a fundamental alteration or in an undue burden (see limitations below) . If the choice expressed by the person with a dis- ability would result in an undue burden or a fundamental alteration, the public entity still has an obligation to provide an alternative aid or service that provides effective communi- cation if one is avail- able. Title III entities are encouraged to consult with the person with a disability to discuss what aid or service is appropriate. The goal is to provide an aid or service that will be effective, given the nature of what is being communicated and the person’s method of communicating. Limitations Covered entities are required to provide aids and services unless doing so would result in an “undue burden,” which is defined as significant difficulty or expense. If a particu- 6 ADA Requirements Effective Communication
entity has a parent company, the admin- istrative and financial relationship, as well as the size, resources, and expenses of the parent company, would also be considered. In addition, covered entities are not required to provide any particular aid or service in those rare circumstances where it would fundamentally alter the nature of the goods or services they provide to the public. In the performing arts, for example, slowing down the action on stage in order to describe the action for patrons who are blind or have vision loss may fundamentally alter the nature of a play or dance performance. Staff Training A critical and often overlooked component of ensuring success is comprehensive and ongoing staff training. Covered entities may have established good policies, but if front line staff are not aware of them or do not know how to implement them, problems can arise. Covered entities should teach staff about the ADA’s requirements for communicating effectively with people who have communication disabilities. Many local disability organizations, including Centers for Independent Living, conduct ADA train- ings in their communities. The Depart- ment’s ADA Information Line can provide local contact information for these organiza- tions. ADA Requirements 7 Effective Communication For more information about the ADA, please visit our website or call our toll-free number. ADA Website: www.ADA.gov To receive e-mail notifications when new ADA information is available, visit the ADA Website and click on the link near the bottom of the right-hand column. ADA Information Line 800-514-0301 (Voice) and 800-514-0383 (TTY) Call M-W, F 9:30 a.m. – 5:30 p.m., Th 12:30 p.m. – 5:30 p.m., (Eastern Time) to speak with an ADA Specialist (calls are confidential) or call 24 hours a day to order publications by mail. For people with disabilities, this publication is available in alternate formats. Duplication of this document is encouraged. January 2014
The Americans with Disabilities Act authorizes the Department of Justice (the Department) to provide technical assistance to individuals and entities that have rights or responsibilities under the Act. This document provides informal guidance to assist you in understanding the ADA and the Department's regulations. This guidance document is not intended to be a final agency action, has no legally binding effect, and may be rescinded or modified in the Department’s complete discretion, in accordance with applicable laws. The Department’s guidance documents, including this guidance, do not establish legally enforceable responsibilities beyond what is required by the terms of the applicable statutes, regulations, or binding judicial precedent.
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