Chronic Rhinosinusitis with Nasal Polyps: Developing Drugs for Treatment : Guidance for Industry

us-fda-guidance-0646539ee936976d97d64791dc99f7e4Chronic Rhinosinusitis with Nasal Polyps: Developing Drugs for Treatment : Guidance for IndustryGuidance

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Docket Number:
FDA-2021-D-1096
Issued by:
Guidance Issuing Office
Center for Drug Evaluation and Research
Center for Biologics Evaluation and Research

The Food and Drug Administration (FDA or Agency) is announcing the availability of a final guidance for industry entitled “Chronic Rhinosinusitis With Nasal Polyps: Developing Drugs for Treatment.” The purpose of this guidance is to assist sponsors in the development of drugs or biological products for the treatment of chronic rhinosinusitis with nasal polyps (CRSwNP). Specifically, this guidance addresses FDA’s current thinking regarding trial population and design, effectiveness, statistical analysis, and safety for drugs being developed for the treatment of CRSwNP. This guidance finalizes the draft guidance of the same title issued on December 10, 2021.


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Chronic Rhinosinusitis
With Nasal Polyps:
Developing Drugs for
Treatment
Guidance for Industry
U.S. Department of Health and Human Services
Food and Drug Administration
Center for Drug Evaluation and Research (CDER)
Center for Biologics Evaluation and Research (CBER)
June 2023
Clinical/Medical
Complete printed PDF page 1
Chronic Rhinosinusitis
With Nasal Polyps:
Developing Drugs for
Treatment
Guidance for Industry
Additional copies are available from:
Office of Communications, Division of Drug Information
Center for Drug Evaluation and Research
Food and Drug Administration
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Email: druginfo@fda.hhs.gov
https://www.fda.gov/drugs/guidance-compliance-regulatory-information/guidances-drugs
and/or
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Email: ocod@fda.hhs.gov
https://www.fda.gov/vaccines-blood-biologics/guidance-compliance-regulatory-information-biologics/biologics-guidances
U.S. Department of Health and Human Services
Food and Drug Administration
Center for Drug Evaluation and Research (CDER)
Center for Biologics Evaluation and Research (CBER)
June 2023
Clinical/Medical
Complete printed PDF page 2
Contains Nonbinding Recommendations
TABLE OF CONTENTS
I. 	INTRODUCTION............................................................................................................. 1
II. 	BACKGROUND ............................................................................................................... 1
III. 	DEVELOPMENT PROGRAM ....................................................................................... 2
A. 	Trial Population ............................................................................................................................. 2
1. Inclusion Criteria ............................................................................................................................. 3
2. Exclusion Criteria ............................................................................................................................ 3
B. 	Trial Design .................................................................................................................................... 4
C. 	Efficacy Considerations ................................................................................................................. 5
1. Efficacy Assessments ........................................................................................................................ 5
2. Statistical Considerations ................................................................................................................ 7
D. 	Safety Considerations .................................................................................................................... 9
E. 	Corticosteroid-Specific Issues ..................................................................................................... 10
F. 	Drug-Device Considerations ....................................................................................................... 10
REFERENCES............................................................................................................................ 12
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Chronic Rhinosinusitis With Nasal Polyps:
Developing Drugs for Treatment
Guidance for Industry1
This guidance represents the current thinking of the Food and Drug Administration (FDA or Agency) on
this topic. It does not establish any rights for any person and is not binding on FDA or the public. You
can use an alternative approach if it satisfies the requirements of the applicable statutes and regulations.
To discuss an alternative approach, contact the FDA office responsible for this guidance as listed on the
title page.
I. 	INTRODUCTION
The purpose of this guidance is to assist sponsors in the development of drugs or biological
products2 for the treatment of chronic rhinosinusitis with nasal polyps (CRSwNP). The guidance
addresses FDA’s current thinking regarding trial population and design, effectiveness, statistical
analysis, and safety for drugs being developed for the treatment of CRSwNP. 3
This guidance does not address the clinical development of drugs for the treatment of chronic
rhinosinusitis without nasal polyps or allergic fungal rhinosinusitis.
In general, FDA’s guidance documents do not establish legally enforceable responsibilities.
Instead, guidances describe the Agency’s current thinking on a topic and should be viewed only
as recommendations, unless specific regulatory or statutory requirements are cited. The use of
the word should in Agency guidances means that something is suggested or recommended, but
not required.
II. 	BACKGROUND
Chronic rhinosinusitis is characterized by inflammation of the nasal mucosa and paranasal
sinuses and is further divided into chronic rhinosinusitis with and without nasal polyps. Nasal
1 This guidance has been prepared by the Division of Pulmonology, Allergy, and Critical Care in the Center for
Drug Evaluation and Research in cooperation with the Center for Biologics Evaluation and Research at the Food and
Drug Administration.
2 For the purposes of this guidance, all references to drugs include both human drugs and therapeutic biological
products unless otherwise specified. For cell and gene therapy products, additional considerations may apply.
3In addition to consulting guidances, sponsors are encouraged to contact the review division to discuss specific
issues that arise during the development of drugs to treat CRSwNP.
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polyps are inflammatory hyperplastic growths that protrude into the nasal passages. Symptoms
of CRSwNP include nasal congestion, nasal discharge, facial pain or pressure, and loss of smell.
The estimated prevalence of CRSwNP in adults is approximately 2.5 percent (Fokkens et al.
2020). In children, the estimated prevalence is difficult to determine. Cases of CRSwNP have,
however, been reported in adolescents. The prevalence of CRSwNP increases with age and
peaks in the sixth decade of life (Stevens et al. 2016). Nasal polyps have associated morbidity
that can have a substantial effect on day-to-day functioning. Several studies have shown that
patients have impaired quality-of-life scores (e.g., decreased general health, emotional function,
ability to perform daily activities, sleep quality, and productivity) (Aboud et al. 2014). Mild
disease can be treated with intranasal corticosteroids and saline irrigation. Severe disease often
requires short-term systemic corticosteroids, a monoclonal antibody, and/or surgery. Treatment
goals include reduction of symptoms and systemic corticosteroid use as well as avoidance of
surgery and improved quality of life.
Taking into consideration the anatomic contiguity between the nose and paranasal sinuses, FDA
supports the use of the term chronic rhinosinusitis, rather than chronic sinusitis, as a more
accurate description of the underlying pathophysiology. Nasal polyps are considered a subtype
of chronic rhinosinusitis. Because of differences in natural history and treatment between
chronic rhinosinusitis with and without nasal polyps (Bachert et al. 2020), this guidance
specifically addresses CRSwNP.
III. 	DEVELOPMENT PROGRAM
A. 	Trial Population
Sponsors should consider the following general recommendations for clinical trial populations
for CRSwNP investigational drug trials intended to provide evidence of safety and effectiveness
to support a marketing application.
 	The clinical trial population, as defined by the inclusion and exclusion criteria, should
reflect the intended use of the drug. In general, a drug intended as an add-on to standard
of care therapies would be used in a population with greater disease severity.
 	Sponsors are encouraged to begin discussions about their pediatric clinical development
plan as early as is feasible. FDA encourages enrollment of pediatric subjects (at least 12
years of age) in clinical trials of adults, depending on the availability of safety data and
prospect of benefit.4 Sponsors are required to submit pediatric study plans no later than
4 See 21 CFR part 50, subpart D, Additional Safeguards for Children in Clinical Investigations. See also the draft
guidance for industry Ethical Considerations for Clinical Investigations of Medical Products Involving Children
(September 2022). When final, this guidance will represent the FDA’s current thinking on this topic. For the most
recent version of a guidance, check the FDA guidance web page at https://www.fda.gov/regulatory-
information/search-fda-guidance-documents.
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60 days after an end-of-phase 2 meeting or such other time as may be agreed upon by
FDA and the sponsor.5
 	Sponsors should enroll a diverse trial population, including demographic characteristics
reflective of the patient population that might require treatment. Clinical trial sites that
include higher proportions of racial and ethnic minorities should be considered.6
 	Sponsors should consider whether pregnant patients can appropriately be enrolled in
clinical trials.7
Below are general recommendations for inclusion and exclusion criteria.
1. 	Inclusion Criteria
For inclusion in a clinical trial, sponsors should consider subjects with the following:
 	Bilateral nasal polyps.8
 	A prespecified minimum threshold for endoscopic nasal polyp score on each side using a
valid scoring system.
 	Ongoing symptoms of nasal congestion, with a specified duration. Sponsors can also
consider loss of smell and nasal discharge.
2. 	Exclusion Criteria
Sponsors should consider excluding subjects from trials if they have the following:
 	Sinus or intranasal surgery or nasal septal perforation within a specified time period
before screening
 	Acute sinusitis or upper respiratory infection within a defined time period before
screening
5 See the Pediatric Research Equity Act (Public Law 108-155; section 505B(e)(2)(A) of the Federal Food, Drug, and
Cosmetic Act; 21 U.S.C. 355B) as amended by the Food and Drug Administration Safety and Innovation Act
(Public Law 112-144). See also the guidance for industry Pediatric Study Plans: Content of and Process for
Submitting Initial Pediatric Study Plans and Amended Initial Pediatric Study Plans (July 2020). We update
guidances periodically. For the most recent version of a guidance, check the FDA guidance web page at
https://www.fda.gov/regulatory-information/search-fda-guidance-documents.
6 See the guidance for industry Enhancing the Diversity of Clinical Trial Populations — Eligibility Criteria,
Enrollment Practices, and Trial Designs (November 2020).
7 See the draft guidance for industry Pregnant Women: Scientific and Ethical Considerations for Inclusion in
Clinical Trials (April 2018). When final, this guidance will represent the FDA’s current thinking on this topic.
8 If a sponsor chooses to include subjects with unilateral polyps, this should be discussed with the review division in
advance.
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 	A nasal cavity tumor (malignant or benign)
 	Evidence of fungal rhinosinusitis
 	Presence of another diagnosis associated with nasal polyps (i.e., eosinophilic
granulomatosis with polyangiitis, granulomatosis with polyangiitis, Young’s syndrome,
primary ciliary dyskinesia, cystic fibrosis)
 	Rhinitis medicamentosa
 	Nasal septal deviation occluding at least one nostril
 	Antrochoanal polyps
B. 	Trial Design
Sponsors should consider the following general recommendations on clinical trial design for
CRSwNP investigational drug trials intended to provide evidence of safety and effectiveness to
support a marketing application.
 	We recommend randomized, double-blind, placebo-controlled, parallel-group trials,
preferably with a 2- to 4-week period before randomization to assess symptom severity or
eligibility.
 	The sponsor should describe in the protocol the process of ensuring blinding to the
investigational drug. If double-blinding is not possible, the sponsor should provide a
rationale, along with a discussion of the strategies for reducing or eliminating bias. For
topical nasal formulations, a description of the differences between active and placebo
treatments in the protocol (e.g., differences in the device, odor, taste, characteristic of the
formulation) can help determine the adequacy of the blinding in the trial. For insertable
nasal stents or depots, blindfolding the subject and separating assessors and personnel
who insert the stents or depots may assist in reduction of bias.
 	The trial duration and timing of efficacy assessments should be guided by the goals of
therapy, mechanism of action of the drug and its expected onset of action, and the time
frame in which a clinical benefit is expected to be observed. Because CRSwNP is a
chronic disease, we recommend trials of at least 24 weeks, but ideally 52 weeks, in
duration. Sponsors can consider trials of shorter duration for topical corticosteroids;
however, this should be discussed with the review division in advance. Sponsors should
consider longer trials to determine potential safety concerns and the effect on efficacy
outcomes such as reduction in systemic corticosteroid use, surgery, and recurrence of
nasal polyps.
 	Sponsors should permit subjects to use standard of care rescue therapies such as
intranasal corticosteroid sprays, antibiotics, systemic corticosteroids, and surgery.
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C. 	Efficacy Considerations
Sponsors should consider the following general efficacy recommendations for CRSwNP trials
intended to provide substantial evidence of effectiveness to support a marketing application.9
1. 	Efficacy Assessments
The preferred co-primary endpoints in CRSwNP investigational drug trials are endoscopic nasal
polyp score and symptoms of CRSwNP using a fit-for-purpose clinical outcome assessment
(COA) measure. Demonstrating a statistically significant treatment effect on both endpoints is
necessary to support evidence of effectiveness. FDA recommends a patient-reported outcome
(PRO) measure of nasal congestion because it is the most common symptom experienced by
patients with CRSwNP (Abdalla et al. 2012).
Details for the assessment of these preferred co-primary endpoints are included below.
 	Nasal polyp score (NPS). A common endoscopic nasal polyp rating system that has
been used in clinical trials is the following 0-to-4 scale:
 	0 = no polyps
 	1 = small polyps in middle meatus not reaching below the lower border of middle
turbinate
 	2 = polyps reaching below lower border of middle turbinate
 	3 = large polyps reaching lower border of inferior turbinate or medial to middle
turbinate
 	4 = large polyps completely obstructing the inferior nasal cavity
The total score is the sum of both sides (for a total score range of 0 to 8).
We recommend at least two trained physician assessors calculate the NPS from video
recordings of nasal endoscopies where the assessors are blinded to subject treatment
assignment. Generally, a prespecified adjudication process should be performed for
significant disagreements between two readers.
 	Nasal congestion score (NCS). For the PRO assessment of nasal congestion, we
recommend using response scales that include verbal descriptors because the absence of
descriptors may create difficulty in interpretation in this context of use. Each response
option should be clearly defined and represent clinically meaningful gradations and
9 See the draft guidance for industry Demonstrating Substantial Evidence of Effectiveness for Human Drug and
Biological Products (December 2019). When final, this guidance will represent the FDA’s current thinking on this
topic.
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distinct response categories. Accordingly, using response scales such as visual analog
scales and 0-to-10 numeric rating scales may result in interpretation difficulties in this
context.
Although different PRO assessments for nasal congestion may be appropriate, a common
verbal rating scale (VRS) with four levels that has been used in clinical trials is the
following (often scored from 0 to 3 where 0 = absent and 3 = severe):
 	absent symptoms
 	mild symptoms
 	moderate symptoms
 	severe symptoms
PRO assessments should be well understood by subjects and include clear instructions for
completion and definitions of the different categories in the scale. For a daily diary, we
recommend the use of reminders to encourage subject compliance with daily reporting.
Using an electronic diary can improve data quality because entries are time-stamped,
problems with compliance can be identified early, and reminder functions can be
included. The recall period should be appropriate for the concept to measure, for
example, reflective of the worst severity over the past 24 hours.10
FDA recommends the following secondary endpoints:
 	Smell. We recommend assessing patient-reported loss of smell rated from absent to
severe on a VRS and scored from 0 to 3, and the respondent’s understanding of the
response options should be supported by qualitative interviews with the patient. We do
not recommend use of smell identification tests (e.g., the University of Pennsylvania
Smell Identification Test) to assess loss of smell or anosmia because smell identification
can be affected by ethnicity/cultural background, sex, age, and olfactory experience
(Hsieh et al. 2017).
 	Patient-reported symptom scores. We recommend analyzing individual symptoms
relevant and important to patients with CRSwNP that are not already included in other
efficacy assessments (e.g., anterior or posterior nasal discharge, defined using patient-
friendly language, facial pain or pressure) rated from absent to severe on a VRS and
scored from 0 to 3. We do not recommend using Sino-Nasal Outcome Tests (SNOT-22,
or other versions of SNOT) to derive key study endpoints to support regulatory decision-
making because of interpretability concerns inherent to the design of this PRO instrument
10 For general recommendations regarding PRO assessments (as well as information relevant for other COAs) and
the documents to be provided to FDA for review, see the guidance for industry Patient-Reported Outcome
Measures: Use in Medical Product Development to Support Labeling Claims (December 2009). See also the FDA
Patient-Focused Drug Development Guidance Series for Enhancing the Incorporation of the Patient’s Voice in
Medical Product Development and Regulatory Decision Making, available at
https://www.fda.gov/drugs/development-approval-process-drugs/fda-patient-focused-drug-development-guidance-
series-enhancing-incorporation-patients-voice-medical.
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(e.g., inclusion of items that either lack relevance or are not well understood by patients
with CRSwNP), as well as redundancy of some of the SNOT-22 items with the individual
symptom items used to derive other study endpoints (e.g., the primary efficacy endpoint).
 	Surgery and oral steroid use. Clinically meaningful secondary endpoints include
reduction in systemic corticosteroid use and surgery. We recommend defining what
constitutes surgical treatment (e.g., in-office polypectomy, fenestrated endoscopic sinus
surgery). For rescue medications such as systemic corticosteroids, it is important for
sponsors to assess the total systemic corticosteroid dose, courses of systemic
corticosteroids, and days of systemic corticosteroids per course and to define the
minimum separation in days between courses to not be considered continuous therapy.
 	Imaging. Sponsors can consider sinus imaging as a secondary efficacy endpoint with
evaluation in subjects with a prespecified minimal threshold score based on baseline
imaging. We recommend discussing the choice of imaging score with the review
division.
2. 	Statistical Considerations
Sponsors should consider the following recommendations for statistical analysis:
Estimand
 	Sponsors should prespecify a primary estimand of interest (population, treatment,
variable of interest, population-level summary, and intercurrent events) for each key
endpoint and justify that it is meaningful and can be estimated with minimal and
plausible assumptions with the proposed analysis.11
 	For each key endpoint, the proposed estimands should describe the handling of important
intercurrent events, including the following:
 	Treatment discontinuation
 	Use of rescue surgical treatment for CRSwNP
 	Use of rescue systemic corticosteroids for CRSwNP or for comorbid conditions
 	Change from study treatment to another drug (e.g., a different intranasal
corticosteroid spray (INCS) or biologic therapy) for CRSwNP
 	Potential strategies for defining and handling intercurrent events include the following:
11 See the ICH guidance for industry E9(R1) Statistical Principles for Clinical Trials: Addendum: Estimands and
Sensitivity Analysis in Clinical Trials (May 2021).
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 	A treatment policy strategy in which outcomes are collected after the intercurrent
event occurs and used in analyses
 	A composite strategy in which subjects who experience the intercurrent event are
considered to have an unfavorable outcome (e.g., to have not achieved remission)
 	The following are important considerations about different strategies for handling
intercurrent events:
 	We recommend a treatment policy strategy for handling treatment discontinuation.
 	We recommend a composite strategy for handling surgery (i.e., sponsors should
incorporate surgery into the endpoint, and sponsors should consider subjects who
undergo surgery to have an unfavorable outcome). One reasonable approach is to
assign the worst possible score for the co-primary endpoints, NCS and NPS.
 	For systemic corticosteroids, sponsors should consider the following:
 	For trials evaluating intranasal corticosteroids, a composite or treatment policy
strategy for handling rescue systemic corticosteroid use may be considered
depending on trial design or relative impact of the intercurrent event on
interpretation of study results.
 	For trials evaluating therapeutic biological products, we recommend a treatment
policy strategy for handling rescue systemic corticosteroid use.
 	We recommend a treatment policy strategy for handling use of systemic
corticosteroids for comorbid conditions.
 	We recommend a composite strategy for handling a change from study treatment to
another drug (e.g., a different INCS or biologic therapy) for CRSwNP.
 	To minimize missing data in the evaluation of important estimands, the protocol should
distinguish reasons for treatment discontinuation from reasons for trial withdrawal and
include plans to follow subjects for collection of relevant data after treatment
discontinuation and use of rescue therapies.
 	Sponsors may consider evaluating prespecified alternative estimands by using different
strategies for handling intercurrent events (e.g., using a treatment policy rather than a
composite strategy) or by using different ways to implement a specific strategy (e.g.,
using an alternative value other than worst possible score, with clinical justification, to
implement a composite strategy).
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Other statistical considerations
 	As patient-reported symptoms can be variable from day to day, we recommend using an
average of daily scores over several days or weeks to establish a score at baseline and at a
landmark time point for each subject.
 	For both of the co-primary endpoints, sponsors can consider the change from baseline in
the score to a landmark time point or the score at a landmark time point.
 	To improve the precision of treatment effect inference, we recommend adjusting for
prespecified prognostic baseline covariates (e.g., baseline value of the outcome measure,
asthma or nonsteroidal anti-inflammatory drug-exacerbated respiratory disease status,
prior surgical history).
 	The following are important considerations about the prespecified analyses for efficacy
endpoints:
 	Sponsors should conduct the analyses in all randomized subjects.
 	For intercurrent events handled with a treatment policy strategy, sponsors should
continue to collect and analyze outcomes after the intercurrent event.
 	We recommend a regression-based approach to compare means between treatment
groups.
 	Sponsors should prespecify plans for sensitivity analyses (e.g., to explore
assumptions about missing data). Sensitivity analyses should systematically and
comprehensively explore the effect of potential deviations in assumptions of the
analysis on conclusions.
D. 	Safety Considerations
Sponsors should consider the following recommendations for safety for CRSwNP investigational
drug trials intended to support a marketing application:
 	CRSwNP is a chronic disease; therefore, sponsors should collect long-term controlled
safety data. The extent of the safety database should be consistent with the ICH guidance
for industry E1A The Extent of Population Exposure to Assess Clinical Safety: For
Drugs Intended for Long-Term Treatment of Non-Life-Threatening Conditions (March
1995). We recommend that a sufficient number of subjects receive the highest dose
proposed for marketing.12 Measurements of efficacy endpoints are recommended in
long-term safety trials as secondary assessments.
12 See the ICH guidance for industry E1A The Extent of Population Exposure to Assess Clinical Safety: For Drugs
Intended for Long-Term Treatment of Non-Life-Threatening Conditions.
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 	For trials of drugs, such as monoclonal antibodies, that have the potential to induce an
immune response, sponsors should see recommendations in the guidances for industry
Immunogenicity Assessment for Therapeutic Protein Products (August 2014) and
Immunogenicity Testing of Therapeutic Protein Products — Developing and Validating
Assays for Anti-Drug Antibody Detection (January 2019).
 	Sponsors should prospectively plan for safety analyses to compare treatment groups with
respect to risk (e.g., with a risk difference, relative risk, rate ratio, or hazard ratio) along
with a confidence interval for the chosen metric to help quantify the uncertainty in the
treatment comparison. Any analyses of integrated data from multiple studies should
stratify by trial.
 	For topical drugs, given the risk for local toxicity, safety monitoring should include
baseline and serial nasal examinations. Prespecified grading criteria to assess for the
presence of nasal irritation (e.g., mucosal edema, erythema, epistaxis), ulceration, and
septal perforation can be useful for documenting any changes over the course of the
treatment period.
E. 	Corticosteroid-Specific Issues
Important safety issues for programs evaluating intranasal corticosteroids that sponsors should
address in clinical programs include the following:
 	Individual drugs may have variations in dose, dosing regimen, and systemic exposure;
thus, their indications may need different testing procedures. FDA encourages sponsors
to contact the review division before carrying out corticosteroid-induced hypothalamic-
pituitary-adrenal axis suppression assessments.
 	Sponsors can evaluate enrolled subjects for glaucoma using intraocular pressures
monitored pre- and posttreatment in trials assessing chronic intranasal steroid use.
Though corticosteroids are well known to accelerate the development of cataract
formation, the effect occurs with chronic use and thus limits the utility of monitoring
during a short-term trial. Labeling should carry a warning of the potential to accelerate
cataract development similar to other corticosteroid drugs.
F. 	Drug-Device Considerations
Sponsors should consider the following recommendations for drug-device combination products:
 	For drugs that include a device (e.g., nasal spray, nasal sinus implant, prefilled syringe,
autoinjector), the whole product, including the dedicated delivery system, is considered a
drug-device combination product as defined in 21 CFR 3.2(e). Changes in the
formulation, excipients, formulation flow path within the device, or device components
(e.g., dimensions, materials of construction, coatings) can alter the delivery
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characteristics and affect the clinical performance and user interface of the combination
product. Therefore, we recommend that sponsors conduct all key trials in the
development program, including dose-ranging trials and confirmatory efficacy and safety
trials, with the to-be-marketed combination product. Furthermore, the sponsor should
provide data on the performance and reliability of the new delivery system over the
period of intended use. Consider human factors studies as necessary.13
 	In vitro and clinical bridging data may be needed to support any changes in the
formulation and delivery system. Depending on the nature and extent of the changes, the
altered combination product may be viewed as a new product, necessitating a separate
development program with efficacy and safety trials. We recommend that sponsors
discuss any planned changes to a combination product with the review division.
 	Bridging studies of nasal drugs for local action, particularly drugs that are in a suspension
state or a drug-coated device, can be a substantial undertaking. Principles that may apply
to such a bridging program are outlined in the draft guidance for industry Bioavailability
and Bioequivalence Studies for Nasal Aerosols and Nasal Sprays for Local Action (April
2003).14
13 See the draft guidance for industry Human Factors Studies and Related Clinical Study Considerations in
Combination Product Design and Development (February 2016). When final, this guidance will represent the
FDA’s current thinking on this topic.
14 When final, this guidance will represent the FDA’s current thinking on this topic.
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REFERENCES	1
2
Literature	3
4
Abdalla, S, H Alreefy, and C Hopkins, 2012, Prevalence of Sinonasal Outcome Test (SNOT-22)	5
Symptoms in Patients Undergoing Surgery for Chronic Rhinosinusitis in the England and Wales	6
National Prospective Audit, Clin Otolaryngol, 37(4):276–282.	7
8
Aboud, SK, S Husain, and BS Gendeh, 2014, Evaluation on Quality of Life in Patients with	9
Nasal Polyposis Managed with Optimal Medical Therapy, Allergy Rhinol, 5(1):2–8.	10
11
Bachert, C, B Marple, RJ Schlosser, C Hopkins, RP Schleimer, BN Lambrecht, BM Bröker, T	12
Laidlaw, and WJ Song, 2020, Adult Chronic Rhinosinusitis, Nat Rev Dis Primers, 6(1):86.	13
14
Fokkens, WJ, VJ Lund, C Hopkins, PW Hellings, R Kern, S Reitsma, S Toppila-Salmi, M	15
Bernal-Sprekelsen, J Mullol, I Alobid, W Terezinha Anselmo-Lima, C Bachert, F Baroody, C	16
von Buchwald, A Cervin, N Cohen, J Constantinidis, L de Gabory, M Desrosiers, Z Diamant, RJ	17
Douglas, PH Gevaert, A Hafner, RJ Harvey, and S Farrokhi, 2020, European Position Paper on	18
Rhinosinusitis and Nasal Polyps 2020, Rhinology, 58(Suppl S29): 1–464.	19
20
Hsieh, JW, A Keller, M Wong, R Jiang, and LB Vosshall, 2017, SMELL-S and SMELL-R:	21
Olfactory Tests Not Influenced by Odor-Specific Insensitivity or Prior Olfactory Experience,	22
Proc Natl Acad Sci USA, 114(43):11275–11284.	23
24
Stevens, WW, RP Schleimer, and RC Kern, 2016, Chronic Rhinosinusitis with Nasal Polyps, J	25
Allergy Clin Immunol Pract, 4(4):565–572.	26
27
Guidances	28
29
Draft guidance for industry Bioavailability and Bioequivalence Studies for Nasal Aerosols and	30
Nasal Sprays for Local Action (April 2003)1
	31
32
Draft guidance for industry Demonstrating Substantial Evidence of Effectiveness for Human	33
Drug and Biological Products (December 2019)2
	34
35
Draft guidance for industry, sponsors, and IRBs Ethical Considerations for Clinical	36
Investigations of Medical Products Involving Children (September 2022) 3
	37
38
1 When final, this guidance will represent the FDA’s current thinking on this topic. For the most recent version of a
guidance, check the FDA guidance web page at https://www.fda.gov/regulatory-information/search-fda-guidance-
documents.
2 When final, this guidance will represent the FDA’s current thinking on this topic.
3 When final, this guidance will represent the FDA’s current thinking on this topic.
Complete printed PDF page 15
Contains Nonbinding Recommendations
13
Draft guidance for industry Human Factors Studies and Related Clinical Study Considerations in	39
Combination Product Design and Development (February 2016) 4
	40
41
Draft guidance for industry Pediatric Study Plans: Content of and Process for Submitting Initial	42
Pediatric Study Plans and Amended Initial Pediatric Study Plans (July 2020) 5
	43
44
Draft guidance for industry Pregnant Women: Scientific and Ethical Considerations for	45
Inclusion in Clinical Trials (April 2018) 6
	46
47
FDA Patient-Focused Drug Development Guidance Series for Enhancing the Incorporation of	48
the Patient’s Voice in Medical Product Development and Regulatory Decision Making available	49
at https://www.fda.gov/drugs/development-approval-process-drugs/fda-patient-focused-drug-	50
development-guidance-series-enhancing-incorporation-patients-voice-medical.	51
52
Guidance for industry Enhancing the Diversity of Clinical Trial Populations — Eligibility	53
Criteria, Enrollment Practices, and Trial Designs (November 2020)7
	54
55
Guidance for industry Immunogenicity Assessment for Therapeutic Protein Products (August	56
2014)	57
58
Guidance for industry Immunogenicity Testing of Therapeutic Protein Products – Developing	59
and Validating Assays for Anti-Drug Antibody Detection (January 2019)	60
61
Guidance for industry Patient-Reported Outcome Measures: Use in Medical Product	62
Development to Support Labeling Claims (December 2009)	63
64
ICH guidance for industry E1A The Extent of Population Exposure to Assess Clinical Safety:	65
For Drugs Intended for Long-Term Treatment of Non-Life-Threatening Conditions (March 1995)	66
67
ICH guidance for industry E9(R1) Statistical Principles for Clinical Trials: Addendum:	68
Estimands and Sensitivity Analysis in Clinical Trials (May 2021)	69
4 When final, this guidance will represent the FDA’s current thinking on this topic.
5 When final, this guidance will represent the FDA’s current thinking on this topic.
6 When final, this guidance will represent the FDA’s current thinking on this topic.
7 We update guidances periodically. For the most recent version of a guidance, check the FDA guidance web page
at https://www.fda.gov/regulatory-information/search-fda-guidance-documents.
Complete printed PDF page 16

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