us-ftc-hsr-informal-interpretations-0627e08f9ecc921e15a4d4ed89440759•2303001 Informal Interpretation
2303001 Informal Interpretation
us-ftc-hsr-informal-interpretations-0627e08f9ecc921e15a4d4ed894407592303001 Informal InterpretationGuidance
Since the switch to electronic filings, our preference has been to have a separate complete filing for each UPE in these situations. Please indicate in item 3a of each filing that it is related to the other. Thank you for checking.
Question
From: Musick, Vesselina <vmusick@ftc.gov>
Sent: Friday, March 3, 2023 3:46:38 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: Basic Question/ Two 50/50 Owners of Entity being sold
Hello [Redacted]
Since the switch to electronic filings, our preference has been to have a separate complete filing for each UPE in these situations. Please indicate in item 3a of each filing that it is related to the other. Thank you for checking.
Best,
Vesselina
From: [Redacted]
Sent: Tuesday, February 28, 2023 8:05:19 AM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Basic Question/ Two 50/50 Owners of Entity being sold
I have not done this for a while so asking about a filing as an acquired person where the entity being sold is owned by two 50/50 owners.
I recall that we can submit one filing and do we just submit two declarations and two certification pages and two 4(b) or 4(c) responses?
Thank you.
- Sheinberg, Samuel I. From: HSRHelp Sent: Friday, March 3, 2023 3:47 PM To: Walsh, Kathryn E.; Berg, Karen E.; Shaffer, Kristin; Sheinberg, Samuel I.; Six, Anne; Whitehead, Nora; Fetterman, Michelle Subject: FW: Basic Question/ Two 50/50 Owners of Entity being sold To: Cc: HSRHelp <HSRHelp@ftc.gov> From: Musick, Vesselina <vmusick@ftc.gov> Sent: Friday, March 3, 2023 3:46:38 PM (UTC-05:00) Eastern Time (US & Canada) Subject: RE: Basic Question/ Two 50/50 Owners of Entity being sold Since the switch to electronic filings, our preference has been to have a separate complete filing for each UPE in these situations. Please indicate in item 3a of each filing that it is related to the other. Thank you for checking. Best, Vesselina Vesselina Musick Attorney | Federal Trade Commission | Premerger Notification Office Direct +1 202.326.2307 | Email: vmusick@ftc.gov | www.ftc.gov From: HSRHelp <HSRHelp@ftc.gov> Sent: Tuesday, February 28, 2023 8:06 AM To: Walsh, Kathryn E. <kwalsh@ftc.gov>; Berg, Karen E. <KBERG@ftc.gov>; Musick, Vesselina <vmusick@ftc.gov>; Shaffer, Kristin <kshaffer@ftc.gov>; Sheinberg, Samuel I. <SSHEINBERG@ftc.gov>; Six, Anne <asix@ftc.gov>; Whitehead, Nora <nwhitehead@ftc.gov>; Fetterman, Michelle <mfetterman@ftc.gov> Subject: FW: Basic Question/ Two 50/50 Owners of Entity being sold From: Sent: Tuesday, February 28, 2023 8:05:19 AM (UTC-05:00) Eastern Time (US & Canada) To: HSRHelp <HSRHelp@ftc.gov> Subject: Basic Question/ Two 50/50 Owners of Entity being sold I have not done this for a while so asking about a filing as an acquired person where the entity being sold is owned by two 50/50 owners. I recall that we can submit one filing and do we just submit two declarations and two certification pages and two 4(b) or 4(c) responses? Thank you. 1
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