2303001 Informal Interpretation

us-ftc-hsr-informal-interpretations-0627e08f9ecc921e15a4d4ed894407592303001 Informal InterpretationGuidance

Date
Rule
Item 3a
Staff
Vesselina Musick
Response/Comments

Since the switch to electronic filings, our preference has been to have a separate complete filing for each UPE in these situations. Please indicate in item 3a of each filing that it is related to the other. Thank you for checking.

Question

From: Musick, Vesselina <vmusick@ftc.gov>
Sent: Friday, March 3, 2023 3:46:38 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: Basic Question/ Two 50/50 Owners of Entity being sold

Hello [Redacted]

Since the switch to electronic filings, our preference has been to have a separate complete filing for each UPE in these situations. Please indicate in item 3a of each filing that it is related to the other. Thank you for checking.

Best,

Vesselina

From: [Redacted]
Sent: Tuesday, February 28, 2023 8:05:19 AM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Basic Question/ Two 50/50 Owners of Entity being sold

I have not done this for a while so asking about a filing as an acquired person where the entity being sold is owned by two 50/50 owners.

I recall that we can submit one filing and do we just submit two declarations and two certification pages and two 4(b) or 4(c) responses?

Thank you.

-
Sheinberg, Samuel I.
From: 	HSRHelp
Sent: 	Friday, March 3, 2023 3:47 PM
To: 	Walsh, Kathryn E.; Berg, Karen E.; Shaffer, Kristin; Sheinberg, Samuel I.; Six, Anne; Whitehead, Nora;
Fetterman, Michelle
Subject: 	FW: Basic Question/ Two 50/50 Owners of Entity being sold
To:
Cc: HSRHelp <HSRHelp@ftc.gov>
From: Musick, Vesselina <vmusick@ftc.gov>
Sent: Friday, March 3, 2023 3:46:38 PM (UTC-05:00) Eastern Time (US & Canada)
Subject: RE: Basic Question/ Two 50/50 Owners of Entity being sold
Since the switch to electronic filings, our preference has been to have a separate complete filing for each UPE in these
situations. Please indicate in item 3a of each filing that it is related to the other. Thank you for checking.
Best,
Vesselina
Vesselina Musick
Attorney | Federal Trade Commission | Premerger Notification Office
Direct +1 202.326.2307 | Email: vmusick@ftc.gov | www.ftc.gov
From: HSRHelp <HSRHelp@ftc.gov>
Sent: Tuesday, February 28, 2023 8:06 AM
To: Walsh, Kathryn E. <kwalsh@ftc.gov>; Berg, Karen E. <KBERG@ftc.gov>; Musick, Vesselina <vmusick@ftc.gov>;
Shaffer, Kristin <kshaffer@ftc.gov>; Sheinberg, Samuel I. <SSHEINBERG@ftc.gov>; Six, Anne <asix@ftc.gov>; Whitehead,
Nora <nwhitehead@ftc.gov>; Fetterman, Michelle <mfetterman@ftc.gov>
Subject: FW: Basic Question/ Two 50/50 Owners of Entity being sold
From:
Sent: Tuesday, February 28, 2023 8:05:19 AM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Basic Question/ Two 50/50 Owners of Entity being sold
I have not done this for a while so asking about a filing as an acquired person where the entity being sold is owned by
two 50/50 owners.
I recall that we can submit one filing and do we just submit two declarations and two certification pages and two 4(b) or
4(c) responses?
Thank you.
1
Complete printed PDF page 1

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