2208010 Informal Interpretation

us-ftc-hsr-informal-interpretations-1970bd162d1d7ba255f7b25475a9feb72208010 Informal InterpretationGuidance

Date
Rule
801.1
Staff
Nora Whitehead
Response/Comments

Confirmed.

Question

From: Whitehead, Nora <nwhitehead@ftc.gov>
Sent: Wednesday, August 10, 2022 3:24:46 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: UPE of an Estate

Confirmed.

From: [Redacted]
Sent: Wednesday, August 10, 2022 2:16:26 PM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: UPE of an Estate

All,

It is our understanding that the estate of a deceased natural person is its own UPE and that neither the decedent nor the executors of the estate is the UPE of the estate. Please see No. 3 in the Premerger Notification Practice Manual (Fifth Edition). Please confirm that our understanding is correct.

Thank you.


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