0010008 Informal Interpretation

us-ftc-hsr-informal-interpretations-51b71dab2fe89d5525f01be9b91bb0280010008 Informal InterpretationGuidance

Open source
Date
Rule
801.2(d), 802.41
Staff
Michael Verne
Response/Comments
Either A or B should file & include information from both companies. Two certification are require.

Question

From: [redacted]

To: mverne@

Date: Wed, Oct 11, 2000 9:22 AM

Subject: FW: HSR interpretation

Thanks for your response. As a follow-up, it appears that shareholders of both A and B will have a filing obligation as they will acquire in excess of $15 million of C's voting securities, and will not be able to take advantage of the investment only exemption. Would C have to file as an acquired person (since 802.41 would not be applicable) and if so how would that work since it is not yet in existence? Thanks.

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cc: [redacted]


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