2112002 Informal Interpretation

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Sheinberg, Samuel I.
From:
Sent:
To:
Sheinberg, Samuel I.
2:47 PM
Cc: 	HSRHe lp
Subject: 	RE: HSR filing question - post-fi li ng update
The obligation to submit item 4(c) documents continues until the day the parties fi le. You don't have to submit the
Purchase Agreement because you filed based on a LO I.
Sam
From: HSRHelp <HSRHelp@ftc.gov>
Sent: Monday, December 6, 20212:11 PM
To: Walsh, Kathryn E.<kwalsh@ftc.gov>; Berg, Karen E. <KBERG@ftc.gov>; Mus i ck, Vesselina <vmusick@ftc.gov>;
Shaffer, Kristin <kshaffer@ftc.gov>; She inberg, Samuel I. <SSHEINBERG@ftc.gov>; Six, Anne <as ix@ftc.gov>; Wh itehead,
Nora <nwh itehead@ftc.gov>
Subject: FW: HSR fi ling question - post-filing update
From:
Sent: 	-05:00) Eastern nme (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Cc:
Su
Good afternoon,
Our client made an HSR filing based on a letter of intent signed between the pa1ties, and is currently in its waiting period.
As the board finalizes its decision and approval to enter into the definitive purchase agreement, a package was prepared
for their review that would qualify as an Item 4(c) document. No other aspects of the transaction have changed. What is
the UPE' s obligation to update the HSR filing after its submission to the FTC to account for (i) this new Item 4(c)
document and (ii) the purchase agreement once it is signed?
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