2409005 Informal Interpretation

us-ftc-hsr-informal-interpretations-cf345d7a4659763e06d4db74a559b7612409005 Informal InterpretationGuidance

Date
Rule
803.6
Staff
Karen Berg
Response/Comments

Yes, any officer or director of the UPE or of a controlled entity within it authorized to execute on the UPE’s behalf may sign the Certification. And no, it need not be the same person who signs the Affidavit.

Question

From: Berg, Karen E. <KBERG@ftc.gov>
Sent: Wednesday, September 4, 2024 2:58:43 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: HSR Signature

Yes, any officer or director of the UPE or of a controlled entity within it authorized to execute on the UPE’s behalf may sign the Certification. And no, it need not be the same person who signs the Affidavit.


From: [Redacted]
Sent: Wednesday, September 4, 2024 11:07:53 AM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: HSR Signature

May any authorized executive or director of a company sign the HSR form?

Does the person who signs the HSR form have to be the same person that signs the affidavit?

Sheinberg, Samuel I.
From:
Sent:
To:
Subject:
HS RH elp
W ednesday, September 4, 2024 2:59 PM
Walsh, Kathryn E.; M usick, Vesselina; Shaffer, Kris tin; Sheinberg, Samuel I.; Six, Anne;
Whitehead, Nora; Fette rman, Michelle; Burton, June; Larson, Pete r
FW : HS R Signature
From: Be r g, Karen E. <KBERG @ftc.go v>
Sent: Wednesday, September 4, 2024 2:58:43 PM ( UTC-05:00) Eastern Time ( US & Canada )
To:
Cc: HSRHe lp < HSRHelp @ftc.gov>
Subject: RE: HSR Signature
Yes, any offi cer or director of the UPE or of a contro lled ent it y wi th in it author ized to execute on the UPE ' s beha lf may
sign the Cert i ficat ion. And no, it need not be the same person w ho signs the Affidav it.
From:
Sent: Wednesday, September 4, 2024 11:07:53 AM ( UTC-05:00) Easte rn Time ( US & Canada)
To: HSRHel p < HSRHe lp@ftc.gov>
Subject: HSR Signature
Good mo rning:
Many any authorized executive or director of a company sign the HSR form?
Does the person who signs the HSR form have to be the same person that signs the affidavit?
Thank you,
1
Complete printed PDF page 1

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