Ohio Administrative Code 4753 — Ohio Speech and Hearing Professionals Board

agency-4753Ohio Adm.Code 4753Regulation

Chapter 4753-1 General Provisions

Ohio Adm.Code 4753-1-03 Business filing.

(A) Pursuant to division (A) of section 4753.12 of the Revised Code, an entity may provide speech-language pathology or audiology services without licensure if it employs or contracts individuals in the direct practice of speech-language pathology or audiology, in accordance with Chapter 4753. of the Revised Code and Administrative Code. Such entity, through its designated agent, no later than March first of each even numbered year, at the discretion of the board, shall submit a business filing with the board containing the following information: a statement swearing that it submits itself to the rules of the board and the provisions of Chapter 4753. of the Revised Code and the Administrative Code, and a list of all names, and addresses under which the entity provides speech-language pathology and audiology services and the names and license numbers of all individuals engaging in the direct practice of speech-language pathology and audiology as officers, agents or employees of the entity during the previous calendar year.

(B) The business filing shall be submitted electronically through eLicense Ohio by the individual filing the statement on behalf of the entity.

(C) An individual licensed pursuant to Chapter 4731. of the Revised Code who employs or contracts individuals in the direct practice of speech-language pathology or audiology is not required to submit a business filing. Medical entities, including but not limited to, hospitals, clinics, medical partnerships, medical corporations, speech-language pathology and audiology contracting agencies, which employ or contract individuals in the direct practice of speech-language pathology or audiology, are required to submit a business filing.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 10, 2017
  • Promulgated Under: 119.03

Chapter 4753-2 Telehealth Communication

Ohio Adm.Code 4753-2-01 Telehealth communication.

(A) Definitions

In this chapter, the following terms have the meanings indicated.

(1) "Asynchronous" means recorded therapy sessions submitted for later review.

(2) "Board" means the Ohio speech and hearing professionals board.

(3) "Facilitator" means the individual at the client site who facilitates the telehealth service delivery at the direction of the audiologist or speech language pathologist. For purposes of fulfilling their role, as defined under this chapter, an individual may serve as a facilitator, at the direction of the audiologist or speech language pathologist, without becoming licensed as an aide under section 4753.072 of the Revised Code.

(4) "Patient" means a consumer of telehealth services.

(5) "Provider" means an audiologist or speech-language pathologist who provides telehealth services.

(6) "Service delivery model" means the method of providing telehealth services.

(7) "Site" means the client/patient location for receiving telehealth services.

(8) "Stored clinical data" means video clips, sound/audio files, photo images, electronic records, and written records that may be available for transmission via telehealth communications.

(9) "Synchronous" means therapy sessions occurring via telepractice applications using real time, encrypted videoconferencing.

(10) "Telehealth" means the use of telecommunications and information technologies for the exchange of information from one site to another for the provision of audiology or speech-language pathology services to an individual from a provider through hardwire or internet connection.

(11) "Telepractice" means the practice of telehealth.

(B) Service delivery models

(1) Telehealth may be delivered in a variety of ways, including but not limited to, those models listed this paragraph.

(2) Store-and-forward model/electronic transmission is an asynchronous electronic transmission of stored clinical data from one location to another usually by the internet via email and fax.

(3) Synchronous clinician interactive model is a real time interaction between the provider and patient that may occur via encrypted audio and video transmission over telecommunication links including, but not limited to, videoconferencing.

(4) Live versus stored data refers to the actual data transmitted during the telepractice. Both live, real-time and stored clinical data may be included during the telepractice.

(C) Guidelines for the use of telehealth

(1) A provider shall be accountable for any ethical and scope of practice requirements when providing telehealth services.

(2) The scope, nature, and quality of services provided via telepractice are the same as that provided during in-person sessions by the provider.

(3) The quality of electronic transmissions shall be appropriate for the provision of telehealth services as if those services were provided in person.

(4) A provider shall only utilize technology with which they are competent to use as part of their telepractice services.

(5) Equipment used for telehealth services shall be maintained in appropriate operational status to provide appropriate quality of services.

(6) Equipment used at the site at which the patient is present shall be in appropriate working condition and deemed appropriate by the provider.

(7) The provider shall be responsible for assessing the client's candidacy for telehealth, including behavioral, physical, and cognitive abilities to participate in services provided via telecommunications.

(8) A provider shall be aware of the patient's level of comfort with the technology being used as part of the telehealth services and only accept for treatment via telecommunications patients who can reasonably be expected to benefit from a service delivery model in paragraph (B) of this rule and continue with such treatment when there is reasonable expectation of further benefit.

(9) As pertaining to liability and malpractice issues, a provider shall be held to the same standards of practice as if the telepractice services were provided in person.

(10) A provider shall be sensitive to cultural and linguistic variables that affect the identification, assessment, treatment, and management of the clients.

(11) Telehealth providers shall comply with all laws, rules, and regulations governing the maintenance of client records, including client confidentiality requirements, regardless of the state where the records of any client within this state are maintained.

(12) Notification of telehealth services should be provided to the client, the guardian, the caregiver, and the multi-disciplinary team, if appropriate. The notification shall include, but not be limited to: the right to refuse telehealth services, options for service delivery, and instructions on filing and resolving complaints.

(D) Limitations of telehealth services

A provider of telehealth services shall inform the patient as to the limitations of providing these services, including, but not limited to, the following:

(1) The inability to have direct, physical contact with the patient is a primary difference between telehealth and direct in-person service delivery; and

(2) The quality of transmitted data may affect the quality of services provided by the provider.

(E) Requirements of personnel providing telehealth services

(1) A provider of telehealth services who practices in the state shall be licensed by the board.

(2) A provider of telehealth services shall be competent in both the type of services provided and the methodology and equipment used to provide the service.

(3) A provider of telehealth services who resides out of state and who provides services to Ohio residents shall be licensed by the board.

Last updated January 3, 2024 at 12:18 PM

History

  • Effective: August 12, 2019
  • Promulgated Under: 119.03

Chapter 4753-3 Licensing

Ohio Adm.Code 4753-3-01 Application for license.

(A) All applications for licensure shall be submitted to the board at its principal office on the appropriate forms prescribed by the board. The submitted application shall be typewritten or printed in ink.

(1) Submission of the application shall certify that all statements are true and complete.

(2) A photograph of the applicant shall appear in the space provided upon the hardcopy application form. It shall be an unretouched, passport size photograph taken within six months of the date of application, and the face shall be portrayed not less than three-fourths inch in width. Applicants submitting electronically shall submit a photograph to the board's principal office.

(3) All applications must be accompanied by a non-refundable fee which is to be paid at the time the application is filed with the board.

(4) All applications, evidence, statements and documents shall be retained by the board.

(5) The board may refuse to review any application that is not complete seven calendar days before the first and fifteenth of each month.

(B) In the event that an application does not establish that the applicant qualifies for licensure, the applicant shall be notified in the manner outlined in Chapter 119. of the Revised Code.

Copies of all correspondence from the board to an applicant as outlined in Chapter 119. of the Revised Code may be sent to the applicant's professional experience supervisor or employer, where applicable.

(C) The Ohio speech and hearing professionals board is empowered to grant or deny licensure only according to the requirements of Chapter 4753. of the Revised Code. The board has no authority to waive requirements except as stipulated in the law itself. All applicants, licensees, professional experience supervisors and others concerned with licensure shall be held responsible for knowing and understanding Chapter 4753. of the Revised Code and agency 4753 of the Administrative Code.

(1) Only complete applications shall be presented to the board for approval. A complete application shall include all information requested on the form, the licensure fee, and all materials required for verification that the applicant meets all licensure requirements.

(2) If an application is incomplete sixty days after receipt, the applicant will be sent a letter by regular, first-class mail informing her/him of the specific material needed to complete the application.

(3) If the application remains incomplete thirty days after the first-class letter was sent, the applicant will be sent a notice, by certified mail, return receipt requested, informing her/him of the following:

(a) That the application is incomplete and cannot be processed;

(b) That specific material must be received by the board in order for the application to be complete;

(c) That the incomplete application will be held open for only thirty days from the date of the notice, which deadline date shall be specified;

(d) That if the application remains incomplete at the close of business on the deadline date, the application will be deemed to be abandoned and no further review of the application will occur; and

(e) That copies of all correspondence from the board to the applicant concerning the incomplete application will be sent to the applicant's professional experience supervisor and/or employer where applicable.

(4) Deeming an application as abandoned shall not be considered to be an adjudication as defined in section 119.01 of the Revised Code and shall not be reported as disciplinary action.

(a) The abandoned application procedure shall be used only for ministerial acts related to missing application materials where no investigation, judgment, or deliberation is involved.

(b) Once an application is abandoned, the applicant may submit a new application, including all materials and the nonrefundable licensure fee. However, if the new application is incomplete, the board will commence the administrative actions required to deny the application as incomplete, pursuant to Chapter 119. of the Revised Code.

(D) The following criteria shall apply to applicants seeking licensure by waiver, pursuant to section 4753.08 of the Revised Code:

(1) A violation of an order of the board, Chapter 4753. of the Revised Code, or agency 4753. of the Administrative Code shall be grounds for denial of an application for licensure by waiver.

(2) When an applicant seeks licensure by waiver based upon proof of current certification or licensure in good standing in another state, a complete application requires that the board receive all of the following from the licensing state:

(a) Verification of licensure in that state;

(b) A copy of that state's licensure law effective at the time the applicant was licensed;

(c) A letter providing the license number of the applicant, expiration date, current status of the license, and whether or not the applicant has had any disciplinary action taken by that state's licensing agency.

(3) When an applicant seeks licensure by waiver based upon a current certificate of clinical competence in speech-language pathology or audiology that is in good standing and received from the "American Speech-Language-Hearing Association" or certification of the "American Board of Audiology" in the area in which licensure is sought, the following criteria apply:

(a) Verification of certification shall be submitted to the board by the "American Speech-Language-Hearing Association" or "American Board of Audiology."

(b) Applicants who received the certification based upon professional experience in Ohio in violation of Ohio law and rules shall not be licensed by waiver.

(E) The board shall review the application of an applicant whose professional education was received in another country and who qualified as an independent practitioner of speech-language pathology or audiology under the standards of another country in order to determine whether or not the applicant's professional preparation was equivalent to that required under section 4753.06 of the Revised Code.

(1) The board may deem all or part of the applicant's education, clinical experience, or professional experience as equivalent to that required for Ohio licensure if the board is satisfied that the applicant received equivalent professional preparation.

(2) The applicant must have taken and passed the national examination, administered by the educational testing service, in the area in which licensure is sought, pursuant to rule 4753-3-06 of the Administrative Code.

Last updated January 3, 2024 at 12:18 PM

History

  • Effective: August 12, 2019
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-06

An applicant shall have satisfied the examination requirements of the board if he/she has achieved a passing score on the "National Examination in Speech Pathology" or the "National Examination in Audiology" or "The Praxis Series II Test in Speech-Language Pathology" or "The Praxis Series II Test in Audiology" administered by the "Educational Testing Service" of Princeton, New Jersey, in the area in which licensure is sought or any other such practical and oral or written examinations as the board shall determine as necessary. Verification of the test score shall be submitted to the board by the "Educational Testing Service." Scores which cannot be reported by the "Educational Testing Service" may be submitted by another source with the approval of the board. It is the applicant's responsibility to ensure that the "Educational Testing Service" is authorized to report the test score.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 1, 2011
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-02 Certificate of license; display; duplicate license certificate.

Each applicant who is approved for a license shall receive a license certificate for office display. All licensees shall display their certificate in a conspicuous place where the licensee practices as required by section 4753.07 of the Revised Code. A copy of the certificate shall be made available to approved licensees.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: April 24, 2006
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-03 Notice of change of address.

All applicants and licensees shall notify the board through their user account in eLicense Ohio of any change of name, place of business or mailing address within thirty days of said change.

Last updated August 7, 2023 at 8:28 AM

History

  • Effective: August 12, 2019
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-04 Educational requirements for licensure.

(A) To be eligible for licensure, an applicant must demonstrate that the following course work requirements are met:

(1) He/she obtained a broad general education, which may include study from among the areas of human psychology, sociology, psychological and physical development, the physical sciences, especially those that pertain to acoustic and biological phenomena, and human anatomy and physiology, including neuroanatomy and neurophysiology.

(2) For licensure as an audiologist applicants shall have obtained at least a doctor of audiology degree before or after January 1, 2006 or the equivalent from an audiology program accredited by an organization recognized by the "United States Department of Education" or at least a masters degree in audiology or equivalent if all requirements under division (F) of section 4753.06 of the Revised Code were met prior to January 1, 2006.

(a) The educational requirements shall be deemed met when the applicant is certified by the "American Speech-Language-Hearing Association" and/or the "American Board of Audiology."

(b) Academic credit for a doctor of audiology or equivalent shall include course work accumulated in the completion of a well integrated course of study dealing with the normal aspects of human hearing, balance, and related development and clinical evaluation, audiologic diagnosis and treatment of disorders of human hearing, balance, and related development.

(c) Applicants applying based on equivalency shall:

(i) Hold a post-baccalaureate doctoral degree with a major emphasis in audiology consisting of a minimum of three years of didactic coursework consisting of a total of one hundred twenty semester hours or equivalent quarter hours in the normal aspects of human hearing and balance, related development, clinical evaluation, audiologic diagnosis and treatment of disorders of human hearing, balance and related development.

(ii) Have completed a minimum of three hundred fifty clock hours of clinical experience prior to the fourth year of training supervised by an audiologist meeting the requirements of clinical supervisor stated in paragraph (D)(1) of rule 4753-3-07 of the Administrative Code.

(iii) Have successfully completed a minimum of two thousand clock hours of supervised clinical extern experience sufficient in depth and breadth to achieve the knowledge and skills outcome in the fourth year of academic training supervised by preceptor meeting the requirements stated in paragraph (D)(1) of rule 4753-3-07 of the Administrative Code.

(iv) The course of study shall include content on ethical practice standards.

(v) Pass examination(s) approved by the board.

(d) Applicants applying based on at least a master's degree in audiology obtained prior to January 1, 2006 shall meet the requirements of paragraph (A)(3) of rule 4753-3-04 and rules 4753-3-05, 4753-3-06 and 4753-3-07 of the Administrative Code as stated on October 1, 2005.

(3) He/she obtained at least a master's degree in the area in which licensure is sought or the equivalent as determined by the board from a college or university accredited by one of the following regional or national accrediting organizations or their successor organizations:

(a) "Middle States Association of Colleges and Schools- Commission on Higher Education"

(b) "New England Association of Schools and Colleges"

(c) "North Central Association of Colleges and Schools"

(d) "Northwest Association of Schools and Colleges"

(e) "Southern Association of Colleges and Schools"

(f) "Western Association of Schools and Colleges - Accrediting Commission for Senior Colleges"

The best source for determining whether the college or university is accredited by one of the above organizations or successors is the college or university itself.

(4) The academic credit upon which the master's degree or higher was awarded must include course work accumulated in the completion of a well-integrated course of study, as follows:

(a) A total of seventy-five semester hours or one hundred twelve and one-half quarter hours were accumulated.

(b) The course work consisted of at least the minimum number of hours in all areas listed below:

(i) Twenty-seven semester hours in basic science course work. Of the twenty-seven semester hours, six semester hours must be in biological/physical sciences and mathematics and six semester hours must be in behavioral or social sciences;

(ii) Fifteen semester hours in basic human communication processes, including all of the following: the anatomic and physiologic bases, the physical and psychophysical bases, and the linguistic and psycholinguistic aspects;

(iii) Thirty-six semester hours in professional course work. Of the thirty-six semester hours, thirty of the semester hours must be in courses for which graduate credit was received and comply with the requirements below that are applicable to the area in which licensure is sought:

(a) For speech-language pathology: thirty semester hours shall be in speech-language pathology, with at least six semester hours in language disorders; six semester hours shall be in audiology, with three semester hours in hearing disorders and hearing evaluation and three semester hours in habilitative/rehabilitative procedures.

(b) For audiology: thirty semester hours shall be in audiology, with at least six semester hours in hearing disorders and hearing evaluation and at least six semester hours in habilitative/rehabilitative procedures; six semester hours shall be in speech-language pathology, not associated with hearing impairment, with three semester hours in speech disorders and three semester hours in language disorders.

(c) For both speech-language pathology and audiology, course of study shall include content on ethical practice standards.

(B) Verification of education shall be the official transcript submitted to the board by the university or college.

(1) No credit may be allowed for courses listed on the application unless satisfactory completion of the course is verified by an official transcript.

(2) Satisfactory completion is defined as the applicant's having received academic credit in semester hours, quarter hours, or other unit or credit with a passing grade as defined by the college or university.

(3) Where the course work is reported in quarter hours, the following formula will be used: one semester hour equals one and one half quarter hours.

(4) The applicant is solely responsible for authorizing the college or university to send an official transcript to the board.

(5) The board may require additional verification of course work content.

(C) Course work listed on a college or university transcript shall be evaluated under the following standards:

(1) A specific course may be split and credited to no more than two categories. If a course is split, a description of the course taken from the university catalog must be submitted. At least one semester hour of the course must address the area in which partial credit is requested.

(2) Up to six semester hours for a thesis or dissertation may be accepted in the basic human communications processes or the professional course work categories.

(a) An abstract of the thesis/dissertation content must be submitted with the application.

(b) Academic credit that is associated with thesis or dissertation and for which graduate credit was received may apply in the professional area, but may not be counted as meeting any of the minimum requirements.

(c) "Minimum requirements" means six semester credit hours in speech disorders, six semester credit hours in language disorders, three semester credit hours in hearing disorders and hearing evaluations, three semester credit hours in habilitative/rehabilitative procedures, and twenty-one graduate semester credit hours in the area of licensure.

(d) Credit earned for research methodology courses, such as research methods, introduction to graduate study, etc., may be counted toward the thirty semester credit hours of course work at the graduate level but may not be used toward any of the minimum requirements.

(D) Course work requirements for licensure shall be deemed to be met when the applicant was awarded a master's degree or higher in the area in which licensure is sought from a college or university program accredited by a regional or national specialized accrediting organization in speech-language pathology and/or audiology recognized by the "United States Department of Education" and the "Council for Higher Education Accreditation," One Dupont Circle Northwest, Suite 510 Washington, D.C. 20036-1135, or its predecessors or successors, at the time the master's degree was awarded.

(E) Course work requirements for licensure shall be deemed to be met when the applicant holds a current certificate in audiology in good standing received from the "American Board of Audiology" when both of the following criteria are met:

(1) Verification of certification is received from the "American Board of Audiology."

(2) The student clinical and professional experience completed for certification, if performed in Ohio, were done in conformance with Ohio law and rules.

(F) Pursuant to division (C) of section 4753.08 of the Revised Code, educational requirements for licensure shall be waived for an applicant who presents proof of a current certificate of clinical competence in the area in which licensure is sought that is in good standing and received from the "American Speech-Language-Hearing Association" when both of the following criteria are met:

(1) Verification of certification is received from the "American Speech-Language-Hearing Association."

(2) The student clinical and professional experience completed for certification, if performed in Ohio, were done in conformance with Ohio law and rules.

(G) In order to expedite the licensure of graduates prior to the preparation of final transcripts, the board shall consider on an individual basis any application for which the university provides a letter from the registrar, graduate officer or speech-language pathology and/or audiology department chairperson, under signature and official letterhead, containing all of the following:

(1) A statement that the final transcript is not available;

(2) A statement that the applicant has met all requirements for a master's degree or higher;

(3) A statement that the applicant has met all requirements for clinical practica;

(4) A statement of the area in which the master's degree or higher was earned;

(5) A statement that the university's program awarding the degree in speech-language pathology or audiology is fully accredited and adheres to the guidelines set forth by the American speech-language hearing association;

(6) The applicant is solely responsible for authorizing the college or university to send an official transcript to the board within ninety days of licensure or when it is available.

(H) If the person seeks licensure as an audiologist under division (F)(1)(b) of section 4753.06 of the Revised Code, the person must meet the requirements of division (B) of section 4753.06 of the Revised Code regarding a master's degree in audiology as that division existed on December 31, 2005. The requirements for licensure under section 4753.06 of the Revised Code that existed on December 31, 2005, are as follows:

(1) He has obtained a broad general education to serve as a background for his specialized academic training and preparatory professional experience. Such background may include study from among the areas of human psychology, sociology, psychological and physical development, the physical sciences, especially those that pertain to acoustic and biological phenomena, and human anatomy and physiology, including neuroanatomy and neurophysiology.

(2) He submits to the board an official transcript demonstrating that he has at least a master's degree in the area in which licensure is sought or the equivalent as determined by the board. His academic credit must include course work accumulated in the completion of a well-integrated course of study approved by the board and delineated by rule dealing with the normal aspects of human communication, development and disorders thereof, and clinical techniques for the evaluation and the improvement or eradication of such disorders. The course work must have been completed at colleges or universities accredited by regional or national accrediting organizations recognized by the board.

(3) He submits to the board evidence of the completion of appropriate, supervised clinical experience in the professional area, speech-language pathology or audiology, for which licensure is requested, dealing with a variety of communication disorders. The appropriateness of the experience shall be determined under rules of the board. This experience shall have been obtained in an accredited college or university, in a cooperating program of an accredited college or university, or in another program approved by the board.

(4) He presents to the board written evidence that he has obtained professional experience. The professional experience shall be appropriately supervised as determined by board rule. The amount of professional experience shall be determined by board rule and shall be bona fide clinical work that has been accomplished in the major professional area, speech-language pathology or audiology, in which licensure is sought. This experience shall not begin until the requirements of paragraphs (B) and (C) of this rule have been completed unless approved by the board. Before beginning the supervised professional experience pursuant to this rule, any applicant for licensure to practice speech-language pathology or audiology shall meet the requirements for a conditional license pursuant to section 4753.071 of the Revised Code.

(5) He submits to the board evidence that he has passed the examination for licensure to practice speech-language pathology or audiology pursuant to division (B) of section 4753.05 of the Revised Code.

(I) A person applying for licensure as an audiologist under division (F)(1)(b) of section 4753.06 of the Revised Code shall complete the application prescribed by the board. Applications shall be:

(1) Typewritten or printed in ink or submitted electronically via the Ohio e-license system;

(2) Signed by the applicant or electronically signed if applying electronically via the Ohio e-license system;

(3) Accompanied by the fee prescribed by rule 4753-5-01 of the Administrative Code;

(4) Accompanied by such evidence, statements, or documents as specified on the form; and

(5) Contain proof that the applicant completed the requisite amount of continuing education as follows:

(a) Applicants currently practicing as an audiologist in good standing with another state shall submit proof of completing a minimum of twenty contact hours of continuing education in the previous two years preceding the date licensure is sought with the board.

(b) Applicants who have not been engaged in the practice of audiology with another state for less than twelve months shall submit proof of completing a minimum of ten contact hours of continuing education in the previous year preceding the date licensure is sought with the board.

(c) Applicants who have not been engaged in the practice of audiology with another state for twelve to twenty-four months shall submit proof of completing a minimum of twenty contact hours of continuing education in the previous two years preceding the date licensure is sought with the board.

(d) Applicants who have not been engaged in the practice of audiology with another state for twenty-five months to forty-eight months shall submit proof of completing a minimum of forty contact hours of continuing education in the previous four years preceding the date licensure is sought with the board.

(e) Applicants who have not been engaged in the practice of audiology with another state for forty-nine months to sixty months shall submit proof of completing a minimum of fifty contact hours of continuing education in the previous five years preceding the date licensure is sought with the board.

(f) Applicants who have not engaged in the practice of audiology for more than five years prior to the date the individual applies to the board for licensure may be subject to additional requirements outlined by the board and could include assigned hours of continuing education on specific topics. The board shall require additional continuing education and other activities, which may include, but are not limited to:

(i) Competency based performance appraisals.

(ii) Mentorship.

(iii) Additional continuing education, which may include topics covering:

(a) Anatomy and physiology of the speech and hearing mechanisms.

(b) Hearing disorders.

(c) Diagnostics.

(d) Electrophysiology including auditory and vestibular measures.

(e) Specialty assessment such as APD and AR.

(f) Pediatrics.

(g) Geriatrics.

(h) Treatment including such topics as hearing aid theory, hearing aid assessment, hearing aid fitting, hearing aid technologies, product training, cochlear implants, vestibular rehab, aural rehabilitation and counseling.

(i) Ethics, HIPAA and record keeping.

(iv) Extended course work.

(v) Professional development plan.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 10, 2017
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-07

(A) The purpose of the professional experience is to provide the opportunity for successful transition in status from student to independent professional by:

(1) Developing commitment to quality speech, language, and hearing services;

(2) Integrating and applying knowledge and skills gained in academic training;

(3) Refining clinical skills;

(4) Evaluating the conditional licensee's own professional skills; and

(5) Developing a commitment to continuing education and professional growth.

(B) Conditional license for professional experience

(1) The purpose of a conditional license is to permit an individual to practice speech-language pathology or audiology while completing the supervised professional experience as required by division (D) of section 4753.06 of the Revised Code.

(2) A person performing speech-language pathology or audiology services in pursuit of the required supervised professional experience, as prescribed in section 4753.06 of the Revised Code, and as described in this rule must hold conditional licensure as prescribed in section 4753.071 of the Revised Code.

(3) A person holding a conditional license is authorized to practice speech-language pathology or audiology while working under an approved professional experience plan and the supervision of a person fully licensed by the board in the area in which licensure is sought and in accordance with Chapter 4753. of the Revised Code.

(a) An applicant shall not practice speech-language pathology or audiology until the conditional license has been granted.

(b) When an applicant starts employment prior to receiving the conditional license, responsibilities shall be limited to orientation, observation, and review of paperwork.

(c) The holder of a conditional license shall not provide clinical supervision for student clinical experience, professional experience, or any other intern, aide or practitioner.

(4) Requirements for conditional licensure

(a) A conditional license shall be granted only to individuals who have made application for licensure pursuant to section 4753.06 of the Revised Code.

(b) No person shall be eligible for a conditional license unless he/she has met the following requirements of section 4753.06 of the Revised Code except for the supervised professional experience:

(i) Educational requirements;

(ii) Clinical experience requirements;

(iii) Received an examination score of one hundred sixty-two or above on the "Praxis Speech-Language Pathology: 5331" test or a score of one hundred sixty-two or above on the "Praxis Audiology: 5343" test or a score of one hundred seventy or above on the "Praxis Audiology: 5342" test administered by the "Educational Testing Service" of Princeton, New Jersey;

(iv) Submitted an application for conditional license to the board including a plan for the content of the supervised professional experience on a form prescribed by the board;

(v) Obtained appropriate signatures; and

(vi) Paid to the board the appropriate application and licensure fees.

(5) Expiration of the conditional license

(a) The length of the professional experience is determined by the professional experience year plan.

(b) The professional experience year report and supervision log must be submitted to the board within thirty days of completion of the professional experience.

(c) When the supervised professional experience has been successfully completed prior to the expiration of the conditional license:

(i) Applicant may continue to work under the conditional license and according to the plan.

(ii) The "Supervised Professional Experience Report" and "Supervision Contacts Log" shall be received within at least five business days of the next executive director review. The executive director will review licensees for approval on the first and fifteenth of each month. If the first or the fifteenth is a day the office is not open for business because of a holiday or weekend, the review will occur on the next day the office is open for business.

(d) When the supervised professional experience is not completed and the applicant applies for a second conditional license prior to the expiration of the conditional license the applicant may continue to work according to the approved plan.

(e) When the supervised professional experience is not completed and the applicant has not applied for a second conditional license prior to the expiration of the conditional license:

(i) The applicant shall discontinue providing services.

(ii) The applicant shall apply for a second conditional license.

(iii) When the second conditional license is granted the applicant may resume working according to the approved plan.

(6) Second conditional license.

(a) Upon expiration of a conditional license, the board may in its discretion grant a second conditional license for good cause shown and fix the term of the second conditional license for eighteen months.

(b) The board shall determine whether good cause for a second conditional license has been shown by evaluation of both of the following factors:

(i) The progress made toward completing the "Supervised Professional Experience", including the applicant's efforts to obtain employment, if applicable, and

(ii) The length of time needed to complete the supervised professional experience.

(c) A second conditional license shall be granted only to individuals who have filed an application and paid the appropriate fee.

(C) Requirements for professional experience

(1) Definition of professional experience

(a) Pursuant to section 4753.06 of the Revised Code, hours of professional experience are defined as those hours of contact with persons served, consultations, record keeping, clinical conferences, in-service training, or any other relevant duties in a paid professional setting in which bona fide clinical work has been accomplished in the major professional area, speech-language pathology or audiology, in which licensure is being sought.

(b) Full time experience consists of a minimum of thirty hours of professional experience per week, for a minimum of thirty-six weeks. Part time experience consists of a minimum of fifteen hours of professional experience per week for a minimum of seventy-two weeks.

(c) Time spent in academic teaching, research or management that does not deal directly with treatment programs of person(s) served will not be counted a professional experience for licensure.

(2) Work settings for professional experience

(a) Professional experience for licensure may be obtained in a variety of diverse employment settings providing services for persons with speech, language, and hearing disorders.

(b) An employment setting shall be appropriate for the professional experience of the particular program or program component is designed to evaluate, habilitate or rehabilitate the communicative functioning of persons with speech, language, hearing, and vestibular disorders.

(c) Evaluation and treatment programs including, but not limited to, schools, clinics, hospitals, community agencies, home health care, nursing homes, and private practice are appropriate professional experience settings.

(d) Programs which provide primarily screening services shall not be accepted.

(3) Professional experience performed in Ohio

(a) Professional experience accomplished in the state of Ohio shall be acceptable for licensure only when done under the supervision of an individual, who during the professional experience, was licensed by the speech and hearing professionals board in the area in which licensure is sought and shall have twenty-four months of full time clinical experience as a licensed speech-language pathologist or audiologist or the equivalent of qualifications set forth in paragraph (D) of this rule.

(b) Applicants for Ohio licensure who received the "American Speech and Hearing Association" certificate of clinical competence or licensure in another state based upon professional experience accomplished in Ohio, in violation of Ohio law and rules, shall not be licensed by waiver.

(c) Professional experience accomplished in the state of Ohio prior to September 1, 1979 shall be acceptable for licensure only when done under the supervision of a person who during the experience met the academic, clinical practicum, experience, and examination requirements as described in rule 4753-3-04 of the Administrative Code, or the equivalent as determined by the board; or who during the professional experience was licensed in any state in the professional area in which licensure is sought; or who during the professional experience was certified by the "American Speech and Hearing Association" in the professional area in which licensure is sought.

(4) Professional experience performed outside of Ohio

Professional experience, when completed outside the state of Ohio, shall be acceptable for licensure only when done under the supervision of a person who during the professional experience, was licensed in the state in the professional area in which licensure is sought; or in states without licensure who during the professional experience was certified by the "American Board of Audiology" or the "American Speech and Hearing Association" in the professional area in which licensure is sought.

(5) Requirements for the professional experience shall be deemed to be met when the applicant is certified by the "American Board of Audiology" except when the professional experience obtained in Ohio was in violation of Ohio laws and rules. This does not limit or prohibit licensure by waiver based on certification by "The American Speech and Hearing Association" as listed in paragraph (C)(3)(b) of this rule.

(6) The supervised professional experience requirements are deemed to be met when an applicant has graduated from a four year post graduate doctor of audiology program from a college or university accredited as set forth in rule 4753-3-04 of the Administrative Code and the university chairperson provides a letter to the board attesting that the following requirements have been met;

(a) The fourth year of the program is predominately a clinical externship.

(b) Prior to beginning the fourth year externship the applicant shall have met the following requirements of section 4753.06 of the Revised Code except for the supervised professional experience:

(i) Educational requirements.

(ii) Clinical experience requirements.

(iii) Received a passing score on the "Praxis Series II Test in Audiology" administered by the "Educational Testing Service" of Princeton, New Jersey.

(c) The fourth year externship shall:

(i) Meet the supervision requirements of rule 4753-3-07 of the Administrative Code,

(ii) Full time experience consists of a minimum of thirty hours of professional experience per week, for a minimum of thirty-six weeks. Part time experience consists of a minimum of fifteen hours of professional experience, for a minimum of seventy-two weeks.

(D) Supervisor qualifications and responsibilities

(1) In order to supervise professional experience, a supervisor shall:

(a) Hold a current Ohio license in the same area as the conditional license applicant or licensee.

(b) Have twenty-four months of full time clinical experience as a licensed speech-language pathologist or audiologist or the equivalent within the last sixty months under a valid license or certification by the "American Board of Audiology" or the "American-Speech and Hearing Association."

(2) The supervisor shall agree to supervise the practice of speech-language pathology or audiology experience of the applicant according to a plan approved by the board.

(3) The supervisor of professional experience shall complete the supervisor's portion of the "Supervised Professional Experience Plan," "Supervised Professional Experience Report," and "Supervision Contacts Log" as required by this rule.

(4) The supervisor shall retain copies of all professional experience supervision documents.

(5) No supervisor of persons completing professional experience may concurrently supervise more than four supervisees unless approved by the board.

(6) The board, for purposes of licensure, recognizes only professional experience that has met the supervision requirements of this rule.

(E) Professional experience plan

(1) Pursuant to section 4753.071 of the Revised Code, an applicant for a conditional license shall include a plan for professional experience.

(2) Granting of the conditional license shall be based upon approval of the plan for professional experience.

(3) A completed plan shall be submitted on a form prescribed by the board.

(4) The board may approve a plan indicating that an applicant is seeking employment.

(a) Time spent seeking employment shall not be credited toward professional experience requirements for licensure.

(b) Upon employment, a new plan shall be submitted within thirty days.

(c) A new plan shall be submitted for changes in employment and supervision within thirty days of a change. When a plan is not submitted within thirty days, it will be considered late and the experience shall be adjusted to extend the plan by the number of days the plan was late.

(d) An amended plan shall be submitted for changes in supervision or in the start or end date of an approved plan within thirty calendar days of the change.

(e) Failure to submit the plan or amended plan or failure to practice according to the plan shall be considered practice without a license and, therefore, cause for suspension, probation, or revocation of the conditional license according to Chapter 119. of the Revised Code.

(F) Supervision of professional experience

(1) Professional experience shall entail the direct involvement of the supervisor in any and all ways, which may include telepractice that will permit the supervisor to monitor, improve, provide feedback, and evaluate the applicant's performance in professional employment.

(2) When onsite supervision occurs via telepractice applications, supervision shall occur using real time, synchronous, encrypted videoconferencing and shall meet the supervision requirements as specified in this rule.

(3) Asynchronous, recorded therapy sessions submitted for later review shall not meet the requirements for onsite supervision but may suffice as "Other Supervisory Activity" as outlined in the supervision log.

(4) Mentoring paradigm

(a) The supervisor's role throughout the professional experience year shall be viewed as that of a mentor. This mentoring paradigm shall include a schedule of regular monthly communication around mutually developed goals including professional, educational and personal objectives.

(b) Mentoring activities shall include, but are not limited to:

(i) Orienting the conditional licensee to employment site and professional job responsibilities;

(ii) Providing support to the conditional licensee;

(iii) Being available to answer questions; and

(iv) Providing feedback/evaluation to the conditional licensee and about clinical competencies.

(5) Supervision requirements

(a) Supervision of the professional experience shall include:

(i) Eighteen on-site conferences with the conditional licensee and the supervisor of the professional experience with at least six of the on-site conferences during each third of the professional experience.

(ii) A monthly evaluation conference which may be in conjunction with one of the on-site conferences.

(b) Supervisory activities may include, but are not limited to:

(i) Conferring with the applicant concerning clinical treatment strategies;

(ii) Monitoring changes in communication behaviors of person(s) served;

(iii) Evaluating the applicant's clinical records, including: diagnostic reports, treatment records, correspondence, plans of treatment; and summaries of clinical conferences.

(iv) Monitoring the applicant's participation in case conferences;

(v) Evaluating the applicant's performance by professional colleagues and employers;

(vi) Evaluating the applicant's work by person(s) served and their parents; and

(vii) Monitoring the applicant's contributions to professional meetings and publications, as well as participation in professional growth opportunities.

(6) Conferences

(a) The supervisor shall share and discuss their evaluation with the conditional licensee in a monthly supervision conference.

(b) The supervision conference shall include:

(i) Providing detailed feedback to the conditional licensee regarding their clinical performance; and

(ii) Summarizing for the conditional licensee a list of clinical strengths and goals on the "Supervision Contacts Log."

(c) On completion of the professional experience, a conference shall be held to provide the conditional licensee the opportunity to read and discuss with the supervisor the final "Supervised Professional Experience Report."

(d) When the conditional licensee has not made satisfactory progress, the supervisor shall counsel the applicant verbally and document on the "Supervision Contacts Log."

(G) Supervised professional experience report and supervision contacts log

(1) Upon completion of the professional experience year or when there is a change in the professional experience year plan, the conditional licensee shall submit a "Supervised Professional Experience Report" and a "Supervision Contacts Log" of the supervisory contacts that occurred during the experience to the board within thirty calendar days.

(2) After submission of the "Supervised Professional Experience Report" and "Supervision Contacts Log," the conditional licensee shall abide by the requirements for conditional licensure until full licensure is granted.

(3) Completion of professional experience

(a) The "Supervised Professional Experience Report" and "Supervision Contacts Log" are due within thirty days of completion of the professional experience.

(b) The "Supervised Professional Experience Report" and "Supervision Contacts Log" shall be submitted on forms prescribed by the board.

(c) If no report and log are submitted, the conditional licensee's application remains open until expiration of the conditional license.

(d) If the conditional licensee discontinues pursuit of Ohio licensure, written notice by either the supervisor or the conditional licensee may be submitted in lieu of the report and log.

(e) Unsuccessful completion of the professional experience shall result in extending the supervised professional experience or repeating the entire supervised professional experience.

(4) Partial completion of professional experience

(a) Interim completion of professional experience means supervised professional experience that is completed prior to meeting requirements as set forth in paragraph (C)(1)(b) of this rule.

(b) The "Supervised Professional Experience Report" and "Supervision Contacts Log" are due within thirty days of completion of the partial professional experience.

(c) If no "Supervised Professional Experience Report" and "Supervision Contacts Log" are submitted, the conditional licensee's application remains open until expiration of the conditional license.

(d) If the conditional licensee discontinues pursuit of Ohio licensure, written notice by either the supervisor or the conditional licensee may be submitted in lieu of the report and log.

(5) Non-approval of the supervised professional experience.

(a) When the supervisor does not approve the professional experience, the supervisor shall:

(i) Indicate the disapproval on the "Supervision Contacts Log" and sign the "Supervised Professional Experience Report."

(ii) Submit the "Supervision Contacts Log" and the "Supervised Professional Experience Report."

(b) The applicant may request that the board accept this experience toward the requirements for licensure by submitting a letter of explanation ad supporting documentation.

(c) The board may share this information with the applicant and supervisor.

(d) The board shall review the "Supervised Professional Experience Report," documentation, and the "Supervision Contacts Log" to determine if approval of the supervised professional experience shall be granted.

(e) When the board rejects the experience, the applicant shall be offered the opportunity for a hearing according to Chapter 119. of the Revised Code.

(H) Reimbursement for services

A person holding a conditional license may perform services for which reimbursement will be sought under the medicare program established under Title XVIII of the "Social Security Act" but all requests for reimbursement for such services shall be submitted by the person who supervises the person performing the services.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 1, 2020
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-05

(A) Definitions

(1) For purposes of division (C) of section 4753.06 of the Revised Code, supervised clinical experience of a student or intern means those clock hours of clinical experience obtained in direct contact with persons served through a college or university accredited by a regional or national accrediting organization recognized by the board, in a cooperating program of said college or university, or in anther program approved by the board.

(2) "Clock hour" means a time increment of sixty minutes.

(3) "Evaluation" means screening, assessment and diagnosis of hearing disorders and language and speech disorders (articulation, fluency, voice and dysphagia) occurring before initiation of a treatment program.

(a) Clock hours devoted to counseling associated with the evaluation/diagnostic process may be counted.

(b) Clock hours spent in formal reevaluation may be applied to this category.

(c) Periodic assessments during treatment may not be considered as evaluation but may be applied to the treatment category.

(d) The majority of the evaluation hours in each category must be in areas other than screening activities.

(4) "Treatment for language and speech disorders" (articulation, fluency, voice, and dysphagia) means clinical management, including direct and indirect services, progress in monitoring activities, and counseling. Clock hours devoted to counseling associated with the treatment process may be counted in this category.

(5) "Treatment for hearing disorders" means clinical management and counseling, including auditory training, speech-reading, and speech and language services for those with hearing impairment.

(6) "Direct supervision" means that the supervisor provides guidance and direction to the student based upon on site observation of the student while in the same room or through an observation window or observation by video simulcast or closed-circuit television.

(7) "Indirect supervision" means that the supervisor providing guidance and direction to the student is on site during the majority of the student clinical experience.

(B) To meet requirements for licensure, the student clinical experience must meet the current accreditation standards of the "American Speech-Language-Hearing Association" or the "American Board of Audiology." Applicants who have received their graduate degree from a college or university not accredited by the "American Speech-Language-Hearing Association" or the "American Board of Audiology" must meet all of the following criteria:

(1) The documentation establishes that the applicant obtained four hundred hours of supervised clinical practicum, of which twenty-five clock hours shall be clinical observation and three hundred seventy-five clock hours shall be clinical practicum. Three hundred twenty-five of the four hundred clock hours shall be at the graduate level in the area in which licensure is sought.

(2) The documentation establishes that the following minimum requirements are met in the applicable area:

(a) In the area of speech-language pathology:

(i) Twenty clock hours shall be in each of the following eight categories: evaluation of speech disorders in children; evaluation of speech disorders in adults; evaluation of language disorders in children; evaluation of language disorders in adults; treatment of speech disorders in children; treatment of speech disorders in adults; treatment of language disorders in children; and treatment of language disorders in adults;

(ii) Twenty clock hours shall be in audiology and may include evaluation/screening and/or habilitation/rehabilitation;

(iii) Fifty clock hours shall be in each of three types of clinical settings.

(b) In the area of audiology:

(i) At least fifty clock hours shall be in each of three types of clinical settings. The student must have experience in the evaluation and treatment of children and adults and with a variety of types and severity of disorders of hearing, speech, and language, and with the selection and use of amplification and assistive devices;

(ii) At least eighty clock hours shall be in each of the following categories, with a minimum of ten hours in each category: selection and use of amplification and assistive devices for children, and selection and use of amplification and assistive devices for adults;

(iii) At least twenty clock hours shall be in the treatment of hearing disorders in children and adults;

(iv) Twenty clock hours shall be in speech-language pathology unrelated to hearing impairment and may include evaluation/screening and/or treatment.

(3) The documentation establishes that the supervision of the experience was in compliance with all of the supervision criteria set forth in paragraph (C) of this rule.

(C) Student clinical experience supervision

(1) The documentation establishes that the student clinical experience supervision was a combination of direct and indirect supervision, as follows:

(a) At least ninety-five clock hours shall be directly supervised.

(b) Two hundred eighty clock hours shall be at least indirectly supervised.

(2) Supervisor observation of student clinical experience clock hours took place on site or by closed-circuit television. It is recommended that evaluation of student performance include activities such as conferences, audio and video recordings, written evaluations, rating instruments, and inspection of lesson plans and written reports.

(a) The supervisor must directly observe at least twenty-five percent of the student's contact time with each person served.

(b) The supervisor must directly observe at least fifty percent of the student's time in each diagnostic evaluation, including screening and identification.

(D) Verification of student clinical experience shall be submitted directly from the college or university on forms prescribed by the board.

(1) The verification must bear the signature of the department head or applicant's clinical supervisor. The board may at its discretion require additional verification of student clinical experience.

(2) It is the applicant's responsibility to ensure that the college or university is authorized to send student clinical experience records.

(E) The student clinical experience requirements set forth in paragraphs (B) and (C) of this rule shall be deemed to be met when the applicant presents proof that he/she was awarded a master's degree or higher in the area in which licensure is sought from a college or university program in speech-language pathology and/or audiology accredited by a regional or national specialized accrediting organization in speech-language pathology or audiology recognized by the "United States Department of Education" and "Council for Higher Education Accreditation," One Dupont Circle Northwest, Suite 50, Washington, D.C. 20036-1135, or its predecessors or successors, at the time the master's degree was awarded.

(F) The student clinical experience requirements set forth in paragraphs (B) and (C) of this rule shall be deemed to be met when the applicant holds current certification in audiology that is in good standing and received from the "American Board of Audiology" and both of the following criteria are met:

(1) Verification of certification is received from the "American Board of Audiology."

(2) The student clinical experience and professional experience upon which certification was granted, if completed in Ohio, were done in conformance with Ohio law and rules.

(G) The student clinical experience requirements sets forth in paragraphs (B) and (C) of this rule shall be deemed to be met when the applicant holds a current certificate of clinical competence in the area in which licensure is sought that is in good standing and received from the "American Speech-Language-Hearing Association" and both of the following criteria are met:

(1) Verification of certification is received from the "American Speech-Language-Hearing Association."

(2) The student clinical experience and professional experience upon which certification was granted, if completed in Ohio, were done in conformance with Ohio law and rules.

(H) Academic credit for student clinical experience may not be used to satisfy specific course work minimum requirements. A maximum of six semester clock hours for student clinical experience may be applied to the thirty-six semester clock hours of professional course work.

(I) Students shall not receive reimbursement or compensation for services provided during the student clinical experience, unless the board finds that extraordinary circumstances render reimbursement or compensation appropriate.

(J) Student clinical experience must have been under the supervision of a person who meets one of the following criteria:

(1) Student clinical experience obtained in the state of Ohio shall have been under the supervision of a person who during the entire student clinical experience was licensed under Chapter 4753. of the Revised Code in the area in which the applicant seeks licensure.

(2) Student clinical experience obtained outside of Ohio shall have been under the supervision of a person who during the entire student clinical experience was licensed in the area in which the applicant seeks licensure in the state in which the student clinical experience was performed.

(3) Student clinical experience obtained in a state that does not have licensure shall have been under the supervision of a person who during the entire student clinical experience was certified by the "American Speech-Language-Hearing Association" or the "American Board of Audiology," in the area in which the applicant seeks licensure.

Last updated January 2, 2024 at 8:48 AM

History

  • Effective: January 1, 2024
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-5-01

(A) Pursuant to division (A) of section 4753.11 of the Revised Code the application fee for a speech-language pathologist or audiologist license shall be two hundred dollars to be paid at the time the application is filed with the board. The fee for the conditional license shall be ten dollars. The initial license shall be valid for the biennium in which it is issued. Applications made pursuant to divisions (D) and (E) of section 4753.08 of the Revised Code shall not pay an application fee.

(B) When an initial, restored, or previously expired license is issued less than one hundred days before December thirty-first of the renewal year, the board shall waive the renewal fee and the license shall be considered to have been issued in the next renewal cycle for purposes of the continuing education requirements of rule 4753-4-01 of the Administrative Code.

(C) Pursuant to division (B) of section 4753.11 of the Revised Code:

(1) The biennial renewal licensing fee shall be one hundred twenty dollars for a holder of a speech-language pathology or audiology license. The biennial renewal licensing fee shall be one hundred seventy dollars for individuals who hold both a speech-language pathology and an audiology license.

(2) A license shall be renewed during the period following dissemination of renewal applications by the board and December thirty-first of every other year. The prescribed fee shall be submitted to the board with the application for renewal provided by the board.

(3) The fee for an inactive license shall be twenty-five dollars for each biennial renewal.

(4) The fee for the student permit shall be fifty dollars.

(5) The fee for restoration of an inactive license shall be one hundred twenty dollars. The prescribed fee shall be submitted to the board with the restoration application.

(D) The board shall provide an electronic license or permit verification website to allow the public, a license holder or permit holder to search for and verify the current authorization status, initial issue date and expiration date of a license or permit. Additionally, the electronic license or permit verification website shall inform the public if any administrative action has been taken against the license or permit holder. Any practice after expiration of the license is a violation of section 4753.02 of the Revised Code and shall be reported to the employer of the licensee when applicable.

(E) The late fee for license renewal after December thirty-first of the renewal year until ninety days after the license has expired shall be one hundred twenty dollars.

(F) The fee to renew a license that has been expired from April first through December thirty-first following the renewal year shall be two hundred dollars.

(G) The "state fee" for a privilege requested or renewed under the audiology and speech-language pathology interstate compact shall be twenty-five dollars, in addition to any applicable "Commission Administrative Fee" collected by the audiology and speech-language pathology interstate compact commission.

Last updated January 5, 2026 at 8:43 AM

History

  • Effective: January 5, 2026
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-08 Denial, suspension or revocation of license.

The board may reprimand, place on probation, deny, suspend, revoke, or refuse to issue or renew the license of an applicant or a licensee for violation or any provision of Chapter 4753. of the Revised Code and agency-level 4753 of the Administrative Code or any lawful order or rule of the board, and for unprofessional conduct, including but not limited to the following:

(A) Fraud, deception, or misrepresentation in obtaining or attempting to obtain a license or renewal of a license;

(B) Fraud, deception, or misrepresentation of a license;

(C) Altering a license;

(D) Aiding or abetting unlicensed practice;

(E) Committing fraud, deception, or misrepresentation in the practice of speech-language pathology or audiology including but not limited to:

(1) Making or filing a false report or record in the practice of speech-language pathology or audiology;

(2) Submitting a false statement to collect a fee; or

(3) Obtaining a fee through fraud, deception, or misrepresentation or accepting commissions or rebates or other forms of remuneration for referring persons to others.

(F) Using or prompting or causing the use of any misleading. deceiving, improbable, or untruthful advertising matter, promotional literature, testimonial, guarantee, warranty, label, brand, insignia, or any other representation;

(G) Falsely representing the use or availability of services or advice of a physician;

(H) Misrepresenting the applicant, licensee, or holder by using the word "doctor" or any similar word, abbreviation, or symbol if the use is not accurate or if the degree was not obtained from a regionally or nationally accredited institution recognized by the board;

(I) Committing any act of gross misconduct, dishonorable, immoral, or unprofessional conduct while engaging in the practice of speech-language pathology or audiology;

(J) Engaging in illegal, incompetent or habitually negligent practice;

(K) Providing professional services while:

(1) Mentally incompetent;

(2) Under the influence of alcohol; or

(3) Using any narcotic or controlled dangerous substance or other drug that may impair decision making or quality of care.

(L) Providing services or promoting the sale of devices, appliances, or products to a person who cannot reasonably be expected to benefit from such services, devices, appliances, or products in accordance with results utilizing appropriate assessment procedures and instruments;

(M) Violating any provision of this law, any lawful order given, or rule or regulation adopted by the board.

(N) Being convicted of or pleading guilty or nolo contendere to a felony or to a crime involving moral turpitude, whether or not any appeal or other proceeding is pending to have the conviction or plea set aside; or

(O) Being disciplined by a licensing or disciplinary authority of this or any other state or country or convicted or disciplined by a court of this or any other state or country for an act that would be grounds for disciplinary action under this rule.

(P) Performing any professional practice duties without proper training.

Last updated January 3, 2024 at 12:19 PM

History

  • Effective: August 23, 2004
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-09 Reinstatement of license.

In evaluating an application for reinstatement of a license previously revoked or suspended, or reconsideration of denial of license, the board shall consider the following:

(A) The nature and severity of the acts which resulted in denial, revocation or suspension of license;

(B) The time elapsed since the commission of the acts;

(C) Possible additional violations occurring after the denial, revocation or suspension;

(D) Compliance with previous orders of the board; and,

(E) Evidence of rehabilitation which the applicant may submit to the board.

(F) Applicants who have not engaged in the practice of speech-language pathology or audiology for more than five years prior to the date the individual applies to the board for reinstatement may be subject to additional requirements outlined by the board and could include assigned hours of continuing education on specific topics. The board shall require additional continuing education and other activities, which may include, but are not limited to:

(1) Competency based performance appraisals;

(2) Mentorship;

(3) Additional continuing education, which may include, but is not limited to topics covering:

(a) Anatomy and physiology of the speech and hearing mechanisms.

(b) Hearing disorders.

(c) Diagnostics.

(d) Electrophysiology including auditory and vestibular measures.

(e) Specialty assessment such as APD and AR.

(f) Pediatrics.

(g) Geriatrics.

(h) Treatment including such topics as hearing aid theory, hearing aid assessment, hearing aid fitting, hearing aid technologies, product training, cochlear implants, vestibular rehab, aural rehabilitation and counseling.

(i) Ethics, HIPPA and record keeping.

(4) Extended coursework; and

(5) Professional development plan.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 12, 2016
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-10 Exempt practice; renewal.

(A) All persons who are duly licensed by this board shall be considered to be actively practicing the profession of speech-language pathology or audiology, regardless of work setting. Persons who are exempted from licensure, pursuant to section 4753.12 of the Revised Code, are not required to be licensed by this board. However, if such persons voluntarily choose to be licensed by this board, such license shall be controlled by the rules of this board.

All persons licensed by this board, including those licensed by waiver pursuant to division (D) of section 4753.08 of the Revised Code, shall meet all requirements for license renewal in accordance with agency 4753 of the Administrative Code.

(B) Failure to biennially renew a license shall cause such licensure to expire as of the second December thirty-first of the biennium such failure occurred. Pursuant to section 4753.09 of the Revised Code, the board may renew the license of a person who applies to renew the license within one year after such expiration. If the application for renewal is made after one year, the person shall apply for licensure as provided in section 4753.06 or division (B) or (C) of section 4753.08 of the Revised Code. Any practice after expiration of the license is a violation of section 4753.02 of the Revised Code and shall be reported to the employer of the applicant when applicable.

(C) License renewal:

(1) Not less than thirty days prior to the deadline for licensure renewal all licensees shall be notified by the board office of the requirement to renew the license and submit the necessary fee and renewal application attesting to completion of continuing education hours within the two year renewal period.

(2) All licensees shall submit to the board a renewal application attesting to completion of the required continuing education hours within the two year renewal period.

(3) All legal requirements must be fulfilled before the license is renewed. Those requirements are the completion of the required hours of continuing education, attesting that the licensee has completed all required hours of continuing education by the end of the renewal period, completion of the application, and payment of all fees, including any late fees incurred.

(4) Licensees who submit the renewal application, attesting to continuing education or fee after the deadline shall be assigned a late fee.

(5) Continuing education hours submitted for late renewal shall not be used again for the next renewal.

(6) Upon completion of the requirements for renewal of the license, all licensees shall receive the renewal certificate.

(D) Late renewal

Failure to complete legal requirements for renewal after December thirty-first of the renewal year shall result in the expiration of the license after that date. Renewal applications must be postmarked or electronically registered no later than December thirty-first of the renewal year. A renewal application received after December thirty-first of the renewal year shall be a late renewal and incur the late fee specified in rule 4753-5-01 of the Administrative Code.

(E) Expired license:

(1) A speech-language pathologist or audiologist may apply for renewal of an expired license if the license has been expired for one year or less. The board shall issue the license if the speech-language pathologist or audiologist:

(a) Submits to the board a completed application;

(b) Submits to the board an attestation of completing continuing education hours required for the two-year period immediately preceding the year of the application for renewal; and

(c) Pays to the board the renewal and late fees set by the board.

(2) The board shall not renew the license of a speech-language pathologist or audiologist who fails to apply for renewal of the license within one year after the license expires. A speech-language pathologist or audiologist whose license has been expired for more than one year may become licensed if he/she:

(a) Presents proof of a current certificate of clinical competence in speech-language pathology or audiology that is in good standing and received from the "American Speech-Language-Hearing Association" in the area in which licensure is sought and/or proof of a current certificate in audiology from the "American Board of Audiology" stating "Board Certified in Audiology"; or

(b) Presents proof of current certification or licensure in good standing in the area in which licensure is sought in a state that has standards at least equal to the standards for licensure that are in effect in this state at the time the applicant applies for the license; or

(c) Submits to the board documentation of completion of continuing education hours required of a licensee during the period prior to expiration of the license and for each renewal period of expiration, or forty hours within the two years prior to the application or as approved by the board; and

(d) Pays to the board the application fee set by the board.

(F) Applicants who have not engaged in the practice of speech-language pathology or audiology for more than five years prior to the date the individual applies to the board for relicensure may be subject to additional requirements outlined by the board and could include assigned hours of continuing education on specific topics. The board shall require additional continuing education and other activities, which may include, but are not limited to:

(1) Competency based performance appraisals;

(2) Mentorship;

(3) Additional continuing education, which may include, but is not limited to, topics covering:

(a) Anatomy and physiology of the speech and hearing mechanisms.

(b) Hearing disorders.

(c) Diagnostics.

(d) Electrophysiology including auditory and vestibular measures.

(e) Specialty assessment such as APD and AR.

(f) Pediatrics.

(g) Geriatrics.

(h) Treatment including such topics as hearing aid theory, hearing aid assessment, hearing aid fitting, hearing aid technologies, product training, cochlear implants, vestibular rehab, aural rehabilitation and counseling.

(i) Ethics, HIPAA, and record keeping.

(4) Extended coursework; and

(5) Professional development plan.

Last updated March 25, 2022 at 8:33 AM

History

  • Effective: March 25, 2022
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-11 Inactive status of license; restoration.

(A) A person licensed as a speech-language pathologist or audiologist may, at the time of biennial renewal, apply for inactive status of his/her license. The application for inactive status shall be accompanied by the fee prescribed by rule 4753-5-01 of the Administrative Code and by a signed statement that the licensee will not engage in the active practice of speech-language pathology or audiology, as defined by divisions (C) and (G) of section 4753.01 of the Revised Code, while the license is inactive.

(B) A person whose license is inactive may request a return to active status at any time by submitting a restoration application to the board. Applications shall be:

(1) Typewritten or printed in ink or submitted electronically via the Ohio e-license system;

(2) Signed by the applicant or electronically signed if applying electronically via the Ohio e-license system;

(3) Accompanied by the fee prescribed by rule 4753-5-01 of the Administrative Code;

(4) Accompanied by such evidence, statements, or documents as specified on the form; and

(5) Contain proof that the applicant completed at least twenty contact hours of continuing education in accordance with rule 4753-4-01 of the Administrative Code within the two year period immediately preceding the application for restoration. Contact hours used to meet the requirements of this paragraph shall not be used to renew the restored license.

(a) A license in inactive status for less than twelve months shall be restored to active status when the licensee demonstrates proof he or she completed an additional ten contact hours of continuing education during the time the license was in inactive status.

(b) A license in inactive status for twelve months to twenty-four months shall be restored to active status when the licensee demonstrates proof he or she completed an additional twenty contact hours of continuing education during the time the license was in inactive status.

(c) A license in inactive status for twenty-five months to forty-eight months shall be restored to active status when the licensee demonstrates proof he or she completed an additional forty contact hours of continuing education during the time the license was in inactive status.

(d) A license in inactive status for forty-nine months to sixty months shall be restored to active status when the licensee demonstrates proof he or she completed an additional fifty contact hours of continuing education during the time the license was in inactive status.

(e) The additional continuing education hours obtained during the time the license was in inactive status to restore an inactive license under this section may count toward the licensee's continuing education requirement for the first renewal of the restored license if they were obtained during the two calendar years immediately prior to the next renewal date following restoration.

(C) In addition to the requirements contained in paragraphs (B) and (C) of this rule, applicants for restoration of an inactive license who have not engaged in the practice of speech-language pathology or audiology for more than five years prior to the date the individual applies to the board for restoration may be subject to additional requirements outlined by the board. The board may consider, but is not limited to, the following additional requirements:

(1) Competency based performance appraisals;

(2) Mentorship;

(3) Additional continuing education;

(4) Extended coursework; and

(5) Professional development plan.

(D) For the purposes of filing an electronic application via the "StateplaceOhio" e-license system, the board shall supply the applicant with a "UserID" and password. The use of the "UserID" and password provided by the board is solely the responsibility of the individual to whom it is issued and shall be limited to filing an electronic application for license restoration. The "UserID" and password shall constitute the legally recognized signature for the purposes of this rule and may not be transferred, distributed, or shared with any other person.

Last updated January 3, 2024 at 12:19 PM

History

  • Effective: January 17, 2013
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-4-01

(A) A licensee shall earn twenty continuing education hours within the two-year licensure period immediately preceding the licensee's renewal application.

(1) One continuing education hour is equivalent to one clock hour of continuing education. Only actual hours of education activity shall be counted. Lunches, breaks and other interruptions of the education program shall not count toward the required hours.

(2) Ten continuing education hours shall be acquired in the area of licensure. For a speech-language pathology license the ten hours shall be specific to the clinical practice of speech-language pathology; for an audiology license the ten hours shall be specific to the clinical practice of audiology. Ten continuing education hours may be acquired in areas related to speech-language pathology or audiology or both, including practice management, supervision, ethics, and one hour of which may be proof of completion of a board approved training program on human trafficking.

(3) An individual licensed as both an audiologist and speech-language pathologist shall earn twenty continuing education hours for each license within the two-year period immediately preceding the licensee's renewal applications. Ten continuing education hours shall be acquired in each area of licensure. The ten continuing education hours shall be specific to the clinical practice of speech-language pathology and the other ten continuing education hours shall be specific to the clinical practice of audiology. Appropriate continuing education hours may be acquired in areas related to speech-language pathology or audiology or both, including practice management, supervision, ethics, and one hour of which may be proof of completion of a board approved training program on human trafficking and may be used for both licenses.

(4) At least two continuing education hours shall relate to ethics.

(5) Continuing education hours may not be carried over from one practice biennium to the next and may not be used for more than one biennium or relicensure.

(6) A licensee is not required to obtain continuing education for the first renewal.

(7) An individual who previously held an Ohio license in either speech-language pathology or audiology must as part of an application for relicensure submit documentation of completing the continuing education hours required, or as approved by the board.

(8) If the licensee presents evidence that failure to obtain the required continuing education hours was due to personal illness, military service or other circumstances beyond the licensee's control, the board may grant an extension of time to obtain the required continuing education hours.

(9) Any extension of time to complete the continuing education requirements will be granted solely at the discretion of the board. If the board grants an extension of time to obtain the required continuing education hours, the board may require the licensee to obtain, as additional continuing education hours, not more than twice the number of missing hours in order to renew the license.

(10) The licensee shall provide full and complete written documentation of the grounds supporting the reasons for which an extension is sought. A licensee who requests an extension of time to complete the required hours of continuing education shall not engage in active practice of speech-language pathology and/or audiology until the board grants the licensee's request for extension and the licensee receives express written authorization to do so.

(a) Military service extensions may be granted only to a licensee who was absent from the united states for at least a majority of the reporting period due to his/her military service commitment under combat circumstances or pursuant to a state of national emergency. At a minimum, the licensee must submit written documentation from the appropriate military authorities verifying the licensee's military service commitment and the periods during which the commitment was being fulfilled under a combat or national emergency status; the number of hours earned during the reporting period and a plan for completing the balance of the required continuing education.

(b) Illness extensions may be granted only to a licensee who has suffered a personal illness or personal disability of a nature as to prevent him/her from engaging in the active practice of speech-language pathology and/or audiology for at least a majority of the reporting period. At a minimum, the licensee shall provide the board with written documentation from the licensee's treating physician stating the nature of the illness or disability, the period of the illness or disability, any limitations on the licensee's activities which resulted from the illness or disability; and a statement from the licensee reporting the number of hours earned in the reporting period and a plan for completing the balance of the required continuing education.

(11) The board may reduce the continuing education requirements for an individual under extenuating circumstances.

(B) Continuing education programs:

Continuing education hours may be earned in the following continuing education experiences:

(1) Academic coursework, including distance learning, in areas of speech-language pathology or audiology, or both, or related disciplines, taken through accredited colleges or universities;

(2) Lectures and scheduled courses or workshops at local, regional, national, or international conferences concerning speech-language pathology or audiology, or both;

(3) Presentation or attendance at lectures, workshops, or in-service programs; or

(4) Other professional activities such as books, papers, publications, or audiovisual materials.

(5) Independent study activities.

(a) Continuing education hours may be earned through independent study activities including:

(i) Professional journals which include post-tests to document completion;

(ii) Audio or video tapes of programs approved as a continuing education experience under this paragraph with a post-test;

(iii) Internet programs approved as a continuing education experience under this paragraph with a post-test; or

(iv) Other independent study activities approved by the board.

(b) The licensee shall complete the post-test successfully for continuing education hours to be granted.

(c) If proof of passing the post-test is obtained, there is no limit on the number of credit hours that may be earned through independent study activities.

(d) A maximum of ten hours of the required twenty hours of continuing education may be obtained from internet programs approved as a continuing education experience under this section without a post-test. A maximum of twenty hours of continuing education may be obtained from internet programs approved as a continuing education experience under this section without a post-test for an individual licensed as both a speech-language pathologist and audiologist.

(6) Any activity approved for continuing education hours in related disciplines by any licensure board of the state of Ohio or any other state;

(7) Any activity approved for continuing education in related disciplines by any department or agency of the state of Ohio or any other state, including any activity approved for continuing education hours by a local professional development committee for renewal of a teaching certificate/license issued by the state's department of education to practice speech-language pathology or audiology;

(8) Any activity, including distance learning or independent or self-directed study, approved for continuing education credit by an authorized provider of the "International Association of Continuing Education and Training"; "American Academy of Audiology"; or the "American Speech-Language-Hearing Association" or

(9) The equivalent as determined by the board.

(10) In accordance with division (B) of section 4745.04 of the Revised Code, up to one-third of the biennial continuing education requirements may be completed by providing volunteer services to indigent and uninsured persons. To qualify under this rule, volunteer services shall:

(a) Be provided at a free clinic or other non-profit organization that offers health care services based on eligibility screenings identifying the client as an "indigent and uninsured person" as that term is defined in division (A)(7) of section 2305.234 of the Revised Code;

(b) Be documented in writing in the form of a certificate or a written statement on letterhead from an administrative official at the organization where services were rendered, specifying at a minimum the license holder's name, license number, date(s) of qualifying volunteer services, and number of hours of services.

(c) Not be credited for license holders in a paid position at the organization at which the services are rendered;

(d) Be provided without receiving any compensation or other form of remuneration;

(e) Be specific to the licensee's area of license, such as specific to the clinical practice speech-language pathology or audiology;

(f) Be credited as one hour of continuing education for each sixty minutes spent providing services as a volunteer, not to exceed six hours of the total biennial continuing education requirement; and

(g) Not count toward the requirements of paragraph (A)(4) of this rule to complete two hours of continuing education related to ethics.

(C) Documentation of continuing education hours:

(1) Documentation shall be written verification of successful completion by the applicant or licensee from a board approved continuing education registry or the provider of the continuing education hours.

(2) Documentation shall include the name of the continuing education provider, date, subject, number of clock hours, and attendance of the licensee.

(3) Continuing education and documentation may be provided by the following:

(a) Accredited colleges and universities;

(b) Any licensure board of the state of Ohio or any other state or any continuing education provider approved by any licensure board of the state of Ohio or any other state in related disciplines;

(c) Any department or agency of the state of Ohio or any other state including local professional development committees for the Ohio department of education;

(d) The "American Speech-Language-Hearing Association" or the "American Academy of Audiology";

(e) Any continuing education provider approved for continuing education in related disciplines by an authorized "International Association of Continuing Education and Training" provider; "American Academy of Audiology" approved continuing education provider, or "American Speech-Language-Hearing Association" approved continuing education provider.

(f) Any continuing education presenter for paragraphs (C)(3)(a) to (C)(3)(d) of this rule; and

(g) The equivalent as determined by the board.

(4) Licensees shall provide any and all additional information the board may request to substantiate the continuing education.

(5) Licensees shall retain documentation of continuing education hours for inspection by the board for four years after the date of renewal.

(D) Continuing education audit:

(1) The board may audit the continuing education of any licensee.

(2) Licensees to be audited shall receive notification of audit from the board. The licensee being audited shall submit to the board documentation of continuing education hours as defined by paragraph (C) of this rule.

(3) The board may disapprove continuing education hours and shall notify the licensee of this action according to the provisions of Chapter 119. of the Revised Code.

(4) The failure to comply with an audit notification may, for purposes of disciplinary action pursuant to section 4753.10 of the Revised Code, be considered to be unprofessional conduct in the practice of speech-language pathology or audiology and/or misrepresentation in obtaining or attempting to obtain a license.

(5) The board may disapprove continuing education hours for renewal, relicensure, audit, or ethical practice and shall notify the applicant or licensee of this action according to the provisions of Chapter 119. of the Revised Code.

(6) Submission of false statement or documentation of continuing education shall result in reprimand, probation, suspension, revocation, or refusal to issue or renew a license according to the provisions of Chapter 119. of the Revised Code.

(7) Failure to meet continuing education requirements or failure to substantiate continuing education hours upon request of the board shall result in reprimand, probation, suspension, revocation, or refusal to issue or renew a license according to the provisions of Chapter 119. of the Revised Code.

(8) If a licensee submits the renewal form after the expiration date, the board shall assess a late fee and may audit the licensee.

(E) Continuing education audit procedures:

(1) At each renewal period, the board shall audit up to ten per cent of the renewal applications in each area of licensure.

(2) The board members shall be audited for the required continuing education hours.

(3) The board shall send notification of audit to licensees to be audited.

(4) The licensee being audited shall submit to the board a report of the continuing education hours required for renewal along with the appropriate documentation.

Last updated January 5, 2026 at 8:43 AM

History

  • Effective: January 5, 2026
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-12 Summary suspension for human trafficking conviction.

(A) Upon receipt of notification from a prosecutor under the provisions of section 4776.20 of the Revised Code, the speech and hearing professionals board shall take appropriate action to immediately suspend the licensee's license without a prior hearing.

(B) The board shall issue a written order of suspension by certified mail or in person in accordance with section 119.07 of the Revised Code. The order is not subject to suspension by the court during pendency of any appeal filed under section 119.12 of the Revised Code. If the person subject to the suspension requests an adjudication by the board, the date set for the adjudication shall be within fifteen business days, but not earlier than seven business days, after the request, unless otherwise agreed to by both the board and the person subject to the suspension.

(C) Any summary suspension imposed under this section shall remain in effect, unless reversed on appeal, until a final adjudication order issued by the board pursuant to Chapter 119. of the Revised Code becomes effective. The board shall issue its final adjunctive order within sixty days after completion of its adjudication. A failure to issue the order within sixty days shall result in dissolution of the summary suspension order but shall not invalidate any subsequent, final adjudicative order.

Last updated October 7, 2024 at 12:53 PM

History

  • Effective: December 1, 2020
  • Promulgated Under: 119.03

Chapter 4753-4 Continuing Education

Ohio Adm.Code 4753-4-01 Continuing education.

(A) A licensee shall earn twenty continuing education hours within the two-year licensure period immediately preceding the licensee's renewal application.

(1) One continuing education hour is equivalent to one clock hour of continuing education. Only actual hours of education activity shall be counted. Lunches, breaks and other interruptions of the education program shall not count toward the required hours.

(2) Ten continuing education hours shall be acquired in the area of licensure. For a speech-language pathology license the ten hours shall be specific to the clinical practice of speech-language pathology; for an audiology license the ten hours shall be specific to the clinical practice of audiology. Ten continuing education hours may be acquired in areas related to speech-language pathology or audiology or both, including practice management, supervision, ethics, and one hour of which may be proof of completion of a board approved training program on human trafficking.

(3) An individual licensed as both an audiologist and speech-language pathologist shall earn twenty continuing education hours for each license within the two-year period immediately preceding the licensee's renewal applications. Ten continuing education hours shall be acquired in each area of licensure. The ten continuing education hours shall be specific to the clinical practice of speech-language pathology and the other ten continuing education hours shall be specific to the clinical practice of audiology. Appropriate continuing education hours may be acquired in areas related to speech-language pathology or audiology or both, including practice management, supervision, ethics, and one hour of which may be proof of completion of a board approved training program on human trafficking and may be used for both licenses.

(4) At least two continuing education hours shall relate to ethics.

(5) Continuing education hours may not be carried over from one practice biennium to the next and may not be used for more than one biennium or relicensure.

(6) A licensee is not required to obtain continuing education for the first renewal.

(7) An individual who previously held an Ohio license in either speech-language pathology or audiology must as part of an application for relicensure submit documentation of completing the continuing education hours required, or as approved by the board.

(8) If the licensee presents evidence that failure to obtain the required continuing education hours was due to personal illness, military service or other circumstances beyond the licensee's control, the board may grant an extension of time to obtain the required continuing education hours.

(9) Any extension of time to complete the continuing education requirements will be granted solely at the discretion of the board. If the board grants an extension of time to obtain the required continuing education hours, the board may require the licensee to obtain, as additional continuing education hours, not more than twice the number of missing hours in order to renew the license.

(10) The licensee shall provide full and complete written documentation of the grounds supporting the reasons for which an extension is sought. A licensee who requests an extension of time to complete the required hours of continuing education shall not engage in active practice of speech-language pathology and/or audiology until the board grants the licensee's request for extension and the licensee receives express written authorization to do so.

(a) Military service extensions may be granted only to a licensee who was absent from the united states for at least a majority of the reporting period due to his/her military service commitment under combat circumstances or pursuant to a state of national emergency. At a minimum, the licensee must submit written documentation from the appropriate military authorities verifying the licensee's military service commitment and the periods during which the commitment was being fulfilled under a combat or national emergency status; the number of hours earned during the reporting period and a plan for completing the balance of the required continuing education.

(b) Illness extensions may be granted only to a licensee who has suffered a personal illness or personal disability of a nature as to prevent him/her from engaging in the active practice of speech-language pathology and/or audiology for at least a majority of the reporting period. At a minimum, the licensee shall provide the board with written documentation from the licensee's treating physician stating the nature of the illness or disability, the period of the illness or disability, any limitations on the licensee's activities which resulted from the illness or disability; and a statement from the licensee reporting the number of hours earned in the reporting period and a plan for completing the balance of the required continuing education.

(11) The board may reduce the continuing education requirements for an individual under extenuating circumstances.

(B) Continuing education programs:

Continuing education hours may be earned in the following continuing education experiences:

(1) Academic coursework, including distance learning, in areas of speech-language pathology or audiology, or both, or related disciplines, taken through accredited colleges or universities;

(2) Lectures and scheduled courses or workshops at local, regional, national, or international conferences concerning speech-language pathology or audiology, or both;

(3) Presentation or attendance at lectures, workshops, or in-service programs; or

(4) Other professional activities such as books, papers, publications, or audiovisual materials.

(5) Independent study activities.

(a) Continuing education hours may be earned through independent study activities including:

(i) Professional journals which include post-tests to document completion;

(ii) Audio or video tapes of programs approved as a continuing education experience under this paragraph with a post-test;

(iii) Internet programs approved as a continuing education experience under this paragraph with a post-test; or

(iv) Other independent study activities approved by the board.

(b) The licensee shall complete the post-test successfully for continuing education hours to be granted.

(c) If proof of passing the post-test is obtained, there is no limit on the number of credit hours that may be earned through independent study activities.

(d) A maximum of ten hours of the required twenty hours of continuing education may be obtained from internet programs approved as a continuing education experience under this section without a post-test. A maximum of twenty hours of continuing education may be obtained from internet programs approved as a continuing education experience under this section without a post-test for an individual licensed as both a speech-language pathologist and audiologist.

(6) Any activity approved for continuing education hours in related disciplines by any licensure board of the state of Ohio or any other state;

(7) Any activity approved for continuing education in related disciplines by any department or agency of the state of Ohio or any other state, including any activity approved for continuing education hours by a local professional development committee for renewal of a teaching certificate/license issued by the state's department of education to practice speech-language pathology or audiology;

(8) Any activity, including distance learning or independent or self-directed study, approved for continuing education credit by an authorized provider of the "International Association of Continuing Education and Training"; "American Academy of Audiology"; or the "American Speech-Language-Hearing Association" or

(9) The equivalent as determined by the board.

(10) In accordance with division (B) of section 4745.04 of the Revised Code, up to one-third of the biennial continuing education requirements may be completed by providing volunteer services to indigent and uninsured persons. To qualify under this rule, volunteer services shall:

(a) Be provided at a free clinic or other non-profit organization that offers health care services based on eligibility screenings identifying the client as an "indigent and uninsured person" as that term is defined in division (A)(7) of section 2305.234 of the Revised Code;

(b) Be documented in writing in the form of a certificate or a written statement on letterhead from an administrative official at the organization where services were rendered, specifying at a minimum the license holder's name, license number, date(s) of qualifying volunteer services, and number of hours of services.

(c) Not be credited for license holders in a paid position at the organization at which the services are rendered;

(d) Be provided without receiving any compensation or other form of remuneration;

(e) Be specific to the licensee's area of license, such as specific to the clinical practice speech-language pathology or audiology;

(f) Be credited as one hour of continuing education for each sixty minutes spent providing services as a volunteer, not to exceed six hours of the total biennial continuing education requirement; and

(g) Not count toward the requirements of paragraph (A)(4) of this rule to complete two hours of continuing education related to ethics.

(C) Documentation of continuing education hours:

(1) Documentation shall be written verification of successful completion by the applicant or licensee from a board approved continuing education registry or the provider of the continuing education hours.

(2) Documentation shall include the name of the continuing education provider, date, subject, number of clock hours, and attendance of the licensee.

(3) Continuing education and documentation may be provided by the following:

(a) Accredited colleges and universities;

(b) Any licensure board of the state of Ohio or any other state or any continuing education provider approved by any licensure board of the state of Ohio or any other state in related disciplines;

(c) Any department or agency of the state of Ohio or any other state including local professional development committees for the Ohio department of education;

(d) The "American Speech-Language-Hearing Association" or the "American Academy of Audiology";

(e) Any continuing education provider approved for continuing education in related disciplines by an authorized "International Association of Continuing Education and Training" provider; "American Academy of Audiology" approved continuing education provider, or "American Speech-Language-Hearing Association" approved continuing education provider.

(f) Any continuing education presenter for paragraphs (C)(3)(a) to (C)(3)(d) of this rule; and

(g) The equivalent as determined by the board.

(4) Licensees shall provide any and all additional information the board may request to substantiate the continuing education.

(5) Licensees shall retain documentation of continuing education hours for inspection by the board for four years after the date of renewal.

(D) Continuing education audit:

(1) The board may audit the continuing education of any licensee.

(2) Licensees to be audited shall receive notification of audit from the board. The licensee being audited shall submit to the board documentation of continuing education hours as defined by paragraph (C) of this rule.

(3) The board may disapprove continuing education hours and shall notify the licensee of this action according to the provisions of Chapter 119. of the Revised Code.

(4) The failure to comply with an audit notification may, for purposes of disciplinary action pursuant to section 4753.10 of the Revised Code, be considered to be unprofessional conduct in the practice of speech-language pathology or audiology and/or misrepresentation in obtaining or attempting to obtain a license.

(5) The board may disapprove continuing education hours for renewal, relicensure, audit, or ethical practice and shall notify the applicant or licensee of this action according to the provisions of Chapter 119. of the Revised Code.

(6) Submission of false statement or documentation of continuing education shall result in reprimand, probation, suspension, revocation, or refusal to issue or renew a license according to the provisions of Chapter 119. of the Revised Code.

(7) Failure to meet continuing education requirements or failure to substantiate continuing education hours upon request of the board shall result in reprimand, probation, suspension, revocation, or refusal to issue or renew a license according to the provisions of Chapter 119. of the Revised Code.

(8) If a licensee submits the renewal form after the expiration date, the board shall assess a late fee and may audit the licensee.

(E) Continuing education audit procedures:

(1) At each renewal period, the board shall audit up to ten per cent of the renewal applications in each area of licensure.

(2) The board members shall be audited for the required continuing education hours.

(3) The board shall send notification of audit to licensees to be audited.

(4) The licensee being audited shall submit to the board a report of the continuing education hours required for renewal along with the appropriate documentation.

Last updated January 5, 2026 at 8:43 AM

History

  • Effective: January 5, 2026
  • Promulgated Under: 119.03

Chapter 4753-5 Fees

Ohio Adm.Code 4753-5-01 Speech-language pathologist or audiologist; fee for initial license; fee for renewal of license; late renewal fee.

(A) Pursuant to division (A) of section 4753.11 of the Revised Code the application fee for a speech-language pathologist or audiologist license shall be two hundred dollars to be paid at the time the application is filed with the board. The fee for the conditional license shall be ten dollars. The initial license shall be valid for the biennium in which it is issued. Applications made pursuant to divisions (D) and (E) of section 4753.08 of the Revised Code shall not pay an application fee.

(B) When an initial, restored, or previously expired license is issued less than one hundred days before December thirty-first of the renewal year, the board shall waive the renewal fee and the license shall be considered to have been issued in the next renewal cycle for purposes of the continuing education requirements of rule 4753-4-01 of the Administrative Code.

(C) Pursuant to division (B) of section 4753.11 of the Revised Code:

(1) The biennial renewal licensing fee shall be one hundred twenty dollars for a holder of a speech-language pathology or audiology license. The biennial renewal licensing fee shall be one hundred seventy dollars for individuals who hold both a speech-language pathology and an audiology license.

(2) A license shall be renewed during the period following dissemination of renewal applications by the board and December thirty-first of every other year. The prescribed fee shall be submitted to the board with the application for renewal provided by the board.

(3) The fee for an inactive license shall be twenty-five dollars for each biennial renewal.

(4) The fee for the student permit shall be fifty dollars.

(5) The fee for restoration of an inactive license shall be one hundred twenty dollars. The prescribed fee shall be submitted to the board with the restoration application.

(D) The board shall provide an electronic license or permit verification website to allow the public, a license holder or permit holder to search for and verify the current authorization status, initial issue date and expiration date of a license or permit. Additionally, the electronic license or permit verification website shall inform the public if any administrative action has been taken against the license or permit holder. Any practice after expiration of the license is a violation of section 4753.02 of the Revised Code and shall be reported to the employer of the licensee when applicable.

(E) The late fee for license renewal after December thirty-first of the renewal year until ninety days after the license has expired shall be one hundred twenty dollars.

(F) The fee to renew a license that has been expired from April first through December thirty-first following the renewal year shall be two hundred dollars.

(G) The "state fee" for a privilege requested or renewed under the audiology and speech-language pathology interstate compact shall be twenty-five dollars, in addition to any applicable "Commission Administrative Fee" collected by the audiology and speech-language pathology interstate compact commission.

Last updated January 5, 2026 at 8:43 AM

History

  • Effective: January 5, 2026
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-4-01

(A) A licensee shall earn twenty continuing education hours within the two-year licensure period immediately preceding the licensee's renewal application.

(1) One continuing education hour is equivalent to one clock hour of continuing education. Only actual hours of education activity shall be counted. Lunches, breaks and other interruptions of the education program shall not count toward the required hours.

(2) Ten continuing education hours shall be acquired in the area of licensure. For a speech-language pathology license the ten hours shall be specific to the clinical practice of speech-language pathology; for an audiology license the ten hours shall be specific to the clinical practice of audiology. Ten continuing education hours may be acquired in areas related to speech-language pathology or audiology or both, including practice management, supervision, ethics, and one hour of which may be proof of completion of a board approved training program on human trafficking.

(3) An individual licensed as both an audiologist and speech-language pathologist shall earn twenty continuing education hours for each license within the two-year period immediately preceding the licensee's renewal applications. Ten continuing education hours shall be acquired in each area of licensure. The ten continuing education hours shall be specific to the clinical practice of speech-language pathology and the other ten continuing education hours shall be specific to the clinical practice of audiology. Appropriate continuing education hours may be acquired in areas related to speech-language pathology or audiology or both, including practice management, supervision, ethics, and one hour of which may be proof of completion of a board approved training program on human trafficking and may be used for both licenses.

(4) At least two continuing education hours shall relate to ethics.

(5) Continuing education hours may not be carried over from one practice biennium to the next and may not be used for more than one biennium or relicensure.

(6) A licensee is not required to obtain continuing education for the first renewal.

(7) An individual who previously held an Ohio license in either speech-language pathology or audiology must as part of an application for relicensure submit documentation of completing the continuing education hours required, or as approved by the board.

(8) If the licensee presents evidence that failure to obtain the required continuing education hours was due to personal illness, military service or other circumstances beyond the licensee's control, the board may grant an extension of time to obtain the required continuing education hours.

(9) Any extension of time to complete the continuing education requirements will be granted solely at the discretion of the board. If the board grants an extension of time to obtain the required continuing education hours, the board may require the licensee to obtain, as additional continuing education hours, not more than twice the number of missing hours in order to renew the license.

(10) The licensee shall provide full and complete written documentation of the grounds supporting the reasons for which an extension is sought. A licensee who requests an extension of time to complete the required hours of continuing education shall not engage in active practice of speech-language pathology and/or audiology until the board grants the licensee's request for extension and the licensee receives express written authorization to do so.

(a) Military service extensions may be granted only to a licensee who was absent from the united states for at least a majority of the reporting period due to his/her military service commitment under combat circumstances or pursuant to a state of national emergency. At a minimum, the licensee must submit written documentation from the appropriate military authorities verifying the licensee's military service commitment and the periods during which the commitment was being fulfilled under a combat or national emergency status; the number of hours earned during the reporting period and a plan for completing the balance of the required continuing education.

(b) Illness extensions may be granted only to a licensee who has suffered a personal illness or personal disability of a nature as to prevent him/her from engaging in the active practice of speech-language pathology and/or audiology for at least a majority of the reporting period. At a minimum, the licensee shall provide the board with written documentation from the licensee's treating physician stating the nature of the illness or disability, the period of the illness or disability, any limitations on the licensee's activities which resulted from the illness or disability; and a statement from the licensee reporting the number of hours earned in the reporting period and a plan for completing the balance of the required continuing education.

(11) The board may reduce the continuing education requirements for an individual under extenuating circumstances.

(B) Continuing education programs:

Continuing education hours may be earned in the following continuing education experiences:

(1) Academic coursework, including distance learning, in areas of speech-language pathology or audiology, or both, or related disciplines, taken through accredited colleges or universities;

(2) Lectures and scheduled courses or workshops at local, regional, national, or international conferences concerning speech-language pathology or audiology, or both;

(3) Presentation or attendance at lectures, workshops, or in-service programs; or

(4) Other professional activities such as books, papers, publications, or audiovisual materials.

(5) Independent study activities.

(a) Continuing education hours may be earned through independent study activities including:

(i) Professional journals which include post-tests to document completion;

(ii) Audio or video tapes of programs approved as a continuing education experience under this paragraph with a post-test;

(iii) Internet programs approved as a continuing education experience under this paragraph with a post-test; or

(iv) Other independent study activities approved by the board.

(b) The licensee shall complete the post-test successfully for continuing education hours to be granted.

(c) If proof of passing the post-test is obtained, there is no limit on the number of credit hours that may be earned through independent study activities.

(d) A maximum of ten hours of the required twenty hours of continuing education may be obtained from internet programs approved as a continuing education experience under this section without a post-test. A maximum of twenty hours of continuing education may be obtained from internet programs approved as a continuing education experience under this section without a post-test for an individual licensed as both a speech-language pathologist and audiologist.

(6) Any activity approved for continuing education hours in related disciplines by any licensure board of the state of Ohio or any other state;

(7) Any activity approved for continuing education in related disciplines by any department or agency of the state of Ohio or any other state, including any activity approved for continuing education hours by a local professional development committee for renewal of a teaching certificate/license issued by the state's department of education to practice speech-language pathology or audiology;

(8) Any activity, including distance learning or independent or self-directed study, approved for continuing education credit by an authorized provider of the "International Association of Continuing Education and Training"; "American Academy of Audiology"; or the "American Speech-Language-Hearing Association" or

(9) The equivalent as determined by the board.

(10) In accordance with division (B) of section 4745.04 of the Revised Code, up to one-third of the biennial continuing education requirements may be completed by providing volunteer services to indigent and uninsured persons. To qualify under this rule, volunteer services shall:

(a) Be provided at a free clinic or other non-profit organization that offers health care services based on eligibility screenings identifying the client as an "indigent and uninsured person" as that term is defined in division (A)(7) of section 2305.234 of the Revised Code;

(b) Be documented in writing in the form of a certificate or a written statement on letterhead from an administrative official at the organization where services were rendered, specifying at a minimum the license holder's name, license number, date(s) of qualifying volunteer services, and number of hours of services.

(c) Not be credited for license holders in a paid position at the organization at which the services are rendered;

(d) Be provided without receiving any compensation or other form of remuneration;

(e) Be specific to the licensee's area of license, such as specific to the clinical practice speech-language pathology or audiology;

(f) Be credited as one hour of continuing education for each sixty minutes spent providing services as a volunteer, not to exceed six hours of the total biennial continuing education requirement; and

(g) Not count toward the requirements of paragraph (A)(4) of this rule to complete two hours of continuing education related to ethics.

(C) Documentation of continuing education hours:

(1) Documentation shall be written verification of successful completion by the applicant or licensee from a board approved continuing education registry or the provider of the continuing education hours.

(2) Documentation shall include the name of the continuing education provider, date, subject, number of clock hours, and attendance of the licensee.

(3) Continuing education and documentation may be provided by the following:

(a) Accredited colleges and universities;

(b) Any licensure board of the state of Ohio or any other state or any continuing education provider approved by any licensure board of the state of Ohio or any other state in related disciplines;

(c) Any department or agency of the state of Ohio or any other state including local professional development committees for the Ohio department of education;

(d) The "American Speech-Language-Hearing Association" or the "American Academy of Audiology";

(e) Any continuing education provider approved for continuing education in related disciplines by an authorized "International Association of Continuing Education and Training" provider; "American Academy of Audiology" approved continuing education provider, or "American Speech-Language-Hearing Association" approved continuing education provider.

(f) Any continuing education presenter for paragraphs (C)(3)(a) to (C)(3)(d) of this rule; and

(g) The equivalent as determined by the board.

(4) Licensees shall provide any and all additional information the board may request to substantiate the continuing education.

(5) Licensees shall retain documentation of continuing education hours for inspection by the board for four years after the date of renewal.

(D) Continuing education audit:

(1) The board may audit the continuing education of any licensee.

(2) Licensees to be audited shall receive notification of audit from the board. The licensee being audited shall submit to the board documentation of continuing education hours as defined by paragraph (C) of this rule.

(3) The board may disapprove continuing education hours and shall notify the licensee of this action according to the provisions of Chapter 119. of the Revised Code.

(4) The failure to comply with an audit notification may, for purposes of disciplinary action pursuant to section 4753.10 of the Revised Code, be considered to be unprofessional conduct in the practice of speech-language pathology or audiology and/or misrepresentation in obtaining or attempting to obtain a license.

(5) The board may disapprove continuing education hours for renewal, relicensure, audit, or ethical practice and shall notify the applicant or licensee of this action according to the provisions of Chapter 119. of the Revised Code.

(6) Submission of false statement or documentation of continuing education shall result in reprimand, probation, suspension, revocation, or refusal to issue or renew a license according to the provisions of Chapter 119. of the Revised Code.

(7) Failure to meet continuing education requirements or failure to substantiate continuing education hours upon request of the board shall result in reprimand, probation, suspension, revocation, or refusal to issue or renew a license according to the provisions of Chapter 119. of the Revised Code.

(8) If a licensee submits the renewal form after the expiration date, the board shall assess a late fee and may audit the licensee.

(E) Continuing education audit procedures:

(1) At each renewal period, the board shall audit up to ten per cent of the renewal applications in each area of licensure.

(2) The board members shall be audited for the required continuing education hours.

(3) The board shall send notification of audit to licensees to be audited.

(4) The licensee being audited shall submit to the board a report of the continuing education hours required for renewal along with the appropriate documentation.

Last updated January 5, 2026 at 8:43 AM

History

  • Effective: January 5, 2026
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-5-02 Speech-language pathology aide or audiology aide; fee for initial license; fee for renewal of license.

The initial licensing fee for a speech-language pathology aide or an audiology aide shall be fifty dollars. The biennial renewal licensing fee shall be fifty dollars. A license shall be renewed on or before the thirty-first day of December of every other year pursuant to division (B) of section 4753.11 of the Revised Code. The prescribed fee shall be submitted to the state treasurer or the board with the application for renewal. Any practice after the expiration of a license is a violation of sections 4753.02 and 4753.99 of the Revised Code.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: July 22, 2001
  • Promulgated Under: Ch 119.

Chapter 4753-6 Screening

Ohio Adm.Code 4753-6-01 Screening.

Screening is for the purpose of initial identification of persons who may have hearing, speech and/or language disorders. Verbal or written indications or descriptive statements about the results of a screening shall be limited to whether the individual passed or failed the screening procedure(s). The report of the findings shall state that the findings should not be construed as a complete evaluation, nor shall it offer remedial steps other than appropriate referral for complete examination by an audiologist, speech-language pathologist, or physician, as applicable. Criteria for failure shall be developed in consultation with an individual licensed in the area of the procedure pursuant to Chapter 4753. or Chapter 4731. of the Revised Code.

(A) "Audiologic screening" means the performance of audiologic testing procedures for the purpose of initial identification of persons who may have hearing disorders and includes, but is not limited to, the following procedures:

(1) Pure tone air conduction screening, tympanometry screening, and acoustic reflex screening.

(a) "Pure tone air conduction screening" means a pass/fail procedure performed at 20 dB HL at the frequencies of 1000, 2000, and 4000 Hz, obtained with earphones to prevent or detect early auditory impairment, disorder, and disability and to identify individuals who require further audiologic assessment or treatment or referral for other professional services.

(b) "Tympanometry screening" means a pass/fail dynamic measure of middle ear compliance of no less than .2ml of H20, within the pressure range of +150 to -150 daPa obtained with screening tips.

(c) "Acoustic reflex screening" means a test measuring the presence or absence of acoustic reflexes when assessed with stimuli of 1000 and 2000 Hz at 100 dB at the point of maximum middle ear compliance.

(d) Pure tone air conduction screening, tympanometry screening, and acoustic reflex screening must be performed by one of the following persons:

(i) An audiologist licensed under section 4753.07 of the Revised Code;

(ii) An audiology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed audiologist, in accordance with the supervision plan on file in the board office;

(iii) A speech-language pathologist licensed under section 4753.07 of the Revised Code when performing the screening limited to a pass/fail determination;

(iv) A speech-language pathology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed speech-language pathologist in accordance with the supervision plan on file in the board office.

(2) "Newborn and infant hearing screening" means the use of audiological procedures to identify newborn and infants from birth through twenty-three months with hearing impairment, as defined in rule pursuant to division (A) of section 3701.504 of the Revised Code and section 3701.508 of the Revised Code.

(a) Newborn and infant hearing screening includes the use of audiological procedures including, but not limited to, auditory brainstem response and/or otoacoustic emissions.

(b) Newborn and infant hearing screening must be performed in compliance with rules promulgated by the "Ohio Public Health Advisory Board" and administered by the Ohio department of health.

(c) Section 3701.505 of the Revised Code authorizes speech-language pathologists and speech-language pathology aides to perform the screenings without holding a license as an audiology aide.

(3) "School hearing screening" means a pure tone air conduction screening, tympanometry screening, or acoustic reflex screening conducted for the purpose of hearing conservation programs for children.

(a) School hearing screenings must be performed by one of the following persons:

(i) An audiologist licensed under section 4753.07 of the Revised Code;

(ii) An audiology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed audiologist, in accordance with the supervision plan on file in the board office;

(iii) A speech-language pathologist licensed under section 4753.07 of the Revised Code when performing the screening limited to a pass/fail determination for the identification of individuals with other disorders of communication;

(iv) A speech-language pathology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed speech-language pathologist in accordance with the supervision plan on file in the board office.

(b) "Hearing conservation programs for children" means the programs and activities of the Ohio department of health pursuant to sections 3313.50, 3313.673, 3313.68, 3313.69, 3313.73, and 3709.22 of the Revised Code.

(4) "Physiologic screening test" means an objective screening measure of a body process involved in communication.

(a) Physiologic screening tests include, but are not limited to, automated auditory evoked response screening and otoacoustic emission screening.

(b) Physiologic screening tests must be performed by one of the following persons:

(i) An audiologist licensed under section 4753.07 of the Revised Code;

(ii) An audiology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed audiologist in accordance with the supervision plan on file in the board office;

(iii) A person performing newborn and infant screening in accordance with the rules promulgated by the "Ohio Public Health Advisory Board" and administered by the Ohio department of health.

(B) "Speech-language screening" means the use of procedures for the purpose of initial identification of persons who may have speech or language disorders.

(1) Speech-language screening includes, but is not limited to the following procedures:

(a) "Speech screening" means a pass/fail procedure to identify individuals who require further speech (articulation, voice, resonance, and fluency) or orofacial myofunctional assessment or referral for other professional services.

(b) "Language screening" means a pass/fail procedure to identify individuals who require further language assessment or treatment or referral for other professional services.

(2) Speech or language screening must be performed by one of the following persons:

(a) A speech-language pathologist licensed under section 4753.07 of the Revised Code;

(b) A speech-language pathology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed speech-language pathologist in accordance with the supervision plan on file in the board office;

(c) An audiologist licensed under section 4753.07 of the Revised Code when performing speech or language screening limited to a pass/fail determination.

(C) "Occupational hearing test" means a diagnostic test of auditory sensitivity performed by the use of air conduction threshold testing that is conducted for the purpose of environmental hearing conservation/prevention programs, pursuant to regulations promulgated by the United States department of labor, occupational safety and health administration.

(1) Air conduction threshold testing is not a hearing screening.

(2) "Environmental hearing conservation/prevention programs" as used in this rule means programs designed to reduce the effect of noise exposure in the workplace on the hearing of employees or on the community, pursuant to regulations promulgated by the United States department of labor, occupational safety and health administration.

(3) Occupational hearing tests must be performed by one of the following persons:

(a) An audiologist licensed under section 4753.07 of the Revised Code;

(b) An audiology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed audiologist in accordance with the supervision plan on file in the board office, under both of the following conditions, unless waived by the board for good cause shown:

(i) The aide is trained to perform occupational hearing tests and holds current certification by the "Council for Accreditation in Occupational Hearing Conservation" ("CAOHC");

(ii) The testing is conducted by automatic pure tone audiometry.

(D) All of the following conditions must be met whenever an aide licensed under section 4753.072 of the Revised Code performs a pure tone air conduction screening, physiologic screening, speech screening, or language screening:

(1) The criteria for failure of the screening shall be established by the supervising licensed audiologist or speech-language pathologist.

(2) The aide's verbal or written indication or descriptive statements about the screening results shall be limited to a statement of whether the client passed or failed the procedure.

(3) Nothing in the aide's report of the findings shall be construed as a complete evaluation.

(4) The aide's report shall not suggest remedial steps other than a referral for a complete examination by a licensed professional.

(E) This rule shall not be construed to restrict the following persons from conducting screening in the practice of their profession in compliance with the laws and rules governing their profession:

(1) A hearing aid dealer or fitter licensed under Chapter 4747. of the Revised Code when engaging in the measurement and testing of a person's hearing for the purpose of selecting, adapting, and selling a hearing aid to the person.

(2) A physician licensed under Chapter 4731. of the Revised Code or an individual carrying out any properly delegated responsibilities within the normal practice of medicine and surgery or osteopathic medicine and surgery.

(3) A nurse registered or licensed under Chapter 4723. of the Revised Code when performing those acts and utilizing those procedures that are within the scope of practice of professional or practical nursing as defined in Chapter 4723. of the Revised Code and the ethics of the nursing profession, provided the nurse does not claim to the public to be a speech-language pathologist or audiologist, and provided that the nurse has been properly trained to perform screening.

Last updated January 2, 2025 at 8:29 AM

History

  • Effective: January 1, 2025
  • Promulgated Under: 119.03

Chapter 4753-7 Aides

Ohio Adm.Code 4753-7-01 Licensure of aides.

(A) A license for a speech-language pathology aide or an audiology aide shall be issued only to a person working under an application approved by the board.

(B) A "speech-language pathology aide" is a person who, after appropriate training, performs tasks that are planned, prescribed, delegated, directed, and supervised by a licensed speech-language pathologist, according to an application approved by the board.

(C) An "audiology aide" is a person who after appropriate training, performs tasks that are planned, prescribed, delegated, directed, and supervised by a licensed audiologist, according to an application approved by the board.

(D) The licensed speech-language pathologist or audiologist who signs the application for the aide shall supervise that particular aide. The aide may provide services only under the supervision of the speech-language pathology or audiology supervisor of record for that applicant. If more than one supervisor is to be involved with the aide, a plan shall be submitted by each supervisor.

(E) Qualifications for aides shall be:

(1) A high school degree or equivalent;

(2) Successful completion of training requirements as outlined in the approved application.

(F) Training for aides shall be well-defined and specific to the approved application and the assigned tasks. The licensed supervisor shall ensure that the scope and intensity of training encompass all of the activities assigned to the aide. Training shall be competency based and provided through a variety of formal and informal instructional methods. Licensed supervisors shall provide aides with information on roles, functions, and any related laws. Continuing education opportunities shall be provided to ensure that practices are current and that skills are maintained. The licensed supervisor shall maintain written documentation of training activities.

(G) The aide application shall be filed with the board for approval and the application shall include, but need not be limited to:

(1) The location (name and address) where the aide will work;

(2) The business name and address of the employer of the aide;

(3) A description of the activities to be performed by the aide;

(4) A description of the training the aide has received that will enable the aide to perform the planned activities;

(5) A description of the direct supervision that the aide will receive in the performance of the aide's duties.

(6) An agreement to abide by the speech-language pathology and audiology code of ethics.

(H) Any experience obtained while acting as a speech-language pathology aide or audiology aide shall not be creditable toward the supervised clinical experience required in division (C) of section 4753.06 of the Revised Code or the required professional experience required in division (D) of section 4753.06 of the Revised Code.

(I) The purpose of aides is to support licensed speech-language pathologists or audiologists in specified aspects of testing and recordkeeping. Aides shall not act independently and shall not:

(1) Perform diagnostic testing, including but not limited to use of an otoscope. An aide may use an otoscope when all of the requirements under paragraphs (C)(3)(b) and (C)(3)(b)(i) of rule 4753-6-01 of the Administrative Code have been met for environmental hearing conservation/prevention programs, pursuant to regulations promulgated by the United States department of labor, occupational safety and health administration.

(2) Interpret observations or data into diagnostic statements of clinical management strategies or procedures;

(3) Determine case selection;

(4) Initiate, modify, plan or develop therapy procedures;

(5) Implement therapy procedures;

(6) Function without direct supervision;

(7) Transmit clincal information, either verbally or in writing to anyone without the approval of the licensed supervisor;

(8) Compose clinical reports except for notes to be reviewed by the supervisor and held in the patient's/client's records;

(9) Refer a patient/client to other professionals or agencies;

(10) Refer to himself or herself either orally or in writing with a title other than "aide;"

(11) Sign any formal documents such as treatment plans, reimbursement forms or reports;

(12) Discharge a patient/client from services.

(13) Communicate with the patient/client, family, or others regarding any aspect of patient/client status or service without the specific consent of the supervisor and in accordance with the application approved by the board;

(14) Act for the licensed person at treatment team meetings or in any matter related to direct care of patients/clients which requires judgment or decision-making;

(15) Provide consultation, counseling, recommendation for assessment, assessment, treatment protocols, results/outcomes, recommendations, treatment/intervention plans, or patient/client referrals on any matter regarding care of patients/clients;

(16) Provide professional training of other staff;

(17) Provide program review for individualized habilitation plans or other forms of care planning for patients/clients;

(18) Supervise or manage infant hearing screening programs or occupational hearing conservation/prevention programs. The supervision and management of infant hearing screening programs and occupational hearing conservation/prevention screening programs must be performed by a licensed audiologist;

(19) Perform any duties not prescribed in the approved license application nor work for any other speech-language pathologist or audiologist who is not specified as the supervisor on the approved license application;

(20) Perform any duties without proper training; and

Use influence in clinical matters, when the aide is the owner of a practice/business providing services, while being supervised by an employee or consultant of their business/practice.

(J) An aide shall be clearly identified as an aide by a badge worn during all contact with patients/clients.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 1, 2011
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-6-01

Screening is for the purpose of initial identification of persons who may have hearing, speech and/or language disorders. Verbal or written indications or descriptive statements about the results of a screening shall be limited to whether the individual passed or failed the screening procedure(s). The report of the findings shall state that the findings should not be construed as a complete evaluation, nor shall it offer remedial steps other than appropriate referral for complete examination by an audiologist, speech-language pathologist, or physician, as applicable. Criteria for failure shall be developed in consultation with an individual licensed in the area of the procedure pursuant to Chapter 4753. or Chapter 4731. of the Revised Code.

(A) "Audiologic screening" means the performance of audiologic testing procedures for the purpose of initial identification of persons who may have hearing disorders and includes, but is not limited to, the following procedures:

(1) Pure tone air conduction screening, tympanometry screening, and acoustic reflex screening.

(a) "Pure tone air conduction screening" means a pass/fail procedure performed at 20 dB HL at the frequencies of 1000, 2000, and 4000 Hz, obtained with earphones to prevent or detect early auditory impairment, disorder, and disability and to identify individuals who require further audiologic assessment or treatment or referral for other professional services.

(b) "Tympanometry screening" means a pass/fail dynamic measure of middle ear compliance of no less than .2ml of H20, within the pressure range of +150 to -150 daPa obtained with screening tips.

(c) "Acoustic reflex screening" means a test measuring the presence or absence of acoustic reflexes when assessed with stimuli of 1000 and 2000 Hz at 100 dB at the point of maximum middle ear compliance.

(d) Pure tone air conduction screening, tympanometry screening, and acoustic reflex screening must be performed by one of the following persons:

(i) An audiologist licensed under section 4753.07 of the Revised Code;

(ii) An audiology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed audiologist, in accordance with the supervision plan on file in the board office;

(iii) A speech-language pathologist licensed under section 4753.07 of the Revised Code when performing the screening limited to a pass/fail determination;

(iv) A speech-language pathology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed speech-language pathologist in accordance with the supervision plan on file in the board office.

(2) "Newborn and infant hearing screening" means the use of audiological procedures to identify newborn and infants from birth through twenty-three months with hearing impairment, as defined in rule pursuant to division (A) of section 3701.504 of the Revised Code and section 3701.508 of the Revised Code.

(a) Newborn and infant hearing screening includes the use of audiological procedures including, but not limited to, auditory brainstem response and/or otoacoustic emissions.

(b) Newborn and infant hearing screening must be performed in compliance with rules promulgated by the "Ohio Public Health Advisory Board" and administered by the Ohio department of health.

(c) Section 3701.505 of the Revised Code authorizes speech-language pathologists and speech-language pathology aides to perform the screenings without holding a license as an audiology aide.

(3) "School hearing screening" means a pure tone air conduction screening, tympanometry screening, or acoustic reflex screening conducted for the purpose of hearing conservation programs for children.

(a) School hearing screenings must be performed by one of the following persons:

(i) An audiologist licensed under section 4753.07 of the Revised Code;

(ii) An audiology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed audiologist, in accordance with the supervision plan on file in the board office;

(iii) A speech-language pathologist licensed under section 4753.07 of the Revised Code when performing the screening limited to a pass/fail determination for the identification of individuals with other disorders of communication;

(iv) A speech-language pathology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed speech-language pathologist in accordance with the supervision plan on file in the board office.

(b) "Hearing conservation programs for children" means the programs and activities of the Ohio department of health pursuant to sections 3313.50, 3313.673, 3313.68, 3313.69, 3313.73, and 3709.22 of the Revised Code.

(4) "Physiologic screening test" means an objective screening measure of a body process involved in communication.

(a) Physiologic screening tests include, but are not limited to, automated auditory evoked response screening and otoacoustic emission screening.

(b) Physiologic screening tests must be performed by one of the following persons:

(i) An audiologist licensed under section 4753.07 of the Revised Code;

(ii) An audiology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed audiologist in accordance with the supervision plan on file in the board office;

(iii) A person performing newborn and infant screening in accordance with the rules promulgated by the "Ohio Public Health Advisory Board" and administered by the Ohio department of health.

(B) "Speech-language screening" means the use of procedures for the purpose of initial identification of persons who may have speech or language disorders.

(1) Speech-language screening includes, but is not limited to the following procedures:

(a) "Speech screening" means a pass/fail procedure to identify individuals who require further speech (articulation, voice, resonance, and fluency) or orofacial myofunctional assessment or referral for other professional services.

(b) "Language screening" means a pass/fail procedure to identify individuals who require further language assessment or treatment or referral for other professional services.

(2) Speech or language screening must be performed by one of the following persons:

(a) A speech-language pathologist licensed under section 4753.07 of the Revised Code;

(b) A speech-language pathology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed speech-language pathologist in accordance with the supervision plan on file in the board office;

(c) An audiologist licensed under section 4753.07 of the Revised Code when performing speech or language screening limited to a pass/fail determination.

(C) "Occupational hearing test" means a diagnostic test of auditory sensitivity performed by the use of air conduction threshold testing that is conducted for the purpose of environmental hearing conservation/prevention programs, pursuant to regulations promulgated by the United States department of labor, occupational safety and health administration.

(1) Air conduction threshold testing is not a hearing screening.

(2) "Environmental hearing conservation/prevention programs" as used in this rule means programs designed to reduce the effect of noise exposure in the workplace on the hearing of employees or on the community, pursuant to regulations promulgated by the United States department of labor, occupational safety and health administration.

(3) Occupational hearing tests must be performed by one of the following persons:

(a) An audiologist licensed under section 4753.07 of the Revised Code;

(b) An audiology aide licensed under section 4753.072 of the Revised Code when working under the supervision of a licensed audiologist in accordance with the supervision plan on file in the board office, under both of the following conditions, unless waived by the board for good cause shown:

(i) The aide is trained to perform occupational hearing tests and holds current certification by the "Council for Accreditation in Occupational Hearing Conservation" ("CAOHC");

(ii) The testing is conducted by automatic pure tone audiometry.

(D) All of the following conditions must be met whenever an aide licensed under section 4753.072 of the Revised Code performs a pure tone air conduction screening, physiologic screening, speech screening, or language screening:

(1) The criteria for failure of the screening shall be established by the supervising licensed audiologist or speech-language pathologist.

(2) The aide's verbal or written indication or descriptive statements about the screening results shall be limited to a statement of whether the client passed or failed the procedure.

(3) Nothing in the aide's report of the findings shall be construed as a complete evaluation.

(4) The aide's report shall not suggest remedial steps other than a referral for a complete examination by a licensed professional.

(E) This rule shall not be construed to restrict the following persons from conducting screening in the practice of their profession in compliance with the laws and rules governing their profession:

(1) A hearing aid dealer or fitter licensed under Chapter 4747. of the Revised Code when engaging in the measurement and testing of a person's hearing for the purpose of selecting, adapting, and selling a hearing aid to the person.

(2) A physician licensed under Chapter 4731. of the Revised Code or an individual carrying out any properly delegated responsibilities within the normal practice of medicine and surgery or osteopathic medicine and surgery.

(3) A nurse registered or licensed under Chapter 4723. of the Revised Code when performing those acts and utilizing those procedures that are within the scope of practice of professional or practical nursing as defined in Chapter 4723. of the Revised Code and the ethics of the nursing profession, provided the nurse does not claim to the public to be a speech-language pathologist or audiologist, and provided that the nurse has been properly trained to perform screening.

Last updated January 2, 2025 at 8:29 AM

History

  • Effective: January 1, 2025
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-7-02 Supervision requirements; aides.

(A) Supervision of a speech-language pathology aide or an audiology aide shall be provided by a person who is actively licensed as a speech-language pathologist or audiologist under section 4753.06 of the Revised Code. The licensed speech-language pathologist or audiologist who signs the application for the aide shall supervise that particular aide. The aide may provide services only under the supervision of the speech-language pathologist or audiologist of record for that applicant. If more than one supervisor is to be involved with the aide, an application shall be submitted by each supervisor.

(B) The supervisor shall be able to provide direct, comprehensive, documented and immediate supervision to the aide. "Direct supervision of an aide" shall be defined as that given by a supervisor who is either present in the room in which the services are being given, or, who is immediately available to provide assistance to the aide within that particular contact with patient/client(s) served. A licensed speech-language pathologist or audiologist may supervise no more than two aides concurrently unless specifically authorized by the board. The board shall consider the public welfare in determining authorization for supervision of additional aides.

(C) The supervisor of an aide shall maintain the legal and ethical responsibilities for all assigned activities provided by the aide; shall make all decisions relating to the diagnosis, treatment, management and future disposition of the patient/client(s) served; and shall have the responsibility for the health, safety and welfare of the patient/client(s) served by the aide. The supervisor shall be responsible for the aide's competence to perform board approved activities and adherence to the code of ethics as defined by rule 4753-9-01 of the Administrative Code.

(D) An aide shall not begin practice until approved by the board.

(E) The supervisor of an aide shall notify the board of any changes in the approved application required in rule 4753-7-01 of the Administrative Code as a condition of licensure, including termination of employment of either party. Failure to notify the board of a change or termination of an approved application shall be grounds for discipline in accordance with division (A)(13) of section 4753.10 of the Revised Code. Supervision of an unlicensed aide shall be aiding and abetting unlicensed practice and shall be grounds for discipline in accordance with division (D) of section 4753.10 of the Revised Code.

Last updated March 26, 2022 at 12:25 PM

History

  • Effective: March 25, 2022
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-9-01

(A) Definitions:

(1) Unprofessional conduct means any departure from or failure to conform to the minimal standards of acceptable and prevailing practice and shall also include, but not be limited to the provision of professional services which are detrimental to person(s) being served.

(2) Dual relationship means when more than one role occurs between the licensee and person(s) being served professionally. A dual relationship is prohibited when the relationship between the licensee and person(s) being professionally served involves a sexual or intimate relationship or other conduct that constitutes a conflict of interest.

(3) Committing an act of sexual abuse or misconduct against a client means any unwelcome behavior of a sexual nature that is committed without consent, by force, intimidation, coercion, or manipulation. Sexual abuse or misconduct can be committed by a person of any gender, and it can occur between people of the same or different genders.

(4) Exploitation of a client means to take unfair advantage of a person(s) being professionally served.

(5) Violating client confidentiality means a failure to protect and keep confidential any personal health information without the authorization or consent of person(s) professionally served or where prohibited by law.

(6) Conflict of Interest means personal, financial, or other considerations influenced or compromised professional judgment and objectivity to person(s) professionally served.

(7) Informed consent means authorization by persons served, research participants engaged, or parents and/or guardians of persons served to a proposed course of action after the communication of adequate information regarding expected outcomes and potential risks. Informed consent may be verbal unless written consent is required.

(B) Preamble: Licensees shall hold tantamount the health and welfare of person(s) served or participants in research.

(1) Licensees shall respect and protect the inherent worth, integrity, dignity and rights of each person served or participant in research including his/her right of self-determination.

(2) The relationship between the professional and the person(s) served, supervised or participants in research makes it imperative that the professional is aware of the vulnerability of the person(s) served, supervised or participants in research; licensees shall not:

(a) Discriminate in his/her relationships with person(s) served, supervised, or participants in research, colleagues, students, and members of the allied professions on the basis of race, ethnicity, sex, gender, age, religion, national origin, sexual orientation, disability, culture, language, or dialect.

(b) Engage in sexual or intimate relations with the person(s) served, supervised or participants in research, including committing an act of sexual abuse, misconduct, or exploitation of the person(s) served or participants in research, including parents, step-parents, guardians, foster parents, or legal custodians of a person under the age of eighteen.

(c) Harass or abuse person(s) served or supervised or participants in research.

(d) Engage in the evaluation or remediation of speech, language, or hearing disorders except in a professional relationship.

(e) Participate in activities that constitute a conflict of interest.

(3) Licensees shall use reasonable precautions to protect the health and welfare of person(s) served in the delivery of professional services and in research.

(4) Licensees shall be proficient in areas within their scope of practice, areas of treatment, objective in the application of skills, and maintain concern for the best interests of person(s) served, supervised, participants in research, colleagues, and society as a whole.

(5) Licensees shall practice within the established standards of practice and training recognized by the American speech-language-hearing association or the American academy of audiology.

(6) To protect the public confidence, public behavior shall reflect a high level of moral and ethical behaviors.

(7) When making public statements, licensees shall:

(a) Provide information about professional services and products that do not contain misrepresentations or claims that are false, deceptive, or misleading.

(b) Provide accurate information about the nature and management of communicative disorders, the professions, and services rendered to persons served, supervised professionally or participants in research.

(c) Announce services in a manner consonant with the highest professional standards.

(8) Licensees shall not mislead or limit services with person(s) served, supervised or participants in research based on professional or commercial affiliations.

(9) Licensees shall subscribe to these principles and the code of ethics adopted by the board and agree to abide by the rules of the board and Chapters 4744. and 4753. of the Revised Code.

(10) Licensees shall report to the board any violation of the board rules or any breach of the code of ethics that the licensee is aware of, except that where the violation of the board rules or code of ethics is related solely to impairment due to abuse of or dependency on alcohol or other drugs or other health-related condition, the licensee shall instead make a report to the board's safe haven program.

(11) Licensees who have knowledge that a colleague is unable to provide professional services with reasonable skill and safety due to abuse of or dependency on alcohol or other drugs or other health-related condition shall report this information to the appropriate authority, internally if a mechanism exists, and to the board's safe haven program.

(12) Licensees shall notify the board in writing of a conviction; been found guilty; or entered a plea of guilty or nolo contendere to any felony or misdemeanor convictions, other than minor traffic violations, including the case number and the court, within thirty days from the date of the conviction, plea, or finding of guilt.

(13) Individuals who have been publicly sanctioned or denied a license or a professional credential by any professional association, professional licensing authority or board, or other professional regulatory body shall self-report by notifying the board in writing of the final action or disposition and shall provide a copy of the final action, sanction or disposition within thirty days.

(C) Fundamental rules considered essential. Violation of the code of ethics shall be considered unprofessional conduct.

(1) Licensees shall maintain professional behavior.

(a) Licensees shall not engage in dishonesty, fraud, deceit, misrepresentation, or other illegal conduct that adversely reflects on the profession or the individual.

(b) Individuals shall work collaboratively, when appropriate, with members of one's own profession and/or members of other professions to deliver the highest quality of care to person(s) served or participants in research.

(c) Individuals shall not engage in sexual activities with individuals (other than a spouse or other individual with whom a consensual relationship exists) over whom they exercise professional authority, judgment, or supervision, with persons receiving services, including parents, step-parents, guardians, foster parents, or legal custodians of a person under the age of eighteen, support personnel, students, or research participants.

(d) Licensees shall not practice or conduct research under the influence of illegal substances, alcohol, chemicals, or other health-related conditions that adversely affect their professional practice or research and shall seek professional assistance, and, where appropriate withdraw from the affected area of practice or research unless the licensee is a participant in the board's safe haven program and where the board's designated monitoring organization has determined that the participant is fit to practice.

(e) Licensees shall maintain a professional relationship with the board.

(i) Licensees shall conduct their practice according to Chapters 4744. and 4753. of the Revised Code and agencies 4744 and 4753 of the Administrative Code.

(ii) Licensees shall cooperate with all lawful requests of the board within thirty calendar days.

(iii) The denial or revocation of licensure in another state, or from another board in this state, may result in denial or revocation of licensure by the board.

(f) When patients from a primary employment setting are seen in another setting, the person(s) served professionally shall be fully informed of services available from the licensee's primary employment setting as well as those from the private practice and given freedom to choose whether and from whom they will obtain professional services.

(i) The costs associated with obtaining services from the licensee's primary employment setting versus those associated with the private practice shall be fully disclosed.

(ii) Practitioners accepting cases in a private setting from their primary place of employment shall inform the administrator at their primary employment setting of the intent.

(2) Licensees shall maintain records and keep confidentiality of person(s) served, including:

(a) Maintaining adequate and timely records of professional services rendered.

(b) Providing appropriate access to records of person(s) served professionally.

(c) Not disclosing to unauthorized persons any confidential information obtained from any person(s) served, supervised professionally, or participants in research without the written consent of person(s) served or his/her legal guardian unless required by law.

(d) Being compliant with all state and federal laws and regulations relating to records keeping, records access and patient confidentiality.

(3) Licensees shall exhibit professional behavior in the delivery of services by:

(a) Accurately representing his/her education, training, credentials and competence.

(b) Providing only services for which he/she is properly trained.

(c) Continuing their professional development to enhance their professional competence and expertise throughout their careers.

(d) Providing reasonable notice and information about alternatives for obtaining care in the event that the licensee can no longer provide professional services.

(e) Accepting for treatment, persons:

(i) Who can reasonably be expected to benefit from services and continue with treatment when there is reasonable expectation of further benefit.

(ii) Following the exercise of independent professional and evidence-based judgment, regardless of referral source or prescription, and keeping paramount the best interests of those being served.

(f) Fully informing person(s) served of the nature and possible effects of service

(g) Using all reasonable precautions to avoid injury to persons in the delivery of professional services or conduct of research including but not limited to the following:

(i) Established guidelines for infection control.

(ii) Established procedural techniques.

(iii) Safety guidelines for equipment.

(h) Providing only services and products that are in the best interest of person(s) served.

(i) Evaluating services rendered and products dispensed to determine effectiveness.

(j) Ensuring that all equipment used in the provision of services or conduct of research is in proper working order and is properly calibrated.

(k) Not guaranteeing the results of any speech or hearing consultative or therapeutic procedure.

(i) A guarantee of any sort, express or implied, oral or written, is contrary to professional ethics.

(ii) A reasonable statement of prognosis is appropriate, but factors, hence, any warranty for services and outcomes is deceptive and unethical.

(l) Using every resource available, including referrals to other specialists as needed, to effect maximum improvement in person(s) served. Licensees shall:

(i) Identify competent, dependable referral sources for person(s) served professionally.

(ii) Include referrals to other audiologists and speech-language pathologists when the scope and nature of the indicated evaluation and/or treatment is beyond the training of the licensee.

(iii) Not order excessive tests, treatment or use of treatment facilities when not warranted by the condition of the person(s) served.

(iv) Make use of technology and instrumentation consistent with accepted professional guidelines in their areas of practice. When such technology is not available, an appropriate referral shall be made.

(m) Licensees shall be compliant with all state and federal laws and regulations governing the practice of speech-language pathology and audiology and the dispensing and selling of products.

(n) Licensees shall not disparage the goods, services or business of another by false representation of fact.

(o) Licensees shall make use of equipment, technology and instrumentation consistent with accepted professional guidelines in their areas of practice.

(4) Licensees supervising conditional licensees, aides, and students: shall prohibit anyone under their supervision from engaging in any practice that violates Chapters 4744. and 4753. of the Revised Code or agencies 4744 and 4753 of the Administrative Code including the code of ethics.

(a) Supervisors of clinical practice shall:

(i) Provide direct and indirect clinical supervision.

(ii) Maintain adequate records of direct and indirect supervision rendered.

(iii) Not supervise the clinical practice of a student or aide, while completing the supervised professional experience required for licensure under section 4753.06 of the Revised Code.

(b) Supervisors of supervised professional experience shall:

(i) Not delegate any service requiring the professional competence of a licensed clinician to anyone unqualified.

(ii) Limit conditional licensees to providing services pursuant only to a specific plan approved by the board.

(c) Aide supervisors shall:

(i) Ensure aides provide services pursuant only to a specific plan approved by the board.

(ii) Assume full responsibility of services provided by the aide.

(iii) Not offer clinical services by aides for whom they do not provide appropriate supervision.

(iv) Ensure aides do not represent himself/herself to the public as a speech-language pathologist or audiologist.

(v) Ensure aides abide by Chapter 4753. of the Revised Code and agency 4753 of the Administrative Code.

(5) Licensees performing research shall:

(a) Ensure persons selected for research participate voluntarily, without coercion, with informed consent. Licensees shall also protect the participants' right to privacy, including but not limited to personal health information.

(b) Inform person(s) served and research participants about the nature and effects of research activities.

(c) Use established methods and techniques in research.

(d) Exercise all reasonable precautions to protect the health and welfare of research participants and their rights.

(e) Assign credit to those who have contributed to a publication and development of materials in proportion to their contribution.

(f) Credit reference sources.

(g) Honestly and accurately report findings in a non-misleading manner.

(h) Enter into agreements with those funding research that allow the researcher to honestly and accurately report findings even when results of research do not positively reflect on the funding source and/or the funding source's services or products.

(i) Disclose funding sources of research resulting in publications, presentations, products, and/or clinical procedures, and/or cited in presentations.

(j) Comply with all institutional, state, and federal regulations that address any aspects of research, including those that involve human participants and animals.

(6) Business practices shall be compliant with regional, state and federal laws.

(a) Licensees shall:

(i) Charge fees commensurate with services rendered.

(ii) Not charge for services not rendered.

(iii) Abide by federal, state and regional laws regarding billing for services and products rendered.

(iv) Not enter into relationships, which pose a conflict of interest and shall not engage in commercial or professional activities that conflict with the licensees' responsibilities to the person served or participants in research.

(a) Licensees who present or participate at meetings and/or consultants who provide instruction may receive reasonable honoraria and reimbursement of travel, lodging and meal expenses from manufacturers, dealers distributors and sales persons of prosthetics or other devices or services.

(b) Licensees who present or participate at meetings and/or consultants who provide instruction shall disclose to participants potential conflicts of interest.

(c) Kickbacks in violation of federal and state statutes shall not be accepted.

(d) Licensees owning stock or having financial interests in a company whose products he/she sells, dispenses or recommends shall disclose to person(s) served the relationship and financial or consultative interest.

(b) Licensees shall be compliant with state and federal laws and regulations regarding business practices, sales practices, including safe harbor and antitrust laws.

(7) Licensees may practice via telecommunications within the state where not prohibited by law and in accordance with Chapter 4753-2 of the Administrative Code.

(a) Support personnel in off-site locations assisting in clinical care, shall be licensed aides under Chapter 4753. of the Revised Code.

(b) Evaluation and/or treatment shall not be solely by correspondence.

Last updated May 1, 2025 at 7:57 AM

History

  • Effective: May 1, 2025
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-7-03 Renewal of aide license.

Licensure of an aide shall be valid only under the circumstances of the specific application approved by the board. An application for renewal of the license of an aide must be accompanied by an application from the supervisor, as prescribed by the board and a detailed statement of any proposed modification of the original plan. An aide may not practice with an expired license. Any practice by an aide with an expired license shall be a criminal violation of sections 4753.02 and 4753.99 of the Revised Code.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: July 22, 2001
  • Promulgated Under: Ch 119.

Chapter 4753-8 Hearing Aid Sales and Advertising

Ohio Adm.Code 4753-8-01 Definitions.

(A) "Hearing aid" means any wearable instrument or device, classified as a prescription hearing aid, designed or offered for the purpose of aiding or compensating for impaired human hearing, including all attachments, accessories, and parts thereof, except batteries and cords. This definition does not include over-the-counter hearing aids as defined by the U.S. food and drug administration.

(B) "Practice of dispensing" or "fitting" of hearing aids means the sale of a prescription hearing aid, and the measurement and testing of human hearing by means of an audiometer or by any other means for the purpose of selecting, adapting, and selling a prescription hearing aid to any person, and includes the making of impressions for earmolds. This definition does not apply to over-the-counter hearing aids as defined by the U.S. food and drug administration.

(C) "Dispensing audiologist" means an audiologist who is licensed pursuant to Chapter 4753. of the Revised Code and who is engaged in the practice of dispensing or fitting of prescription hearing aids.

(D) "Dispense," "sell" or "sale" means the retail transfer of title or of the right to use by lease, bailment, or any other contract, but does not include a wholesale sale to a distributor or dealer.

(E) "Assistive listening device" means an auxiliary aid which enhances ease of communication, telephone communication, and reception of important warning signals.

(F) "Advertising" includes all advertisements to the general public offering replicas, descriptive literature on assistive listening devices, wearable hearing aids or hearing loss, etc., placed by an audiologist licensed under Chapter 4753. of the Revised Code or an organization whose business includes the merchandising of hearing aids and assistive listening devices for sale.

Last updated January 2, 2024 at 8:48 AM

History

  • Effective: January 1, 2024
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-8-03 Rules on appropriate hearing aid test procedures.

(A) An audiologist is responsible for the accuracy of an evaluation and shall utilize the results of appropriate evaluative procedures on every individual to whom he/she sells or fits a prescription hearing aid. He/she shall retain the results on file for a period of at least three years for adult patients, or in the case of patients under the age of twenty-one years, three years past the date of the patient's twenty first birthday, or as required by federal or state laws and regulations.

(B) An audiologist shall advise a prospective hearing aid user to consult promptly with a licensed physician (preferably an ear specialist) before dispensing a hearing aid if medical intervention is indicated by documented case history, actual observation, or review of any diagnostic audiological or other available information concerning the prospective user.

(C) The failure to comply with the procedures and requirements of this rule shall constitute the committing of fraud, deception, or misrepresentation in the practice of audiology, committing an act of dishonorable, immoral, or unprofessional conduct while engaging in the practice of audiology, or any other conduct enumerated in section 4753.10 of the Revised Code.

Last updated January 2, 2024 at 8:48 AM

History

  • Effective: January 1, 2024
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-8-04 Sales receipt.

(A) An audiologist shall furnish each person supplied with a hearing aid receipt showing the licensee's signature, the number of his/her license certificate, the complete address of his/her place of business, a complete description of the make and model of hearing aid furnished, the full terms of sale, including the terms of guarantee, if any, and if the hearing aid sold is not new, the receipt shall also be clearly marked "used" or "reconditioned," whichever is applicable. Each receipt shall also bear, in type no smaller than that used in the body of the receipt, the following legend: "The purchaser is advised that any examination, fitting, recommendation, or representation made by a licensed hearing aid dealer or fitter in connection with the sale of this hearing aid is not an examination, diagnosis, or prescription made by a person licensed to practice medicine in this state and, therefore must not be regarded as medical opinion or advice."

(B) In accordance with division (C) of section 1345.30 of the Revised Code, the following shall appear on the sales receipt:

Right to return the hearing aid within thirty days and receive a refund

Under Ohio law (section 1345.30 of the Revised Code), a consumer has the right to return a hearing aid for any reason within thirty days after it is originally delivered to the consumer or a person acting on the consumer's behalf and receive a refund of the consideration paid for the hearing aid less an amount specified by the hearing aid dealer, physician, or audiologist to cover expenses incurred in connection with the hearing aid not later than fifteen days after presenting proof of payment for the hearing aid and returning it in the condition in which it was received, except for normal wear and tear. In this case the amount deducted from the refund will be $......

(C) The following definitions shall apply:

(1) The signature used on the customer's receipt shall be that of the licensed individual making the sale and must be the same name under which the audiologist's license was issued to that individual license.

(2) The "complete address of his/her place of business" includes the telephone number of the business.

(3) "A complete description of the make and model of the hearing aid furnished" includes the serial number of the hearing aid, which shall be added to the sales receipt at the time the hearing aids are delivered to buyer.

(D) The terms of guarantee statement on the sale receipt shall be satisfied by one of the following statements printed in type no smaller than that used in the body of the receipt:

(1) Full terms of guarantee printed on the receipt and, if printed on the back of the receipt, a reference is to appear on the face of the receipt, such as "terms of guarantee on reverse side."

(2) A statement such as "the aid(s) listed on this receipt are covered by a guarantee, the details of which are supplied on a separate form at the time of execution of this receipt" shall appear above the purchaser's signature.

(E) In accordance with section 4753.10 of the Revised Code, the board may reprimand, place on probation, suspend, revoke or refuse to issue or renew the license of any audiologist who does not exercise appropriate procedures as set forth in this rule.

Last updated January 3, 2024 at 12:19 PM

History

  • Effective: June 27, 1997
  • Promulgated Under: Ch 119.
Ohio Adm.Code 4753-8-05 Fraud or misrepresentation; hearing aid, assistive listening device; disciplinary action.

(A) Fraud or misrepresentation: No audiologist shall misrepresent the facts or commit fraudulent acts before, during or after the sale of a hearing aid or assistive listening device, and neither shall he/she use either means to obtain any fee. Any of the following representations may be considered as fraudulent or a misrepresentation:

(1) That the hearing aid or assistive listening device has sponsorship, approval, performance characteristics, accessories, or uses it does not have;

(2) That the hearing aid or assistive listening device will provide benefits it will not provide;

(3) That the hearing aid or assistive listening device is of a particular brand, model, engineering design or prescription if it is not;

(4) That the hearing aid or assistive listening device is new or reconditioned if it is not;

(5) That a hearing aid or assistive listening device is in need of extensive repairs or is in need of replacement if it is not;

(6) That the hearing aid or assistive listening device is available to the purchaser for a reason that does not exist; and

(7) That the hearing aid or assistive listening device may be purchased below the dealer's regular price because of a special price advantage, if it does not.

(B) In determining whether an act or practice is fraudulent or constitutes misrepresentation, the following circumstances shall be considered, but not exclusively. Whether the licensed audiologist:

(1) Took advantage of the inability of the purchaser reasonably to protect his/her interests because of his/her physical or mental infirmities, ignorance, illiteracy or his/her inability to understand the language of an agreement either verbal or written;

(2) Did not fully inform the purchaser of a hearing aid or assistive listening device with obviously poor discrimination for speech of his/her inability to obtain a reasonable benefit;

(3) Made statements to mislead the purchaser into believing his/her hearing will suffer if he/she does not purchase either one or two aids or assistive listening devices;

(4) Required the hearing aid or assistive listening device purchaser to agree to contract terms which were substantially one-sided in favor of the audiologist;

(5) Made a false statement of fact on which the hearing aid or assistive listening device purchaser was likely to rely, to his/her detriment; and

(6) Informed the person(s) served that his/her present hearing aid or assistive listening device was beyond repair or inappropriate for the type or amount of loss when there was no evidence to support these statements.

(C) By reason of the authority of section 119.061 of the Revised Code, the board may in addition to those reasons enumerated in Chapter 4753 of the Revised Code, also reprimand, place on probation, suspend, revoke, refuse to issue or renew license if the holder thereof engages in a deceptive trade practice as defined under section 4165.02 of the Revised Code; and, as provided by section 4165.02 of the Revised Code, the licensee will be considered to have engaged in a deceptive trade practice if, in the practice of dealing in or fitting of hearing aids or sale of assistive listening devices as defined by Chapter 4753 of the Revised Code, that licensee:

(1) Passes off goods or services as those of another;

(2) Causes likelihood of confusion or misunderstanding as to the source, sponsorship, approval, or certification of goods or services;

(3) Causes likelihood of confusion or misunderstanding as to affiliation, connection, or association with, or certification by another;

(4) Represents that goods or services have sponsorship, approval, characteristics, ingredients, uses, benefits, in quantities that they do not have or that a person has sponsorship, approval, status affiliation, or connection that he/she does not have;

(5) Represents that goods are original or new if they are deteriorated, altered, reconditioned, reclaimed, used, or secondhand;

(6) Represents that goods or services are of a particular standard, quality, or grade, or that goods are of a particular style or model, if they are of another;

(7) Disparages the goods, services, or business of another by false representation of fact;

(8) Advertises goods or services with intent not to sell them as advertised;

(9) Makes false statements of fact concerning the reasons for existence of or amounts of price reductions; and

(10) Advertises goods or services with intent not to supply reasonable expectable public demand, unless the advertisements discloses a limitation of quantity.

Last updated September 27, 2022 at 4:12 PM

History

  • Effective: December 10, 2007
  • Promulgated Under: 119.03

Chapter 4753-9 Code of Ethics

Ohio Adm.Code 4753-9-01 "Code of Ethics".

(A) Definitions:

(1) Unprofessional conduct means any departure from or failure to conform to the minimal standards of acceptable and prevailing practice and shall also include, but not be limited to the provision of professional services which are detrimental to person(s) being served.

(2) Dual relationship means when more than one role occurs between the licensee and person(s) being served professionally. A dual relationship is prohibited when the relationship between the licensee and person(s) being professionally served involves a sexual or intimate relationship or other conduct that constitutes a conflict of interest.

(3) Committing an act of sexual abuse or misconduct against a client means any unwelcome behavior of a sexual nature that is committed without consent, by force, intimidation, coercion, or manipulation. Sexual abuse or misconduct can be committed by a person of any gender, and it can occur between people of the same or different genders.

(4) Exploitation of a client means to take unfair advantage of a person(s) being professionally served.

(5) Violating client confidentiality means a failure to protect and keep confidential any personal health information without the authorization or consent of person(s) professionally served or where prohibited by law.

(6) Conflict of Interest means personal, financial, or other considerations influenced or compromised professional judgment and objectivity to person(s) professionally served.

(7) Informed consent means authorization by persons served, research participants engaged, or parents and/or guardians of persons served to a proposed course of action after the communication of adequate information regarding expected outcomes and potential risks. Informed consent may be verbal unless written consent is required.

(B) Preamble: Licensees shall hold tantamount the health and welfare of person(s) served or participants in research.

(1) Licensees shall respect and protect the inherent worth, integrity, dignity and rights of each person served or participant in research including his/her right of self-determination.

(2) The relationship between the professional and the person(s) served, supervised or participants in research makes it imperative that the professional is aware of the vulnerability of the person(s) served, supervised or participants in research; licensees shall not:

(a) Discriminate in his/her relationships with person(s) served, supervised, or participants in research, colleagues, students, and members of the allied professions on the basis of race, ethnicity, sex, gender, age, religion, national origin, sexual orientation, disability, culture, language, or dialect.

(b) Engage in sexual or intimate relations with the person(s) served, supervised or participants in research, including committing an act of sexual abuse, misconduct, or exploitation of the person(s) served or participants in research, including parents, step-parents, guardians, foster parents, or legal custodians of a person under the age of eighteen.

(c) Harass or abuse person(s) served or supervised or participants in research.

(d) Engage in the evaluation or remediation of speech, language, or hearing disorders except in a professional relationship.

(e) Participate in activities that constitute a conflict of interest.

(3) Licensees shall use reasonable precautions to protect the health and welfare of person(s) served in the delivery of professional services and in research.

(4) Licensees shall be proficient in areas within their scope of practice, areas of treatment, objective in the application of skills, and maintain concern for the best interests of person(s) served, supervised, participants in research, colleagues, and society as a whole.

(5) Licensees shall practice within the established standards of practice and training recognized by the American speech-language-hearing association or the American academy of audiology.

(6) To protect the public confidence, public behavior shall reflect a high level of moral and ethical behaviors.

(7) When making public statements, licensees shall:

(a) Provide information about professional services and products that do not contain misrepresentations or claims that are false, deceptive, or misleading.

(b) Provide accurate information about the nature and management of communicative disorders, the professions, and services rendered to persons served, supervised professionally or participants in research.

(c) Announce services in a manner consonant with the highest professional standards.

(8) Licensees shall not mislead or limit services with person(s) served, supervised or participants in research based on professional or commercial affiliations.

(9) Licensees shall subscribe to these principles and the code of ethics adopted by the board and agree to abide by the rules of the board and Chapters 4744. and 4753. of the Revised Code.

(10) Licensees shall report to the board any violation of the board rules or any breach of the code of ethics that the licensee is aware of, except that where the violation of the board rules or code of ethics is related solely to impairment due to abuse of or dependency on alcohol or other drugs or other health-related condition, the licensee shall instead make a report to the board's safe haven program.

(11) Licensees who have knowledge that a colleague is unable to provide professional services with reasonable skill and safety due to abuse of or dependency on alcohol or other drugs or other health-related condition shall report this information to the appropriate authority, internally if a mechanism exists, and to the board's safe haven program.

(12) Licensees shall notify the board in writing of a conviction; been found guilty; or entered a plea of guilty or nolo contendere to any felony or misdemeanor convictions, other than minor traffic violations, including the case number and the court, within thirty days from the date of the conviction, plea, or finding of guilt.

(13) Individuals who have been publicly sanctioned or denied a license or a professional credential by any professional association, professional licensing authority or board, or other professional regulatory body shall self-report by notifying the board in writing of the final action or disposition and shall provide a copy of the final action, sanction or disposition within thirty days.

(C) Fundamental rules considered essential. Violation of the code of ethics shall be considered unprofessional conduct.

(1) Licensees shall maintain professional behavior.

(a) Licensees shall not engage in dishonesty, fraud, deceit, misrepresentation, or other illegal conduct that adversely reflects on the profession or the individual.

(b) Individuals shall work collaboratively, when appropriate, with members of one's own profession and/or members of other professions to deliver the highest quality of care to person(s) served or participants in research.

(c) Individuals shall not engage in sexual activities with individuals (other than a spouse or other individual with whom a consensual relationship exists) over whom they exercise professional authority, judgment, or supervision, with persons receiving services, including parents, step-parents, guardians, foster parents, or legal custodians of a person under the age of eighteen, support personnel, students, or research participants.

(d) Licensees shall not practice or conduct research under the influence of illegal substances, alcohol, chemicals, or other health-related conditions that adversely affect their professional practice or research and shall seek professional assistance, and, where appropriate withdraw from the affected area of practice or research unless the licensee is a participant in the board's safe haven program and where the board's designated monitoring organization has determined that the participant is fit to practice.

(e) Licensees shall maintain a professional relationship with the board.

(i) Licensees shall conduct their practice according to Chapters 4744. and 4753. of the Revised Code and agencies 4744 and 4753 of the Administrative Code.

(ii) Licensees shall cooperate with all lawful requests of the board within thirty calendar days.

(iii) The denial or revocation of licensure in another state, or from another board in this state, may result in denial or revocation of licensure by the board.

(f) When patients from a primary employment setting are seen in another setting, the person(s) served professionally shall be fully informed of services available from the licensee's primary employment setting as well as those from the private practice and given freedom to choose whether and from whom they will obtain professional services.

(i) The costs associated with obtaining services from the licensee's primary employment setting versus those associated with the private practice shall be fully disclosed.

(ii) Practitioners accepting cases in a private setting from their primary place of employment shall inform the administrator at their primary employment setting of the intent.

(2) Licensees shall maintain records and keep confidentiality of person(s) served, including:

(a) Maintaining adequate and timely records of professional services rendered.

(b) Providing appropriate access to records of person(s) served professionally.

(c) Not disclosing to unauthorized persons any confidential information obtained from any person(s) served, supervised professionally, or participants in research without the written consent of person(s) served or his/her legal guardian unless required by law.

(d) Being compliant with all state and federal laws and regulations relating to records keeping, records access and patient confidentiality.

(3) Licensees shall exhibit professional behavior in the delivery of services by:

(a) Accurately representing his/her education, training, credentials and competence.

(b) Providing only services for which he/she is properly trained.

(c) Continuing their professional development to enhance their professional competence and expertise throughout their careers.

(d) Providing reasonable notice and information about alternatives for obtaining care in the event that the licensee can no longer provide professional services.

(e) Accepting for treatment, persons:

(i) Who can reasonably be expected to benefit from services and continue with treatment when there is reasonable expectation of further benefit.

(ii) Following the exercise of independent professional and evidence-based judgment, regardless of referral source or prescription, and keeping paramount the best interests of those being served.

(f) Fully informing person(s) served of the nature and possible effects of service

(g) Using all reasonable precautions to avoid injury to persons in the delivery of professional services or conduct of research including but not limited to the following:

(i) Established guidelines for infection control.

(ii) Established procedural techniques.

(iii) Safety guidelines for equipment.

(h) Providing only services and products that are in the best interest of person(s) served.

(i) Evaluating services rendered and products dispensed to determine effectiveness.

(j) Ensuring that all equipment used in the provision of services or conduct of research is in proper working order and is properly calibrated.

(k) Not guaranteeing the results of any speech or hearing consultative or therapeutic procedure.

(i) A guarantee of any sort, express or implied, oral or written, is contrary to professional ethics.

(ii) A reasonable statement of prognosis is appropriate, but factors, hence, any warranty for services and outcomes is deceptive and unethical.

(l) Using every resource available, including referrals to other specialists as needed, to effect maximum improvement in person(s) served. Licensees shall:

(i) Identify competent, dependable referral sources for person(s) served professionally.

(ii) Include referrals to other audiologists and speech-language pathologists when the scope and nature of the indicated evaluation and/or treatment is beyond the training of the licensee.

(iii) Not order excessive tests, treatment or use of treatment facilities when not warranted by the condition of the person(s) served.

(iv) Make use of technology and instrumentation consistent with accepted professional guidelines in their areas of practice. When such technology is not available, an appropriate referral shall be made.

(m) Licensees shall be compliant with all state and federal laws and regulations governing the practice of speech-language pathology and audiology and the dispensing and selling of products.

(n) Licensees shall not disparage the goods, services or business of another by false representation of fact.

(o) Licensees shall make use of equipment, technology and instrumentation consistent with accepted professional guidelines in their areas of practice.

(4) Licensees supervising conditional licensees, aides, and students: shall prohibit anyone under their supervision from engaging in any practice that violates Chapters 4744. and 4753. of the Revised Code or agencies 4744 and 4753 of the Administrative Code including the code of ethics.

(a) Supervisors of clinical practice shall:

(i) Provide direct and indirect clinical supervision.

(ii) Maintain adequate records of direct and indirect supervision rendered.

(iii) Not supervise the clinical practice of a student or aide, while completing the supervised professional experience required for licensure under section 4753.06 of the Revised Code.

(b) Supervisors of supervised professional experience shall:

(i) Not delegate any service requiring the professional competence of a licensed clinician to anyone unqualified.

(ii) Limit conditional licensees to providing services pursuant only to a specific plan approved by the board.

(c) Aide supervisors shall:

(i) Ensure aides provide services pursuant only to a specific plan approved by the board.

(ii) Assume full responsibility of services provided by the aide.

(iii) Not offer clinical services by aides for whom they do not provide appropriate supervision.

(iv) Ensure aides do not represent himself/herself to the public as a speech-language pathologist or audiologist.

(v) Ensure aides abide by Chapter 4753. of the Revised Code and agency 4753 of the Administrative Code.

(5) Licensees performing research shall:

(a) Ensure persons selected for research participate voluntarily, without coercion, with informed consent. Licensees shall also protect the participants' right to privacy, including but not limited to personal health information.

(b) Inform person(s) served and research participants about the nature and effects of research activities.

(c) Use established methods and techniques in research.

(d) Exercise all reasonable precautions to protect the health and welfare of research participants and their rights.

(e) Assign credit to those who have contributed to a publication and development of materials in proportion to their contribution.

(f) Credit reference sources.

(g) Honestly and accurately report findings in a non-misleading manner.

(h) Enter into agreements with those funding research that allow the researcher to honestly and accurately report findings even when results of research do not positively reflect on the funding source and/or the funding source's services or products.

(i) Disclose funding sources of research resulting in publications, presentations, products, and/or clinical procedures, and/or cited in presentations.

(j) Comply with all institutional, state, and federal regulations that address any aspects of research, including those that involve human participants and animals.

(6) Business practices shall be compliant with regional, state and federal laws.

(a) Licensees shall:

(i) Charge fees commensurate with services rendered.

(ii) Not charge for services not rendered.

(iii) Abide by federal, state and regional laws regarding billing for services and products rendered.

(iv) Not enter into relationships, which pose a conflict of interest and shall not engage in commercial or professional activities that conflict with the licensees' responsibilities to the person served or participants in research.

(a) Licensees who present or participate at meetings and/or consultants who provide instruction may receive reasonable honoraria and reimbursement of travel, lodging and meal expenses from manufacturers, dealers distributors and sales persons of prosthetics or other devices or services.

(b) Licensees who present or participate at meetings and/or consultants who provide instruction shall disclose to participants potential conflicts of interest.

(c) Kickbacks in violation of federal and state statutes shall not be accepted.

(d) Licensees owning stock or having financial interests in a company whose products he/she sells, dispenses or recommends shall disclose to person(s) served the relationship and financial or consultative interest.

(b) Licensees shall be compliant with state and federal laws and regulations regarding business practices, sales practices, including safe harbor and antitrust laws.

(7) Licensees may practice via telecommunications within the state where not prohibited by law and in accordance with Chapter 4753-2 of the Administrative Code.

(a) Support personnel in off-site locations assisting in clinical care, shall be licensed aides under Chapter 4753. of the Revised Code.

(b) Evaluation and/or treatment shall not be solely by correspondence.

Last updated May 1, 2025 at 7:57 AM

History

  • Effective: May 1, 2025
  • Promulgated Under: 119.03

Chapter 4753-10 Speech-language Pathology Student Permits

Ohio Adm.Code 4753-10-01 Educational requirements for student permit.

To be eligible for a speech-language pathology student permit, an applicant must have met the following:

(A) He/she has completed one year (three semesters or four quarters) of study in a speech-language pathology graduate program at an Ohio college or university. The appropriate course work must be consistent with the population to be served and work setting to which the student will be assigned.

(B) He/she has completed no less than twenty-five hours of observation and seventy-five hours of student clinical experience to be consistent with the population to be served and work setting. Competencies must be demonstrated and documented with the population to be served and work setting to which the student will be assigned.

Last updated September 27, 2022 at 4:12 PM

History

  • Effective: December 10, 2007
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-10-02 Ohio speech-language pathology graduate program requirements.

(A) The Ohio college or university speech-language pathology program designee will recommend the applicant for the speech-language pathology student permit.

(B) The Ohio college or university speech-language pathology program designee will attest to the applicant's completion of one year of graduate study in speech-language pathology, twenty-five hours of observation and seventy-five hours or more of clinical experience.

(C) The Ohio college or university speech-language pathology graduate program designee will recommend the practice setting for the applicant's speech-language pathology student permit.

Last updated September 27, 2022 at 4:12 PM

History

  • Effective: December 10, 2007
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-10-03 Supervision of speech-language pathology permit holders.

(A) The speech-language pathology student permit holder will be supervised by a speech-language pathologist licensed in Ohio, and under the direction of the college or university graduate program of the speech-language pathology student permit holder.

(B) In order to supervise a student permit holder, a supervisor shall hold a current Ohio license in speech-language pathology and have at least twenty-four months of full time clinical experience or the equivalent within the last sixty months under a valid license as a speech-language pathologist or certification by the American-speech language hearing association.

(C) Supervision of the speech-language pathology student permit holder will be detailed in the student permit plan.

(D) Credit for student clinical experience may be granted when supervision is conducted in accordance with requirements of the American speech-language-hearing association and this board. Minimum supervision of the student permit holder will consist of twenty-five per cent direct supervision of treatment activities and must be in real time and must never be less than twenty-five per cent of the student permit holder's total contact with each client or patient and must take place periodically throughout the experience. The supervisor will be accessible to the student permit holder during all client contact.

(E) No supervisor of persons holding a student permit may supervise more than one student permit holder unless approved by the board.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 1, 2011
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-10-04 Application for speech-language pathology student permit.

(A) All applications for a speech-language pathology student permit shall be submitted to the board at its principal office on forms prescribed by the board. The submitted application shall be typewritten or printed in ink.

(1) Submission of the application shall certify that all statements are true and complete.

(2) A photograph of the applicant shall appear in the space provided upon the hard copy application form. It shall be an unretouched, passport size photograph taken within six months of the date of application, and the face shall be portrayed not less than three-fourths inch width.

(3) All applications must be accompanied by a non-refundable fee of fifty dollars, which is to be paid at the time the application is filed with the board.

(4) All applications, evidence, statements and documents shall be retained by the board.

(5) All applications must have the signature of the college or university designee.

(6) All applications must include documentation verifying the applicant's completion of one year of graduate study in speech-language pathology and twenty-five hours of observation and seventy-five hours or more of clinical experience signed by the college or university designee.

(7) The plan for the speech-language pathology student permit holder will include:

(a) The practice setting for the speech-language pathology student permit holder.

(b) The signature and license number of the supervisor for the speech-language pathology student permit applicant.

(c) The frequency, method and scope of supervision.

(B) Any change in supervision or practice setting will require a new application and plan. The student permit holder will not practice until a new application and plan has been approved by the board.

(C) A student permit holder may apply for a one year extension of the permit by providing the following:

(1) A statement of the reason for extension for the student permit.

(2) Completion of a second student permit application and plan.

Last updated September 27, 2022 at 4:12 PM

History

  • Effective: December 10, 2007
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-10-05 Speech-language pathology student permit holder case load.

The Ohio university or college program designee will determine the maximum case load of the student permit holder based upon the student permit holder's demonstrated and documented clinical abilities. The student permit holder will be limited to no more than fifty cases.

Last updated September 27, 2022 at 4:12 PM

History

  • Effective: December 10, 2007
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-10-06 Identification of speech-language pathology student permit holder.

(A) Each applicant who is approved for a speech-language pathology student permit shall receive a certificate for office display. All permit holders shall display their certificate in a conspicuous place where the permit holder practices.

(B) Each student permit holder shall wear identification indicating status as a "student permit holder.

(C) Any signature on documents must indicate "student permit holder status."

Last updated September 27, 2022 at 4:12 PM

History

  • Effective: December 10, 2007
  • Promulgated Under: 119.03

Chapter 4753-11 Accessing Confidential Personal Information

Ohio Adm.Code 4753-11-01 Definitions for accessing confidential personal information.

(A) "Access" as a noun means an opportunity to copy, view, or otherwise perceive whereas "access" as a verb means to copy, view, or otherwise perceive.

(B) "Acquisition of a new computer system" means the purchase of a "computer system," as defined in this rule, that is not a computer system currently in place nor one for which the acquisition process has been initiated as of the effective date of the board rule addressing requirements in section 1347.15 of the Revised Code.

(C) "Computer system" means a "system," as defined by section 1347.01 of the Revised Code, that stores, maintains, or retrieves personal information using electronic data processing equipment.

(D) "Confidential personal information" (CPI) has the meaning as defined by division (A)(1) of section 1347.15 of the Revised Code and identified by rules promulgated by the board in accordance with division (B)(3) of section 1347.15 of the Revised Code that reference the federal or state statutes or administrative rules that make personal information maintained by the board confidential.

(E) "Employee of the board" means each employee of the board regardless of whether he/she holds an elected or appointed office or position within the board. "Employee of the board" is limited to the Ohio speech and hearing professionals board.

(F) "Incidental contact" means contact with the information that is secondary or tangential to the primary purpose of the activity that resulted in the contact.

(G) "Individual" means natural person or the natural person's authorized representative, legal counsel, legal custodian, or legal guardian.

(H) "Information owner" means the individual appointed in accordance with division (A) of section 1347.05 of the Revised Code to be directly responsible for a system.

(I) "Person" means natural person.

(J) "Personal information" has the same meaning as defined in division (E) of section 1347.01 of the Revised Code.

(K) "Personal information system" means a "system" that "maintains" "personal information" as those terms are defined in section 1347.01 of the Revised Code. "System" includes manual and computer systems.

(L) "Research" means a methodical investigation into a subject.

(M) "Routine" means common place, regular, habitual, or ordinary.

(N) "Routine information that is maintained for the purpose of internal office administration, the use of which would not adversely affect a person" as that phrase is used in division (F) of section 1347.01 of the Revised Code means personal information relating to the board's employees that is maintained by the board for administrative and human resource purposes.

(O) "System" has the same meaning as defined by division (F) of section 1347.01 of the Revised Code.

(P) "Upgrade" means a substantial redesign of an existing system for the purpose of providing a substantial amount of new application functionality, or application modifications that would involve substantial administrative or fiscal resources to implement, but would not include maintenance, minor updates and patches, or modifications that entail a limited addition of functionality due to changes in business or legal requirements.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 1, 2020
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-11-02 Procedures for accessing confidential personal information.

For personal information systems, whether manual or computer systems, that contain confidential personal information, the board shall do the following:

(A) Criteria for accessing confidential personal information. Personal information systems of the board are managed on a "need-to-know" basis whereby the information owner determines the level of access required for an employee of the board to fulfill his/her job duties. The determination of access to confidential personal information shall be approved by the employee's supervisor and the information owner prior to providing the employee with access to confidential personal information within a personal information system. The board shall establish procedures for determining a revision to an employee's access to confidential personal information upon a change to that employee's job duties including, but not limited to, transfer or termination. Whenever an employee's job duties no longer require access to confidential personal information in a personal information system, the employee's access to confidential personal information shall be removed.

(B) Individual's request for a list of confidential personal information. Upon the signed written request of any individual for a list of confidential personal information about the individual maintained by the board, the board shall do all of the following:

(1) Verify the identity of the individual by a method that provides safeguards commensurate with the risk associated with the confidential personal information;

(2) Provide to the individual the list of confidential personal information that does not relate to an investigation about the individual or is otherwise not excluded from the scope of Chapter 1347. of the Revised Code; and

(3) If all information relates to an investigation about that individual, inform the individual that the board has no confidential personal information about the individual that is responsive to the individual's request.

(C) Notice of invalid access.

(1) Upon discovery or notification that confidential personal information of a person has been accessed by an employee for an invalid reason, the board shall notify the person whose information was invalidly accessed as soon as practical and to the extent known at the time. However, the board shall delay notification for a period of time necessary to ensure that the notification would not delay or impede an investigation or jeopardize homeland or national security. Additionally, the board may delay the notification consistent with any measures necessary to determine the scope of the invalid access, including which individuals' confidential personal information invalidly was accessed, and to restore the reasonable integrity of the system.

"Investigation" as used in this paragraph means the investigation of the circumstances and involvement of an employee surrounding the invalid access of the confidential personal information. Once the board determines that notification would not delay or impede an investigation, the board shall disclose the access to confidential personal information made for an invalid reason to the person.

(2) Notification provided by the board shall inform the person of the type of confidential personal information accessed and the date(s) of the invalid access.

(3) Notification may be made by any method reasonably designed to accurately inform the person of the invalid access, including written, electronic, or telephone notice.

(D) Appointment of a data privacy point of contact. The board director shall designate an employee of the board to serve as the data privacy point of contact. The data privacy point of contact shall work with the chief privacy officer within the office of information technology to assist the board with both the implementation of privacy protections for the confidential personal information that the board maintains and compliance with section 1347.15 of the Revised Code and the rules adopted pursuant to the authority provided by that chapter.

(E) Completion of a privacy impact assessment. The board director shall designate an employee of the board to serve as the data privacy point of contact who shall timely complete the privacy impact assessment form developed by the office of information technology.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: January 1, 2011
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-11-03 Valid reasons for accessing confidential personal information.

Pursuant to the requirements of division (B)(2) of section 1347.15 of the Revised Code, this rule contains a list of valid reasons, directly related to the board's exercise of its powers or duties, for which only employees of the board may access confidential personal information (CPI) regardless of whether the personal information system is a manual system or computer system:

(A) Performing the following functions constitute valid reasons for authorized employees of the board to access confidential personal information:

(1) Responding to a public records request;

(2) Responding to a request from an individual for the list of CPI the board maintains on that individual;

(3) Administering a constitutional provision or duty;

(4) Administering a statutory provision or duty;

(5) Administering an administrative rule provision or duty;

(6) Complying with any state or federal program requirements;

(7) Processing or payment of claims or otherwise administering a program with individual participants or beneficiaries;

(8) Auditing purposes;

(9) Licensure [or permit, eligibility, filing, etc.] processes;

(10) Investigation or law enforcement purposes;

(11) Administrative hearings;

(12) Litigation, complying with an order of the court, or subpoena;

(13) Human resource matters (e.g., hiring, promotion, demotion, discharge, salary/compensation issues, leave requests/issues, time card approvals/issues);

(14) Complying with an executive order or policy;

(15) Complying with a board policy or a state administrative policy issued by the department of administrative services, the office of budget and management or other similar state agency; or

(16) Complying with a collective bargaining agreement provision.

(B) To the extent that the general processes described in paragraph (A) of this rule do not cover the following circumstances, for the purpose of carrying out specific duties of the board, authorized employees would also have valid reasons for accessing CPI in these following circumstances:

(1) Conducting investigations of persons licensed by the board, including the review of information collected on subjects, witnesses, or records associated with the investigation;

(2) Reporting administrative actions and disciplinary records, pursuant to state or federal law;

(3) Monitoring compliance of board administrative actions, including the review of all internal and external reports and data used to facilitate the monitoring process;

(4) Records maintenance processes, including filing, copying, scanning, and monitoring, or

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: January 1, 2011
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-11-04 Confidentiality statutes.

The following federal statutes or regulations or state statutes and administrative rules make personal information maintained by the board confidential and identify the confidential personal information within the scope of rules promulgated by the board in accordance with section 1347.15 of the Revised Code:

(A) Social security numbers: 5 U.S.C. 552a., as of 2/01/2010, unless the individual was told that the number would be disclosed.

(B) "Bureau of Criminal Investigation and Information" criminal records check results: section 4776.04 of the Revised Code.

(C) Confidential information obtained during an investigation: division (E) of section 4753.05 of the Revised Code.

(D) Medical records: Health Insurance Portability and Accounabiltiy Act, 11 45, CFR 160, 42 USC 1320.

(E) College and university transcripts receievd by the board; per Family Education Rights and Privancy Act regulation 34 CFR Part 99 section 99.33 and 20 U.S.C. g(b)(4)(B) as of 01/05/2009.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 12, 2016
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-11-05 Restricting and logging access to confidential personal information in computerized information systems.

For personal information systems that are computer systems and contain confidential personal information, the board shall do the following:

(A) Access restrictions. Access to confidential personal information that is kept electronically shall require a password or other authentication measure.

(B) Acquisition of a new computer system. When the board acquires a new computer system that stores, manages or contains confidential personal information, the board shall include a mechanism for recording specific access by employees of the board to confidential personal information in the system.

(C) Upgrading existing computer systems. When the board modifies an existing computer system that stores, manages or contains confidential personal information, the board shall make a determination whether the modification constitutes an upgrade. Any upgrades to a computer system shall include a mechanism for recording specific access by employees of the board to confidential personal information in the system.

(D) Logging requirements regarding confidential personal information in existing computer systems.

(1) The board shall require employees of the board who access confidential personal information within computer systems to maintain a log that records that access.

(2) Access to confidential information is not required to be entered into the log under the following circumstances:

(a) The employee of the board is accessing confidential personal information for official board purposes, including research, and the access is not specifically directed toward a specifically named individual or a group of specifically named individuals.

(b) The employee of the board is accessing confidential personal information for routine office procedures and the access is not specifically directed toward a specifically named individual or a group of specifically named individuals.

(c) The employee of the board comes into incidental contact with confidential personal information and the access of the information is not specifically directed toward a specifically named individual or a group of specifically named individuals.

(d) The employee of the board accesses confidential personal information about an individual based upon a request made under either of the following circumstances:

(i) The individual requests confidential personal information about himself/herself.

(ii) The individual makes a request that the board takes some action on that individual's behalf and accessing the confidential personal information is required in order to consider or process that request.

(3) For purposes of this paragraph, the board may choose the form or forms of logging, whether in electronic or paper formats.

(E) Log management. The board shall issue a policy that specifies the following:

(1) Who shall maintain the log;

(2) What information shall be captured in the log;

(3) How the log is to be stored; and

(4) How long the information kept in the log is to be retained.

Nothing in this rule limits the board from requiring logging in any circumstance that it deems necessary.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: January 1, 2011
  • Promulgated Under: 119.03

Chapter 4753-12 Military Service

Ohio Adm.Code 4753-12-01 Consideration of military experience, education, training and term of service.

(A) Definitions.

(1) "Armed forces" has the meaning defined in section 5903.01 of the Revised Code.

(2) "Service member" has the meaning defined in section 5903.01 of the Revised Code.

(3) "Merchant marine" has the meaning defined in section 5903.01 of the Revised Code.

(4) "Military duty" includes service in the uniformed services on active duty, in the active guard and reserve, and as a military technician dual status under 10 U.S.C. 10216.

(5) "Uniformed services" has the meaning defined in 10 U.S.C. 101.

(6) "Veteran" means any person who has completed service in the armed forces, including the national guard of any state, or a reserve component of the armed forces, who has been discharged under honorable conditions from the armed forces or who has been transferred to the reserve with evidence of satisfactory service.

(7) "Temporary Military License" means a license issued in accordance with section 4743.041 of the Revised Code.

(8) "Military Spouse" means a person legally married to a person serving on active duty in the United States armed forces.

(9) "Qualifying license" means a license or certification issued by a state or jurisdiction.

(B) Temporary audiology, speech-language pathology, conditional speech-language pathology, audiology aide, or speech-language pathology aide license.

(1) Pursuant to division (D) of section 4743.04 of the Revised Code, the board shall issue a temporary license to practice audiology, speech-language pathology, conditional speech-language pathology, audiology aide, or speech-language pathology aide, provided that all of the following qualifications are met:

(a) The individual holds a valid license to practice audiology, speech-language pathology, conditional speech-language pathology or equivalent, audiology aide, or speech-language pathology aide issued by any other state or jurisdiction;

(b) The individual is in good standing in all state(s) or jurisdiction(s) of licensure;

(c) The individual presents adequate proof to the board that the individual or the individual's spouse is on active military duty in this state; and

(d) The individual complies with section 4753.061 of the Revised Code regarding submitting to a criminal records check to receive a license.

(C) To document, track, prioritize, and expedite the issuance of temporary licenses under this rule, the board shall process the application in the following manner:

(1) Route the application to the board staff member responsible for monitoring and tracking applications received under this rule;

(2) Communicate with the applicant regarding the status of the application, including what information is needed to complete the application;

(3) Prioritize the application for approval;

(4) Notwithstanding any other provision of the Revised Code, the board shall waive all fees associated with the application for a temporary license under this rule.

(D) The board shall notify the applicant that the board has received the results of a criminal records check within twenty-four hours after receiving the results. The board shall issue a temporary license, provided that the applicant meets the requirements of this rule, within fourteen days of having received the results of a criminal records check. If the board finds that the individual is under investigation by the licensing agency of any other state or jurisdiction, the board may postpone issuing the license until the investigation is complete and the licensing agency of the other state or jurisdiction confirms that the individual is in good standing. The board shall verify the standing of the individual's license(s) issued by other states or jurisdictions when the temporary license is up for renewal. No temporary license shall be valid for a period of more than six years.

(E) If the individual applies for a temporary conditional speech-langauge pathology license and has completed the supervised professional experience requirements in accordance with rule 4753-3-07 of the Administrative Code, the board shall issue a temporary speech-language patholgoy license.

(F) The board shall, in accordance with Chapter 119. of the Revised Code, deny an individual a temporary license issued under this rule or revoke an individual's temporary license issued under this rule, if any of the following circumstances occur:

(1) The individual's license issued by another state or jurisdiction expires or is revoked, or the individual is not in good standing;

(2) With respect to an individual who was eligible for a temporary license under this rule as the spouse of an individual on military duty, six months have elapsed since the divorce, dissolution, or annulment of the marriage;

(3) The individual is disqualified from obtaining a license in the profession because of a conviction, judicial finding of guilt, or plea of guilty to a disqualifying criminal offense specified on the list the board makes available pursuant to division (C) of section 9.78 of the Revised Code.

(G) An individual with a temporary license or a regular license issued under this rule may practice audiology or speech-language pathology in this state only within the scope and practice that is permitted under Ohio law and that does not exceed the individual's education or training.

(H) A license issued in accordance with this rule shall be considered a license issued under the laws regulating the practice of audiology or speech-language pathology. Provisions of applicable law to licenses issued to an applicant who does not obtain a license under this rule apply in the same manner to licenses issued under this rule.

(I) Eligibility for licensure.

In accordance with section 5903. of the Revised Code, the board has determined that there are no military programs of training, military specialties and lengths of service that are substantially equivalent to or which exceed the educational and supervised training requirements for licensure as a speech-language pathologist or audiologist.

(J) Initial application for licensure as a speech-language pathologist or audiologist.

(1) For an applicant that does not meet the requirements under paragraph (B) of this rule, each applicant for initial licensure shall report on the board's application form, in a manner prescribed by the board, one's status as a member or veteran, or as the spouse or surviving spouse of a member or veteran.

(2) The board shall in its electronic database record, track, and monitor applications received from a member, veteran, or the spouse or surviving spouse of a member or veteran for the purpose of prioritizing and expediting licensure for each applicant who is a member, veteran, or the spouse or surviving spouse of a member or veteran.

(3) The board licensing staff shall conspicuously mark the electronic and paper application file of each member, veteran, or the spouse or surviving spouse of a member or veteran for the purpose of prioritizing the review and approval of those files.

(4) An applicant who is a member, veteran, or the spouse or surviving spouse of a member or veteran shall be granted priority of service by the board relative to the application review process in an expedited manner so long as the applicant has evidenced compliance with the other requirements for the application to be deemed complete for licensure.

(K) "Renewal of an Expired License" under Chapter 4753. of the Revised Code.

(1) In accordance with section 5903.10 of the Revised Code, and absent grounds for denial set forth in section 4753.10 of the Revised Code, an expired license, shall be renewed at the usual cost without penalty and without re-examination if either of the following applies:

(a) The license was not renewed because of the licensee's service in the armed forces.

(b) The license was not renewed because the licensee's spouse served in the armed forces and the service resulted in the licensee's absence from this state.

(2) A renewal shall not be granted under paragraph (K)(1) of this rule unless the licensee or the licensee's spouse, whichever is applicable, has presented satisfactory evidence of the service member's discharge under honorable conditions or release under honorable conditions from active duty within six months after the discharge or release.

(3) Each applicant renewing an expired licensed under this rule shall meet the requirements of paragraph (E) and (F) of rule 4753-3-10 of the Administrative Code.

(L) Continuing education.

(1) In accordance with section 5903.12 of the Revised Code, the provisions of this paragraph apply to a licensee who is a member, veteran, or the spouse or surviving spouse of a member or veteran of the armed forces of the United States, who has served on active duty for a period in excess of thirty-one days.

(2) A licensee who meets the provisions contained in paragraph (K)(1) of this rule may submit a statement and supporting documentation to the board requesting an extension of the current continuing education reporting period in accordance with paragraph (A)(9) of rule 4753-4-01 of the Administrative Code.

(M) An active duty member or veteran who does not directly meet the requirements of section 4753.06 of the Revised Code may submit documentation, evidence, statement or endorsement that may be available or produced for the board's consideration.

(N) In the course of processing and considering an application for licensure pursuant to section 4753.06, 4753.071, 4753.072, or 4753.073 of the Revised Code, the board shall consider military education, training, and experience elements that may assist an applicant in qualifying for licensure to the extent that the board is authorized to do so by statute, rule, or executive directive.

Last updated June 27, 2021 at 11:13 PM

History

  • Effective: June 26, 2021
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-07

(A) The purpose of the professional experience is to provide the opportunity for successful transition in status from student to independent professional by:

(1) Developing commitment to quality speech, language, and hearing services;

(2) Integrating and applying knowledge and skills gained in academic training;

(3) Refining clinical skills;

(4) Evaluating the conditional licensee's own professional skills; and

(5) Developing a commitment to continuing education and professional growth.

(B) Conditional license for professional experience

(1) The purpose of a conditional license is to permit an individual to practice speech-language pathology or audiology while completing the supervised professional experience as required by division (D) of section 4753.06 of the Revised Code.

(2) A person performing speech-language pathology or audiology services in pursuit of the required supervised professional experience, as prescribed in section 4753.06 of the Revised Code, and as described in this rule must hold conditional licensure as prescribed in section 4753.071 of the Revised Code.

(3) A person holding a conditional license is authorized to practice speech-language pathology or audiology while working under an approved professional experience plan and the supervision of a person fully licensed by the board in the area in which licensure is sought and in accordance with Chapter 4753. of the Revised Code.

(a) An applicant shall not practice speech-language pathology or audiology until the conditional license has been granted.

(b) When an applicant starts employment prior to receiving the conditional license, responsibilities shall be limited to orientation, observation, and review of paperwork.

(c) The holder of a conditional license shall not provide clinical supervision for student clinical experience, professional experience, or any other intern, aide or practitioner.

(4) Requirements for conditional licensure

(a) A conditional license shall be granted only to individuals who have made application for licensure pursuant to section 4753.06 of the Revised Code.

(b) No person shall be eligible for a conditional license unless he/she has met the following requirements of section 4753.06 of the Revised Code except for the supervised professional experience:

(i) Educational requirements;

(ii) Clinical experience requirements;

(iii) Received an examination score of one hundred sixty-two or above on the "Praxis Speech-Language Pathology: 5331" test or a score of one hundred sixty-two or above on the "Praxis Audiology: 5343" test or a score of one hundred seventy or above on the "Praxis Audiology: 5342" test administered by the "Educational Testing Service" of Princeton, New Jersey;

(iv) Submitted an application for conditional license to the board including a plan for the content of the supervised professional experience on a form prescribed by the board;

(v) Obtained appropriate signatures; and

(vi) Paid to the board the appropriate application and licensure fees.

(5) Expiration of the conditional license

(a) The length of the professional experience is determined by the professional experience year plan.

(b) The professional experience year report and supervision log must be submitted to the board within thirty days of completion of the professional experience.

(c) When the supervised professional experience has been successfully completed prior to the expiration of the conditional license:

(i) Applicant may continue to work under the conditional license and according to the plan.

(ii) The "Supervised Professional Experience Report" and "Supervision Contacts Log" shall be received within at least five business days of the next executive director review. The executive director will review licensees for approval on the first and fifteenth of each month. If the first or the fifteenth is a day the office is not open for business because of a holiday or weekend, the review will occur on the next day the office is open for business.

(d) When the supervised professional experience is not completed and the applicant applies for a second conditional license prior to the expiration of the conditional license the applicant may continue to work according to the approved plan.

(e) When the supervised professional experience is not completed and the applicant has not applied for a second conditional license prior to the expiration of the conditional license:

(i) The applicant shall discontinue providing services.

(ii) The applicant shall apply for a second conditional license.

(iii) When the second conditional license is granted the applicant may resume working according to the approved plan.

(6) Second conditional license.

(a) Upon expiration of a conditional license, the board may in its discretion grant a second conditional license for good cause shown and fix the term of the second conditional license for eighteen months.

(b) The board shall determine whether good cause for a second conditional license has been shown by evaluation of both of the following factors:

(i) The progress made toward completing the "Supervised Professional Experience", including the applicant's efforts to obtain employment, if applicable, and

(ii) The length of time needed to complete the supervised professional experience.

(c) A second conditional license shall be granted only to individuals who have filed an application and paid the appropriate fee.

(C) Requirements for professional experience

(1) Definition of professional experience

(a) Pursuant to section 4753.06 of the Revised Code, hours of professional experience are defined as those hours of contact with persons served, consultations, record keeping, clinical conferences, in-service training, or any other relevant duties in a paid professional setting in which bona fide clinical work has been accomplished in the major professional area, speech-language pathology or audiology, in which licensure is being sought.

(b) Full time experience consists of a minimum of thirty hours of professional experience per week, for a minimum of thirty-six weeks. Part time experience consists of a minimum of fifteen hours of professional experience per week for a minimum of seventy-two weeks.

(c) Time spent in academic teaching, research or management that does not deal directly with treatment programs of person(s) served will not be counted a professional experience for licensure.

(2) Work settings for professional experience

(a) Professional experience for licensure may be obtained in a variety of diverse employment settings providing services for persons with speech, language, and hearing disorders.

(b) An employment setting shall be appropriate for the professional experience of the particular program or program component is designed to evaluate, habilitate or rehabilitate the communicative functioning of persons with speech, language, hearing, and vestibular disorders.

(c) Evaluation and treatment programs including, but not limited to, schools, clinics, hospitals, community agencies, home health care, nursing homes, and private practice are appropriate professional experience settings.

(d) Programs which provide primarily screening services shall not be accepted.

(3) Professional experience performed in Ohio

(a) Professional experience accomplished in the state of Ohio shall be acceptable for licensure only when done under the supervision of an individual, who during the professional experience, was licensed by the speech and hearing professionals board in the area in which licensure is sought and shall have twenty-four months of full time clinical experience as a licensed speech-language pathologist or audiologist or the equivalent of qualifications set forth in paragraph (D) of this rule.

(b) Applicants for Ohio licensure who received the "American Speech and Hearing Association" certificate of clinical competence or licensure in another state based upon professional experience accomplished in Ohio, in violation of Ohio law and rules, shall not be licensed by waiver.

(c) Professional experience accomplished in the state of Ohio prior to September 1, 1979 shall be acceptable for licensure only when done under the supervision of a person who during the experience met the academic, clinical practicum, experience, and examination requirements as described in rule 4753-3-04 of the Administrative Code, or the equivalent as determined by the board; or who during the professional experience was licensed in any state in the professional area in which licensure is sought; or who during the professional experience was certified by the "American Speech and Hearing Association" in the professional area in which licensure is sought.

(4) Professional experience performed outside of Ohio

Professional experience, when completed outside the state of Ohio, shall be acceptable for licensure only when done under the supervision of a person who during the professional experience, was licensed in the state in the professional area in which licensure is sought; or in states without licensure who during the professional experience was certified by the "American Board of Audiology" or the "American Speech and Hearing Association" in the professional area in which licensure is sought.

(5) Requirements for the professional experience shall be deemed to be met when the applicant is certified by the "American Board of Audiology" except when the professional experience obtained in Ohio was in violation of Ohio laws and rules. This does not limit or prohibit licensure by waiver based on certification by "The American Speech and Hearing Association" as listed in paragraph (C)(3)(b) of this rule.

(6) The supervised professional experience requirements are deemed to be met when an applicant has graduated from a four year post graduate doctor of audiology program from a college or university accredited as set forth in rule 4753-3-04 of the Administrative Code and the university chairperson provides a letter to the board attesting that the following requirements have been met;

(a) The fourth year of the program is predominately a clinical externship.

(b) Prior to beginning the fourth year externship the applicant shall have met the following requirements of section 4753.06 of the Revised Code except for the supervised professional experience:

(i) Educational requirements.

(ii) Clinical experience requirements.

(iii) Received a passing score on the "Praxis Series II Test in Audiology" administered by the "Educational Testing Service" of Princeton, New Jersey.

(c) The fourth year externship shall:

(i) Meet the supervision requirements of rule 4753-3-07 of the Administrative Code,

(ii) Full time experience consists of a minimum of thirty hours of professional experience per week, for a minimum of thirty-six weeks. Part time experience consists of a minimum of fifteen hours of professional experience, for a minimum of seventy-two weeks.

(D) Supervisor qualifications and responsibilities

(1) In order to supervise professional experience, a supervisor shall:

(a) Hold a current Ohio license in the same area as the conditional license applicant or licensee.

(b) Have twenty-four months of full time clinical experience as a licensed speech-language pathologist or audiologist or the equivalent within the last sixty months under a valid license or certification by the "American Board of Audiology" or the "American-Speech and Hearing Association."

(2) The supervisor shall agree to supervise the practice of speech-language pathology or audiology experience of the applicant according to a plan approved by the board.

(3) The supervisor of professional experience shall complete the supervisor's portion of the "Supervised Professional Experience Plan," "Supervised Professional Experience Report," and "Supervision Contacts Log" as required by this rule.

(4) The supervisor shall retain copies of all professional experience supervision documents.

(5) No supervisor of persons completing professional experience may concurrently supervise more than four supervisees unless approved by the board.

(6) The board, for purposes of licensure, recognizes only professional experience that has met the supervision requirements of this rule.

(E) Professional experience plan

(1) Pursuant to section 4753.071 of the Revised Code, an applicant for a conditional license shall include a plan for professional experience.

(2) Granting of the conditional license shall be based upon approval of the plan for professional experience.

(3) A completed plan shall be submitted on a form prescribed by the board.

(4) The board may approve a plan indicating that an applicant is seeking employment.

(a) Time spent seeking employment shall not be credited toward professional experience requirements for licensure.

(b) Upon employment, a new plan shall be submitted within thirty days.

(c) A new plan shall be submitted for changes in employment and supervision within thirty days of a change. When a plan is not submitted within thirty days, it will be considered late and the experience shall be adjusted to extend the plan by the number of days the plan was late.

(d) An amended plan shall be submitted for changes in supervision or in the start or end date of an approved plan within thirty calendar days of the change.

(e) Failure to submit the plan or amended plan or failure to practice according to the plan shall be considered practice without a license and, therefore, cause for suspension, probation, or revocation of the conditional license according to Chapter 119. of the Revised Code.

(F) Supervision of professional experience

(1) Professional experience shall entail the direct involvement of the supervisor in any and all ways, which may include telepractice that will permit the supervisor to monitor, improve, provide feedback, and evaluate the applicant's performance in professional employment.

(2) When onsite supervision occurs via telepractice applications, supervision shall occur using real time, synchronous, encrypted videoconferencing and shall meet the supervision requirements as specified in this rule.

(3) Asynchronous, recorded therapy sessions submitted for later review shall not meet the requirements for onsite supervision but may suffice as "Other Supervisory Activity" as outlined in the supervision log.

(4) Mentoring paradigm

(a) The supervisor's role throughout the professional experience year shall be viewed as that of a mentor. This mentoring paradigm shall include a schedule of regular monthly communication around mutually developed goals including professional, educational and personal objectives.

(b) Mentoring activities shall include, but are not limited to:

(i) Orienting the conditional licensee to employment site and professional job responsibilities;

(ii) Providing support to the conditional licensee;

(iii) Being available to answer questions; and

(iv) Providing feedback/evaluation to the conditional licensee and about clinical competencies.

(5) Supervision requirements

(a) Supervision of the professional experience shall include:

(i) Eighteen on-site conferences with the conditional licensee and the supervisor of the professional experience with at least six of the on-site conferences during each third of the professional experience.

(ii) A monthly evaluation conference which may be in conjunction with one of the on-site conferences.

(b) Supervisory activities may include, but are not limited to:

(i) Conferring with the applicant concerning clinical treatment strategies;

(ii) Monitoring changes in communication behaviors of person(s) served;

(iii) Evaluating the applicant's clinical records, including: diagnostic reports, treatment records, correspondence, plans of treatment; and summaries of clinical conferences.

(iv) Monitoring the applicant's participation in case conferences;

(v) Evaluating the applicant's performance by professional colleagues and employers;

(vi) Evaluating the applicant's work by person(s) served and their parents; and

(vii) Monitoring the applicant's contributions to professional meetings and publications, as well as participation in professional growth opportunities.

(6) Conferences

(a) The supervisor shall share and discuss their evaluation with the conditional licensee in a monthly supervision conference.

(b) The supervision conference shall include:

(i) Providing detailed feedback to the conditional licensee regarding their clinical performance; and

(ii) Summarizing for the conditional licensee a list of clinical strengths and goals on the "Supervision Contacts Log."

(c) On completion of the professional experience, a conference shall be held to provide the conditional licensee the opportunity to read and discuss with the supervisor the final "Supervised Professional Experience Report."

(d) When the conditional licensee has not made satisfactory progress, the supervisor shall counsel the applicant verbally and document on the "Supervision Contacts Log."

(G) Supervised professional experience report and supervision contacts log

(1) Upon completion of the professional experience year or when there is a change in the professional experience year plan, the conditional licensee shall submit a "Supervised Professional Experience Report" and a "Supervision Contacts Log" of the supervisory contacts that occurred during the experience to the board within thirty calendar days.

(2) After submission of the "Supervised Professional Experience Report" and "Supervision Contacts Log," the conditional licensee shall abide by the requirements for conditional licensure until full licensure is granted.

(3) Completion of professional experience

(a) The "Supervised Professional Experience Report" and "Supervision Contacts Log" are due within thirty days of completion of the professional experience.

(b) The "Supervised Professional Experience Report" and "Supervision Contacts Log" shall be submitted on forms prescribed by the board.

(c) If no report and log are submitted, the conditional licensee's application remains open until expiration of the conditional license.

(d) If the conditional licensee discontinues pursuit of Ohio licensure, written notice by either the supervisor or the conditional licensee may be submitted in lieu of the report and log.

(e) Unsuccessful completion of the professional experience shall result in extending the supervised professional experience or repeating the entire supervised professional experience.

(4) Partial completion of professional experience

(a) Interim completion of professional experience means supervised professional experience that is completed prior to meeting requirements as set forth in paragraph (C)(1)(b) of this rule.

(b) The "Supervised Professional Experience Report" and "Supervision Contacts Log" are due within thirty days of completion of the partial professional experience.

(c) If no "Supervised Professional Experience Report" and "Supervision Contacts Log" are submitted, the conditional licensee's application remains open until expiration of the conditional license.

(d) If the conditional licensee discontinues pursuit of Ohio licensure, written notice by either the supervisor or the conditional licensee may be submitted in lieu of the report and log.

(5) Non-approval of the supervised professional experience.

(a) When the supervisor does not approve the professional experience, the supervisor shall:

(i) Indicate the disapproval on the "Supervision Contacts Log" and sign the "Supervised Professional Experience Report."

(ii) Submit the "Supervision Contacts Log" and the "Supervised Professional Experience Report."

(b) The applicant may request that the board accept this experience toward the requirements for licensure by submitting a letter of explanation ad supporting documentation.

(c) The board may share this information with the applicant and supervisor.

(d) The board shall review the "Supervised Professional Experience Report," documentation, and the "Supervision Contacts Log" to determine if approval of the supervised professional experience shall be granted.

(e) When the board rejects the experience, the applicant shall be offered the opportunity for a hearing according to Chapter 119. of the Revised Code.

(H) Reimbursement for services

A person holding a conditional license may perform services for which reimbursement will be sought under the medicare program established under Title XVIII of the "Social Security Act" but all requests for reimbursement for such services shall be submitted by the person who supervises the person performing the services.

Last updated December 7, 2021 at 8:14 AM

History

  • Effective: December 1, 2020
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-3-10

(A) All persons who are duly licensed by this board shall be considered to be actively practicing the profession of speech-language pathology or audiology, regardless of work setting. Persons who are exempted from licensure, pursuant to section 4753.12 of the Revised Code, are not required to be licensed by this board. However, if such persons voluntarily choose to be licensed by this board, such license shall be controlled by the rules of this board.

All persons licensed by this board, including those licensed by waiver pursuant to division (D) of section 4753.08 of the Revised Code, shall meet all requirements for license renewal in accordance with agency 4753 of the Administrative Code.

(B) Failure to biennially renew a license shall cause such licensure to expire as of the second December thirty-first of the biennium such failure occurred. Pursuant to section 4753.09 of the Revised Code, the board may renew the license of a person who applies to renew the license within one year after such expiration. If the application for renewal is made after one year, the person shall apply for licensure as provided in section 4753.06 or division (B) or (C) of section 4753.08 of the Revised Code. Any practice after expiration of the license is a violation of section 4753.02 of the Revised Code and shall be reported to the employer of the applicant when applicable.

(C) License renewal:

(1) Not less than thirty days prior to the deadline for licensure renewal all licensees shall be notified by the board office of the requirement to renew the license and submit the necessary fee and renewal application attesting to completion of continuing education hours within the two year renewal period.

(2) All licensees shall submit to the board a renewal application attesting to completion of the required continuing education hours within the two year renewal period.

(3) All legal requirements must be fulfilled before the license is renewed. Those requirements are the completion of the required hours of continuing education, attesting that the licensee has completed all required hours of continuing education by the end of the renewal period, completion of the application, and payment of all fees, including any late fees incurred.

(4) Licensees who submit the renewal application, attesting to continuing education or fee after the deadline shall be assigned a late fee.

(5) Continuing education hours submitted for late renewal shall not be used again for the next renewal.

(6) Upon completion of the requirements for renewal of the license, all licensees shall receive the renewal certificate.

(D) Late renewal

Failure to complete legal requirements for renewal after December thirty-first of the renewal year shall result in the expiration of the license after that date. Renewal applications must be postmarked or electronically registered no later than December thirty-first of the renewal year. A renewal application received after December thirty-first of the renewal year shall be a late renewal and incur the late fee specified in rule 4753-5-01 of the Administrative Code.

(E) Expired license:

(1) A speech-language pathologist or audiologist may apply for renewal of an expired license if the license has been expired for one year or less. The board shall issue the license if the speech-language pathologist or audiologist:

(a) Submits to the board a completed application;

(b) Submits to the board an attestation of completing continuing education hours required for the two-year period immediately preceding the year of the application for renewal; and

(c) Pays to the board the renewal and late fees set by the board.

(2) The board shall not renew the license of a speech-language pathologist or audiologist who fails to apply for renewal of the license within one year after the license expires. A speech-language pathologist or audiologist whose license has been expired for more than one year may become licensed if he/she:

(a) Presents proof of a current certificate of clinical competence in speech-language pathology or audiology that is in good standing and received from the "American Speech-Language-Hearing Association" in the area in which licensure is sought and/or proof of a current certificate in audiology from the "American Board of Audiology" stating "Board Certified in Audiology"; or

(b) Presents proof of current certification or licensure in good standing in the area in which licensure is sought in a state that has standards at least equal to the standards for licensure that are in effect in this state at the time the applicant applies for the license; or

(c) Submits to the board documentation of completion of continuing education hours required of a licensee during the period prior to expiration of the license and for each renewal period of expiration, or forty hours within the two years prior to the application or as approved by the board; and

(d) Pays to the board the application fee set by the board.

(F) Applicants who have not engaged in the practice of speech-language pathology or audiology for more than five years prior to the date the individual applies to the board for relicensure may be subject to additional requirements outlined by the board and could include assigned hours of continuing education on specific topics. The board shall require additional continuing education and other activities, which may include, but are not limited to:

(1) Competency based performance appraisals;

(2) Mentorship;

(3) Additional continuing education, which may include, but is not limited to, topics covering:

(a) Anatomy and physiology of the speech and hearing mechanisms.

(b) Hearing disorders.

(c) Diagnostics.

(d) Electrophysiology including auditory and vestibular measures.

(e) Specialty assessment such as APD and AR.

(f) Pediatrics.

(g) Geriatrics.

(h) Treatment including such topics as hearing aid theory, hearing aid assessment, hearing aid fitting, hearing aid technologies, product training, cochlear implants, vestibular rehab, aural rehabilitation and counseling.

(i) Ethics, HIPAA, and record keeping.

(4) Extended coursework; and

(5) Professional development plan.

Last updated March 25, 2022 at 8:33 AM

History

  • Effective: March 25, 2022
  • Promulgated Under: 119.03
Ohio Adm.Code 4753-4-01

(A) A licensee shall earn twenty continuing education hours within the two-year licensure period immediately preceding the licensee's renewal application.

(1) One continuing education hour is equivalent to one clock hour of continuing education. Only actual hours of education activity shall be counted. Lunches, breaks and other interruptions of the education program shall not count toward the required hours.

(2) Ten continuing education hours shall be acquired in the area of licensure. For a speech-language pathology license the ten hours shall be specific to the clinical practice of speech-language pathology; for an audiology license the ten hours shall be specific to the clinical practice of audiology. Ten continuing education hours may be acquired in areas related to speech-language pathology or audiology or both, including practice management, supervision, ethics, and one hour of which may be proof of completion of a board approved training program on human trafficking.

(3) An individual licensed as both an audiologist and speech-language pathologist shall earn twenty continuing education hours for each license within the two-year period immediately preceding the licensee's renewal applications. Ten continuing education hours shall be acquired in each area of licensure. The ten continuing education hours shall be specific to the clinical practice of speech-language pathology and the other ten continuing education hours shall be specific to the clinical practice of audiology. Appropriate continuing education hours may be acquired in areas related to speech-language pathology or audiology or both, including practice management, supervision, ethics, and one hour of which may be proof of completion of a board approved training program on human trafficking and may be used for both licenses.

(4) At least two continuing education hours shall relate to ethics.

(5) Continuing education hours may not be carried over from one practice biennium to the next and may not be used for more than one biennium or relicensure.

(6) A licensee is not required to obtain continuing education for the first renewal.

(7) An individual who previously held an Ohio license in either speech-language pathology or audiology must as part of an application for relicensure submit documentation of completing the continuing education hours required, or as approved by the board.

(8) If the licensee presents evidence that failure to obtain the required continuing education hours was due to personal illness, military service or other circumstances beyond the licensee's control, the board may grant an extension of time to obtain the required continuing education hours.

(9) Any extension of time to complete the continuing education requirements will be granted solely at the discretion of the board. If the board grants an extension of time to obtain the required continuing education hours, the board may require the licensee to obtain, as additional continuing education hours, not more than twice the number of missing hours in order to renew the license.

(10) The licensee shall provide full and complete written documentation of the grounds supporting the reasons for which an extension is sought. A licensee who requests an extension of time to complete the required hours of continuing education shall not engage in active practice of speech-language pathology and/or audiology until the board grants the licensee's request for extension and the licensee receives express written authorization to do so.

(a) Military service extensions may be granted only to a licensee who was absent from the united states for at least a majority of the reporting period due to his/her military service commitment under combat circumstances or pursuant to a state of national emergency. At a minimum, the licensee must submit written documentation from the appropriate military authorities verifying the licensee's military service commitment and the periods during which the commitment was being fulfilled under a combat or national emergency status; the number of hours earned during the reporting period and a plan for completing the balance of the required continuing education.

(b) Illness extensions may be granted only to a licensee who has suffered a personal illness or personal disability of a nature as to prevent him/her from engaging in the active practice of speech-language pathology and/or audiology for at least a majority of the reporting period. At a minimum, the licensee shall provide the board with written documentation from the licensee's treating physician stating the nature of the illness or disability, the period of the illness or disability, any limitations on the licensee's activities which resulted from the illness or disability; and a statement from the licensee reporting the number of hours earned in the reporting period and a plan for completing the balance of the required continuing education.

(11) The board may reduce the continuing education requirements for an individual under extenuating circumstances.

(B) Continuing education programs:

Continuing education hours may be earned in the following continuing education experiences:

(1) Academic coursework, including distance learning, in areas of speech-language pathology or audiology, or both, or related disciplines, taken through accredited colleges or universities;

(2) Lectures and scheduled courses or workshops at local, regional, national, or international conferences concerning speech-language pathology or audiology, or both;

(3) Presentation or attendance at lectures, workshops, or in-service programs; or

(4) Other professional activities such as books, papers, publications, or audiovisual materials.

(5) Independent study activities.

(a) Continuing education hours may be earned through independent study activities including:

(i) Professional journals which include post-tests to document completion;

(ii) Audio or video tapes of programs approved as a continuing education experience under this paragraph with a post-test;

(iii) Internet programs approved as a continuing education experience under this paragraph with a post-test; or

(iv) Other independent study activities approved by the board.

(b) The licensee shall complete the post-test successfully for continuing education hours to be granted.

(c) If proof of passing the post-test is obtained, there is no limit on the number of credit hours that may be earned through independent study activities.

(d) A maximum of ten hours of the required twenty hours of continuing education may be obtained from internet programs approved as a continuing education experience under this section without a post-test. A maximum of twenty hours of continuing education may be obtained from internet programs approved as a continuing education experience under this section without a post-test for an individual licensed as both a speech-language pathologist and audiologist.

(6) Any activity approved for continuing education hours in related disciplines by any licensure board of the state of Ohio or any other state;

(7) Any activity approved for continuing education in related disciplines by any department or agency of the state of Ohio or any other state, including any activity approved for continuing education hours by a local professional development committee for renewal of a teaching certificate/license issued by the state's department of education to practice speech-language pathology or audiology;

(8) Any activity, including distance learning or independent or self-directed study, approved for continuing education credit by an authorized provider of the "International Association of Continuing Education and Training"; "American Academy of Audiology"; or the "American Speech-Language-Hearing Association" or

(9) The equivalent as determined by the board.

(10) In accordance with division (B) of section 4745.04 of the Revised Code, up to one-third of the biennial continuing education requirements may be completed by providing volunteer services to indigent and uninsured persons. To qualify under this rule, volunteer services shall:

(a) Be provided at a free clinic or other non-profit organization that offers health care services based on eligibility screenings identifying the client as an "indigent and uninsured person" as that term is defined in division (A)(7) of section 2305.234 of the Revised Code;

(b) Be documented in writing in the form of a certificate or a written statement on letterhead from an administrative official at the organization where services were rendered, specifying at a minimum the license holder's name, license number, date(s) of qualifying volunteer services, and number of hours of services.

(c) Not be credited for license holders in a paid position at the organization at which the services are rendered;

(d) Be provided without receiving any compensation or other form of remuneration;

(e) Be specific to the licensee's area of license, such as specific to the clinical practice speech-language pathology or audiology;

(f) Be credited as one hour of continuing education for each sixty minutes spent providing services as a volunteer, not to exceed six hours of the total biennial continuing education requirement; and

(g) Not count toward the requirements of paragraph (A)(4) of this rule to complete two hours of continuing education related to ethics.

(C) Documentation of continuing education hours:

(1) Documentation shall be written verification of successful completion by the applicant or licensee from a board approved continuing education registry or the provider of the continuing education hours.

(2) Documentation shall include the name of the continuing education provider, date, subject, number of clock hours, and attendance of the licensee.

(3) Continuing education and documentation may be provided by the following:

(a) Accredited colleges and universities;

(b) Any licensure board of the state of Ohio or any other state or any continuing education provider approved by any licensure board of the state of Ohio or any other state in related disciplines;

(c) Any department or agency of the state of Ohio or any other state including local professional development committees for the Ohio department of education;

(d) The "American Speech-Language-Hearing Association" or the "American Academy of Audiology";

(e) Any continuing education provider approved for continuing education in related disciplines by an authorized "International Association of Continuing Education and Training" provider; "American Academy of Audiology" approved continuing education provider, or "American Speech-Language-Hearing Association" approved continuing education provider.

(f) Any continuing education presenter for paragraphs (C)(3)(a) to (C)(3)(d) of this rule; and

(g) The equivalent as determined by the board.

(4) Licensees shall provide any and all additional information the board may request to substantiate the continuing education.

(5) Licensees shall retain documentation of continuing education hours for inspection by the board for four years after the date of renewal.

(D) Continuing education audit:

(1) The board may audit the continuing education of any licensee.

(2) Licensees to be audited shall receive notification of audit from the board. The licensee being audited shall submit to the board documentation of continuing education hours as defined by paragraph (C) of this rule.

(3) The board may disapprove continuing education hours and shall notify the licensee of this action according to the provisions of Chapter 119. of the Revised Code.

(4) The failure to comply with an audit notification may, for purposes of disciplinary action pursuant to section 4753.10 of the Revised Code, be considered to be unprofessional conduct in the practice of speech-language pathology or audiology and/or misrepresentation in obtaining or attempting to obtain a license.

(5) The board may disapprove continuing education hours for renewal, relicensure, audit, or ethical practice and shall notify the applicant or licensee of this action according to the provisions of Chapter 119. of the Revised Code.

(6) Submission of false statement or documentation of continuing education shall result in reprimand, probation, suspension, revocation, or refusal to issue or renew a license according to the provisions of Chapter 119. of the Revised Code.

(7) Failure to meet continuing education requirements or failure to substantiate continuing education hours upon request of the board shall result in reprimand, probation, suspension, revocation, or refusal to issue or renew a license according to the provisions of Chapter 119. of the Revised Code.

(8) If a licensee submits the renewal form after the expiration date, the board shall assess a late fee and may audit the licensee.

(E) Continuing education audit procedures:

(1) At each renewal period, the board shall audit up to ten per cent of the renewal applications in each area of licensure.

(2) The board members shall be audited for the required continuing education hours.

(3) The board shall send notification of audit to licensees to be audited.

(4) The licensee being audited shall submit to the board a report of the continuing education hours required for renewal along with the appropriate documentation.

Last updated January 5, 2026 at 8:43 AM

History

  • Effective: January 5, 2026
  • Promulgated Under: 119.03

Chapter 4753-13 Safe Haven Program

Ohio Adm.Code 4753-13-01 Impaired practitioner rules and safe haven program.

(A) Definitions

(1) "Licensee" or "registrant" applies to the following license types:

(a) Audiologists;

(b) Audiology aides;

(c) Speech-language pathologists;

(d) Speech-language pathology aides;

(e) Speech-language pathology conditional license.

(2) "Board" means the Ohio speech and hearing professionals board.

(B) For purposes of the rule, an individual licensee or registrant who accepts the privilege of engaging in practice in this state is subject to the supervision by the board. By the act of filing an application for licensure or being licensed by or registered with the board, the individual has given consent to submit to a mental or physical examination, at the individual's expense when ordered to do so by the board in writing, and to have waived all objections to the admissibility of testimony or examination of reports that constitute privileged communications.

(C) ) If the board receives information by the filing of a complaint with the board office or upon its own information that a licensee or registrant's ability to practice has fallen below the acceptable and prevailing standards of care because of habitual or excessive use or abuse of drugs or alcohol or other substances, or other health-related condition, the board may order the licensee or registrant to submit to a mental or physical examination at the licensee or registrant's expense conducted by a designee of the board for the purpose of determining if there is an impairment that is posing a threat to the licensee or registrant's well-being or the treatment of a client or patient whom the licensee or registrant serves.

(D) Failure of the individual licensee or registrant to submit to a mental or physical examination ordered by the board constitutes an admission of the allegations against the individual licensee or registrant unless the failure is due to circumstances beyond the individual's control.

(E) If the board determines that the individual's ability to practice is impaired the following actions may be taken:

(1) The board shall suspend or place restrictions on the individual's license or registration to practice;

(2) Deny the individual's application for licensure or registration and require the individual to submit to treatment; or

(3) Other requirements as a condition for initial, continued, reinstated or renewed licensure or registration to practice.

(F) The board at its discretion may:

(1) Contract with providers of impaired treatment programs;

(2) Receive and evaluate reports of suspected impairment from any source;

(3) Intervene in cases of verified impairment;

(4) Monitor treatment and rehabilitation of the impairment;

(5) Provide post-treatment monitoring and support;

(6) Provide other functions as necessary to carry out the provisions of this rule;

(7) Make amendments, if necessary, to the treatment program's findings.

(G) The board-approved treatment program shall:

(1) Receive relevant information from the board office and other sources regarding the potential impairment;

(2) Report in a timely fashion any impaired licensee:

(a) Who refuses to cooperate with an evaluation;

(b) Who refuses to submit to treatment/rehabilitation;

(c) Whose impairment is not substantially alleviated through treatment;

(d) Who in the opinion of the evaluators is unable to practice with reasonable skill and safety;

(3) Provide confidentiality of non-public information of the review process;

(4) Provide an initial report of the nature, severity, and progress of the impairment;

(5) Provide periodic reports, at a rate determined by the board concerning the licensee's progress;

(6) Provide a final report including the treatment outcome and a finding as to the licensee's fitness to practice;

(7) Follow any requirements outlined in a formal agreement the licensee, registrant or applicant for licensure has entered into with the board.

(H) Pursuant to division (A) of section 4753.05 of the Revised Code, as part of the board's impairment or diversion program, the board hereby establishes a confidential, non-disciplinary program for the evaluation and treatment of eligible practitioners who need assistance with a potential or existing impairment due to abuse of/or dependency on alcohol or other substances or other health-related conditions. This program shall be known as the board's safe haven program.

(1) The board shall contract with one entity, hereafter referred to as the monitoring organization, to conduct the safe haven program. The monitoring organization shall determine the eligibility for participation in the safe haven program and provide associated services to eligible practitioners.

(2) Eligible practitioners shall include licensees and registrants of the board as well as applicants who have applied for a license or registration from the board.

(3) Services provided by the monitoring organization include but are not limited to the following:

(a) Screening and/or evaluation for possible impairment due to abuse of or dependency on alcohol or other drugs or other health-related conditions;

(b) Referral to treatment providers approved by the monitoring organization for the purpose of evaluating and/or treating impairment;

(c) Establishment of individualized monitoring criteria for a duration determined by the monitoring organization to ensure the continuing care and recovery from impairment;

(d) Case management.

(4) The monitoring organization that contracts with the board to conduct the safe haven program may receive referrals from any of the following:

(a) Applicants, licensees or regulated persons;

(b) Other individuals;

(c) Employers;

(d) Professional societies and associations;

(e) Health care personnel and treatment providers;

(f) Other entities and organizations;

(g) The board.

(5) To participate in the safe haven program, an eligible practitioner must enter into an agreement with the monitoring organization to seek assistance for a potential or existing impairment due to abuse of or dependency on alcohol or other drugs or other health related conditions. The agreement may specify but is not limited to the following:

(a) Treatment and therapy plan;

(b) Support group participation;

(c) Case management;

(d) Duration of monitoring. Relapses and other failures to comply with the terms of the agreement may result in a longer period of monitoring. As appropriate, an addendum to the agreement may be initiated by the monitoring organization;

(e) Random toxicology testing;

(f) Releases for seeking information or records related to the practitioner's impairment, including but not limited to family, peers, health care personnel, employers, and treatment providers;

(g) Grounds for dismissal from participation in the safe haven program for failure to comply with program requirements;

(h) Any required fees associated with participation in the safe have program, including but not limited to fees for toxicology testing.

(6) The board shall not institute disciplinary action based on impairment against a safe haven program participant so long as the participant enters into an agreement with the monitoring organization and complies with the same. The presence of impairment shall not excuse acts or preclude investigation or disciplinary action against a participant for other violations of this chapter or Chapter 4744. or 4753. of the Revised Code.

(7) The monitoring organization shall report to the board for further investigation and/or action any participant who is unwilling or unable to complete or comply with any part of the safe haven program, including evaluation, treatment, or monitoring.

(8) All information received and maintained by the monitoring organization shall be held in confidence subject to section 2317.02 of the Revised Code and in accordance with federal law.

Last updated May 1, 2025 at 2:16 PM

History

  • Effective: May 1, 2025
  • Promulgated Under: 119.03

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