Charles Morse Barker, Iii v. Joshua L. Gottlieb;

NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
CHARLES MORSE BARKER, III,
Plaintiff-Appellant,
and
DOES, 1-10,
Plaintiff,
v.
JOSHUA L. GOTTLIEB; et al.,
Defendants-Appellees,
and
ROES 1-25,
Defendant.
No. 15-15260
D.C. No. 1:13-cv-00236-LEK-
BMK
MEMORANDUM*
Appeal from the United States District Court
for the District of Hawaii
Leslie E. Kobayashi, District Judge, Presiding
Submitted August 9, 2017**
* This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
** The panel unanimously concludes this case is suitable for decision
FILED
AUG 14 2017
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS

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Before: SCHROEDER, TASHIMA, and M. SMITH, Circuit Judges.
Charles Morse Barker, III, appeals pro se from the district court’s judgment
dismissing his action alleging federal and state law claims arising out of the
purchase and development of real estate. We have jurisdiction under 28 U.S.C.
§ 1291. We review de novo a dismissal under Fed. R. Civ. P. 12(b)(6). Hebbe v.
Pliler, 627 F.3d 338, 341 (9th Cir. 2010). We affirm.
The district court properly dismissed Barker’s claim for violation of federal
securities laws because Barker failed to allege facts sufficient to show that
defendants offered or sold the securities in question to him. See id. at 341-42
(although pro se pleadings are to be liberally construed, a plaintiff must present
factual allegations sufficient to state a plausible claim for relief).
The district court properly dismissed Barker’s state law claims because
Barker failed to allege facts sufficient to state a plausible claim for relief, including
that Barker personally suffered harm as a result of defendants’ conduct. See id.;
Hanabusa v. Lingle, 198 P.3d 604, 610 (Haw. 2008) (setting forth standing
requirements under Hawaii law); Chambrella v. Rutledge, 740 P.2d 1008, 1013-14
(Haw. 1987) (“Where the basis of the action is a wrong to the corporation, redress
without oral argument. See Fed. R. App. P. 34(a)(2).

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must be sought in a derivative action.”) (citation and internal quotation marks
omitted)).
The district court did not abuse its discretion in dismissing Barker’s new
claims in the third amended complaint, added in violation of the district court’s
order and after the deadline set forth in the pretrial scheduling order, because
Barker failed to demonstrate good cause. See Johnson v. Mammoth Recreations,
Inc., 975 F.2d 604, 607-10 (9th Cir. 1992) (setting forth standard of review and
“good cause” requirement to modify a scheduling order). Because the district
court indicated that the dismissal of the new claims was not a ruling on the merits,
we treat the dismissal of these claims as being without leave to amend, but without
prejudice to bringing these claims in a new action.
The district court did not abuse its discretion in denying Barker’s motions
for reconsideration because Barker failed to establish any basis for relief. See Sch.
Dist. No. 1J, Multnomah Cty., Or. v. ACandS, Inc., 5 F.3d 1255, 1262-63 (9th Cir.
1993) (setting forth standard of review and grounds for reconsideration).
We reject as without merit Barker’s contentions that the district court erred
in not allowing discovery to proceed, and failing to sanction defendants or
intervene in the property transaction.

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We do not consider matters not specifically and distinctly raised and argued
in the opening brief, or arguments and allegations raised for the first time on
appeal. See Padgett v. Wright, 587 F.3d 983, 985 n.2 (9th Cir. 2009).
AFFIRMED.

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