2020000951•EEOC Appeal 2020000951
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Shae M.,1 Complainant, v. Steven T. Mnuchin, Secretary, Department of the Treasury (Internal Revenue Service), Agency. Appeal No. 2020000951 Hearing No. 410-2019-00069X Agency No. IRS-18-0016-F DECISION Complainant filed a timely appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s September 30, 2019, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. ISSUE PRESENTED The issue is whether Complainant established that the Agency discriminated against her based on her disability when it denied her three requests for advanced sick leave. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2020000951 2 BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Correspondence Examination Technician at the Agency’s Wage and Investment, Return Integrity and Compliances Services Examination Department in Doraville, Georgia. On June 15, 2017, Complainant suffered a fall while at work and injured her shoulders, left knee, back, and hands. Report of Investigation (ROI) at 68. Complainant filed a claim with the Department of Labor’s Office of Workers’ Compensation Program (OWCP). On July 18, 2017, Complainant was informed of the deficiencies of her OWCP claim and was given an opportunity to submit additional information. On August 22, 2017, Complainant’s OWCP claim was denied because she only provided a brief statement and additional explanations and clarifications were needed regarding how the injury occurred; specifically, Complainant did not respond to a factual questionnaire, dated July 18, 2017. ROI at 258-63. On August 11, 2017, Complainant submitted a request for 120 hours of advanced sick leave for August 1, 2017, through August 18, 2017. The Acting Department Manager (ADM) disapproved the request because Complainant’s OWCP claim was still pending, due to insufficient medical documentation. ADM noted that Complainant had been paid through August 2, 2017, and ADM approved leave without pay (LWOP) for August 3-18, 2017. ROI at 175. On September 1, 2017, Complainant emailed ADM to request advanced sick leave for August 1, 2017, to September 6, 2017. On September 6, 2017, ADM denied Complainant’s request due to insufficient medical documentation. On October 6, 2017, ADM denied another request for advanced sick leave due to insufficient medical documentation. ROI at 183-4,191.2 On December 27, 2017, Complainant filed an EEO complaint alleging that the Agency discriminated against her based on her disability (physical) when it denied her three requests for advanced sick leave on August 14, 2017, September 6, 2017, and October 3, 2017. The Agency accepted this claim for investigation. However, the Agency dismissed Complainant’s claims that she was discriminated against when her workers’ compensation claim was denied because management submitted false information to the Department of Labor; and when she was harassed for attending Employee Assistance Program services and using leave pursuant to the Family and Medical Leave Act for failure to state a claim. The Agency determined that the claim regarding the denial of her OWCP claim was a collateral attack on the workers’ compensation process. The Agency also determined that Complainant failed to adduce any facts that could support a cognizable claim of harassment. ROI at 39-43. At the conclusion of the investigation, the Agency provided Complainant with a copy of the ROI and notice of her right to request a hearing before an EEOC Administrative Judge (AJ). 2 We note that the copies of Complainant’s requests are not completely legible, but the portions of the documents showing ADM’s denials are visible.
2020000951 3 Complainant requested a hearing, but the AJ dismissed the hearing request due to Complainant’s failure to comply with his order to file a pre-hearing statement, without showing good cause for her failure.3 The AJ remanded the complaint to the Agency, which issued a final decision pursuant to 29 C.F.R. § 1614.110(b). As an initial matter, the Agency affirmed the procedural dismissal of Complainant’s claims related to the denial of her workers’ compensation claim and allegation of harassment.4 The Agency assumed a prima facie case of disability discrimination and found that management explained that employees need to provide sufficient medical documentation to support a request for advanced sick leave, and that Complainant did not provide adequate medical documentation until December 2012. The Agency then found that Complainant did not disprove the legitimate, nondiscriminatory reasons. The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. Complainant filed the instant appeal and submitted a statement in support of her appeal. The Agency opposed Complainant’s appeal. CONTENTIONS ON APPEAL Complainant’s contentions Complainant argues that the Agency failed to engage in an interactive process for her known disability. Complainant asserts that the Agency did not follow its own rules and regulations to grant her paid leave, and that it did not prove that her medical documentation was insufficient. Complainant states that her managers made “misrepresented statements,” and that she provided the requested medical documentation. Complainant asserts that she was retaliated against when she was informed that the Agency was preparing her removal from federal service. Complainant also states that she was charged with absence without leave (AWOL) and issued a reprimand. With Complainant’s appeal, she submitted documentation related to the discipline and an undated medical statement. 3 We note that the Commission has the discretion to review only those issues specifically raised in an appeal. See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chap. 9, § IV.A.3 (Aug. 5, 2015). On appeal, Complainant did not challenge the AJ’s decision to dismiss her hearing request; as such, we will not address the matter in the instant decision. 4 Complainant did not contest the Agency’s procedural dismissal of these claims in her appeal; as such, we will not address them in the instant decision.
2020000951 4 Agency’s contentions The Agency asserts that there is no evidence in the record to support Complainant’s claims of discrimination. The Agency states that Complainant was not denied a reasonable accommodation, and she was provided LWOP. The Agency argues that Complainant’s requests for advanced sick leave were not supported because Complainant only provided a statement from her doctor stating that he “did not recommend [Complainant’s] release back to work.” The Agency states that the documentation was insufficient to establish that Complainant had a disability because it did not describe the nature and severity of Complainant’s impairment, but that the Agency still granted Complainant LWOP. In addition, the Agency notes that the documentation did not provide for an estimated return date, or Complainant’s actual injuries and limitations, for it to consider other accommodations. The Agency argues that an employee is not entitled to advanced sick leave and that it may choose among reasonable accommodations as long as it is effective. The Agency also argues that it articulated legitimate, nondiscriminatory reasons for its actions and Complainant did not show pretext for discrimination. The Agency requests that the Commission affirm its final decision finding no discrimination. ANALYSIS AND FINDINGS Standard of Review As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chap. 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). As an initial matter, we note that Complainant raises new issues on appeal, including a proposed removal, a reprimand, and AWOL charges. However, the Commission has held that it is not appropriate for a complainant to raise new claims for the first time on appeal. See Hubbard v. Dep’t of Homeland Security, EEOC Appeal No. 01A40449 (Apr. 22, 2004). As such, we will not address these new claims in the instant decision. Should she wish to pursue these new claims, Complainant is advised to contact an EEO Counselor to initiate the administrative process. For timeliness purposes, if Complainant’s initial contact would have been timely on the date she filed her appeal (November 2, 2019), then Complainant’s contact will be deemed timely if initiated within ten (10) days of the date she receives this decision.
2020000951 5 We also note that Complainant seems to raise an allegation of a failure to accommodate on appeal. While the Agency did not accept a claim of a failure to accommodate, we find that Complainant’s claim can be construed as an allegation of a failure to accommodate, and that there is sufficient information in the record to make a fair and reasoned determination on this claim. As such, we will address a claim of a failure to accommodate below. Reasonable Accommodation In order to establish that Complainant was denied a reasonable accommodation, Complainant must show that: (1) she is an individual with a disability; (2) she is a qualified individual with a disability; and (3) the Agency failed to provide a reasonable accommodation. See EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship Under the Americans with Disabilities Act, EEOC Notice No. 915.002 (Oct. 17, 2002) (Enforcement Guidance). “The term ‘qualified,’ with respect to an individual with a disability, means that the individual satisfies the requisite skill, experience, education and other job-related requirements of the employment position such individual holds or desires and, with or without reasonable accommodation, can perform the essential functions of such position.” 29 C.F.R. § 1630.2(m). An agency is required to make reasonable accommodation to the known physical and mental limitations of a qualified individual with a disability unless the Agency can show that accommodation would cause an undue hardship. See 29 C.F.R. §§ 1630.2(o), (p). Assuming, for the purpose of analysis and without so finding, that Complainant is a qualified individual with a disability, we find that the Agency did not fail to accommodate Complainant because it granted LWOP as an accommodation. The Commission has found that providing LWOP, instead of advanced sick leave, is not a failure to accommodate because an agency is not obligated to provide a complainant with paid leave beyond that which is provided to similarly situated employees. See Bettyann B. v. Dep’t of the Veterans Affairs, EEOC Appeal No. 2019002998 (Aug. 18, 2020); Joseph v. Dep’t of Def., EEOC Appeal No. 0120060710 (Mar. 7, 2007), citing the Enforcement Guidance. Complainant alleges that the Agency failed to engage in the interactive process. After receiving a request for reasonable accommodation, “it may be necessary for the [agency] to initiate an informal, interactive process with the individual with a disability . . . [to] identify the precise limitations resulting from the disability and potential reasonable accommodations that could overcome those limitations.” 29 C.F.R. § 1630.2(o)(3); see also Enforcement Guidance at Question 5. However, the Commission has recognized that an agency’s failure to engage in the interactive process does not, in itself, constitute a violation of the Rehabilitation Act. See Pitts v. U.S. Postal Serv., EEOC Appeal No. 0120130039 (Mar. 13. 2013) (citing Doe v. Social Sec. Admin. Appeal No. 01A14791 (Feb. 21, 2003)). Liability depends on a finding that, had a good faith interactive process occurred, the parties could have found a reasonable accommodation. Id. Accordingly, the fact that the Agency failed to properly engage in the interactive process, does not, by itself, demand a finding that Complainant was denied a reasonable accommodation.
2020000951 6 Rather, to establish a denial of a reasonable accommodation, Complainant must establish that the failure to engage in the interactive process resulted in the Agency’s failure to provide a reasonable accommodation. Id. In this case, we find that Complainant did not show that any purported failure to engage in the interactive process resulted in a failure to accommodate because the Agency granted Complainant an accommodation of LWOP. In addition, we note that the Rehabilitation Act provides that qualified individuals with a disability be granted an effective reasonable accommodation, but it does not entitle them to the accommodation of their choice. See Castaneda v. U.S. Postal Serv., EEOC Appeal No. 01931005 (Feb. 17, 1994); see also Enforcement Guidance at Question 9. While Complainant preferred advanced sick leave as an accommodation, we note that she did not argue that LWOP was an ineffective accommodation. As such, we find that Complainant did not show that the Agency violated the Rehabilitation Act because it granted her LWOP as an accommodation. Disparate Treatment Generally, claims of disparate treatment are examined under the analysis first enunciated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Hochstadt v. Worcester Found. for Experimental Biology, Inc., 425 F. Supp. 318, 324 (D. Mass.), aff’d, 545 F.2d 222 (1st Cir. 1976). For Complainant to prevail, she must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. Furnco Constr. Corp. v. Waters, 438 U.S. 567 (1978); McDonnell Douglas, 411 U.S. at 802 n.13. Once Complainant has established a prima facie case, the burden then shifts to the Agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). If the Agency is successful, the burden reverts back to Complainant to demonstrate by a preponderance of the evidence that the Agency’s reason(s) for its action was a pretext for discrimination. At all times, Complainant retains the burden of persuasion, and it is her obligation to show by a preponderance of the evidence that the Agency acted on the basis of a prohibited reason. St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502 (1993); U.S. Postal Service v. Aikens, 460 U.S. 711, 715-716 (1983). Assuming, arguendo, that Complainant established a prima facie case of disability discrimination, we find that the Agency proffered legitimate, nondiscrimatory reasons for its actions. ADM stated that Complainant’s requests for advanced sick leave were denied due to insufficient medical documentation. ROI at 170. We find that Complainant has not shown that the proffered reason was pretext for discrimination. Pretext can be demonstrated by showing such weaknesses, inconsistencies, or contradictions in the Agency’s proffered legitimate reasons for its action that a reasonable fact finder could rationally find them unworthy of credence. See Opare-Addo v. U.S. Postal Serv., EEOC Appeal No. 0120060802 (Nov. 20, 2007) (finding that the agency’s explanations were confusing, contradictory, and lacking credibility, which were then successfully rebutted by the complainant), request for recon. denied, EEOC Request No. 0520080211 (May 30, 2008).
2020000951 7 On appeal, Complainant argues that the Agency did not follow its own rules and regulations to grant her paid leave. However, Complainant did not specify how that Agency failed to follow its rules and regulations, and we note that the record includes the Agency’s policy on Advanced Sick Leave, which states that employees’ requests must be supported by medical documentation. ROI at 331. Complainant also argues that her managers made “misrepresented statements,” and that she provided the requested medical documentation. However, Complainant simply disagrees with the Agency’s determination that she did not provide adequate medical documentation, and she did not provide any evidence showing that her managers made statements that are not worthy of belief. As such, we find that Complainant did not establish that the Agency discriminated against her based on her disability when it denied her three requests for advanced sick leave. CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we AFFIRM the Agency’s final decision finding that Complainant did not establish that the Agency discriminated against her based on her disability when it denied her three requests for advanced sick leave. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0620) The Commission may, in its discretion, reconsider this appellate decision if the complainant or the agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit his or her request for reconsideration, and any statement or brief in support of his or her request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx.
2020000951 8 Alternatively, complainant can submit his or her request and arguments to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, complainant’s request to reconsider shall be deemed timely filed if OFO receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless complainant files his or her request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests.
2020000951 9 Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations November 16, 2020 Date
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