1:18-cv-00290•Waite v. Barnard et al
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UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE Richard A. Waite v. Civil No. 18-cv-290-JL Thomas Barnard, Christine C. List, and the New Hampshire Appellate Defender Program REPORT AND RECOMMENDATION Before the court is plaintiff Richard A. Waite’s complaint (Doc. No. 1) asserting claims against the New Hampshire Appellate Defender Program (“NHADP”) and NHADP Attorneys Thomas Barnard and Christine List. The matter is here for preliminary review pursuant to 28 U.S.C. § 1915A and LR 4.3(d)(1). Preliminary Review Standard The court conducts a preliminary review of prisoner complaints filed in forma pauperis. See 28 U.S.C. §§ 1915(e)(2), 1915A; LR 4.3(d)(1);. In conducting its preliminary review, the court construes pro se complaints liberally. See Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam). Stripped of legal conclusions, and with all reasonable inferences construed in plaintiff’s favor, the complaint must contain “sufficient factual matter, accepted as true, to ‘state a claim to relief.’” See Ashcroft v. Iqbal, 556 U.S. 662, 678 Case 1:18-cv-00290-JL Document 5 Filed 05/10/18 Page 1 of 4
(2009) (citation omitted). Claims may be dismissed if, among other things, the complaint fails to state a claim upon which relief may be granted. See 28 U.S.C. §§ 1915(e)(2), 1915A(b)(1); LR 4.3(d)(1)(A). Background Waite asserts here that the representation he received from the NHADP and Attorneys List and Barnard in his unsuccessful appeal of his state criminal conviction, see State v. Waite, No. 2016-0233 (N.H. Mar. 8, 2018), violated his Sixth Amendment right to the effective assistance of appellate counsel. Waite asserts that the defendants’ representation of him was affected by a conflict of interest which he did not waive. Discussion I. Non-State Actors Waite asserts a claim for damages, construed by this court as intending to be asserted under 42 U.S.C. § 1983. Section 1983 authorizes claims for relief filed by plaintiffs asserting that a defendant acting under color of state law violated their federal rights. Waite points to no other federal law that provides a cause of action for his claims. In general, a “public defender does not act under color of state law when performing a lawyer’s traditional functions as 2 Case 1:18-cv-00290-JL Document 5 Filed 05/10/18 Page 2 of 4
counsel to a defendant in a criminal proceeding.” Polk Cnty. v. Dodson, 454 U.S. 312, 325 (1981). A public defender can be held to have engaged in state action for purposes of § 1983 only under limited circumstances, none of which are present here. See Georgia v. McCollum, 505 U.S. 42, 54 (1992) (describing circumstances under which public defender could be deemed to be state actor for purposes of § 1983). By the same token, the representation provided by the NHAPD defendants at issue here cannot be deemed to have been provided under color of state law. See Rodriguez v. Weprin, 116 F.3d 62, 65-66 (2d Cir. 1997) (court-appointed appellate attorneys are not subject to suit under 42 U.S.C. § 1983 for performing lawyer’s traditional functions of representing criminal defendant). Therefore, Waite’s claims against the NHAPD and the NHAPD defendants should be dismissed. II. Heck Doctrine Under Heck v. Humphrey, 512 U.S. 477 (1994), federal courts must dismiss claims asserted under 42 U.S.C. § 1983, if a favorable judgment would necessarily imply the invalidity of that person’s conviction or sentence, unless the conviction or sentence has been previously reversed, expunged, or otherwise declared invalid. Id. at 487. The Heck rule provides a separate basis for dismissing this action, as Waite’s claims of violations of his Sixth Amendment rights, if successful, would 3 Case 1:18-cv-00290-JL Document 5 Filed 05/10/18 Page 3 of 4
necessarily imply the invalidity of his state conviction, which has not previously been invalidated. Therefore, Waite’s claims are barred by Heck. Conclusion For the foregoing reasons, this action should be dismissed. Any objections to this Report and Recommendation must be filed within fourteen days of receipt of this notice. See Fed. R. Civ. P. 72(b)(2). The fourteen day period may be extended upon motion. Failure to file objections within the specified time waives the right to appeal the district court’s order. See Santos-Santos v. Torres-Centeno, 842 F.3d 163, 168 (1st Cir. 2016). __________________________ Andrea K. Johnstone United States Magistrate Judge May 10, 2018 cc: Richard A. Waite, pro se 4 Case 1:18-cv-00290-JL Document 5 Filed 05/10/18 Page 4 of 4
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