CourtListener 10847349•Marks v. State
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Electronically Filed
Intermediate Court of Appeals
CAAP-XX-XXXXXXX
23-APR-2026
08:00 AM
Dkt. 126 SO
NO. CAAP-XX-XXXXXXX
IN THE INTERMEDIATE COURT OF APPEALS
OF THE STATE OF HAWAI#I
DONALD B. MARKS, Petitioner-Appellant, v.
STATE OF HAWAI#I, Respondent-Appellee
APPEAL FROM THE CIRCUIT COURT OF THE FIRST CIRCUIT
(CASE NO. 1CPN-XX-XXXXXXX)
SUMMARY DISPOSITION ORDER
(By: Nakasone, Chief Judge, Leonard and Hiraoka, JJ.)
Donald B. Marks, representing himself, appeals from the
Findings of Fact, Conclusions of Law and Order Denying Petition
to Vacate, Set Aside, or Correct Judgment or to Release
Petitioner from Custody entered by the Circuit Court of the First
Circuit.1 We affirm in part, vacate in part, and remand for
further proceedings.
Marks was indicted for second degree murder in 2002.
On May 19, 2004, he pleaded no contest. The State moved for an
extended term of imprisonment. The trial court granted the
motion and, on November 8, 2004, sentenced Marks to life in
prison without possibility of parole. Marks did not appeal his
conviction or sentence. Marks v. State, No. CAAP–11–0000034,
2012 WL 1509235, at *1 (Haw. App. April 30, 2012) (SDO)
(Marks I), cert. rejected, No. SCWC-XX-XXXXXXX, 2012 WL 3129027
(Haw. Aug. 1, 2012).
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The Honorable Trish K. Morikawa presided.
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Marks filed his first Hawai#i Rules of Penal Procedure
(HRPP) Rule 40 petition in 2005. The circuit court denied the
petition. Marks appealed. We dismissed the appeal after Marks
didn't file an opening brief. Marks I, 2012 WL 1509235, at *1.
Marks filed a second HRPP Rule 40 petition in 2009.
The circuit court denied the petition. Marks appealed. We
affirmed. Marks I, 2012 WL 1509235, at *3. The supreme court
rejected Marks's application for certiorari.
In 2014 Marks moved to withdraw his no-contest plea,
and for correction of illegal sentence. Marks v. State,
SCAP-XX-XXXXXXX, 2018 WL 3153759, at *2 (Haw. June 28, 2018)
(SDO) (Marks II). The circuit court treated both motions as non-
conforming HRPP Rule 40 petitions; we will call them Marks's
third HRPP Rule 40 petition. The court denied both motions.
Marks appealed. The supreme court held that Marks's motion to
withdraw no contest plea was raised and ruled on in a prior HRPP
Rule 40 petition. Id.
But the supreme court held that Marks's extended term
sentence was imposed in an illegal manner because a judge, not a
jury, had determined that the extended term sentence was
necessary to protect the public, contrary to the holding in
Flubacher v. State, 142 Hawai#i 109, 118-19, 414 P.3d 161, 170-71
(2018). Marks II, 2018 WL 3153759, at *3. The case was remanded
to the trial court on that issue only.
On remand, the trial court appointed Nelson Goo to
represent Marks on October 25, 2019. On November 22, 2019,
despite having counsel, Marks self-filed a First Supplement to
Defendant's Motion to Withdraw No Contest Plea.
Marks and Goo both signed a Notice of Withdrawal of
Motions to Withdraw No Contest Plea and for an Order Prohibiting
Enhanced/Extended Term of Imprisonment, filed on February 19,
2020. The trial court entered a Judgment of Conviction and
Sentence on February 19, 2020. Marks was sentenced to life with
possibility of parole, with credit for time served.
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On November 28, 2020, the Hawaii Paroling Authority
(HPA) set Marks's minimum term for 40 years. HPA identified the
significant factors determining the level of punishment as:
(1) Nature of Offense (The offense was against a person and
the offender displayed a callous and/or cruel disregard for
the safety and welfare of others, as follows: The offender
is responsible for the murder of the victim and severing the
victim's head and both arms); (2) Criminal History (The
person has served a prior prison term (one year or longer)
for a felony level conviction, and the instant offense is
for murder).
Marks filed his fourth HRPP Rule 40 petition — the
subject of this appeal — on January 11, 2021. He filed an
addendum on January 26, 2021. He moved several times to include
additional grounds to his petition, all of which the Circuit
Court accepted. He ultimately asserted twenty-four grounds for
relief. The Circuit Court denied the petition without a hearing.
The Order Denying Petition was entered on December 4, 2023. This
appeal followed.
HRPP Rule 40(f) provides:
If a petition alleges facts that if proven would entitle the
petitioner to relief, the court shall grant a hearing which
may extend only to the issues raised in the petition or
answer. However, the court may deny a hearing if the
petitioner's claim is patently frivolous and is without
trace of support either in the record or from other evidence
submitted by the petitioner.
We review the denial of an HRPP Rule 40 petition
without a hearing de novo under the right/wrong standard. Maddox
v. State, 141 Hawai#i 196, 202, 407 P.3d 152, 158 (2017).
Marks's opening brief does not comply with Hawai#i
Rules of Appellate Procedure (HRAP) Rule 28(a) or (b). To
promote access to justice, we will not automatically foreclose
him from appellate review. Erum v. Llego, 147 Hawai#i 368,
380-81, 465 P.3d 815, 827-28 (2020). We address what we discern
to be his arguments. But we disregard the attachments to his
briefs that contain argument or matters not in the record on
appeal. See HRAP Rule 28(b)(10) ("Anything that is not part of
the record shall not be appended to the brief, except as provided
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in this Rule."); cf. Ala Moana Boat Owners' Ass'n v. State, 50
Haw. 156, 157, 434 P.2d 516, 518 (1967) (stating that former
appellate rule precludes use of appendices to briefs "purely for
purposes of argument").
(1) Ground One argued that Goo was ineffective because
he didn't file an appeal from Marks's 2020 sentence for life with
possibility of parole. Marks claimed to have sent a letter to
Goo, dated February 24, 2020, asking to appeal his sentence. The
letter stated:
The "First Supplement to Defendant's Motion to
Withdraw No Contest Plea," filed on November 22, 2019, was
not part of my plea agreement with the State of Hawai'i. I
only agreed to withdraw my original motion to withdraw no
contest plea, filed July 1, 2019, and my motion for an order
prohibiting enhanced/extended term of imprisonment, filed
January 29, 2020.
Defense counsel "has a duty to pursue an appeal if a
defendant in a criminal case so chooses even when counsel
believes the appeal is wholly frivolous." Maddox, 141 Hawai#i at
204, 407 P.3d at 160.
But to show he was entitled to an HRPP Rule 40 hearing
based on ineffective assistance of counsel, Marks "must also
allege facts demonstrating that the omission resulted in either
the withdrawal or substantial impairment of a potentially
meritorious defense." Id. at 205, 407 P.3d at 161 (cleaned up).
Marks's self-filed First Supplement included his
declaration. It stated: "This First Supplement supplements
Defendant's pro se Motion To Withdraw Nocontest [sic] Plea
Pursuant to Rule 32(d) of the Hawai'i Rules of Penal Procedure,
of which was duly filed on July 1, 2019" (emphasis added). Thus,
when Marks signed the February 19, 2020 Notice of Withdrawal of
Motions to Withdraw No Contest Plea and for an Order Prohibiting
Enhanced/Extended Term of Imprisonment, he also withdrew his
First Supplement.
Even if it hadn't been withdrawn, the First Supplement
argued only that Marks "did not voluntarily or knowingly waive
his right to a jury trial." But when Marks signed his No Contest
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Plea, he knowingly and voluntarily waived his right to any trial
at all. He acknowledged:
5. I know I have the right to plead not guilty and have a
speedy and public trial by jury or by the court. I
know in a trial the government is required to prove my
guilt beyond a reasonable doubt. I know I can see,
hear and question witnesses who testify against me,
and that I can call my own witnesses to testify for me
at trial. I understand I have the right to take the
stand to testify and I have the right not to testify
at trial. I know by pleading I give up the right to
file any pre-trial motions, and I give up the right to
a trial and may be found guilty and sentenced without
a trial of any kind. I also give up the right to
appeal anything that has happened in this case to
date.
. . . .
7. [XX] I plead no contest because, after discussing all
the evidence and receiving advice on the law
from my lawyer, I do not want to contest the
charge(s) against me.
. . . .
11. I am signing this Guilty/No Contest Plea form after I
have gone over all of it with my lawyer. I know I
will not be permitted to withdraw my plea. I am
signing this form in the presence of my lawyer. I
have no complaints about my lawyer an [sic] I am
satisfied with what he/she has done for me.
(Emphasis added.)
The transcript of Marks's May 19, 2004 change-of-plea
hearing shows that Marks's defense counsel at the time had moved
to withdraw because "Mr. Marks, as I indicated in my declaration,
he has informed me that he does not want to proceed to trial,
despite what I believe to be a very viable defense to the
charges." Marks then had this exchange with the trial court:
THE COURT: . . . Just to confirm, Mr. Marks, you've
seen the motion or had a chance to discuss with Mr. Breiner
who's requesting to withdraw?
THE DEFENDANT: Yes, Your Honor.
THE COURT: And you've been able to discuss with him
matters in terms of his representation of you?
THE DEFENDANT: His representation has been more than
effective. I have no complaints about that.
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The trial court denied the motion to withdraw. The
court then engaged Marks in a colloquy. Marks acknowledged his
signature on the Change of Plea. This exchange then took place:
Q. Mr. Marks, do you understand that you have an
absolute right to have a trial before a judge or a jury on
this charge?
A. Absolutely.
Q. You have a right to have the State prove each
and every one of these elements beyond a reasonable doubt?
They must prove the charge against you beyond a reasonable
doubt?
A. Yes, I'm aware of that.
Q. Do you understand that you have a right of
confrontation, that you have a right to see and hear the
witnesses testify against you, and to have you or your
attorney cross-examine those witnesses or ask those
witnesses questions?
A. I'm aware of that.
Q. Do you also understand that you have a right of
compulsory process, that you have a right to have witnesses
come in to testify on your behalf?
A. Yes, I do.
Q. Do you also understand that you have a right to
testify on your own behalf and or you have a right to remain
silent?
A. Yes, I do.
Q. And do you understand that you have a right to
have a trial no matter how strong the evidence is against
you?
A. Yes, Your Honor, I understand that.
Q. Do you understand that by entering a plea of no
contest, you are waving or giving up all of these rights?
A. Yes, Your Honor. I'm knowingly waving those
rights at this time.
Q. Do you -- you have entered a plea previously of
not guilty. Do you understand that you have a right to
plead not guilty and to proceed to trial on this charge?
A. I'm aware of that, Your Honor.
. . . .
Q. Do you also understand that if this case went to
trial and there was an appropriate rational basis in the
evidence, that there would be an option of a lesser included
offense of manslaughter in this case that would be submitted
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to the jury for their consideration; which carries with it a
sentence of 20 years in prison rather life in prison with
the possibility of parole, which is Murder in the Second
Degree?
A. I'm aware of that.
Q. And you understand by pleading, you're giving up
that possibility that you may be -- the jury may be
presented with manslaughter as a possible verdict and you
would not give up that option?
A. I'm aware of that.
Q. Mr. Marks, do you also understand that you have
a right to have a speedy and public trial and if you plead
today, you're giving up that right?
A. Yes, Your Honor. I'm aware of all these things.
Q. Do you understand that if you plead no contest
and the Court accepts your plea, the Court is going to find
you guilty of Murder in the Second Degree and sentence you
without a trial?
A. Yes, I'm aware of that, Your Honor.
Q. Do you understand that you cannot change your
mind later and ask for a trial if you do not like the
sentence that you receive from this Court?
A. Absolutely, Your Honor.
Q. Is there a plea agreement in this case,
Mr. Marks? Is there any agreement between you and the State
as to what your sentence will be in this case?
A. We have no plea agreement, Your Honor.
Q. Mr. Marks, has anyone made any promises to you
that you will get something in return for entering this
plea? Has anyone made any threats to you or has anyone put
any pressure on you to plead no contest to this charge?
A. No.
Q. Have you discussed what a trial would be like in
this case and have you gone over the evidence against you in
this case with your attorney?
A. Yes.
Q. Have you discussed the police reports,
witnesses, other evidence that may be admitted?
A. Yeah.
Q. Have you discussed possible defenses to this
charge with your attorney?
A. Yeah.
Q. Have you discussed your plea with your attorney?
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A. Yes.
Q. Are you satisfied with your attorney's advice to
you?
A. Yes, more than satisfied.
Q. Have you completely understood the proceedings
this morning?
A. Fully.
Q. Do you have any questions?
A. None.
On this record, we conclude Marks has not demonstrated
that Goo's alleged failure to follow Marks's request to appeal
his February 19, 2020 sentence "resulted in either the withdrawal
or substantial impairment of a potentially meritorious defense."
Maddox, 141 Hawai#i at 205, 407 P.3d at 161.
Marks did not directly appeal his original sentence.
He did not raise the jury trial waiver issue in his first,
second, or third HRPP Rule 40 petitions. In Marks's appeal from
the denial of his third petition (which resulted from his motion
to withdraw his no contest plea), the supreme court held that
Marks's motion to withdraw his no contest plea was raised and
ruled upon in a prior HRPP Rule 40 petition. Marks II, 2018 WL
3153759, at *2. We conclude the issue is waived, and Marks did
not rebut the presumption that his failure to raise it earlier
was a knowing and understanding failure. HRPP Rule 40(a)(3).
Ground One was patently frivolous and without trace of
support in the record. The Circuit Court was right to deny it
without a hearing.
(2) Ground Two argued that Marks "did not voluntarily,
knowingly, or intelligently waive his right to a jury trial"
because of "mental disorders" that the trial court "ignored in
her colloquy with Marks."
During the May 19, 2004 change-of-plea hearing Marks
was asked if his mind was clear. He answered, "Crystal clear,
Your Honor."
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Marks moved for a mental examination on June 1, 2004.
The trial court denied the motion "because there is no rational
basis to appoint examiners to determine if [Marks] is fit to
proceed." Marks did not appeal. He did not raise the issue by
direct appeal or in his previous HRPP Rule 40 petitions. We
conclude the issue is waived, and Marks did not rebut the
presumption that his failure to raise it earlier was a knowing
and understanding failure.
The Circuit Court was right to deny Ground Two without
a hearing.
(3) Ground Three argued that HPA didn't conduct
Marks's Hawaii Revised Statutes (HRS) § 706-669 minimum term
hearing within the statutory deadline. "When a[n HPA] hearing is
merely delayed, it is unclear what purpose a remedy could serve
where a proper hearing is eventually held and no prejudice
results." Coulter v. State, 116 Hawai#i 181, 186, 172 P.3d 493,
498 (2007) (discussing Monalim v. State, 89 Hawai#i 474, 974 P.2d
1064 (App. 1998)). Marks argues HPA's delay deprived it of
jurisdiction to set his minimum term, but that would mean he'd
never become eligible to seek parole. He does not otherwise
argue he was prejudiced by the delay. Ground Three was patently
frivolous and without trace of support in the record. The
Circuit Court was right to deny it without a hearing.
(4) Ground Four argued that HRS §§ 706-656 and -669
are "overly broad and unconstitutionally vague in their omission
to define what would qualify or be within the scope of a 'minimum
length of imprisonment' that 'shall' be determined, or to provide
standards to govern the actions of the HPA in the setting of the
minimum term[.]"
HRS § 706-656(2) (2014) requires that HPA determine the
minimum length of imprisonment for those convicted of second
degree murder and sentenced to life with possibility of parole.
HRS § 706-669(8) (2014) requires that HPA "establish guidelines
for the uniform determination of minimum sentences which shall
take into account both the nature and degree of the offense of
the prisoner and the prisoner's criminal history and character."
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Hawaii Administrative Rules (HAR) § 23-700-23
establishes factors the HPA must consider in fixing a minimum
term. HAR § 23-700-24 lists mitigating factors, and HAR
§ 23-700-25 lists aggravating factors. HAR §§ 23-700-26 through
-29 establish procedures and guidelines for reducing minimum
terms. The HPA's order appropriately identified factors from HAR
§§ 23-700-23 and -25 it considered in determining Marks's minimum
term.
Ground Four was patently frivolous and without trace of
support in the record. The Circuit Court was right to deny it
without a hearing.
(5) Ground Five argued that HRS § 706-669(8)
"aggravates penalty for the offense beyond what was solely
authorized by the verdict of the trier of fact alone, and leaving
the guidelines procedurally inadequate to provide a uniform
sentence."
Marks appears to argue that the HPA set his minimum
term because he severed his victim's head and arms, even though
he was never charged with abuse of a corpse and the statute of
limitations on that offense had expired. But the HPA can
consider that conduct under HAR §§ 23-700-23 and -25 when setting
a minimum term.
Marks also argues he was treated differently than
others similarly situated, in violation of the guidelines that
require a "uniform" process. He supplemented his petition on
April 12, 2022 to provide examples of other second degree murder
cases. None of the examples were documented with the charging
documents or HPA minimum term orders from the other cases. At
any rate, HRS § 706-669(8) requires HPA to "establish guidelines
for the uniform determination of minimum sentences which shall
take into account both the nature and degree of the offense of
the prisoner and the prisoner's criminal history and character."
The statute does not require that HPA impose identical minimum
terms for all second degree murder convictions. HPA followed HAR
§§ 23-700-23 and -25 when setting Marks's minimum term. Those
were the "guidelines for the uniform determination" of minimum
terms.
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Ground Five was patently frivolous and without trace of
support either in the record or from other evidence submitted to
the Circuit Court. The Circuit Court was right to deny it
without a hearing.
(6) Ground Six argued the "felony sentencing
procedures are unconstitutional violating the seperation [sic] of
powers[.]" The supreme court has rejected this argument. State
v. Bernades, 71 Haw. 485, 490, 795 P.2d 842, 845 (1990). Ground
Six was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(7) Ground Seven argued that "HPA violated [Marks]'s
Due Process by holding Minimum Term Hearing with ONLY two (2)
Members" in violation of HAR § 23-700-2(b). HAR § 23-700-2
provides: "Formal decisions of the Authority shall not be
conclusive and final unless at least two members are in
agreement." See De La Garza v. State, 129 Hawai#i 429, 433 n.10,
302 P.3d 697, 701 n.10 (2013). Two members agreed to Marks's
minimum term. Nothing in HAR § 23-700-2 requires all three
members of the authority to attend a hearing.
Ground Seven argued that Marks was not informed of his
rights under the law, as required by HAR § 23-700-22(d). Those
rights were to consult with counsel to prepare for the hearing,
to be represented by counsel at the hearing, and to have counsel
appointed if the prisoner so requests and cannot afford to retain
counsel. HRS § 706-669(3)(d). Marks consulted with Goo before
his hearing. Goo appeared with Marks during the hearing. The
argument was patently frivolous and without trace of support in
the record.
But Ground Seven also argued that Marks was not
provided with any information HPA considered to set his minimum
term, or "given the opportunity to challenge or to controvert and
argue against any inaccurate information used by the HPA in the
setting of his Minimum Sentence[.]"
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In response, the attorney general argued for the State
that Marks did not
object or ask to continue his minimum hearing because he
allegedly could not consult with his attorney prior or
because he was allegedly not given adverse information
considered by the HPA in setting his minimum term. Nor does
[Marks] identify any alleged adverse information considered
by the HPA in setting his minimum term which he was not
given prior to the hearing, or any alleged inaccurate
information used which he was not able to contest.
The State did not "file with its answer any records
that are material to the questions raised in the petition which
are not included in the petition." HRPP Rule 40(d). The record
does not reflect what information was in HPA's file on Marks or
what information HPA provided to Marks before his hearing. There
was insufficient information in the record for the Circuit Court
to determine whether Marks's claim that HPA failed to provide him
with adverse information was patently frivolous. Kwolek v.
State, No. CAAP-XX-XXXXXXX, 2023 WL 6632841, at *4 (Haw. App.
Oct. 12, 2023) (SDO).
Under these circumstances, we conclude that Ground
Seven presented "a colorable claim for post-conviction relief
such that a Rule 40 hearing was required." Maddox, 141 Hawai#i
at 202, 407 P.3d at 158. The Circuit Court erred by denying
Ground Seven without a hearing to determine whether Marks was
provided with the information in his HPA file and given the
opportunity to challenge or controvert and argue against any
allegedly inaccurate information considered by HPA in setting his
minimum term.
(8) Ground Eight argued that HPA deprived Marks of
constitutional rights without due process by "narrowing" his
"sentencing range." The minimum term set by HPA is not a
sentence. Keawe v. State, 79 Hawai#i 281, 289, 901 P.2d 481, 489
(1995); cf. Williamson v. Hawai#i Paroling Auth., 97 Hawai#i 183,
196, 35 P.3d 210, 223 (2001) (holding that "a prisoner does not
have a statutory right to have his or her minimum term set at a
period shorter than the maximum sentence"). Ground Eight was
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
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(9) Ground Nine argued that HPA's guidelines "impose a
higher sentencing floor than would be given under the statutory
mandatory minimum." The "minimum length of imprisonment" for
defendants sentenced to life imprisonment with possibility of
parole for second degree murder "shall be determined by the
Hawaii paroling authority[.]" HRS § 706-656(2) (2014). There is
no right to a minimum term shorter than the maximum sentence.
Williamson, 97 Hawai#i at 196, 35 P.3d at 223. Ground Nine was
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
(10) Ground Ten argued that HPA violated HRS § 706-609
(2014), which states: "When a conviction or sentence is set aside
on direct or collateral attack, the court shall not impose a new
sentence for the same offense, or for a different offense based
on the same conduct, which is more severe than the prior
sentence." The statute applies to courts, not the HPA. Ground
Ten was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(11) Ground Eleven argued that Goo provided ineffective
assistance during the HPA minimum term hearing by failing to
object to HPA using documents or asking Marks questions about his
cutting off his victim's head and arms.
We review a claim of ineffective assistance of counsel
by looking at whether defense counsel's assistance was within the
range of competence demanded of attorneys in criminal cases.
State v. DeLeon, 131 Hawai#i 463, 478, 319 P.3d 382, 397 (2014).
Here, HPA's inquiry into Marks cutting off his victim's head and
arms was relevant to setting his minimum term under HAR
§§ 23-700-23 and -25. Goo was not ineffective because he didn't
object to HPA's legitimate inquiry.
But Ground Eleven also argued, similar to Ground Seven,
that Marks asked Goo to postpone the hearing until Marks "had a
chance to review all the adverse materials in the HPA's
possession[.]" According to Marks, Goo did not ask for a
continuance or send him "the adverse information held by the
HPA[.]" These allegations presented "a colorable claim for
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post-conviction relief such that a Rule 40 hearing was required"
on Marks's claim of ineffective assistance of counsel. Maddox,
141 Hawai#i at 202, 407 P.3d at 158.
The record does not reflect that Marks served Goo with
a copy of the January 26, 2021 Rule 40 Addendum, as required by
HRPP Rule 40(f) for ineffective assistance of counsel claims.
See Kwolek, 2023 WL 6632841, at *5. If Marks maintains his
ineffective assistance of counsel claim on remand, he must serve
Goo with a copy of the January 26, 2021 Rule 40 Addendum.
(12) Ground Twelve reargued grounds we held above to be
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
(13) Ground Thirteen argued that HRS § 706-669 required
HPA "to obtain Marks's Presentence Investigation Report (PSI)"
from the circuit court adult client services branch. The statute
requires that HPA "obtain a complete report regarding the
prisoner's life before entering the institution and a full report
of the prisoner's progress in the institution. The report shall
be a complete personality evaluation for the purpose of
determining the prisoner's degree of propensity toward criminal
activity." It does not require that HPA request or obtain a PSI.
Ground Thirteen also argued that Goo was ineffective
because he "did not privately confer with or discuss with Marks
his rights at this [minimum term] hearing" and failed to object
when an HPA member questioned Marks about cutting off his
victim's head and arms. The latter argument was discussed in
Ground Eleven; Goo was not ineffective for not objecting to HPA's
legitimate inquiry. The former argument presented "a colorable
claim for post-conviction relief such that a Rule 40 hearing was
required" on Marks's claim of ineffective assistance of counsel.
Maddox, 141 Hawai#i at 202, 407 P.3d at 158.
Again, the record does not reflect that Marks served
Goo with a copy of the February 9, 2021 Motion to Add Additional
Grounds to HRPP Rule 40 Petition for Post-Conviction Relief, as
required by HRPP Rule 40(f). If Marks maintains his ineffective
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assistance of counsel claim on remand, he must also serve Goo
with a copy of the February 9, 2021 motion.
(14) Ground Fourteen argued the HPA minimum term is a
"sentence." It is not. Keawe, 79 Hawai#i at 289, 901 P.2d at
489. Ground Fourteen is patently frivolous and without trace of
support in the record. The Circuit Court was right to deny it
without a hearing.
(15) Ground Fifteen argued that HPA abused its
discretion by considering Marks's cutting off his victim's head
and arms when imposing his minimum term. HPA could consider that
conduct under HAR §§ 23-700-23 and -25. Ground Fifteen was
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
(16) Ground Sixteen argued that HPA imposed a mandatory
minimum sentence in violation of Alleyne v. United States, 570
U.S. 99 (2013). "The requirement in Alleyne, that facts which
increase mandatory minimum sentences be found by a jury beyond a
reasonable doubt, does not apply to HPA minimum term hearings."
Star v. State, No. CAAP-XX-XXXXXXX, 2018 WL 4327325, at *2 (Haw.
App. Sept. 11, 2018) (SDO). Ground Sixteen was patently
frivolous and without trace of support in the record. The
Circuit Court was right to deny it without a hearing.
(17) Ground Seventeen argued that HPA violated State v.
Modica, 58 Haw. 249, 567 P.2d 420 (1977). Modica applies to
sentencing by a trial court; it does not apply to HPA minimum
term determinations. Cf. Williamson, 97 Hawai#i at 196, 35 P.3d
at 223. Ground Seventeen was patently frivolous and without
trace of support in the record. The Circuit Court was right to
deny it without a hearing.
(18) Ground Eighteen argued that the legislature's
delegation of authority to HPA to set minimum terms is
unconstitutional under Alleyne. It was not. Star, 2018 WL
4327325, at *2. Ground Eighteen was patently frivolous and
without trace of support in the record. The Circuit Court was
right to deny it without a hearing.
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(19) Ground Nineteen argued that HPA must orally
pronounce the minimum term before closing the hearing under HRS
§ 706-669. Nothing in HRS § 706-669 requires that HPA announce
its decision during the minimum term hearing. Ground Nineteen
was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(20) Ground Twenty argued that HPA could not consider
Marks's cutting off his victim's head and arms because he was
never charged or convicted of abuse of a corpse under HRS § 711-
1108. HPA can consider that conduct under HAR §§ 23-700-23 and
-25. Ground Twenty was patently frivolous and without trace of
support in the record. The Circuit Court was right to deny it
without a hearing.
(21) Ground Twenty-one argued that the State breached a
"Plea Agreement" by failing to inform HPA it was not to "impose
an extended term of imprisonment, which clearly a 'Level III,'
level of punishment is." The agreement to which Marks referred
was the State's 2020 agreement to withdraw its motion for an
extended term of imprisonment and recommend a sentence of life
with possibility of parole. The State withdrew its motion for
extended term. Marks was resentenced to life with possibility of
parole. HPA could have set Marks's minimum term at life.
Williamson, 97 Hawai#i at 196, 35 P.3d at 223. Ground Twenty-one
was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(22) Ground Twenty-two argued that HPA punished Marks
twice for the same offense. Marks seems to argue that his 2004
judgment of conviction and sentence to life without possibility
of parole mentioned a mandatory minimum of ten years as a repeat
offender, but after he was resentenced in 2020 to life with
possibility of parole, HPA "sentenced" him to a minimum term of
forty years as a repeat offender. That, he argues, was a
multiple punishment for being a repeat offender.
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The 2004 judgment mentioned a mandatory minimum term
because HRS § 706-656 (Supp. 2003) provided:
If the court imposes a sentence of life imprisonment without
possibility of parole pursuant to section 706-657
[("Enhanced sentence for second degree murder")], as part of
that sentence, the court shall order the director of public
safety and the Hawaii paroling authority to prepare an
application for the governor to commute the sentence to life
imprisonment with parole at the end of twenty years of
imprisonment; provided that persons who are repeat offenders
under section 706-606.5 [("Sentencing of repeat offenders")]
shall serve at least the applicable mandatory minimum term
of imprisonment.
The HRS § 706-606.5(1)(a) (Supp. 2003) mandatory
minimum term for a person convicted of second degree murder with
one prior felony conviction was ten years.
The 2020 judgment of conviction resentenced Marks to
life with possibility of parole. No mandatory minimum was stated
because HRS § 706-656(2) (2014) provided, in relevant part:
persons convicted of second degree murder . . . shall be
sentenced to life imprisonment with possibility of parole.
The minimum length of imprisonment shall be determined by
the Hawaii paroling authority; provided that persons who are
repeat offenders under section 706-606.5 shall serve at
least the applicable mandatory minimum term of imprisonment.
(Emphasis added.)
The HRS § 706-606.5(1)(a) (2014) mandatory minimum for
a person convicted of second degree murder with one prior felony
conviction was ten years. HPA ordered a minimum term of forty
years based in part on Marks's history of a felony conviction.
That was not a "sentence." Keawe, 79 Hawai#i at 289, 901 P.2d at
489. HPA could have set Marks's minimum term at life.
Williamson, 97 Hawai#i at 196, 35 P.3d at 223. Ground Twenty-two
was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(23) Ground Twenty-three argued the HPA members lacked
legal qualifications to impose sentence because they don't
"possess a Jurisprudence Law Degree." HPA does not impose
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sentence. Keawe, 79 Hawai#i at 289, 901 P.2d at 489. No law
requires an HPA member to be a lawyer. Ground Twenty-three was
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
(24) Ground Twenty-four argues there is "systemic
racism" and in the HPA that discriminates against Caucasians.
The supreme court has held that HRS § 706-669 affords procedural
protections that are "adequate to safeguard prisoners' rights and
ensure that the HPA does not arbitrarily set minimum sentences."
Williamson, 97 Hawai#i at 194, 35 P.3d at 221. Ground Twenty-
four was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
CONCLUSION
The December 4, 2023 Findings of Fact, Conclusions of
Law and Order Denying Petition to Vacate, Set Aside, or Correct
Judgment or to Release Petitioner from Custody is affirmed as to
the denial without a hearing of Grounds 1-6, 8-10, 12, and 14-24.
We partially vacate the denial without a hearing of Grounds 7,
11, and 13, and remand for a hearing on Marks's contentions that:
(1) he was not provided with the information HPA considered to
set his minimum term, or given the opportunity to challenge
inaccurate information used by the HPA to set his minimum term;
(2) Goo's representation was ineffective because he did not
follow up on Marks's request to postpone the HPA minimum term
hearing or send Marks adverse information in his HPA file; and
(3) Goo's representation was ineffective because he "did not
privately confer with or discuss with Marks his rights at this
[minimum term] hearing."
If Marks maintains his ineffective assistance of
counsel claims on remand, he must serve Goo with his January 26,
2021 Rule 40 Addendum and February 9, 2021 Motion to Add
Additional Grounds to HRPP Rule 40 Petition for Post-Conviction
Relief, as required by HRPP Rule 40(f).
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Marks's March 11, 2024 Motion for Appointment of
Effective Appellate Counsel (JIMS dkt. 24) and March 20, 2025
Motion for Appointment of Effective Appellate Counsel (JIMS
dkt. 91) are denied.
Marks's September 2, 2025 Motion for Order of No Oral
Argument (JIMS dkt. 105) is denied as moot.
DATED: Honolulu, Hawai#i, April 23, 2026.
On the briefs:
/s/ Karen T. Nakasone
Donald B. Marks, Chief Judge
self-represented
Petitioner-Appellant. /s/ Katherine G. Leonard
Associate Judge
Lisa M. Itomura,
Deputy Attorney General, /s/ Keith K. Hiraoka
State of Hawai#i, Associate Judge
for Respondent-Appellee.
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Electronically Filed
Intermediate Court of Appeals
CAAP-XX-XXXXXXX
23-APR-2026
08:00 AM
Dkt. 126 SO
NO. CAAP-XX-XXXXXXX
IN THE INTERMEDIATE COURT OF APPEALS
OF THE STATE OF HAWAI#I
DONALD B. MARKS, Petitioner-Appellant, v.
STATE OF HAWAI#I, Respondent-Appellee
APPEAL FROM THE CIRCUIT COURT OF THE FIRST CIRCUIT
(CASE NO. 1CPN-XX-XXXXXXX)
SUMMARY DISPOSITION ORDER
(By: Nakasone, Chief Judge, Leonard and Hiraoka, JJ.)
Donald B. Marks, representing himself, appeals from the
Findings of Fact, Conclusions of Law and Order Denying Petition
to Vacate, Set Aside, or Correct Judgment or to Release
Petitioner from Custody entered by the Circuit Court of the First
Circuit.1 We affirm in part, vacate in part, and remand for
further proceedings.
Marks was indicted for second degree murder in 2002.
On May 19, 2004, he pleaded no contest. The State moved for an
extended term of imprisonment. The trial court granted the
motion and, on November 8, 2004, sentenced Marks to life in
prison without possibility of parole. Marks did not appeal his
conviction or sentence. Marks v. State, No. CAAP–11–0000034,
2012 WL 1509235, at *1 (Haw. App. April 30, 2012) (SDO)
(Marks I), cert. rejected, No. SCWC-XX-XXXXXXX, 2012 WL 3129027
(Haw. Aug. 1, 2012).
1
The Honorable Trish K. Morikawa presided.
NOT FOR PUBLICATION IN WEST'S HAWAI#I REPORTS AND PACIFIC REPORTER
Marks filed his first Hawai#i Rules of Penal Procedure
(HRPP) Rule 40 petition in 2005. The circuit court denied the
petition. Marks appealed. We dismissed the appeal after Marks
didn't file an opening brief. Marks I, 2012 WL 1509235, at *1.
Marks filed a second HRPP Rule 40 petition in 2009.
The circuit court denied the petition. Marks appealed. We
affirmed. Marks I, 2012 WL 1509235, at *3. The supreme court
rejected Marks's application for certiorari.
In 2014 Marks moved to withdraw his no-contest plea,
and for correction of illegal sentence. Marks v. State,
SCAP-XX-XXXXXXX, 2018 WL 3153759, at *2 (Haw. June 28, 2018)
(SDO) (Marks II). The circuit court treated both motions as non-
conforming HRPP Rule 40 petitions; we will call them Marks's
third HRPP Rule 40 petition. The court denied both motions.
Marks appealed. The supreme court held that Marks's motion to
withdraw no contest plea was raised and ruled on in a prior HRPP
Rule 40 petition. Id.
But the supreme court held that Marks's extended term
sentence was imposed in an illegal manner because a judge, not a
jury, had determined that the extended term sentence was
necessary to protect the public, contrary to the holding in
Flubacher v. State, 142 Hawai#i 109, 118-19, 414 P.3d 161, 170-71
(2018). Marks II, 2018 WL 3153759, at *3. The case was remanded
to the trial court on that issue only.
On remand, the trial court appointed Nelson Goo to
represent Marks on October 25, 2019. On November 22, 2019,
despite having counsel, Marks self-filed a First Supplement to
Defendant's Motion to Withdraw No Contest Plea.
Marks and Goo both signed a Notice of Withdrawal of
Motions to Withdraw No Contest Plea and for an Order Prohibiting
Enhanced/Extended Term of Imprisonment, filed on February 19,
2020. The trial court entered a Judgment of Conviction and
Sentence on February 19, 2020. Marks was sentenced to life with
possibility of parole, with credit for time served.
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On November 28, 2020, the Hawaii Paroling Authority
(HPA) set Marks's minimum term for 40 years. HPA identified the
significant factors determining the level of punishment as:
(1) Nature of Offense (The offense was against a person and
the offender displayed a callous and/or cruel disregard for
the safety and welfare of others, as follows: The offender
is responsible for the murder of the victim and severing the
victim's head and both arms); (2) Criminal History (The
person has served a prior prison term (one year or longer)
for a felony level conviction, and the instant offense is
for murder).
Marks filed his fourth HRPP Rule 40 petition — the
subject of this appeal — on January 11, 2021. He filed an
addendum on January 26, 2021. He moved several times to include
additional grounds to his petition, all of which the Circuit
Court accepted. He ultimately asserted twenty-four grounds for
relief. The Circuit Court denied the petition without a hearing.
The Order Denying Petition was entered on December 4, 2023. This
appeal followed.
HRPP Rule 40(f) provides:
If a petition alleges facts that if proven would entitle the
petitioner to relief, the court shall grant a hearing which
may extend only to the issues raised in the petition or
answer. However, the court may deny a hearing if the
petitioner's claim is patently frivolous and is without
trace of support either in the record or from other evidence
submitted by the petitioner.
We review the denial of an HRPP Rule 40 petition
without a hearing de novo under the right/wrong standard. Maddox
v. State, 141 Hawai#i 196, 202, 407 P.3d 152, 158 (2017).
Marks's opening brief does not comply with Hawai#i
Rules of Appellate Procedure (HRAP) Rule 28(a) or (b). To
promote access to justice, we will not automatically foreclose
him from appellate review. Erum v. Llego, 147 Hawai#i 368,
380-81, 465 P.3d 815, 827-28 (2020). We address what we discern
to be his arguments. But we disregard the attachments to his
briefs that contain argument or matters not in the record on
appeal. See HRAP Rule 28(b)(10) ("Anything that is not part of
the record shall not be appended to the brief, except as provided
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in this Rule."); cf. Ala Moana Boat Owners' Ass'n v. State, 50
Haw. 156, 157, 434 P.2d 516, 518 (1967) (stating that former
appellate rule precludes use of appendices to briefs "purely for
purposes of argument").
(1) Ground One argued that Goo was ineffective because
he didn't file an appeal from Marks's 2020 sentence for life with
possibility of parole. Marks claimed to have sent a letter to
Goo, dated February 24, 2020, asking to appeal his sentence. The
letter stated:
The "First Supplement to Defendant's Motion to
Withdraw No Contest Plea," filed on November 22, 2019, was
not part of my plea agreement with the State of Hawai'i. I
only agreed to withdraw my original motion to withdraw no
contest plea, filed July 1, 2019, and my motion for an order
prohibiting enhanced/extended term of imprisonment, filed
January 29, 2020.
Defense counsel "has a duty to pursue an appeal if a
defendant in a criminal case so chooses even when counsel
believes the appeal is wholly frivolous." Maddox, 141 Hawai#i at
204, 407 P.3d at 160.
But to show he was entitled to an HRPP Rule 40 hearing
based on ineffective assistance of counsel, Marks "must also
allege facts demonstrating that the omission resulted in either
the withdrawal or substantial impairment of a potentially
meritorious defense." Id. at 205, 407 P.3d at 161 (cleaned up).
Marks's self-filed First Supplement included his
declaration. It stated: "This First Supplement supplements
Defendant's pro se Motion To Withdraw Nocontest [sic] Plea
Pursuant to Rule 32(d) of the Hawai'i Rules of Penal Procedure,
of which was duly filed on July 1, 2019" (emphasis added). Thus,
when Marks signed the February 19, 2020 Notice of Withdrawal of
Motions to Withdraw No Contest Plea and for an Order Prohibiting
Enhanced/Extended Term of Imprisonment, he also withdrew his
First Supplement.
Even if it hadn't been withdrawn, the First Supplement
argued only that Marks "did not voluntarily or knowingly waive
his right to a jury trial." But when Marks signed his No Contest
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Plea, he knowingly and voluntarily waived his right to any trial
at all. He acknowledged:
5. I know I have the right to plead not guilty and have a
speedy and public trial by jury or by the court. I
know in a trial the government is required to prove my
guilt beyond a reasonable doubt. I know I can see,
hear and question witnesses who testify against me,
and that I can call my own witnesses to testify for me
at trial. I understand I have the right to take the
stand to testify and I have the right not to testify
at trial. I know by pleading I give up the right to
file any pre-trial motions, and I give up the right to
a trial and may be found guilty and sentenced without
a trial of any kind. I also give up the right to
appeal anything that has happened in this case to
date.
. . . .
7. [XX] I plead no contest because, after discussing all
the evidence and receiving advice on the law
from my lawyer, I do not want to contest the
charge(s) against me.
. . . .
11. I am signing this Guilty/No Contest Plea form after I
have gone over all of it with my lawyer. I know I
will not be permitted to withdraw my plea. I am
signing this form in the presence of my lawyer. I
have no complaints about my lawyer an [sic] I am
satisfied with what he/she has done for me.
(Emphasis added.)
The transcript of Marks's May 19, 2004 change-of-plea
hearing shows that Marks's defense counsel at the time had moved
to withdraw because "Mr. Marks, as I indicated in my declaration,
he has informed me that he does not want to proceed to trial,
despite what I believe to be a very viable defense to the
charges." Marks then had this exchange with the trial court:
THE COURT: . . . Just to confirm, Mr. Marks, you've
seen the motion or had a chance to discuss with Mr. Breiner
who's requesting to withdraw?
THE DEFENDANT: Yes, Your Honor.
THE COURT: And you've been able to discuss with him
matters in terms of his representation of you?
THE DEFENDANT: His representation has been more than
effective. I have no complaints about that.
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The trial court denied the motion to withdraw. The
court then engaged Marks in a colloquy. Marks acknowledged his
signature on the Change of Plea. This exchange then took place:
Q. Mr. Marks, do you understand that you have an
absolute right to have a trial before a judge or a jury on
this charge?
A. Absolutely.
Q. You have a right to have the State prove each
and every one of these elements beyond a reasonable doubt?
They must prove the charge against you beyond a reasonable
doubt?
A. Yes, I'm aware of that.
Q. Do you understand that you have a right of
confrontation, that you have a right to see and hear the
witnesses testify against you, and to have you or your
attorney cross-examine those witnesses or ask those
witnesses questions?
A. I'm aware of that.
Q. Do you also understand that you have a right of
compulsory process, that you have a right to have witnesses
come in to testify on your behalf?
A. Yes, I do.
Q. Do you also understand that you have a right to
testify on your own behalf and or you have a right to remain
silent?
A. Yes, I do.
Q. And do you understand that you have a right to
have a trial no matter how strong the evidence is against
you?
A. Yes, Your Honor, I understand that.
Q. Do you understand that by entering a plea of no
contest, you are waving or giving up all of these rights?
A. Yes, Your Honor. I'm knowingly waving those
rights at this time.
Q. Do you -- you have entered a plea previously of
not guilty. Do you understand that you have a right to
plead not guilty and to proceed to trial on this charge?
A. I'm aware of that, Your Honor.
. . . .
Q. Do you also understand that if this case went to
trial and there was an appropriate rational basis in the
evidence, that there would be an option of a lesser included
offense of manslaughter in this case that would be submitted
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to the jury for their consideration; which carries with it a
sentence of 20 years in prison rather life in prison with
the possibility of parole, which is Murder in the Second
Degree?
A. I'm aware of that.
Q. And you understand by pleading, you're giving up
that possibility that you may be -- the jury may be
presented with manslaughter as a possible verdict and you
would not give up that option?
A. I'm aware of that.
Q. Mr. Marks, do you also understand that you have
a right to have a speedy and public trial and if you plead
today, you're giving up that right?
A. Yes, Your Honor. I'm aware of all these things.
Q. Do you understand that if you plead no contest
and the Court accepts your plea, the Court is going to find
you guilty of Murder in the Second Degree and sentence you
without a trial?
A. Yes, I'm aware of that, Your Honor.
Q. Do you understand that you cannot change your
mind later and ask for a trial if you do not like the
sentence that you receive from this Court?
A. Absolutely, Your Honor.
Q. Is there a plea agreement in this case,
Mr. Marks? Is there any agreement between you and the State
as to what your sentence will be in this case?
A. We have no plea agreement, Your Honor.
Q. Mr. Marks, has anyone made any promises to you
that you will get something in return for entering this
plea? Has anyone made any threats to you or has anyone put
any pressure on you to plead no contest to this charge?
A. No.
Q. Have you discussed what a trial would be like in
this case and have you gone over the evidence against you in
this case with your attorney?
A. Yes.
Q. Have you discussed the police reports,
witnesses, other evidence that may be admitted?
A. Yeah.
Q. Have you discussed possible defenses to this
charge with your attorney?
A. Yeah.
Q. Have you discussed your plea with your attorney?
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A. Yes.
Q. Are you satisfied with your attorney's advice to
you?
A. Yes, more than satisfied.
Q. Have you completely understood the proceedings
this morning?
A. Fully.
Q. Do you have any questions?
A. None.
On this record, we conclude Marks has not demonstrated
that Goo's alleged failure to follow Marks's request to appeal
his February 19, 2020 sentence "resulted in either the withdrawal
or substantial impairment of a potentially meritorious defense."
Maddox, 141 Hawai#i at 205, 407 P.3d at 161.
Marks did not directly appeal his original sentence.
He did not raise the jury trial waiver issue in his first,
second, or third HRPP Rule 40 petitions. In Marks's appeal from
the denial of his third petition (which resulted from his motion
to withdraw his no contest plea), the supreme court held that
Marks's motion to withdraw his no contest plea was raised and
ruled upon in a prior HRPP Rule 40 petition. Marks II, 2018 WL
3153759, at *2. We conclude the issue is waived, and Marks did
not rebut the presumption that his failure to raise it earlier
was a knowing and understanding failure. HRPP Rule 40(a)(3).
Ground One was patently frivolous and without trace of
support in the record. The Circuit Court was right to deny it
without a hearing.
(2) Ground Two argued that Marks "did not voluntarily,
knowingly, or intelligently waive his right to a jury trial"
because of "mental disorders" that the trial court "ignored in
her colloquy with Marks."
During the May 19, 2004 change-of-plea hearing Marks
was asked if his mind was clear. He answered, "Crystal clear,
Your Honor."
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Marks moved for a mental examination on June 1, 2004.
The trial court denied the motion "because there is no rational
basis to appoint examiners to determine if [Marks] is fit to
proceed." Marks did not appeal. He did not raise the issue by
direct appeal or in his previous HRPP Rule 40 petitions. We
conclude the issue is waived, and Marks did not rebut the
presumption that his failure to raise it earlier was a knowing
and understanding failure.
The Circuit Court was right to deny Ground Two without
a hearing.
(3) Ground Three argued that HPA didn't conduct
Marks's Hawaii Revised Statutes (HRS) § 706-669 minimum term
hearing within the statutory deadline. "When a[n HPA] hearing is
merely delayed, it is unclear what purpose a remedy could serve
where a proper hearing is eventually held and no prejudice
results." Coulter v. State, 116 Hawai#i 181, 186, 172 P.3d 493,
498 (2007) (discussing Monalim v. State, 89 Hawai#i 474, 974 P.2d
1064 (App. 1998)). Marks argues HPA's delay deprived it of
jurisdiction to set his minimum term, but that would mean he'd
never become eligible to seek parole. He does not otherwise
argue he was prejudiced by the delay. Ground Three was patently
frivolous and without trace of support in the record. The
Circuit Court was right to deny it without a hearing.
(4) Ground Four argued that HRS §§ 706-656 and -669
are "overly broad and unconstitutionally vague in their omission
to define what would qualify or be within the scope of a 'minimum
length of imprisonment' that 'shall' be determined, or to provide
standards to govern the actions of the HPA in the setting of the
minimum term[.]"
HRS § 706-656(2) (2014) requires that HPA determine the
minimum length of imprisonment for those convicted of second
degree murder and sentenced to life with possibility of parole.
HRS § 706-669(8) (2014) requires that HPA "establish guidelines
for the uniform determination of minimum sentences which shall
take into account both the nature and degree of the offense of
the prisoner and the prisoner's criminal history and character."
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Hawaii Administrative Rules (HAR) § 23-700-23
establishes factors the HPA must consider in fixing a minimum
term. HAR § 23-700-24 lists mitigating factors, and HAR
§ 23-700-25 lists aggravating factors. HAR §§ 23-700-26 through
-29 establish procedures and guidelines for reducing minimum
terms. The HPA's order appropriately identified factors from HAR
§§ 23-700-23 and -25 it considered in determining Marks's minimum
term.
Ground Four was patently frivolous and without trace of
support in the record. The Circuit Court was right to deny it
without a hearing.
(5) Ground Five argued that HRS § 706-669(8)
"aggravates penalty for the offense beyond what was solely
authorized by the verdict of the trier of fact alone, and leaving
the guidelines procedurally inadequate to provide a uniform
sentence."
Marks appears to argue that the HPA set his minimum
term because he severed his victim's head and arms, even though
he was never charged with abuse of a corpse and the statute of
limitations on that offense had expired. But the HPA can
consider that conduct under HAR §§ 23-700-23 and -25 when setting
a minimum term.
Marks also argues he was treated differently than
others similarly situated, in violation of the guidelines that
require a "uniform" process. He supplemented his petition on
April 12, 2022 to provide examples of other second degree murder
cases. None of the examples were documented with the charging
documents or HPA minimum term orders from the other cases. At
any rate, HRS § 706-669(8) requires HPA to "establish guidelines
for the uniform determination of minimum sentences which shall
take into account both the nature and degree of the offense of
the prisoner and the prisoner's criminal history and character."
The statute does not require that HPA impose identical minimum
terms for all second degree murder convictions. HPA followed HAR
§§ 23-700-23 and -25 when setting Marks's minimum term. Those
were the "guidelines for the uniform determination" of minimum
terms.
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Ground Five was patently frivolous and without trace of
support either in the record or from other evidence submitted to
the Circuit Court. The Circuit Court was right to deny it
without a hearing.
(6) Ground Six argued the "felony sentencing
procedures are unconstitutional violating the seperation [sic] of
powers[.]" The supreme court has rejected this argument. State
v. Bernades, 71 Haw. 485, 490, 795 P.2d 842, 845 (1990). Ground
Six was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(7) Ground Seven argued that "HPA violated [Marks]'s
Due Process by holding Minimum Term Hearing with ONLY two (2)
Members" in violation of HAR § 23-700-2(b). HAR § 23-700-2
provides: "Formal decisions of the Authority shall not be
conclusive and final unless at least two members are in
agreement." See De La Garza v. State, 129 Hawai#i 429, 433 n.10,
302 P.3d 697, 701 n.10 (2013). Two members agreed to Marks's
minimum term. Nothing in HAR § 23-700-2 requires all three
members of the authority to attend a hearing.
Ground Seven argued that Marks was not informed of his
rights under the law, as required by HAR § 23-700-22(d). Those
rights were to consult with counsel to prepare for the hearing,
to be represented by counsel at the hearing, and to have counsel
appointed if the prisoner so requests and cannot afford to retain
counsel. HRS § 706-669(3)(d). Marks consulted with Goo before
his hearing. Goo appeared with Marks during the hearing. The
argument was patently frivolous and without trace of support in
the record.
But Ground Seven also argued that Marks was not
provided with any information HPA considered to set his minimum
term, or "given the opportunity to challenge or to controvert and
argue against any inaccurate information used by the HPA in the
setting of his Minimum Sentence[.]"
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In response, the attorney general argued for the State
that Marks did not
object or ask to continue his minimum hearing because he
allegedly could not consult with his attorney prior or
because he was allegedly not given adverse information
considered by the HPA in setting his minimum term. Nor does
[Marks] identify any alleged adverse information considered
by the HPA in setting his minimum term which he was not
given prior to the hearing, or any alleged inaccurate
information used which he was not able to contest.
The State did not "file with its answer any records
that are material to the questions raised in the petition which
are not included in the petition." HRPP Rule 40(d). The record
does not reflect what information was in HPA's file on Marks or
what information HPA provided to Marks before his hearing. There
was insufficient information in the record for the Circuit Court
to determine whether Marks's claim that HPA failed to provide him
with adverse information was patently frivolous. Kwolek v.
State, No. CAAP-XX-XXXXXXX, 2023 WL 6632841, at *4 (Haw. App.
Oct. 12, 2023) (SDO).
Under these circumstances, we conclude that Ground
Seven presented "a colorable claim for post-conviction relief
such that a Rule 40 hearing was required." Maddox, 141 Hawai#i
at 202, 407 P.3d at 158. The Circuit Court erred by denying
Ground Seven without a hearing to determine whether Marks was
provided with the information in his HPA file and given the
opportunity to challenge or controvert and argue against any
allegedly inaccurate information considered by HPA in setting his
minimum term.
(8) Ground Eight argued that HPA deprived Marks of
constitutional rights without due process by "narrowing" his
"sentencing range." The minimum term set by HPA is not a
sentence. Keawe v. State, 79 Hawai#i 281, 289, 901 P.2d 481, 489
(1995); cf. Williamson v. Hawai#i Paroling Auth., 97 Hawai#i 183,
196, 35 P.3d 210, 223 (2001) (holding that "a prisoner does not
have a statutory right to have his or her minimum term set at a
period shorter than the maximum sentence"). Ground Eight was
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
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(9) Ground Nine argued that HPA's guidelines "impose a
higher sentencing floor than would be given under the statutory
mandatory minimum." The "minimum length of imprisonment" for
defendants sentenced to life imprisonment with possibility of
parole for second degree murder "shall be determined by the
Hawaii paroling authority[.]" HRS § 706-656(2) (2014). There is
no right to a minimum term shorter than the maximum sentence.
Williamson, 97 Hawai#i at 196, 35 P.3d at 223. Ground Nine was
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
(10) Ground Ten argued that HPA violated HRS § 706-609
(2014), which states: "When a conviction or sentence is set aside
on direct or collateral attack, the court shall not impose a new
sentence for the same offense, or for a different offense based
on the same conduct, which is more severe than the prior
sentence." The statute applies to courts, not the HPA. Ground
Ten was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(11) Ground Eleven argued that Goo provided ineffective
assistance during the HPA minimum term hearing by failing to
object to HPA using documents or asking Marks questions about his
cutting off his victim's head and arms.
We review a claim of ineffective assistance of counsel
by looking at whether defense counsel's assistance was within the
range of competence demanded of attorneys in criminal cases.
State v. DeLeon, 131 Hawai#i 463, 478, 319 P.3d 382, 397 (2014).
Here, HPA's inquiry into Marks cutting off his victim's head and
arms was relevant to setting his minimum term under HAR
§§ 23-700-23 and -25. Goo was not ineffective because he didn't
object to HPA's legitimate inquiry.
But Ground Eleven also argued, similar to Ground Seven,
that Marks asked Goo to postpone the hearing until Marks "had a
chance to review all the adverse materials in the HPA's
possession[.]" According to Marks, Goo did not ask for a
continuance or send him "the adverse information held by the
HPA[.]" These allegations presented "a colorable claim for
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post-conviction relief such that a Rule 40 hearing was required"
on Marks's claim of ineffective assistance of counsel. Maddox,
141 Hawai#i at 202, 407 P.3d at 158.
The record does not reflect that Marks served Goo with
a copy of the January 26, 2021 Rule 40 Addendum, as required by
HRPP Rule 40(f) for ineffective assistance of counsel claims.
See Kwolek, 2023 WL 6632841, at *5. If Marks maintains his
ineffective assistance of counsel claim on remand, he must serve
Goo with a copy of the January 26, 2021 Rule 40 Addendum.
(12) Ground Twelve reargued grounds we held above to be
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
(13) Ground Thirteen argued that HRS § 706-669 required
HPA "to obtain Marks's Presentence Investigation Report (PSI)"
from the circuit court adult client services branch. The statute
requires that HPA "obtain a complete report regarding the
prisoner's life before entering the institution and a full report
of the prisoner's progress in the institution. The report shall
be a complete personality evaluation for the purpose of
determining the prisoner's degree of propensity toward criminal
activity." It does not require that HPA request or obtain a PSI.
Ground Thirteen also argued that Goo was ineffective
because he "did not privately confer with or discuss with Marks
his rights at this [minimum term] hearing" and failed to object
when an HPA member questioned Marks about cutting off his
victim's head and arms. The latter argument was discussed in
Ground Eleven; Goo was not ineffective for not objecting to HPA's
legitimate inquiry. The former argument presented "a colorable
claim for post-conviction relief such that a Rule 40 hearing was
required" on Marks's claim of ineffective assistance of counsel.
Maddox, 141 Hawai#i at 202, 407 P.3d at 158.
Again, the record does not reflect that Marks served
Goo with a copy of the February 9, 2021 Motion to Add Additional
Grounds to HRPP Rule 40 Petition for Post-Conviction Relief, as
required by HRPP Rule 40(f). If Marks maintains his ineffective
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assistance of counsel claim on remand, he must also serve Goo
with a copy of the February 9, 2021 motion.
(14) Ground Fourteen argued the HPA minimum term is a
"sentence." It is not. Keawe, 79 Hawai#i at 289, 901 P.2d at
489. Ground Fourteen is patently frivolous and without trace of
support in the record. The Circuit Court was right to deny it
without a hearing.
(15) Ground Fifteen argued that HPA abused its
discretion by considering Marks's cutting off his victim's head
and arms when imposing his minimum term. HPA could consider that
conduct under HAR §§ 23-700-23 and -25. Ground Fifteen was
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
(16) Ground Sixteen argued that HPA imposed a mandatory
minimum sentence in violation of Alleyne v. United States, 570
U.S. 99 (2013). "The requirement in Alleyne, that facts which
increase mandatory minimum sentences be found by a jury beyond a
reasonable doubt, does not apply to HPA minimum term hearings."
Star v. State, No. CAAP-XX-XXXXXXX, 2018 WL 4327325, at *2 (Haw.
App. Sept. 11, 2018) (SDO). Ground Sixteen was patently
frivolous and without trace of support in the record. The
Circuit Court was right to deny it without a hearing.
(17) Ground Seventeen argued that HPA violated State v.
Modica, 58 Haw. 249, 567 P.2d 420 (1977). Modica applies to
sentencing by a trial court; it does not apply to HPA minimum
term determinations. Cf. Williamson, 97 Hawai#i at 196, 35 P.3d
at 223. Ground Seventeen was patently frivolous and without
trace of support in the record. The Circuit Court was right to
deny it without a hearing.
(18) Ground Eighteen argued that the legislature's
delegation of authority to HPA to set minimum terms is
unconstitutional under Alleyne. It was not. Star, 2018 WL
4327325, at *2. Ground Eighteen was patently frivolous and
without trace of support in the record. The Circuit Court was
right to deny it without a hearing.
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(19) Ground Nineteen argued that HPA must orally
pronounce the minimum term before closing the hearing under HRS
§ 706-669. Nothing in HRS § 706-669 requires that HPA announce
its decision during the minimum term hearing. Ground Nineteen
was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(20) Ground Twenty argued that HPA could not consider
Marks's cutting off his victim's head and arms because he was
never charged or convicted of abuse of a corpse under HRS § 711-
1108. HPA can consider that conduct under HAR §§ 23-700-23 and
-25. Ground Twenty was patently frivolous and without trace of
support in the record. The Circuit Court was right to deny it
without a hearing.
(21) Ground Twenty-one argued that the State breached a
"Plea Agreement" by failing to inform HPA it was not to "impose
an extended term of imprisonment, which clearly a 'Level III,'
level of punishment is." The agreement to which Marks referred
was the State's 2020 agreement to withdraw its motion for an
extended term of imprisonment and recommend a sentence of life
with possibility of parole. The State withdrew its motion for
extended term. Marks was resentenced to life with possibility of
parole. HPA could have set Marks's minimum term at life.
Williamson, 97 Hawai#i at 196, 35 P.3d at 223. Ground Twenty-one
was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(22) Ground Twenty-two argued that HPA punished Marks
twice for the same offense. Marks seems to argue that his 2004
judgment of conviction and sentence to life without possibility
of parole mentioned a mandatory minimum of ten years as a repeat
offender, but after he was resentenced in 2020 to life with
possibility of parole, HPA "sentenced" him to a minimum term of
forty years as a repeat offender. That, he argues, was a
multiple punishment for being a repeat offender.
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The 2004 judgment mentioned a mandatory minimum term
because HRS § 706-656 (Supp. 2003) provided:
If the court imposes a sentence of life imprisonment without
possibility of parole pursuant to section 706-657
[("Enhanced sentence for second degree murder")], as part of
that sentence, the court shall order the director of public
safety and the Hawaii paroling authority to prepare an
application for the governor to commute the sentence to life
imprisonment with parole at the end of twenty years of
imprisonment; provided that persons who are repeat offenders
under section 706-606.5 [("Sentencing of repeat offenders")]
shall serve at least the applicable mandatory minimum term
of imprisonment.
The HRS § 706-606.5(1)(a) (Supp. 2003) mandatory
minimum term for a person convicted of second degree murder with
one prior felony conviction was ten years.
The 2020 judgment of conviction resentenced Marks to
life with possibility of parole. No mandatory minimum was stated
because HRS § 706-656(2) (2014) provided, in relevant part:
persons convicted of second degree murder . . . shall be
sentenced to life imprisonment with possibility of parole.
The minimum length of imprisonment shall be determined by
the Hawaii paroling authority; provided that persons who are
repeat offenders under section 706-606.5 shall serve at
least the applicable mandatory minimum term of imprisonment.
(Emphasis added.)
The HRS § 706-606.5(1)(a) (2014) mandatory minimum for
a person convicted of second degree murder with one prior felony
conviction was ten years. HPA ordered a minimum term of forty
years based in part on Marks's history of a felony conviction.
That was not a "sentence." Keawe, 79 Hawai#i at 289, 901 P.2d at
489. HPA could have set Marks's minimum term at life.
Williamson, 97 Hawai#i at 196, 35 P.3d at 223. Ground Twenty-two
was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
(23) Ground Twenty-three argued the HPA members lacked
legal qualifications to impose sentence because they don't
"possess a Jurisprudence Law Degree." HPA does not impose
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sentence. Keawe, 79 Hawai#i at 289, 901 P.2d at 489. No law
requires an HPA member to be a lawyer. Ground Twenty-three was
patently frivolous and without trace of support in the record.
The Circuit Court was right to deny it without a hearing.
(24) Ground Twenty-four argues there is "systemic
racism" and in the HPA that discriminates against Caucasians.
The supreme court has held that HRS § 706-669 affords procedural
protections that are "adequate to safeguard prisoners' rights and
ensure that the HPA does not arbitrarily set minimum sentences."
Williamson, 97 Hawai#i at 194, 35 P.3d at 221. Ground Twenty-
four was patently frivolous and without trace of support in the
record. The Circuit Court was right to deny it without a
hearing.
CONCLUSION
The December 4, 2023 Findings of Fact, Conclusions of
Law and Order Denying Petition to Vacate, Set Aside, or Correct
Judgment or to Release Petitioner from Custody is affirmed as to
the denial without a hearing of Grounds 1-6, 8-10, 12, and 14-24.
We partially vacate the denial without a hearing of Grounds 7,
11, and 13, and remand for a hearing on Marks's contentions that:
(1) he was not provided with the information HPA considered to
set his minimum term, or given the opportunity to challenge
inaccurate information used by the HPA to set his minimum term;
(2) Goo's representation was ineffective because he did not
follow up on Marks's request to postpone the HPA minimum term
hearing or send Marks adverse information in his HPA file; and
(3) Goo's representation was ineffective because he "did not
privately confer with or discuss with Marks his rights at this
[minimum term] hearing."
If Marks maintains his ineffective assistance of
counsel claims on remand, he must serve Goo with his January 26,
2021 Rule 40 Addendum and February 9, 2021 Motion to Add
Additional Grounds to HRPP Rule 40 Petition for Post-Conviction
Relief, as required by HRPP Rule 40(f).
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Marks's March 11, 2024 Motion for Appointment of
Effective Appellate Counsel (JIMS dkt. 24) and March 20, 2025
Motion for Appointment of Effective Appellate Counsel (JIMS
dkt. 91) are denied.
Marks's September 2, 2025 Motion for Order of No Oral
Argument (JIMS dkt. 105) is denied as moot.
DATED: Honolulu, Hawai#i, April 23, 2026.
On the briefs:
/s/ Karen T. Nakasone
Donald B. Marks, Chief Judge
self-represented
Petitioner-Appellant. /s/ Katherine G. Leonard
Associate Judge
Lisa M. Itomura,
Deputy Attorney General, /s/ Keith K. Hiraoka
State of Hawai#i, Associate Judge
for Respondent-Appellee.
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