State of Iowa vs. Scott Eugene Breese

IN THE SUPREME COURT OF IOWA
No. 158 / 97-890
Filed July 29, 1998
STATE OF IOWA,
Appellee,
vs.
SCOTT EUGENE BREESE,
Appellant.
Appeal from the Iowa District Court for Polk County, Douglas F. Staskal, District Associate Judge.
Defendant appeals the sentence imposed upon his conviction of operating while intoxicated. SENTENCE
AFFIRMED IN PART; VACATED IN PART.
Linda Del Gallo, State Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, Julie H. Brown, Assistant Attorney General, John P. Sarcone, County
Attorney, and Ray Kinley, Assistant County Attorney, for appellee.
Considered by Harris, P.J., and Larson, Lavorato, Snell, and Andreasen, JJ.
PER CURIAM.
Defendant appeals the sentence entered upon his conviction of operating while intoxicated (OWI), second
offense, in violation of Iowa Code section 321J.2 (1995). He argues the district court erred in failing to
order a substance abuse evaluation prior to his sentencing and it erred in issuing a supplemental order
directing the Department of Transportation (DOT) to revoke his license. We affirm the sentence in part
and vacate in part.
I. Background Facts and Proceedings.
The defendant, Scott Breese, pled guilty to the offense of OWI, second offense, in violation of section
321J.2. On February 14, 1997, the court ordered:
Defendant shall call 243-4200 within three working days to schedule a substance abuse
evaluation at Employee and Family Resources (EFR), 1446 Martin Luther King Pkwy,
Des Moines, IA. Defendant shall pay the cost of this evaluation. The evaluation shall be
completed no later than ten working days before the date of sentencing. A copy of the
results of the evaluation shall be provided by defendant’s attorney to the court at the time
of the presentence conference.
(Emphasis in original.)

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The defendant did not have a substance abuse evaluation. He failed to appear for his presentence
conference on April 8, 1997, and a bench warrant was issued for his arrest. At his sentencing on April 24,
1997, the court informed the defendant he had the right to have a substance abuse evaluation done
before being sentenced and the defendant confirmed that he wanted to waive that right. The court
sentenced the defendant to sixty days in jail with credit for time served and ordered him to pay court
costs. The court issued a supplemental order on April 29 directing the DOT to revoke the defendant’s
license for a period of six years pursuant to section 321J.4(3)(a).
On appeal, the defendant argues the court was required to order the preparation of a substance abuse
evaluation prior to sentencing and notes his waiver does not fall within any of this court’s previously
recognized exceptions to the requirement. He also contends Iowa Code section 321J.4(3)(a) does not
authorize the revocation of his license for a second offense OWI.
II. Preparation of Substance Abuse Evaluation.
Pursuant to Iowa Code section 321J.3, where a defendant is convicted of a second or subsequent OWI
offense, the district court is required to order the preparation of a substance abuse evaluation prior to
sentencing. We have previously recognized two exceptions to the requirement: (1) when the court
receives the substantial equivalent of a substance abuse evaluation; and (2) when the public interest in
securing an evaluation has been fully served. State v. Ruiter, 547 N.W.2d 226, 227 (Iowa 1996).
While neither exception appears directly applicable here, we find the public interest exception embraces
the circumstances of this case where the court did order the substance abuse evaluation in accordance
with section 321J.3, but defendant did not cooperate with the order. We have explained that the public
has an interest in the evaluation and possible treatment because it “can benefit the public by aiding
persons who, but for substance abuse, would make useful citizens who would pose no threat to society.”
State v. Squires, 545 N.W.2d 557, 559 (Iowa 1996). However, the benefit of an evaluation must be
balanced against the public interest in the operation of an efficient justice system. If sentencing can not
occur until a defendant ordered to undergo a substance abuse evaluation complies with the order, an
uncooperative defendant could delay sentencing. Such a delay is against the public interest.
Under these circumstances, therefore, where the court ordered a substance abuse evaluation as
mandated by section 321J.3 and instructed the defendant on how, when, and where to obtain one, but
defendant did not comply with the order, we believe the public interest in securing an evaluation has been
fully served. The court did not err in proceeding with sentencing without the benefit of a substance abuse
evaluation.
III. License Revocation.
The defendant next contends the court erred in entering a supplemental order requiring the DOT to
revoke his driver’s license for six years. Iowa Code section 321J.4(3)(a) provides that “[u]pon a plea or
verdict of guilty of a third or subsequent violation of section 321J.2, the court shall order the department to
revoke the defendant’s motor vehicle license . . . for a period of six years.” Because the record only
demonstrates that the current conviction was defendant’s second conviction of operating while
intoxicated, the State concedes the supplemental order was erroneously entered and therefore should be
vacated.
IV. Conclusion.
We find the district court did not err in sentencing defendant without the benefit of a substance abuse
evaluation where the court ordered an evaluation and defendant failed to obtain one. However, we find
the court did err in entering the supplemental order of license revocation. Accordingly, we affirm
defendant’s sentence in part and vacate the supplemental sentencing order of revocation.

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SENTENCE AFFIRMED IN PART; VACATED IN PART.
This opinion shall be published.

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