CourtListener 10347801•Harford Mem. Hosp v. Jones
Texte intégral
Harford Memorial Hospital, Inc. v. Josephine Jones, et al., No. 377, September Term,
2023. Opinion by Albright, J.
JUDGES – DISQUALIFICATION TO ACT – OBJECTIONS TO JUDGE, AND
PROCEEDINGS THEREON
Strong presumption exists that judges are impartial participants in the legal process.
APPEAL AND ERROR – PRESENTATION AND RESERVATION IN LOWER
COURT OF GROUNDS OF REVIEW – OBJECTIONS AND MOTIONS, AND
RULINGS THEREON – NECESSITY OF SPECIFIC OBJECTION – IN
GENERAL
A claim of judicial bias by a trial court must be preserved during trial and the party
claiming bias must meet four requirements: (1) that facts be set forth in reasonable detail
sufficient to show purported bias of the trial judge; (2) that those facts are set forth in the
presence of opposing counsel and judge who is the subject of the bias charge; (3) that
counsel not be ambivalent in setting forth their position regarding the bias charge; and (4)
that the relief sought must be stated with particularity and clarity.
APPEAL AND ERROR – REVIEW – SCOPE AND EXTENT OF REVIEW –
PROCEDURAL MATTERS IN GENERAL – JUDGE – BIAS, RECUSAL, AND
DISQUALIFICATION
A litigant claiming bias on the part of the trial judge must generally move for relief as
soon as the basis for it becomes known and relevant.
JUDGES – DISQUALIFICATION TO ACT – OBJECTIONS TO JUDGE, AND
PROCEEDINGS THEREON – DETERMINATION OF OBJECTIONS
Strong presumption of trial judge’s impartiality was not rebutted in jury trial resulting in
unfavorable verdict for the employer of a Black doctor but not the co-defendant White
doctor; the evidentiary rulings and conduct by the trial judge comported with rules of
evidence and were not an abuse of discretion.
JUDGES – DISQUALIFICATION TO ACT – BIAS AND PREJUDICE – IN
GENERAL
Preservation is particularly important in regard to claims of implicit bias on the part of a
trial judge.
APPEAL AND ERROR – PRESENTATION AND RESERVATION IN LOWER
COURT OF GROUNDS OF REVIEW – OBJECTIONS AND MOTIONS, AND
RULINGS THEREON – NECESSITY OF SPECIFIC OBJECTION – IN
GENERAL
A claim of judicial bias is not preserved when Appellant, knowing facts that Appellant
claims show a trial judge’s alleged bias, fails to bring those facts to the trial judge’s
attention, fails to charge the trial judge with bias, and fails to ask for relief with
particularity and clarity.
Circuit Court for Harford County
Case No. C-12-CV-18-000307
REPORTED
IN THE APPELLATE COURT
OF MARYLAND
No. 377
September Term, 2023
______________________________________
HARFORD MEMORIAL HOSPITAL, INC.
v.
JOSEPHINE JONES, ET AL.
______________________________________
Graeff,
Berger,
Albright,
JJ.
______________________________________
Opinion by Albright, J.
______________________________________
Filed: February 28, 2025
Pursuant to the Maryland Uniform Electronic Legal
Materials Act (§§ 10-1601 et seq. of the State
Government Article) this document is authentic.
2025.02.28
'00'05- 15:04:57
Gregory Hilton, Clerk
This appeal arises from a medical malpractice suit brought by the family of Gerald
Jones (“Appellees”) in the Circuit Court for Harford County. Mr. Jones presented at the
emergency room of Appellant Harford Memorial Hospital (“HMH”) one evening
complaining of stomach pain. After diagnosing Mr. Jones with an inguinal hernia and
incarcerated bowel, general surgeon Dr. Alexander Aurora performed abdominal surgery
on Mr. Jones. Two days later, Mr. Jones died suddenly of a pulmonary embolism, which
occurs when a blood clot from elsewhere in the body migrates through the blood stream
and lodges in a blood vessel in the lung. Appellees’ complaint alleged that Dr. Aurora,
the on-call general surgeon at HMH who performed Mr. Jones’s surgery, and Dr. Robert
Kennedy, a hospitalist employed by HMH who treated Mr. Jones after surgery,
negligently failed to prevent, diagnose, and treat the pulmonary embolism that caused
Mr. Jones’s death.
After an eight-day trial, a jury found that Dr. Aurora was not negligent, but that
HMH’s employee, Dr. Kennedy, was. The jury awarded Appellees just over $1.2 million
in damages from HMH. Following the verdict, HMH timely moved for a new trial,
alleging that the trial court’s disparate treatment of Dr. Aurora, who is White, 1 and Dr.
Kennedy, who is Black, deprived HMH of its right to a fair and impartial trial. The trial
court denied that motion, and HMH filed this timely appeal.
1
Following the lead of HMH in its initial brief, we will capitalize “Black” and
“White” when referring, respectively, to the races of Dr. Kennedy and Dr. Aurora. We
note that HMH did not capitalize “white” when referring to the race of Dr. Aurora in its
new trial motion (and supporting memorandum) below. When quoting from this motion,
we will capitalize as HMH did. We mean no disrespect either way.
On appeal, HMH presents one question for review:
Did the circuit court violate Harford Memorial Hospital’s right
to due process through a pattern of prejudicial and disparate
evidentiary rulings relating to Dr. Kennedy and err in denying
the motion for a new trial?
For the reasons below, we answer that question “no.” Accordingly, we affirm the
judgment of the circuit court.
BACKGROUND
I. Treatment of Mr. Jones
Mr. Jones arrived at the emergency room of HMH the evening of September 18,
2017, complaining of stomach pain. Dr. Aurora evaluated Mr. Jones and diagnosed him
with an inguinal hernia and incarcerated bowel. At first, Dr. Aurora opted for more
conservative treatment in hopes that Mr. Jones’s bowel obstruction would resolve itself
naturally. But seeing little progress by the following morning, Dr. Aurora concluded that
Mr. Jones would need abdominal surgery.
In planning for Mr. Jones’s surgery, Dr. Aurora considered prophylactic measures
to reduce blood clotting. Such measures are common before and after surgery because
surgery can increase blood clot formation and, thus, the risk of venous thromboembolism
(“VTE”). As one expert explained, VTE is a condition where a blood clot, usually formed
in blood vessels in the legs, breaks free and migrates throughout the bloodstream,
eventually lodging in a blood vessel and blocking blood flow. When such a blockage
forms in a blood vessel in the lungs, it is known as a pulmonary embolism. Depending on
its size and location, a pulmonary embolism can be a life-threatening condition.
Weighing Mr. Jones’s VTE risk factors, Dr. Aurora decided not to administer
2
anticoagulation medication before surgery. Instead, he treated Mr. Jones with sequential
compression devices (“SCDs”). As another expert testified, SCDs are a more
conservative VTE prophylaxis that involves inflatable sleeves worn on the legs that
mechanically promote blood circulation to prevent clotting.
Dr. Aurora performed Mr. Jones’s abdominal surgery on the evening of September
19 with no complications. Mr. Jones received post-operative care from Dr. Aurora and
his assigned hospitalist, Dr. Kennedy. As part of his post-operative care, Mr. Jones
continued to wear the SCDs, but, as before, he did not receive anticoagulation
medication. The next morning, September 20, Mr. Jones appeared to be recovering well.
Both Dr. Aurora and Dr. Kennedy examined Mr. Jones and found that, aside from
complaints of pain and a slightly elevated heart rate, his condition was as expected.
However, when Mr. Jones first attempted to walk that afternoon, he experienced a
near-syncopal episode—that is, he felt suddenly weak and light-headed and nearly
fainted. Immediately following that episode, his condition deteriorated. Several of Mr.
Jones’s vital signs reached abnormal values: his respiration and heart rate rose
significantly, while his blood pressure and oxygen saturation fell sharply. Dr. Kennedy
was informed of the changes in Mr. Jones’s vital signs. Suspecting that Mr. Jones was
simply dehydrated, Dr. Kennedy prescribed additional pain medication and IV fluids, but
took no other action.
Testimony at trial by Appellees’ expert in pathology indicated that Mr. Jones’s
near-syncopal episode and the subsequent deterioration of his condition on the afternoon
of September 20 were likely caused by a small pulmonary embolism separate from the
3
larger, fatal pulmonary embolism that he suffered the next day. Based on his review of
Mr. Jones’s autopsy results, the pathologist testified to his opinion that Mr. Jones suffered
a small pulmonary embolism that lodged in a peripheral blood vessel in his lung around
twenty-four hours before his death. Unlike the subsequent fatal embolism, which lodged
in Mr. Jones’s pulmonary artery 2 and completely blocked blood flow between his heart
and lungs, this embolism likely lodged in a smaller peripheral blood vessel and thus did
not completely block blood flow. The pathologist testified that Mr. Jones’s near-syncopal
episode and the subsequent changes to his vital signs were consistent with having
suffered such an embolism.
Over the course of the afternoon and evening of September 20, Mr. Jones’s vital
signs remained abnormal. Mr. Jones’s treatment records do not show that Dr. Kennedy
visited Mr. Jones on the afternoon of September 20 to perform any examination or
follow-up after the near-syncopal episode.
The following morning, September 21, Dr. Kennedy and Dr. Aurora received
messages from an attending nurse, Heather Askew, indicating that Mr. Jones’s heart rate,
respiratory rate, and oxygenation had improved overnight but were still abnormal, and
that Mr. Jones was experiencing anxiety and shortness of breath. Dr. Kennedy visited Mr.
Jones to evaluate. Following the evaluation, Dr. Kennedy ordered several additional
diagnostic tests but did not otherwise modify Mr. Jones’s treatment.
Around noon that day, a nurse found Mr. Jones face-down on the floor and
2
According to expert testimony, the pulmonary artery is the main blood vessel
that carries deoxygenated blood from the heart to the lungs.
4
unresponsive. Despite the resuscitation efforts of Dr. Kennedy and HMH emergency
staff, Mr. Jones passed away shortly thereafter. An autopsy established that Mr. Jones’s
death was caused by a large pulmonary embolism that became lodged in and blocked his
pulmonary artery.
II. Appellees’ Complaint
In June 2018, Mr. Jones’s family sued Dr. Aurora, Dr. Kennedy, and their
respective employers: Upper Chesapeake Surgical Associates 3 and HMH. 4 Appellees
alleged that Dr. Aurora and Dr. Kennedy committed medical malpractice when they
failed to prevent, diagnose, and treat Mr. Jones’s VTE and fatal pulmonary embolism.
They alleged that Dr. Aurora should have prescribed anticoagulation medication as a
prophylaxis against VTE instead of relying on less effective SCDs. As for Dr. Kennedy,
Appellees alleged that based on Mr. Jones’s condition following his near-syncopal
episode, the relevant standard of care required Dr. Kennedy to perform an in-person
examination and to include pulmonary embolism in his differential diagnosis. Appellees
asserted that if Dr. Kennedy had done either, he would have been able to diagnose Mr.
Jones’s VTE and administer anticoagulant medication that would have prevented the fatal
pulmonary embolism. The eight-day jury trial occurred in February 2023.
3
Upper Chesapeake Surgical Associates is a surgical group that operated at HMH
and other medical facilities.
4
Several other providers were included in Appellees’ initial complaint but were
subsequently dismissed voluntarily. Before trial began, the parties also agreed to the
dismissal of Dr. Kennedy as a named defendant but stipulated that Dr. Kennedy acted as
an employee of HMH and that it was his alleged negligence alone that formed the basis
of Appellees’ claims against HMH.
5
III. Testimony of Dr. Kennedy and Dr. Aurora 5
HMH called Dr. Kennedy as a witness during trial. Dr. Kennedy was unable to
attend the trial in person, and therefore testified remotely, because he was serving as
primary support and caregiver for his wife, who had been recently diagnosed with a
significant brain tumor, and their two young children. Before trial, the parties had
discussed with the trial court how Dr. Kennedy’s physical absence would be explained to
the jury. Due to concerns of eliciting unfair sympathy, the trial court had decided that Dr.
Kennedy would be permitted to testify that he was unable to attend trial in person
because of “personal family reasons” but would not be permitted to explain that those
circumstances were health-related or to testify specifically about his wife’s health
condition. However, early in direct examination, counsel for HMH asked Dr. Kennedy
whether he was unable to attend trial because of “personal family health issues[.]” The
trial court sustained Appellees’ objection to that question.
Appellees raised numerous objections during direct examination of Dr. Kennedy. 6
5
Both parties also introduced expert testimony to support their theories as to Dr.
Kennedy’s care. Thus, Appellees offered testimony that Dr. Kennedy breached the
standard of care by failing to include pulmonary embolism in his differential diagnosis of
Mr. Jones, that that breach caused Mr. Jones’s death, and that if Mr. Jones had been
timely treated with therapeutic doses of anticoagulation medication, he likely would have
survived. HMH offered competing expert testimony purporting to show that the treatment
decisions made by Dr. Kennedy were within the standard of care, and that Dr. Kennedy
was not required to include pulmonary embolism on his differential diagnosis of Mr.
Jones.
6
Below, HMH would later argue that the number of objections by Appellees’
counsel, and the resulting “admonishments” by the trial court directing Dr. Kennedy to
respond more directly and briefly, contributed to Dr. Kennedy’s disparate treatment and
6
Many of Appellees’ objections were to the form of the question asked of Dr. Kennedy,
but on several occasions, Appellees also objected to what they saw as overbroad answers
given by Dr. Kennedy. The trial court sustained several of those objections, and on three
occasions, the trial court asked Dr. Kennedy to limit his responses to the question posed.
During cross-examination, Appellees also asked Dr. Kennedy about Nurse
Askew’s note from the morning of Mr. Jones’s death indicating that Mr. Jones’s vital
signs remained abnormal and that he was experiencing anxiety and shortness of breath.
HMH objected on the grounds that the note was not relevant. Specifically, according to
Appellees’ theory of the case, Mr. Jones’s death could no longer have been prevented by
administration of anticoagulation treatment at the time that Dr. Kennedy became aware of
the note, and therefore testimony about the note had no bearing on the question of
whether Dr. Kennedy’s alleged negligence caused Mr. Jones’s death. The trial court
overruled HMH’s objection, and Dr. Kennedy answered that he did not share the nurse’s
recollection about Mr. Jones experiencing anxiety and shortness of breath.
Appellees also asked Dr. Kennedy about deposition testimony given by Dr.
Aurora. Dr. Aurora had stated that, shortly after Mr. Jones’s death, Dr. Kennedy had
asked his opinion as to whether Appellees were likely to sue them. The trial court
overruled HMH’s objection to the question. Dr. Kennedy testified that he did not recall
asking that of Dr. Aurora or reading Dr. Aurora’s deposition testimony about the alleged
conversation.
prevented a fair trial for HMH. Before us, however, HMH does not ascribe this disparate
treatment and unfairness to opposing counsel.
7
Dr. Aurora was called after Dr. Kennedy. Unlike Dr. Kennedy, Dr. Aurora
testified in person. At the beginning of his direct examination, Dr. Aurora’s counsel
asked him to explain why he had gotten into medicine. Over Appellees’ objection, the
trial court allowed Dr. Aurora to explain that both his parents had died during his
childhood and that he pursued a career in medicine in hopes of preventing such an
outcome for others. Appellees made considerably fewer objections during counsel’s
direct examination of Dr. Aurora than they had during HMH’s direct examination of Dr.
Kennedy.
On cross-examination, Appellees asked Dr. Aurora about Nurse Askew’s
communications to both doctors received the morning of Mr. Jones’s death. Counsel
objected, arguing again that Nurse Askew’s message to Dr. Aurora was not relevant to
Appellees’ theory of the case. Counsel also pointed out that the questioning was beyond
the scope of direct examination. After his initial post-surgical follow-up and evaluation
on the morning of September 20, Dr. Aurora had minimal involvement in Mr. Jones’s
ongoing care. Consequently, counsel had limited the operative timeframe during direct
examination of Dr. Aurora to the afternoon of September 20. The trial court sustained
counsel’s objection to questioning Dr. Aurora about the message, and it noted that Dr.
Aurora did not visit Mr. Jones on September 21 and so could not speak to his actual
condition.
At the bench conference on that objection, Appellees also stated that they planned
to ask Dr. Aurora about the alleged conversation with Dr. Kennedy following Mr. Jones’s
death. Counsel for Dr. Aurora indicated that he planned to object to any such questioning
8
because testimony about such a conversation would have minimal probative value and
would improperly suggest to the jury that the doctors had a culpable state of mind.
Counsel also pointed out that Dr. Kennedy had already denied that the conversation took
place, and so any testimony from Dr. Aurora could appear particularly prejudicial to him.
Having heard this further explanation, the trial court sustained counsel’s objection.
IV. HMH’s Request to Recall Dr. Kennedy or for a Stipulation
Before the close of evidence but after its renewed motion for judgment, HMH
raised the issue of Dr. Kennedy’s treatment as a witness. HMH asserted that while Dr.
Kennedy had been prevented from testifying about his wife’s condition out of concern
about unfair sympathy, the trial court allowed Dr. Aurora to present testimony about why
he chose a career in medicine. To remedy this, HMH requested permission to recall Dr.
Kennedy or, alternatively, that the trial court “craft a message” to the jury about Dr.
Kennedy’s remote testimony.7 At this time, HMH also pointed out that the trial court had
ruled differently on objections to questions to Dr. Kennedy and Dr. Aurora about the
same events. And it asserted that the trial court had admonished Dr. Kennedy about his
responses but given Dr. Aurora considerable leeway in testifying. 8 The trial court denied
HMH’s request to recall Dr. Kennedy, but it agreed to provide a non-specific jury
instruction indicating that the jury should not draw any negative inferences from the fact
7
We assume counsel was seeking a stipulation about the reason for Dr. Kennedy’s
having appeared remotely.
8
HMH now characterizes this discussion as one regarding disparate treatment of
the doctors, but HMH did not raise judicial bias at the time.
9
that any witness or party testified remotely.
V. The Verdict
After deliberation, the jury found that Dr. Aurora did not violate the relevant
standard of care in providing prophylactic VTE treatment to Mr. Jones, but Dr. Kennedy
did violate the relevant standard of care in failing to diagnose and treat Mr. Jones’s VTE
following the near-syncopal episode on the afternoon of September 20. The jury awarded
$1,204,344 in damages for Appellees against HMH.
VI. HMH’s New Trial Motion 9
Following the jury’s decision, HMH moved for a new trial based on the trial
court’s alleged disparate treatment of Dr. Kennedy. HMH argued that HMH, and Dr.
Kennedy as its employee, were denied a fair trial in three instances of unequal treatment
by both plaintiffs’ counsel and the trial court:
1) [Dr. Kennedy] was prevented from explaining his personal circumstances
and why he was unable to be present for trial while Dr. Aurora was permitted
to emphasize his daily presence; 2) he was repeatedly interrupted and
admonished to answer the question and not extrapolate while Dr. Aurora was
given leeway to answer questions with the length and breadth that he saw fit;
and 3) he was questioned about irrelevant and highly prejudicial post-death
notes and conversations while Dr. Aurora was protected from having to
answer those exact same questions.
HMH clarified its belief that the trial court did not intentionally mistreat Dr. Kennedy,
but cited to Braxton v. Faber, 91 Md. App. 391, 405 n.6 (1992), for the principle that
9
In a separate motion, HMH moved for judgment notwithstanding the verdict, or
in the alternative for a new trial, on the ground that the evidence was insufficient to show
that the negligence alleged against Dr. Kennedy was the cause of Mr. Jones’s death. The
trial court denied this motion as well. HMH does not challenge this ruling here.
10
courts “should take great pains to avoid facial expressions, gestures, and body language
which could be construed as impatience or intolerance directed to either side” because
“even unintended manifestations of bias have the same potential for improperly
influencing a jury as verbal expressions of incredibility or disbelief directed at either
party.”
HMH claimed the “materially different treatment of two similarly situated
defendant physicians was even more unfairly prejudicial here because Dr. Kennedy, a
Black physician, had to defend himself with a white co-defendant in front of an all-white
jury.” HMH contended that “[i]n such circumstances, the risk of unfair, implicit bias
affecting juror deliberations is even more heightened.” HMH argued that the unequal
treatment given to Dr. Kennedy deprived HMH of a fair trial, and the only remedy was a
new trial.
Appellees countered that there was no evidence of bias or unequal treatment of Dr.
Kennedy. According to Appellees, the jury was appropriately advised on Dr. Kennedy’s
reasons for not being present in the courtroom, because informing the jury further about
Dr. Kennedy’s personal circumstances would have elicited improper sympathy from the
jury. Appellees also argued that both doctors were treated fairly during their testimony
and that the trial court rightfully permitted cross-examination of Dr. Kennedy on the
events of September 21 (including Nurse Askew’s note and the conversation with Dr.
Aurora). Appellees took issue with HMH’s unsupported assumption that the jury formed
a negative impression of Dr. Kennedy based on the trial court’s rulings. Further,
Appellees note that HMH failed to object contemporaneously to the evidentiary rulings it
11
challenged. Like HMH, Appellees also cited to Braxton, though only to point out that
HMH never raised racial bias during trial, counter to the requirements for preserving such
a claim.
The trial court denied the motion without a hearing. This timely appeal followed.
STANDARD OF REVIEW
We review a decision about the admissibility of evidence for abuse of discretion
unless it involves a pure legal question. Hall v. Univ. of Md. Med. Sys. Corp., 398 Md.
67, 82 (2007). We review the denial of a motion for a new trial for abuse of discretion.
Mahler v. Johns Hopkins Hosp., Inc., 170 Md. App. 293, 321 (2006). A trial court abuses
its discretion when it makes a decision that is “well removed from any center mark
imagined by the reviewing court and beyond the fringe of what that court deems
minimally acceptable.” North v. North, 102 Md. App. 1, 14 (1994).
THE PARTIES’ CONTENTIONS
On appeal, HMH’s argument is twofold. HMH argues first that the trial court
abused its discretion in ruling against Dr. Kennedy on three evidentiary issues by: (1)
preventing testimony about how Dr. Kennedy’s wife’s health condition kept him from
traveling; (2) allowing cross examination of Dr. Kennedy about Nurse Askew’s note; and
(3) allowing cross examination of Dr. Kennedy about the alleged conversation between
Dr. Kennedy and Dr. Aurora concerning the possibility of litigation. HMH asserts that
those three errors, standing alone, merit reversal of the trial court’s judgment.
HMH’s second argument is that the trial court abused its discretion by treating Dr.
Kennedy differently from Dr. Aurora. HMH refers to the three allegedly erroneous
12
evidentiary rulings against Dr. Kennedy and asserts that the trial court made correct, but
inconsistent, evidentiary rulings under analogous circumstances during Dr. Aurora’s
testimony by: (1) allowing Dr. Aurora to present sympathetic background testimony
about why he became a doctor; (2) preventing questioning of Dr. Aurora about Nurse
Askew’s note; and (3) preventing questioning of Dr. Aurora about the alleged
conversation concerning the possibility of litigation. HMH also alleges that the trial court
was more critical of Dr. Kennedy when it admonished him in front of the jury several
times for purportedly unresponsive testimony, but did not do so when Dr. Aurora gave
similarly unresponsive testimony.
HMH’s position is that the cumulative effect of the trial court’s disparate treatment
of Dr. Kennedy and Dr. Aurora—that is, the inconsistent evidentiary rulings and the
criticism of Dr. Kennedy—was to “create[] the appearance of partiality to Dr. Aurora and
deprive[] [HMH] of a fair trial.” HMH also stresses that the trial court’s disparate
treatment of Dr. Kennedy was not intentional but urges that it must nonetheless be
viewed through the lens of implicit racial bias.
Appellees, on the other hand, maintain that the circuit court’s judgment should be
affirmed. They stress that HMH does not raise any challenge to the sufficiency of the
evidence against Dr. Kennedy, nor does HMH deny that the jury’s verdict was supported
by the medical evidence. Appellees emphasize that the medical evidence, including the
testimony of their expert witness, established all the elements of a medical negligence
claim.
Appellees argue that the trial court did not abuse its discretion in its evidentiary
13
rulings during Dr. Kennedy’s testimony. Appellees point out that the trial court’s ruling
preventing Dr. Kennedy from testifying about his wife’s medical condition was
consistent with the pre-trial ruling on the question, which HMH did not and does not
challenge. Appellees also assert that the trial court did not abuse its discretion in allowing
questioning of Dr. Kennedy about the conversation with Dr. Aurora and Nurse Askew’s
note because such questioning went to Dr. Kennedy’s credibility as a witness.
Appellees reject HMH’s comparison between Dr. Kennedy’s testimony about his
wife’s health condition and Dr. Aurora’s testimony about his parents’ deaths. They also
point out that HMH’s allegations of disparate treatment by the trial court rely on the
substantial difference in number of objections raised by opposing counsel during the
doctors’ respective testimony, a circumstance allegedly beyond the trial court’s control.
And they note that while the trial court did admonish Dr. Kennedy to provide responsive
testimony, it made similar admonishments to at least one other witness during the
proceedings.
Finally, Appellees characterize HMH’s claims of racial bias as “bald,
unsubstantiated, and speculative” and assert that HMH “does not identify a scintilla of
evidence establishing that the jury’s verdict was influenced by racial bias.” Appellees
point out that there is a strong presumption in Maryland that judges are impartial and
unbiased, and they assert that HMH cannot overcome this presumption because it does
not put forward any evidence of partiality or bias from the trial court.
DISCUSSION
Maryland law guarantees litigants the right to a judge who is, and has the
14
appearance of being, unbiased and impartial. State v. Payton, 461 Md. 540, 559 (2018)
(“It is well settled in Maryland that fundamental to a defendant’s right to a fair trial is an
impartial and disinterested judge. The right to an impartial and disinterested judge
includes the right to a judge with the appearance of being impartial and disinterested.”)
(cleaned up). Violation of the right to an impartial and disinterested judge constitutes a
deprivation of the party’s right to due process and an abuse of discretion by the judge.
Archer v. State, 383 Md. 329, 356 (2004); Jackson v. State, 364 Md. 192, 207 (2001).
Although due process concerns are more commonly implicated in criminal cases, “the
right to a fair and impartial trial is no less deserving of protection in a civil setting as it is
in the criminal courts.” Dinkins v. Grimes, 201 Md. App. 344, 361 (2011).
Recently, we reaffirmed Maryland’s “strong presumption” that “judges are
impartial participants in the legal process.” Baltimore Cotton Duck, LLC v. Ins. Comm’r
of the State of Md., 259 Md. App. 376, 402 (2023) (quoting Jefferson-El v. State, 330 Md.
99, 107 (1993)), cert. denied sub nom. Baltimore Cotton Duck, LLC v. Ins. Comm’r of
State, 486 Md. 396 (2024). 10 This presumption has existed in criminal and civil cases
10
Appellant Baltimore Cotton Duck, LLC (“BCD”) was the creditor and landlord
of an insolvent health maintenance organization (“HMO”). Baltimore Cotton Duck, LLC,
259 Md. App. at 380–81. Acting as Receiver of the HMO, Maryland’s Insurance
Commissioner sought to recover a security deposit that the HMO had paid BCD along
with other money BCD owed the HMO under their lease. Id. After an evidentiary
hearing, the circuit court ruled in favor of the Insurance Commissioner, ordering BCD to
repay the HMO’s security deposit plus some additional moneys for furniture the HMO
had left on the premises. Id. at 381, 386. On appeal, BCD claimed that the circuit court
“did not display the requisite impartiality and open-mindedness in conducting the hearing
and in its Decision.” Id. at 401. BCD added that the circuit court was hostile toward it and
repeatedly demonstrated favoritism toward his opponents’ counsel. Id.
15
alike. Bald allegations and adverse rulings are not sufficient to overcome this
presumption of impartiality. Reed v. Baltimore Life Ins. Co., 127 Md. App. 536, 556
(1999).
Nevertheless, we have long recognized that the impact of judicial bias is not
limited to explicit or overt expressions of bias. Indeed, litigants may be affected by a
judge’s inadvertent conduct, such as facial expressions or gestures. As we explained in
Braxton, “even unintended manifestations of bias have the same potential for improperly
influencing a jury as verbal expressions of incredibility or disbelief directed at either
party.” Braxton, 91 Md. App. at 405 n.6; see also Vandegrift v. State, 237 Md. 305, 310
(1965). Where a trial judge steps “beyond the line of impartiality over which a judge
must not step[,]” we have presumed that the trial judge’s partiality influenced the jury
and ordered a new trial. Vandegrift, 237 Md. at 310–11.
A litigant claiming bias on the part of the trial judge must “generally” move for
relief “as soon as the basis for it becomes known and relevant.” Braxton, 91 Md. App. at
406 (quoting Surratt v. Prince George’s Cnty., 320 Md. 439, 468–69 (1990)) (applying
preservation standard applicable to recusal motions to claims that trial judge lacked
impartiality during trial). Moreover, a litigant must identify the conduct to which they
After “careful review of the record,” we found that BCD had not rebutted
Maryland’s strong presumption of judicial impartiality. Id. at 402. The circuit court
attempted to accommodate the lack of legal experience asserted by BCD’s counsel and to
otherwise “control the proceedings to comport with the rules of evidence and
professionalism.” Id. Ultimately, we concluded that “the actions of which BCD
complains don’t reveal any bias or prejudice.” Id. at 401. Accordingly, BCD had “failed
to demonstrate that the court was biased in its treatment of BCD’s claim in the
delinquency proceedings.” Id. at 402.
16
object and the relief they want during the trial, among other requirements. We reiterated
these requirements recently in Baltimore Cotton Duck, LLC:
Preserving review of “the conduct and actions of a trial judge during the
course of a proceeding in which it is alleged that such conduct is detrimental
to a party’s case” requires that “the party raises the issue during the trial,”
such that the record reflects the following four requirements:
(1) facts are set forth in reasonable detail sufficient to show the
purported bias of the trial judge; (2) the facts in support of the claim
must be made in the presence of opposing counsel and the judge who
is the subject of the charges; (3) counsel must not be ambivalent in
setting forth his or her position regarding the charges; and (4) the relief
sought must be stated with particularity and clarity.
Braxton v. Faber, 91 Md. App. 391, 408–09, 604 A.2d 543 (1992). Indeed,
“it is incumbent upon counsel to state with clarity the specific objection to
the conduct of the proceedings and make known the relief sought.” Id. at 407,
604 A.2d 543.
Baltimore Cotton Duck, LLC, 259 Md. App. at 401. This preservation requirement
ensures 11 that allegations of judicial bias and partiality are not weaponized to avoid
unfavorable rulings or otherwise disrupt trial. Surratt, 320 Md. at 468–69; Braxton, 91
Md. App. at 406. 12
11
Preservation is particularly important in regard to claims of implicit bias, a
variant of bias that resides in our unconscious, not our conscious brains. Belton v. State,
483 Md. 523, 549, n.14 (2023) (“The term ‘implicit bias’ denotes that ‘behavior is largely
influenced by unconscious associations and judgments that our conscious brain is not
capable of processing.” (cleaned up)). If a trial judge is not aware of how their implicit
bias is impacting their discretionary evidentiary rulings, our preservation requirements
afford litigants a chance to bring the matter to the trial judge’s attention so that they may
address it promptly.
Where counsel’s overt tactic is to inject “[i]mproper and irrelevant race-based
12
evidence and arguments” into a trial, a timely trial objection is not a predicate for
17
A claim of judicial bias is not preserved when counsel equivocates on its charge of
bias or in seeking relief for the alleged bias. Braxton, 91 Md. App. at 409. Braxton was
an automobile negligence case in which Ms. Braxton alleged that the trial judge was
racially biased against her and her counsel. Id. at 394–95. During Ms. Braxton’s case-in-
chief, her trial counsel detailed observations of the trial judge, including that he had
“rushed [plaintiff and her counsel] along, rolled [his] eyes, yelled at [plaintiff and her
counsel], complained, moaned and groaned, but only when the plaintiff is speaking or
only when the plaintiff’s attorneys are speaking.” Id. at 399. Ms. Braxton’s trial counsel
also observed “that [defense counsel] is not being rushed along” and “that [defense
counsel] is being prompted to make objections.” Id. Later, after the jury had left the
courtroom, the judge prompted Ms. Braxton’s counsel to submit proof for her claim of
judicial bias. Id. at 400. During this discussion, Ms. Braxton’s counsel maintained that
she had not “even mention[ed] the word ‘bias’” and “ultimately capitulated” that she was
“not accusing [the judge] of any bias per se.” Id. at 401–02, 407. During this discussion,
the trial judge questioned counsel on the purpose of raising this issue and what remedy
would be sought, and counsel confirmed they were “just trying to make a record,” and
“not asking for a mistrial[.]” Id. at 403.
appellate review. Tierco Md., Inc. v. Williams, 381 Md. 378, 409, 416–17 (2004).
Nonetheless, when race “covertly may affect the outcome of [a] trial[,]” our Supreme
Court has recognized that in the absence of a timely objection, there is “little [an]
appellate court[] can do to rectify directly such inchoate improprieties because the
appellate record will be devoid of the mention of race and, accordingly, [there will be] no
ability to link race as an improper causative influence on the verdict.” Id. at 409, n.26
(emphasis added).
18
We held that Ms. Braxton’s bias claim was not preserved because she did not set
out her position without ambivalence or state, with particularity and clarity, the relief that
she sought. Id. at 409. We concluded that counsel’s “attempt to raise the question of
judicial bias fail[ed] principally to put the trial judge on notice as to the relief sought and
further obfuscate[d] the charges by recanting them.” Id. at 409. In determining whether
appellant had preserved her record adequately, we looked to Surratt, a recusal case, even
though there was no recusal motion in Braxton. Id. at 406–07. In not making a motion for
recusal or mistrial, or some other remedy, counsel “failed to make known what the trial
judge should have done to ensure a fair trial.” Id. at 409.
Claims that the trial judge’s expressions “demonstrated disfavor,” or that the trial
judge prevented one party’s probing into a certain area but allowed it of opposing counsel
are not preserved if (1) the record does not disclose what those expressions or limitations
were and (2) the harmed party makes no claim of partiality during the trial. Reed, 127
Md. App. at 554–55. In Reed, Mr. Reed appealed after being unsuccessful in a dispute
with his former employer and another employee. Id. at 541. Mr. Reed argued that the trial
judge was biased against him and his lawyer and should not have denied his recusal
motion. Id. at 549–50. Mr. Reed claimed that the trial “judge’s expressions plainly
demonstrated her disfavor of [Mr. Reed’s] counsel to the jury” and “the judge prevented
counsel from probing areas into which [opposing] counsel was allowed to inquire.” Id. at
554–55. To support these claims, Mr. Reed referred to his motion for recusal. Id. at 555.
These references were insufficient. Id. Reiterating the four elements set forth in Braxton,
we found Mr. Reed’s “bald allegations of bias” lacking. Id. at 554–55.
19
First is the assertion that the judge’s expressions plainly demonstrated her
disfavor of appellant’s counsel to the jury . . . . In the instant case, however,
we are unable to discern from the record the alleged expressions made by the
trial judge. Appellant merely refers to his motion for recusal as evidence of
the judge’s improper body language. In the absence of specific references or
proof offered on the record before the court and appellees’ counsel, such bald
allegations of bias are insufficient to support review.
Furthermore, the record is insufficient to establish that the judge
prevented counsel from probing areas into which appellees’ counsel was
allowed to inquire. Again, appellant’s counsel presents this allegation
without citation to the record where this contention was raised or proof that
the partiality was displayed. Counsel refers us to his motion for recusal,
which merely sets forth the allegation of prejudice without identifying facts
demonstrating the trial judge’s refusal to allow equal inquiries from both
parties. Absent specific facts from the record, this contention is not sufficient
for review.
Id. Because Mr. Reed’s allegations did not fulfill the first preservation requirement, “(1)
facts are set forth in reasonable detail sufficient to show the purported bias of the trial
judge[,]” we could not and did not review them for impartiality. Id.
A claim of judicial bias is preserved when the record contains sufficiently detailed
facts demonstrating alleged bias and counsel plainly calls out the bias and requests a
remedy for it. See Vandegrift, 237 Md. at 310–11. In Vandegrift, the trial judge “asked
many questions of [a defense] witness which taken as a whole or even individually
amounted to a manifestation of his disbelief of the witness[.]” Id. at 310. After the
questioning, the judge excused the jury, sought a bench warrant to charge the witness
with perjury, ordered the witness off the stand, and set the witness’s bail at $5,000. Id. at
310–11. Mr. Vandegrift’s counsel moved for a mistrial, and the judge denied the motion.
Id. at 311.
20
Mr. Vandegrift’s claim of judicial partiality was properly preserved at the trial
level. Id. Though this case predates Braxton, the elements for preservation were still met.
The facts provided, which include a transcription of the judge’s questioning of the
witness, were sufficient to show the purported bias, and Mr. Vandegrift’s counsel timely
moved for a mistrial, in the presence of opposing counsel and the judge. Id. at 310–11. In
ordering a new trial, our Supreme Court explained, “[t]he questioning by the trial judge
showing his disbelief of the witness’ testimony was beyond the line of impartiality over
which a judge must not step.” Id. at 310.
When a litigant claims that a trial judge is biased or prejudiced, or lacks
impartiality, and that claim is preserved, we use an objective standard to review such
claims. Thus, we ask “whether a reasonable member of the public knowing all the
circumstances would be led to the conclusion that the judge’s impartiality might
reasonably be questioned.” Reed, 127 Md. App. at 554 (quoting Surratt, 320 Md. at 465).
Faced with a claim that a trial judge was biased and lacked impartiality, our task on direct
appeal is not to adjudicate judicial misconduct, however. Baltimore Cotton Duck, LLC,
259 Md. App. at 401–02. Instead, “when reviewing a trial judge’s alleged bias, and
assuming the sufficiency of the record, our inquiry is limited to what impact, if any, the
trial judge’s alleged conduct had on the appellant’s ability to obtain a fair trial.” Id. at 401
(cleaned up).
When a litigant’s claims of bias or partiality arise from a trial court’s evidentiary
rulings or the manner in which they have conducted the trial, we generally review those
21
matters for their legal correctness (or abuse of discretion) without trying to speculate
about what might have motivated the judge to rule or act in a certain way.
Unless there is palpable and demonstrable indicia of judicial bias, evidentiary
calls and actions taken by the trial judge in the conduct of a trial are more
appropriately reviewed in the context of whether the judge’s rulings comport
with applicable law, rather than by divining a motive speculatively attributed
to the trial judge by counsel.
Reed, 127 Md. App. at 552 (citing cases). Mr. Reed also claimed the trial judge
improperly threatened to report his counsel to the Attorney Grievance Commission, made
an improper credibility determination against his counsel based on the judge’s knowledge
that a separate case had been dismissed because Mr. Reed’s counsel had failed to appear,
and personally testified about a document delivery from his former employer’s counsel to
his counsel in the judge’s chambers. Id. at 552. We reviewed Mr. Reed’s claims “to
determine whether a reasonable member of the community reasonably would have
questioned the judge’s impartiality given the circumstances.” Id. at 555.
Based on our review of the record, we concluded that Mr. Reed had failed to rebut
the presumption of judicial impartiality in all three instances. Id. at 562. The trial judge’s
mention of the Attorney Grievance Commission was directed at both counsel and arose
out of her concern that one of them had made a misrepresentation to the court. Id. at 557.
The credibility determination was necessary in order to decide a discovery dispute and
the information about the separate case was provided to the court by Mr. Reed’s counsel.
Id. at 559–60. The trial judge’s recollection about what happened in chambers did not
demonstrate bias or prejudice. Id. at 562. Of these claims, we said,
22
Considering the voluminous testimony and intensive arguments regarding
discovery disputes heard prior to, during, and after trial, it is apparent that a
reasonable person would not reasonably believe that the trial judge acted
partially. To the contrary, the judge allowed the parties to develop fully their
positions before adjudicating the issues presented.
Id. at 562.
I. The Trial Court’s Evidentiary Rulings Were Not an Abuse of Discretion
Returning to this case, we start by reviewing whether the trial court’s evidentiary
rulings “comport with applicable law[.]” See Reed, 127 Md. App. at 552 (further citation
omitted). We conclude that the trial court was well within its discretion with the
evidentiary rulings that HMH challenges. We review those rulings below.
A. Precluding Mention or Evidence About Dr. Kennedy’s Wife’s Health
HMH argues that it “was unfairly prejudicial and an abuse of the court’s
discretion” to decline to admit the reason why Dr. Kennedy could not travel to Maryland
in person for the two-week trial. We disagree.
“Although relevant, evidence may be excluded if its probative value is
substantially outweighed by the danger of unfair prejudice, confusion of the issues, or
misleading the jury, or by considerations of undue delay, waste of time, or needless
presentation of cumulative evidence.” Md. Rule 5-403. “Probative value is outweighed
by the danger of ‘unfair’ prejudice when the evidence produces such an emotional
response that logic cannot overcome prejudice or sympathy needlessly injected into the
case.” CSX Transp., Inc. v. Pitts, 203 Md. App. 343, 373 (2012), aff’d, 430 Md. 431
(2013).
HMH proffered that it wanted to reveal the details of Dr. Kennedy’s wife’s health
23
condition in order to explain why Dr. Kennedy was testifying remotely:
. . . that Dr. Kennedy, who was formerly Defendant in the case, but whose
care remains at issue, even though he is not a named defendant, is not
available to be here because of his wife’s health conditions. Specifically, she,
during the pandemic, was diagnosed with a brain tumor, significant one, had
to have surgery. It was known in advance she would have disabilities. She is
better now, but still not well enough. And he and his young children and his
wife had to move to Florida. He is her caretaker. He will not be able to be
here in person, and I wanted to in a much more succinct fashion, be able to
reference[] that so the jury understood why he’s not going to be present. I
wanted to raise that in opening with any, you know, guidance from the Court
as to how expansive or limited I should be about it. And also to raise [this]
as direct testimony, and I will proffer to the Court that it would be something
along those lines to explain he actually cannot be here and wishes he could
throughout the trial. He would be here every day.
Appellees objected, arguing that evidence about Dr. Kennedy’s wife’s health condition
“would promote unfair sympathy to him.” The trial court agreed, ruling that HMH could
tell the jury, and then elicit from Dr. Kennedy, that his remote participation was due to
“personal family reasons”:
So the way I want to deal with this is that you’re able to tell the jury that for
personal family reasons he can’t be here. Don’t get into the brain tumor.
Don’t get into -- just for personal family reasons he can’t be here. And that’s
it. Likewise, I don’t expect the Plaintiffs to be making an issue of it, you
know, in -- I wouldn’t expect that you would. But much as we had the
discussion in the previous hearings about opening the door, if the Plaintiffs
were to go down the road of, you know, making some sort of allusion to the
fact that he’s not here or why isn’t he here, then I may afford, certainly, the
Defense an ability to respond accordingly.
When HMH did not adhere to this pretrial ruling, asking Dr. Kennedy about
“personal family health issues” instead of “personal family reasons,” the trial court
sustained Appellees’ objection.
[HMH’S COUNSEL:] You have testified at the beginning what
your address is and I want to ask you --
24
specifically I understand that you are not
able to be here. Does that relate to
personal family health issues?
[PLAINTIFFS’ COUNSEL]: Objection, Your Honor.
THE COURT: Sustained.
[HMH’S COUNSEL:] Are you able to be here in person?
[PLAINTIFFS’ COUNSEL]: Objection, Your Honor.
[DR. KENNEDY]: No.
THE COURT: Sustained. We have established that the
doctor lives in Florida currently and is not
able to be here. He lives in Florida.
[HMH’S COUNSEL]: May we approach, Your Honor?
THE COURT: You may.
(WHEREUPON, COUNSEL APPROACHED THE BENCH AND THE
FOLLOWING ENSUED.)
[HMH’S COUNSEL]: I apologize if I didn’t understand the
ruling correctly. I understood that I was
able to give sort of a sanitized version of
his inability to be here based on his
personal family circumstances, which is
what I did say in opening and I want to
make sure the evidence supports what I
said in opening.
THE COURT: Okay.
[HMH’S COUNSEL]: Let me make sure. I mean, I can ask a very
leading question.
THE COURT: I don’t know why we need to ask anything
at this point. We have established that he
is in Florida. He can’t be here. I don’t
think we need to make a big issue of it.
Given that HMH proffered no reason why Dr. Kennedy’s wife’s health was
relevant to HMH’s defense of Appellees’ medical malpractice claims, we cannot
conclude that precluding admission of this evidence was beyond any center mark that one
might envision. See North, 102 Md. App. at 14. We agree that admitting evidence about
25
Dr. Kennedy’s wife’s health could well have engendered sympathy for Dr. Kennedy,
particularly as some of the other witnesses also testified remotely. While understandably
of utmost importance to Dr. Kennedy, his wife’s condition was not relevant to Appellees’
claims against HMH. We see no abuse of discretion in the trial court’s ruling.
B. Asking Dr. Kennedy About Nurse Askew’s Note
HMH next argues that it was an abuse of discretion to allow Appellees to ask Dr.
Kennedy about Nurse Askew’s note. The note was irrelevant and unfairly prejudicial,
HMH contends, because it regarded how Mr. Jones had appeared at 4:00 am on
September 21. HMH suggests that, by then, “even according to [Appellees’] theory, the
window for intervention had closed.” Again, we disagree.
Appellees offered three reasons why asking Dr. Kennedy about Nurse Askew’s
note was relevant: (1) that HMH “opened the door” to what happened on September 21
by eliciting detail during Dr. Kennedy’s direct examination about him seeing Mr. Jones
on September 21; (2) that, because part of Appellees’ case was that Mr. Jones had a
pulmonary embolism on September 20, his symptoms on September 21 were related to
that; and (3) that Nurse Askew’s note went to pain and suffering that Mr. Jones
experienced on the morning of September 21.
[PLAINTIFFS’ COUNSEL:] [Nurse Askew] documented in the records
that Mr. Jones appeared to be anxious that
morning. Do you remember seeing that?
[DR. KENNEDY:] To be more complete, he was anxious
throughout the hospital stay.
[PLAINTIFFS’ COUNSEL:] That morning it is specifically
documented that he was anxious.
Correct?
26
[DR. KENNEDY:] It documents it. Give me one second. Can
I refer to the note that you speak of?
[PLAINTIFFS’ COUNSEL:] Sure. It is page 199 of the medical record.
[HMH’S COUNSEL]: I object, Your Honor. May I see the note?
THE COURT: Is it the same objection?
[HMH’S COUNSEL]: No.
THE COURT: Come on up.
(WHEREUPON, COUNSEL APPROACHED THE BENCH AND THE
FOLLOWING ENSUED.)
[HMH’S COUNSEL]: So, one of the reasons that I moved for
judgment at the close of the Plaintiffs[’]
case was because issues that had
previously been in the case have been
abandoned and we’re now talking about a
note that is explicitly not within the
timeframe of any causation and is within
the timeframe that the Plaintiff would like
to criticize or at least to impugn, but his
experts have not supported that. I was
very careful about not going into detail on
what happened on the 21st and now
counsel wants to elicit information from
that note and I think that is inappropriate
and I think that shines a light on a point in
time when counsel would like the jury to
think that Dr. Kennedy was negligent and
it is not supported by any expert
testimony on the standard of care or
causation.
[PLAINTIFFS’ COUNSEL:] I’m not going to any criticism here, Your
Honor. She, first of all, went into great
detail what happened on the morning
of the 21st, including that Dr. Kennedy
saw the patient. So, that door has been
opened. Secondly, I’m just talking about
what is in the note about anxiety, because
part of our case is that he had a
pulmonary embolism on the day before
and that these symptoms are related to
that. It is not criticizing anybody on the
27
21st. This is a fact. This also goes to pain
and suffering that the witness had on
the morning of the 21st because of our
case that he experienced a PE on the
20th.
[HMH’S COUNSEL]: There has been no testimony from any
expert that anxiety experienced on the
morning of the 20th was precipitated by
negligence. So, you can be a patient and
experience bad things and it not be related
to negligence. It is the Plaintiffs[’] burden
to connect them and they did not.
UNIDENTIFIED SPEAKER. I join in the objection, Your Honor.
[HMH’S COUNSEL]: I think having more discussion about the
note on the 21st and the interaction
mandates that I go in and have redirect on
him on that and I think it opens wide a
door that I have to then go through and
have discussion. I don’t think it is
appropriate and it is not part of the case.
THE COURT: I’ll overrule the objection.
(Emphasis added).
Thus, even if Nurse Askew’s note documented events outside “the window of
intervention,” the note had other relevance. During his direct testimony, Dr. Kennedy had
testified in detail about his care of Mr. Jones on September 21 and Mr. Jones’s death that
day. As such, we see no abuse of discretion in allowing Appellees to cross examine Dr.
Kennedy about the events that surrounded his care of Mr. Jones that day.
C. Asking Dr. Kennedy Whether He Had Asked Dr. Aurora if Dr. Aurora
Thought They Would Be Sued
HMH next challenges the trial court’s decision allowing Appellees to ask Dr.
Kennedy whether he had asked Dr. Aurora if Dr. Aurora thought they would get sued
28
over Mr. Jones’s death. HMH argues that the conversation between Dr. Kennedy and Dr.
Aurora was “entirely irrelevant to any issue in the case, particularly when the cause of
Mr. Jones’[s] death was unknown at the time of the alleged conversation.” HMH further
characterizes the conversation as unfairly prejudicial, as the jury could improperly
perceive the discussion as evidence of mens rea. Again, we disagree.
“A witness generally may be cross-examined on any matter relevant to the issues,
and the witness’s credibility is always relevant.” Hill v. Wilson, 134 Md. App. 472, 480
(2000) (holding, in a medical malpractice action, that defendant-physician’s statements in
writings and lectures on risk management were relevant to impeach the physician’s
credibility). A trial court may properly allow any question with a reasonable tendency “to
explain, contradict, or discredit any testimony given by the witness in chief, or which
tends to test his accuracy, memory, veracity, character or credibility.” Id. (quoting
DeLilly v. State, 11 Md. App. 676, 681 (1971)). The trial court maintains sound discretion
over such an interrogation’s scope and range. Hill, 134 Md. App. at 480.
Dr. Kennedy’s testimony went to his credibility as a witness, including his
memory of the relevant time period, rendering it properly admissible within the trial
court’s discretion.
[PLAINTIFFS’ COUNSEL:] Following Mr. Jones’s death, do you
recall asking Dr. Aurora if he thought that
the two of you were going to be sued
about this case?
[HMH’S COUNSEL]: Objection, Your Honor.
THE COURT: Overruled.
[DR. KENNEDY:] No.
29
[PLAINTIFFS’ COUNSEL:] Do you remember reading in Dr. Aurora’s
deposition that he testified that the two of
you had that discussion?
[HMH’S COUNSEL]: The same objection.
THE COURT: Overruled.
[DR. KENNEDY:] I don’t share that recollection. I reflect
just talking about what could have
happened to this patient. But that wasn’t
my focus about litigation, no.
[PLAINTIFFS’ COUNSEL:] My question is, doctor, do you remember
reading in Dr. Aurora’s deposition that he
testified that you had asked him if he
thought that you were going to be sued in
this case?
UNIDENTIFIED SPEAKER: Objection, Your Honor. Asked and
answered.
[HMH’S COUNSEL]: Objection.
THE COURT: Overruled.
[DR. KENNEDY:] I don’t share that recollection.
[PLAINTIFFS’ COUNSEL:] I didn’t ask you if you shared the
recollection. I’m asking you if you read
that in Dr. Aurora’s deposition?
[DR. KENNEDY:] I don’t remember reading that.
[PLAINTIFFS’ COUNSEL:] . . . Do you have a recollection of having
a conversation with Dr. Aurora after Mr.
Jones died as to whether his death could
have been due to a pulmonary embolism
or a massive heart attack?
UNIDENTIFIED SPEAKER: Objection, Your Honor.
THE COURT: Overruled.
[DR. KENNEDY:] No, I don’t share that memory. I did talk
to Dr. Aurora about what could have
happened and we were going to try to get
answers in terms of getting the autopsy.
The trial court had broad discretion to balance any risk of unfair prejudice from
30
such questioning against the probative value of Dr. Kennedy’s testimony, and, under
Maryland Rule 5-403, the trial court was only obligated to exclude the testimony if its
probative value was “substantially outweighed” by the risk of unfair prejudice. We see no
basis to disturb the trial court’s weighing of those risks here.
II. During Trial, HMH Did Not Preserve Its Judicial Bias Claim
To the extent that HMH claims that these evidentiary rulings and other conduct of
the trial court were the product of racial bias on the part of the trial court, we hold that
that claim is not preserved. HMH did not raise that claim during the trial with the
specificity that Baltimore Cotton Duck, LLC requires. 13 During the trial, HMH either did
not object to the rulings and conduct or objected on grounds other than judicial bias. 14
A. Permitting Dr. Aurora to Offer More Background Information than Dr.
Kennedy
HMH contends that when Dr. Aurora offered background information about
himself, particularly about his decision to become a doctor, Dr. Aurora was permitted to
13
HMH does not address the preservation requirements of Braxton (or Baltimore
Cotton Duck, LLC, which was issued between the filing of HMH’s initial brief and
Appellees’ brief). HMH instead depends on Belton v. State, 483 Md. 523 (2023), wherein
our Supreme Court addressed claims of judicial bias in an appellate opinion, not in
rulings of a trial judge. Even in Belton v. State, though, Mr. Belton’s bias claim was
preserved because he filed a post-opinion motion before the court he claimed was biased
(this Court). Belton, 483 Md. at 540. By contrast, HMH’s bias claim was not preserved
before the court it alleged was biased (the circuit court).
14
We have mined the transcripts provided for mentions of bias, partiality, or race
and racism. We have found nothing material to this issue. The only mentions of bias
come during HMH’s opening and closing statements, when its counsel discusses
“hindsight bias,” a type of bias not charged to the judge and irrelevant to the merits of
this appeal. The only mentions of race again come from HMH itself, in counsel’s opening
statements on how Dr. Kennedy saw Mr. Jones as “a fellow Black man[.]”
31
do so. But, when HMH wanted to elicit testimony about Dr. Kennedy’s wife’s medical
conditions as the reason for Dr. Kennedy’s testifying remotely, the trial court precluded
HMH from doing so. HMH claims judicial bias infected these rulings. HMH’s claim is
not preserved.
By the time Dr. Aurora was permitted to testify about why he became a doctor (the
testimony that HMH claims is comparable), HMH knew “in reasonable detail” the facts it
claimed showed the trial court’s purported bias. See Baltimore Cotton Duck, LLC, 259
Md. App. at 401 (quoting Braxton, 91 Md. App. at 408–09). In other words, HMH then
knew that Dr. Aurora had been allowed to give broader testimony about his personal
circumstances than Dr. Kennedy had been.
Nonetheless, when Dr. Aurora was asked why he became a doctor, and Dr. Aurora
answered, HMH did not object or move to strike his testimony. In other words, HMH did
not raise the issue of bias “as soon as the basis for it bec[ame] known and relevant.” See
Surratt, 320 Md. at 469.
[DR. AURORA’S COUNSEL:] Before I get into your background, can
you tell the ladies and gentlemen of the
jury why you became a doctor?
[DR. AURORA:] Sure. I unfortunately had both of my
parents pass away early in my life. My
mother died of a heart attack when I was
16.
[PLAINTIFFS’ COUNSEL]: Your Honor, I object.
THE COURT: Overruled.
[DR. AURORA:] My father when I was 18. After my father
passed, I decided that I wanted to go into
medicine. I switched from social science
into medicine because I felt I wanted to
32
see if I could prevent anyone else from
having to go through that.
[DR. AURORA’S COUNSEL:] Very good. Where were you born, sir?
B. Cross-Examination Regarding Nurse Askew’s Note
HMH next points to the trial court’s ruling regarding Nurse Askew’s note as
another example of bias and disparate treatment because, having allowed Appellees to
question Dr. Kennedy about Nurse Askew’s note, the trial court later declined to allow
Dr. Aurora to be questioned about it. Once more, this claim is not preserved.
By the time Appellees tried to ask Dr. Aurora about Nurse Askew’s note, HMH
knew that Dr. Kennedy was not allowed to explain his wife’s health condition while Dr.
Aurora had explained why he went into medicine. Additionally, HMH knew that
Appellees had been permitted to ask Dr. Kennedy about Nurse Askew’s note.
Nonetheless, when the trial court ruled that Dr. Aurora could not be questioned
about Nurse Askew’s note, HMH did not remind the trial court that Dr. Kennedy had
been questioned about it or charge the trial court with bias for having ruled differently or
ask that Dr. Kennedy’s answer be stricken. Instead, HMH objected because the answer
was “backdoor testimony” as to Nurse Askew’s standard of care.
[PLAINTIFFS’ COUNSEL:] But you were contacted by one of the
nurses, Heather Askew?
[DR. AURORA’S COUNSEL]: Objection, Your Honor. Can we
approach?
THE COURT: Come on up.
...
[HMH’S COUNSEL]: . . . I’m joining this because this is back
door testimony to the standard of care
against Ms. Askew who is the subject of
33
the testimony that is being elicited. Of
course, there was no allegation from any
experts.
...
THE COURT: I’m going to sustain the objection.
C. Cross-Examination Regarding the Conversation with Dr. Aurora
HMH next contends that allowing Appellees to cross examine Dr. Kennedy about
whether he had asked Dr. Aurora if Dr. Aurora thought they would be sued was the
product of bias because the trial court did not allow similar questioning of Dr. Aurora.
HMH here contends that “[t]he court shrugged off the fact that Dr. Kennedy was forced
to answer the exact same inappropriate questions, saying that because ‘Dr. Kennedy had
already testified[,]’ that issue is behind us.” Again, this claim is not preserved.
By the time Appellees tried to ask Dr. Aurora about whether Dr. Kennedy had
asked Dr. Aurora about being sued, HMH knew (1) that Dr. Kennedy had been prevented
from testifying about his wife’s condition and its impact on his trial attendance, while Dr.
Aurora was allowed to testify about why he became a doctor; (2) that Dr. Kennedy was
asked about Nurse Askew’s note while Dr. Aurora had not been; and (3) that Dr.
Kennedy was asked (and answered) questions about his conversation with Dr. Aurora. In
other words, HMH knew “in reasonable detail” the facts it claimed showed the trial
court’s purported bias. See Baltimore Cotton Duck, LLC, 259 Md. App. at 401 (quoting
Braxton, 91 Md. App. at 408–09).
Nonetheless, HMH did not set forth these facts to show the trial court’s purported
bias or seek relief “with particularity and clarity.” Baltimore Cotton Duck, LLC, 259 Md.
34
App. at 401 (quoting Braxton, 91 Md. App. at 408–09). Instead, HMH raised an
unspecified objection:
[PLAINTIFFS’ COUNSEL]: To avoid having another trip up here, I do
intend to ask the doctor about his
conversations with Dr. Kennedy after the
death.
[DR. AURORA’S COUNSEL]: I would object strenuously.
[HMH’S COUNSEL]: I also object.
[DR. AURORA’S COUNSEL]: This is the problem. This is the difficulty
that the Court has is we hear this
testimony, questions and answer, that was
objected to and overruled. The particular
testimony that Dr. Aurora spoke with Dr.
Kennedy after the event and said words to
the effect of “do you think we’re going to
get sued.” First of all, that is irrelevant.
The events have already occurred and that
patient has died.
Now, here is counsel’s problem.
Dr. Kennedy doesn’t recall the event and
I'm left with the negative, which is, okay,
so they had a discussion about getting
sued which almost conveys to the jury a
mens rea when in fact I have no ability to
put Dr. Kennedy on a conversation that he
doesn’t remember and what relevance
does that have? . . .
THE COURT: Well, I agree with the defense
preemptively that asking those questions
that you have raised would be
inappropriate. So, I’m not going to allow
you to go into that. I understand your
concern.
[DR. AURORA’S COUNSEL]: Thank you.
THE COURT: The issue with regard to -- Dr. Kennedy
has already testified. So, that issue is
already beyond us.
35
D. Other (Extrajudicial) Instances of Alleged Bias
HMH next contends that the trial court treated Dr. Kennedy and Dr. Aurora
differently in comparable situations based on bias against Dr. Kennedy. In its brief, HMH
argues:
There are countless other examples of disparate treatment not tied to
erroneous evidentiary rulings. The court sustained 14 of Plaintiffs’ counsel’s
25 objections during Dr. Kennedy’s direct examination, and chastised Dr.
Kennedy in front of the jury on three occasions, causing him to apologize
and begin to question whether it was appropriate to provide complete
answers.
In contrast, Dr. Aurora’s substantially similar answers garnered no
objections. Dr. Aurora was given significant latitude not afforded to Dr.
Kennedy and was permitted to stand before the jury and explain, using visual
aids, the hernia surgery he performed on Mr. Jones even though there was no
allegation that the surgery was negligently performed. The judge even left
the bench and took an empty seat in the jury box to get a better view of Dr.
Aurora’s presentation.
Appellees respond that none of HMH’s complaints indicate unfairness or judicial
bias. According to Appellees, HMH has only itself to blame for the treatment of Dr.
Kennedy and for any injection of race into the trial. As Appellees see it, the trial court
properly exercised its discretion in making “garden-variety evidentiary rulings[,]” such as
correctly sustaining objections when Dr. Kennedy’s counsel continued to pose leading
questions during Dr. Kennedy’s direct examination. Appellees assert that any
“admonishments” by the trial court were prompted directly and immediately by counsel’s
leading questions. Appellees also note that other witnesses were similarly instructed to
provide responsive answers during testimony. Appellees conclude that any possible
prejudice was cured by the trial court’s jury instructions that neither race nor the judge’s
36
conduct should influence the verdict. 15 Appellees argue that racial bias had no role at the
trial, because any injection of race was placed on the record by HMH, not the trial court.
HMH’s counsel told the jury in opening statement that Dr. Kennedy “saw
Mr. Jones [as] a fellow Black man.” It was an apparent attempt to establish
some emotional connection between Mr. Jones and Dr. Kennedy that had
nothing to do with whether Dr. Kennedy complied with the standard of care
in treating Mr. Jones. Ironically, HMH’s counsel’s appeal to race in the
opening statement highlights its ill-conceived appeal to race in this Court:
Although Dr. Kennedy is Black, Mr. Jones, his wife, his mother, and his
daughter are also Black. The same all-white jury that found that Dr. Kennedy,
a Black physician, committed medical negligence in his care and treatment
of Mr. Jones also found in favor of Mr. Jones’[s] Black family, awarding
Appellees more than $1.2 million in damages for the injuries they suffered
as a result of his preventable death. This obvious fact belies HMH’s claim
that implicit racial bias played any role in this case.
(Citation omitted). Appellees view HMH’s appeal, and its arguments herein, as yet
15
The trial court instructed the jury as follows on these topics:
During the course of the trial, it has been my duty to rule on a number
of questions of law, such as objections to the admissibility of evidenced [sic],
the form of questions, and other legal points. You should not draw any
conclusions from these rulings either as to the merits of the case or as to my
views regarding any witness, party or the case itself.
It is the duty of a lawyer to make objections that the lawyer believes
are proper. You should not be influenced by the fact that these objections
were made, no matter how the Court may have ruled on them.
...
You must consider and decide this case fairly and impartially. All
persons, including corporations, stand equal before the law and are entitled
to the same treatment under the law. You should not be prejudiced for or
against a person because of that person's race, color, gender, religion,
political or social views, wealth, or poverty. You should not even consider
such matters. The same is true as to sympathy for any party.
[Yo]u should not conclude from any conduct or words of mine that I
favor one party or another, or that I believe or disbelieve the testimony of
any witness. You, not I, are the sole judges of the believability of witnesses
and the weight of the evidence. You must not be influenced in any way by
my conduct during the course of the trial.
37
another attempt “to gain some perceived advantage by appealing to race in this case.”
HMH’s claim, as with the evidentiary rulings, is not preserved. At no time during
or immediately after Dr. Aurora’s direct testimony—the time at which counsel would be
fairly apprised of the disparate treatment that it now claims Dr. Kennedy had suffered—
did HMH set forth facts in reasonable detail to show the bias that it alleged, or otherwise
meet Baltimore Cotton Duck, LLC’s preservation requirements.
As to the trial judge’s moving to the jury box during Dr. Aurora’s testimony,
HMH raised no objection during or after Dr. Aurora’s testimony.
[DR. AURORA’S COUNSEL:] Would the Exhibits 7, 8, 9 and 10 help
you to describe the operative intervention
that you undertook with Mr. Jones?
[DR. AURORA:] Yes.
[DR. AURORA’S COUNSEL]: I would ask for permission to step down.
If you could step down so the jury can
look at this.
THE COURT: See if counsel need to reposition
themselves as I will.[16]
As to the trial court’s alleged admonishments to Dr. Kennedy during his
testimony, HMH likewise did not preserve its claim. By the time it became apparent that
Appellees’ counsel were lodging fewer objections during Dr. Aurora’s testimony, Dr.
Kennedy had already been admonished and HMH knew of the above rulings that it here
16
Had HMH objected to the trial judge’s moving to the jury box with the
timeliness and specificity that Baltimore Cotton Duck, LLC requires, the trial judge could
have heard the parties on the matter, and, if appropriate, explored other solutions. In this
regard, the preservation requirements are as much about avoiding possible problems as
documenting them.
38
challenges. Nonetheless, HMH did not bring up these issues until the close of evidence.
III. At The Close of Evidence, HMH Did Not Preserve Its Judicial Bias Claim 17
Nor was HMH’s bias claim preserved when, at the close of evidence, HMH asked
the trial court to permit it to recall Dr. Kennedy or for a stipulation about why he had
participated in the trial remotely. Although HMH then outlined some of the ways in
which it contended Dr. Kennedy had been treated differently from Dr. Aurora, HMH did
not ascribe these differences to racial bias as is required to preserve such a claim. See
Baltimore Cotton Duck, LLC, 259 Md. App. at 401 (quoting Braxton, 91 Md. App. at
408–09) (requiring a litigant that claims bias to set forth its position without
ambivalence). In fact, as to the number of interruptions in Dr. Kennedy’s testimony,
HMH ascribed the problem to Appellees’ counsel, not to what it now claims was the trial
court’s bias. Indeed, the first time that HMH charged the trial court with treating Dr.
Kennedy differently because of racial bias was in its new trial motion, i.e., after trial and
after HMH had suffered an unfavorable verdict. 18
17
We assume, without deciding, that when HMH requested to recall Dr. Kennedy
or for a stipulation, it was “during trial.” By that time, however, Dr. Aurora and HMH
had renewed their motions for judgment. Although HMH had not yet rested before the
jury, it had indicated to the trial court its intent to do so. Effectively, then, when HMH
asked for relief, the evidence was concluded.
18
HMH’s Motion for New Trial and supporting Memorandum of Law were filed
on March 6, 2023, roughly two weeks after the February 24, 2023 judgment against
HMH. In its Memorandum of Law in Support of Motion for New Trial, HMH argued,
Although this Defendant does not assert there was any improper motive on
the part of the Court, the impact of materially different treatment of two
similarly situated defendant physicians was even more unfairly prejudicial
here because Dr. Kennedy, a Black physician, had to defend himself with a
39
HMH pointed out the difference in how much information Dr. Kennedy was able
to provide about his personal circumstances relative to Dr. Aurora, but it did not ascribe
this difference, without ambivalence, to the trial court’s racial bias:
I think the fact that Dr. Kennedy was not able to even address or say that
there was a health circumstance that kept him from being here when he is in
this case to be treated as a party according to the agreement that [Appellees’
counsel] and I reached does create a substantial prejudice and it looks
different. The juxtaposition is just not fair. It is not right.
Instead, HMH attributed the difference to unfairness, that it was “not right,” and was a
different “look.”
As to Appellees’ being able to question Dr. Kennedy, but not Dr. Aurora, about
Nurse Askew’s note and whether Dr. Kennedy had asked Dr. Aurora if Dr. Aurora
thought they would be sued, again, HMH pointed out the difference but did not ascribe it
to the trial court’s racial bias.
Additionally, during the course of Dr. Kennedy’s testimony as compared
with Dr. Aurora’s, and again I agree with how Your Honor sustained the
objections during Dr. Aurora’s, the questions to Dr. Kennedy on
communications with Nurse Askew on the morning of the 21st where
Plaintiffs counsel was eliciting that there was a disagreement between Dr.
Kennedy and Nurse Askew as to whether or not the patient had said to Dr.
Kennedy I’m feeling short of breath is well outside of the time that they were
any criticisms, highly prejudicial, not probative.
I had thought that counsel was not going into that. I admit that I don’t
have it in writing. So, I don’t mean to suggest that there was a written
agreement, but that to me was surprising having come in and then have it
excluded during Dr. Aurora’s testimony as well as the questions to Dr.
Kennedy about Dr. Aurora’s recollection of their conversation about whether
or not they would get sued, which doesn’t go to any issue in the case, is
highly prejudicial, was excluded as to Dr. Aurora who is the one who
white co-defendant in front of an all-white jury. In such circumstances, the
risk of unfair, implicit bias, affecting juror deliberations is even more
heightened.
40
remembered it and then it was asked of Dr. Kennedy who counsel knows has
no recollection of ever saying that and it was simply to get the question out
there in front of the jury.
Each of those pieces prevented Dr. Kennedy, in addition to the fact
that his really significant personal circumstances prevented him from being
here in person has really prejudiced our ability to present him as a witness.
Instead, HMH ascribed the difference to “surprise” and to improper (albeit not racially
based) motives on the part of Appellees’ counsel.
Regarding the relief HMH wanted, while HMH asked to recall Dr. Kennedy to
explain his wife’s condition, or for a stipulation about his remote appearance, HMH did
not, with particularity or clarity, ask for any relief related to Dr. Kennedy’s having been
asked about Nurse Askew’s note and whether he had asked Dr. Aurora about being sued.
HMH’s counsel stated,
. . . The requested relief that I mentioned does not address the two issues
that I think are very prejudicial and have already happened. And those
are with Dr. Kennedy being permitted to ask, despite counsel’s knowing that
he had no recollection of it, a question that was purely to inflame the jury and
introduce the idea that Dr. Kennedy was worried only about being sued. Dr.
Kennedy has no memory of that. There could have been no probative or
relevant answer to that, I don’t remember, but the question is why counsel
asked it. It was inappropriate and it is not cured by Dr. Kennedy coming
back or by the Court making an instruction. I have to think about what
I’m asking for for that.
(Emphasis added).
CONCLUSION
We take HMH’s claim of judicial bias very seriously. Impartiality is what judges
do. When a litigant claims that a judge has failed to act with impartiality, particularly in
their discretionary evidentiary rulings, our preservation requirements give the litigants
and the trial court a chance, as the trial occurs, to examine the claim and the proceedings,
41
to explain, to reconsider, and to move for (and grant or deny) substantial relief. For us,
our preservation requirements enable fair and meaningful appellate review of what the
trial court did (or did not do) in response to the charge of bias. But as important as these
preservation requirements are, HMH did not follow them here.
The trial court here is presumed to have acted impartially. Even if HMH’s bias
claim is preserved, we see nothing on this record that rebuts this presumption. In the
evidentiary rulings and conduct that HMH here challenges, we see no abuse of discretion.
Moreover, to the extent that HMH now identifies differences in how the trial court ruled
vis-à-vis Dr. Kennedy and Dr. Aurora, the presumption of impartiality means that we
presume that those differences resulted from something other than bias. Some of the
issues HMH raises here resulted from Dr. Kennedy’s having testified before Dr. Aurora
and Appellees’ having lodged more objections during Dr. Kennedy’s testimony than
during Dr. Aurora’s. HMH does not challenge the substance of the trial court’s rulings on
these objections, only that there were more of them. Surely, the trial court cannot have
been expected to somehow even the objections tally simply for the sake of evenness.
Ultimately, we cannot conclude here that “a reasonable member of the public
knowing all the circumstances would be led to the conclusion that the judge’s impartiality
might reasonably be questioned.” Reed, 127 Md. App. at 554 (quoting Surratt, 320 Md.
at 465). HMH has not shown otherwise. 19 Accordingly, we see no abuse of discretion in
19
This result means that we need not address HMH’s last argument in which it
urges us to adopt Washington’s presumption-of-prejudice approach in determining
whether a litigant aggrieved by a trial judge’s bias is entitled to a new trial. See
42
the trial court’s denial of HMH’s new trial motion. We affirm.
JUDGMENT OF THE CIRCUIT COURT FOR
HARFORD COUNTY AFFIRMED; COSTS TO
BE PAID BY APPELLANT.
Henderson v. Thompson, 518 P.3d 1011 (Wash. 2022). Maryland has used such an
approach on at least one occasion in a criminal case. See Vandegrift, 237 Md. at 311
(“The judge asked many questions of the witness which taken as a whole or even
individually amounted to a manifestation of his disbelief of the witness, which we must
presume influenced the jury, whose function it was as the triers of the facts to determine
the credibility of the witnesses.”). Because HMH did not show that the trial court acted
with bias or partiality, we do not reach the question of whether to presume that HMH was
denied a fair trial.
43
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