279 Neb. 509•Ashby v. State
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specifically advised that upon conviction, he could be subject to the lifetime community supervision provisions of § 83-174.03. Inasmuch as we have determined that Simnick is not subject to lifetime community supervision because § 83-174.03 was not in effect at the time of his offense, the issue with respect to his plea is moot and we do not address it. CONCLUSION For the reasons discussed, we overrule the State’s motion to dismiss the petition for further review. We affirm that portion of the judgment of the Court of Appeals affirming Simnick’s conviction; but we reverse that portion of the judgment which affirms the sentence of lifetime community supervision by the Office of Parole Administration upon Simnick’s release from incarceration or civil commitment, and we remand the cause to the Court of Appeals with directions to vacate that portion of the sentence and remand to the district court with directions to resentence Simnick in accordance with this opinion. A ffirmed in pArt, And in pArt reversed And remAnded with directions. AShby v.S tAte 509 Cite as 279 Neb. 509 mAtthew L. A shby, individuALLy, And m.A., A minor , by And through mAtthew L. A shby, his fAther And next friend, AppeLLAnts , v. stAte of nebrAskA et AL., AppeLLees. 779 N.W.2d 343 Filed March 5, 2010. No. S-08-1274. 1. Judgments: Appeal and Error. An appellate court determines questions of law independently of the determination reached by the lower court. 2. Summary Judgment. Summary judgment is proper if the pleadings and admis- sible evidence offered at the hearing show that there is no genuine issue as to any material facts or as to the ultimate inferences that may be drawn from those facts and that the moving party is entitled to judgment as a matter of law. 3. Summary Judgment: Appeal and Error. In reviewing a summary judgment, an appellate court views the evidence in the light most favorable to the party against whom the judgment was granted, and the court gives that party the benefit of all reasonable inferences deducible from the evidence. 4. Tort Claims Act: Proof. to recover in a negligence action brought under the Statet ort Claims Act, Neb. Rev. Stat. §§ 81-8,209 to 81-8,235 (Reissue 2003), a Nebraska Supreme Court Online Library www.nebraska.gov/apps-courts-epub/ 11/01/2026 04:47 AM CST
plaintiff must show a legal duty owed by the defendant to the plaintiff, a breach of such duty, causation, and damages. 5. Negligence. the threshold issue in any negligence action is whether the defend- ant owes a legal duty to the plaintiff. 6. Negligence: Words and Phrases. the law defines a duty as an obligation, to which the law will give recognition and effect, to conform to a particular standard of conduct toward another. 7. Negligence. the question whether a legal duty exists for actionable negligence is a question of law dependent on the facts in a particular situation. 8. Statutes. In the absence of ambiguity or constitutional defect, courts must give effect to statutes as they are written. 9. Negligence. Absent a duty, a negligence claim fails. 10. Constitutional Law: Actions. In a suit under 42 U.S.C. § 1983 (2006), the first inquiry is whether the plaintiff has been deprived of a right secured by the Constitution and laws within the meaning of § 1983. 11. Constitutional Law: Public Officers and Employees: Immunity: Liability. When a plaintiff sues a state official, a court must first analyze whether the plain- tiff has sued the official in his or her official or individual capacity for purposes of state sovereign immunity. If the court determines that a state official has been sued in his or her individual capacity, the court can address the official’s qualified immunity from civil damages.t hat inquiry focuses not on whether the official has acted in his or her individual capacity, but on whether the official’s conduct violates clearly established statutory or constitutional rights of which a reason- able person would have known. 12. Conspiracy: Words and Phrases. A civil conspiracy is a combination of two or more persons acting in concert to accomplish an unlawful or oppressive object, or a lawful object by unlawful or oppressive means. 13. Conspiracy: Proof. A party does not have to prove a civil conspiracy by direct evidence of the acts charged. It may be proved by a number of indefinite acts, conditions, and circumstances which vary according to the purpose to be accomplished. 14. Actions: Conspiracy. A civil conspiracy is only actionable if the alleged con- spirators actually committed some underlying misconduct. 15. Jurisdiction: Words and Phrases. Personal jurisdiction is the power of a tribu- nal to subject and bind a particular person or entity to its decisions. 16. Due Process: Jurisdiction: States. before a court can exercise personal juris- diction over a nonresident defendant, the court must first determine whether the long-arm statute is satisfied. If the long-arm statute is satisfied, the second question is whether minimum contacts exist between the defendant and the forum state for personal jurisdiction over the defendant without offending due process. 17. Jurisdiction: States. Depending on the facts of a case, a court can exercise two types of jurisdiction: general personal jurisdiction or specific personal jurisdiction. 18. ____: ____. If the defendant’s contacts are neither substantial nor continuous and systematic, but the cause of action arises out of or is related to the defendant’s contact with the forum, a court may assert specific jurisdiction over the defend- ant, depending on the quality and nature of such contact. 510 279N ebRASkAR ePORtS
19. Due Process: Jurisdiction: States. Due process for personal jurisdiction over a nonresident defendant requires that the plaintiff allege specific acts by the defendant which establish that the defendant had the necessary minimum contacts before a Nebraska court can exercise jurisdiction over a person. Appeal from the District Court for Lancaster County: kAren b. fLowers, Judge. Affirmed. herbert J. Friedman and Danielh . Friedman, of Friedman Law Offices, for appellants. Jonb runing, Attorney General, and Michael J. Rumbaugh for appellees State of Nebraska and Mary Dyer. Susank ubert Sapp and Stanton N.b eeder, of Cline, Williams, Wright, Johnson & Oldfather, L.L.P., for appellees Monicat aylork ilmer, Douglase ricb lack, andt ammy Norris black. Milton A.k atskee and Melvin R.k atskee, ofk atskee, henatsch & Suing, for appelleese state of Michael Washburn ande rickson & Sederstrom, P.C. Waltere . Zink II and Amanda A. Dutton, ofb aylor, evnen, Curtiss, Grimit & Witt, L.L.P., for appelleeb ryant A. Whitmire. heAvicAn, c.J., connoLLy, gerrArd, stephAn, mccormAck, and miLLer-L ermAn, JJ. connoLLy, J. SUMMARy Matthew L. Ashby is the biological father of M.A., born in January 2004. Ashby never married M.A.’s mother, Monica taylork ilmer, and she never listed Ashby as M.A.’s father on the birth certificate.b ut Ashby registered with the biological father registry within the statutory period to claim paternity.1 before the period expired, however, the State of Nebraska, acting through adoption specialist Mary Dyer, allowed the 1 See Neb. Rev. Stat. § 43-104.04 (Reissue 2004). AShby v.S tAte 511 Cite as 279 Neb. 509
prospective adoptive parents, Douglase ricb lack andt ammy Norrisb lack, to take M.A. to Alabama. Ashby claims that the State and Dyer acted negligently and violated his due process rights in allowing M.A. to leave the state while Ashby could still assert paternity.t he State disagrees. It contends that Dyer had met all the requirements under Nebraska law and the Interstate Compact on the Placement of Children (ICPC).2 Ashby also brings claims againstk ilmer; theb lacks; the blacks’ attorney in Alabama,b ryant A. Whitmire; the estate ofk ilmer’s attorney in Nebraska, Michael Washburn; and Washburn’s former law firm,e rickson & Sederstrom, P.C.h e claims that all parties knew that he would contest the adop- tion and that they attempted to complete the adoption without informing him. Ashby sued the defendants for civil conspiracy, false imprisonment, constructive fraud, misrepresentation, and breach of fiduciary duty. Ashby also suedk ilmer’s parents and the agency that facilitated the adoption, but those claims were dismissed and are not appealed. the defendants moved for summary judgment, which the district court granted. Ashby, individually and on behalf of M.A., appeals, and we affirm. FACtS m.A.’s birth And A doption Ashby andk ilmer separated shortly after M.A.’s concep- tion.b efore their separation,k ilmer informed Ashby that she was pregnant and was considering adoption. Ashby told her that if she did not want to raise the child, he would, and that he would not relinquish his parental rights or consent to an adoption.b efore M.A.’s birth, however, he did not register with the biological father registry to receive notice of any intended adoption, nor did he give notice that he objected to an adoption and intended to claim paternity.3t he two did not see each other or speak again until after the child was born. kilmer contacted a private adoption agency and, through the agency, selected theb lacks, a married couple living in 2 Neb. Rev. Stat. §§ 43-1101 and 43-1102 (Reissue 2008). 3 See Neb. Rev. Stat. §§ 43-104.01(2) and 43-104.03 (Reissue 2004). 512 279N ebRASkAR ePORtS
Alabama, to adopt her child.t he day after M.A.’s birth, theb lacks came to Nebraska, and about 2 weeks later, they returned to Alabama with M.A.t hey commenced adoption proceedings in that state. Washburn representedk ilmer in the private adoption. because theb lacks lived out of state, Dyer helped in the adop- tion. Dyer is an adoption specialist with the Department of health andh uman Services and the person charged with assist- ing out-of-state adoptions under Nebraska’s ICPC. According to Dyer, she approves the removal of children from Nebraska for adoption placement in other states. She approves each placement by filling out a form and then forwarding the paper- work approving the placement to her counterpart in the state receiving the child. Dyer stated that she could prevent a child from being placed in another state. Dyer stated that because this was a private adoption, the State has no responsibility to determine whether a putative father has filed a notice of intent to claim custody. According to her, when a State ward is adopted, the State would pre- pare the adoption paperwork and would check the biologi- cal father registry.b ut because this was a private adoption, Dyer never checked to confirm whether Ashby had registered with the biological father registry or had received notifica- tion of the proposed adoption. She noted that even if she had checked, at the time she approved the placement, Ashby had still not registered. Dyer testified that the biological mother’s attorney carries the burden to check the registry in private adoptions. Dyer acknowledged that the publication notice she received from Washburn put her on notice that Ashby had until February 12, 2004, to register for paternity.b ut she claims that because the paperwork also indicated that Washburn had mailed a regis- tered letter to Ashby on January 8, 2004, Ashby perhaps had only 5 business days after January 8 to register. Although she acknowledged that her file lacked a receipt from the letter and that she had no proof that Ashby had actually received the let- ter, she stated that she had no reason to doubt that Washburn had actually contacted Ashby by mail. Dyer also acknowledged that Washburn had indicated that Ashby was unwilling to agree AShby v.S tAte 513 Cite as 279 Neb. 509
to the adoption and would not sign the consent to the adop- tion. She admitted that she normally required a “no claim of paternity” certificate before allowing children to leave the state when a biological father has not signed the documents allow- ing the adoption.b ut she had not received, nor did she require, such certificate from Washburn. because Dyer knew that Ashby still had time to assert his paternity, she had theb lacks sign an at-risk placement notice that required them to return the child to Nebraska if Ashby asserted his paternity.4 Dyer testified that although she approves the placement of children outside the state, her duties required only that she execute an at-risk placement form. She contended her duties did not require her to determine whether the biological father has registered with the Department of health andh uman Services’ vital records section.y et, she acknowledged that she has the ultimate power to determine whether a child born in Nebraska may leave the state for a preadoption placement. A shby’s pAternity And custody order before M.A.’s birth, Washburn attempted to contact Ashby by mail about the pending adoption. Washburn allegedly sent a letter to Ashby on January 8, 2004, but the record indicates that he never received a return receipt confirming that Ashby received the letter. Ashby claims that Washburn sent the letter to the wrong address and that he did not receive it until January 29, 8 days after M.A.’s birth.b ut Washburn also published notice of the birth, and under the statutes in effect at the time, Ashby had until February 12 to register. On January 30, the day after he received Washburn’s letter, Ashby registered and filed for custody. On April 21, 2004, the Madison County Court held a custody hearing.t he court’s order stated that Ashby had timely filed his notice of intent to claim paternity and that he was the bio- logical father of the child, and it granted him custody. At that time, Dyer contacted the Alabama ICPC office and informed it 4 See Neb. Rev. Stat. § 43-104.15 (Reissue 2008). 514 279N ebRASkAR ePORtS
that under the at-risk placement agreement, theb lacks had to return M.A. to Nebraska.t heb lacks refused. Ashby, armed with the custody order, went to Alabama to have it enforced.t he Alabama court, however, eventually declined to enforce the custody order because Ashby had failed to include theb lacks as parties to the action as required by the Uniform Child Custody Jurisdiction ande nforcement Act5 and Parentalk idnapping Prevention Act of 1980.6t he Alabama court concluded that the Nebraska judgment was valid as to Ashby’s paternity but not valid as to the custody determination. So it did not order theb lacks to return M.A. to Nebraska.7 It concluded, however, that M.A.’s custody should be determined in Nebraska after Ashby included theb lacks as parties in the custody case. It also stayed the adoption proceed- ings in Alabama until that happened.t he record fails to show that Ashby took any further action to obtain custody. And in February 2009, Ashby voluntarily relinquished his parental rights in a settlement with theb lacks.t he settlement, however, reserved his claims in this suit filed in the Lancaster County District Court. A shby’s stAte court cLAims And district court’s disposition In the Lancaster County District Court action, Ashby alleged that the State, through its employee Dyer, negligently allowed M.A. to leave Nebraska before determining whether Ashby was properly notified of the adoption. And he alleges that Dyer’s actions deprived him of procedural and substantive due process rights under 42 U.S.C. § 1983 (2006). Ashby also claimed that (1) all the defendants conspired to violate his civil rights and deprive him of a parental relationship with his son; (2) theb lacks falsely imprisoned M.A.; and (3) Dyer,k ilmer, 5 See Ex parte D.B. and T.B., 975 So. 2d 940 (Ala. 2007), affirming D.B. v. M.A., 975 So. 2d 927 (Ala. Civ. App. 2006). See, also, Neb. Rev. Stat. §§ 43-1226 to 43-1266 (Reissue 2004). 6 See 28 U.S.C. § 1738A and 42 U.S.C. § 663 (2006). 7 Ex parte D.B. and T.B., supra note 5. AShby v.S tAte 515 Cite as 279 Neb. 509
theb lacks, Whitmire, Washburn, ande rickson & Sederstrom engaged in constructive fraud, misrepresentation, and breach of fiduciary duty.h e sought not the return of his son, but compen- satory and punitive damages. In two separate orders, the district court granted summary judgment tok ilmer, theb lacks, Whitmire, Washburn, and erickson & Sederstrom. In April 2008, the court denied Ashby’s request that the court order Whitmire to produce his file on M.A. And in November 2008, the court granted summary judg- ment to the State and Dyer. Ashby now appeals. Regarding the negligence claim against the State, the court concluded that (1) Dyer had no duty to check the biological father registry before allowing M.A. to leave Nebraska and (2) the State’s only duty was to ensure that it met the ICPC requirements, which Dyer had done.b ecause the State had no duty, it could not be negligent.t he court also found that res judicata barred Ashby’s § 1983 claim against Dyer in her official capacity because a federal district court had decided the claim against Ashby.8 And, because the evidence indicated that Dyer did not act in any capacity other than her official capac- ity, the court dismissed Ashby’s § 1983 claim against her in her individual capacity. Regarding the civil conspiracy claim, the court found that the evidence failed to show any agreement between the defend- ants to deprive Ashby of the opportunity to assert his parental rights.t o the contrary, the court found that Ashby had estab- lished his paternity in both Nebraska and Alabama courts before theb lacks finalized the adoption.t he court also found Ashby’s false imprisonment claim failed because theb lacks had an order from an Alabama court granting them custody. the court found all other claims meritless and dismissed the case. A shby’s federAL court cLAims And federAL district court’s disposition In the federal case, Ashby filed a § 1983 lawsuit against Dyer,k ilmer, theb lacks, Whitmire, Washburn,e rickson & 8 See Ashby v. Dyer, 427 F. Supp. 2d 929 (D. Neb. 2006). 516 279N ebRASkAR ePORtS
Sederstrom, and other defendants.h e claimed that all the defendants, acting under the color of state law, conspired to deprive him of due process by removing M.A. to another state for adoption.h e also made state law claims of civil conspiracy, negligence, fraud, misrepresentation, and breach of fiduciary duty against all the defendants and a false imprisonment claim against theb lacks. In April 2006, the federal court dismissed, with prejudice, the § 1983 claim against Dyer in her official capacity because Ashby was only requesting monetary damages. Regarding the claim against Dyer in her individual capacity, the court concluded that Ashby’s allegation failed to state a § 1983 claim based on a civil conspiracy.t he court concluded that a plaintiff’s allegations that a state official acted negligently are insufficient to state a constitutional claim.9 And, assuming that Dyer knew of Ashby’s paternity claim, Ashby failed to allege that she shared this information. So there was not a “‘meet- ing of the minds’” between Dyer and the other defendants “to violate [Ashby’s] constitutional rights.”10b ecause Dyer’s allegations failed to show a state action, the federal court con- cluded that it lacked jurisdiction and dismissed the claims. It dismissed with prejudice the § 1983 claims against Dyer, in her official capacity, and against the remaining defendants. It apparently dismissed without prejudice the § 1983 claim against Dyer, in her individual capacity, and Ashby’s remain- ing state law claims. ASSIGNMeNtSOFeRROR Ashby alleges that the district court erred in (1) granting summary judgment to the State on his negligence claim; (2) finding that res judicata barred his § 1983 claim against Dyer, in her individual capacity; (3) granting summary judgment tok ilmer, theb lacks, Whitmire, Washburn, ande rickson & Sederstrom on his civil conspiracy claim; and (4) denying his motion to compel Whitmire to answer discovery questions. 9 Id. 10 Id. at 934. AShby v.S tAte 517 Cite as 279 Neb. 509
StANDARDOF RevIeW [1] We determine questions of law independently of the determination reached by the lower court.11 [2,3] Summary judgment is proper if the pleadings and admissible evidence offered at the hearing show that there is no genuine issue as to any material facts or as to the ultimate inferences that may be drawn from those facts and that the moving party is entitled to judgment as a matter of law.12 In reviewing a summary judgment, we view the evidence in the light most favorable to the party against whom the judgment was granted, and we give that party the benefit of all reason- able inferences deducible from the evidence.13 ANALySIS negLigence cLAim AgAinst the stAte [4-7] Ashby alleges that the district court erred in find- ing that the State owed no duty to Ashby.t o recover in a negligence action brought under the Statet ort Claims Act,14 a plaintiff must show a legal duty owed by the defendant to the plaintiff, a breach of such duty, causation, and damages.15 the threshold issue in any negligence action is whether the defendant owes a legal duty to the plaintiff.16t he law defines a duty as “an obligation, to which the law will give recogni- tion and effect, to conform to a particular standard of conduct toward another.”17t he question whether a legal duty exists for 11 See Holmstedt v. York Cty. Jail Supervisor, 275 Neb. 161, 745 N.W.2d 317 (2008). 12 Wilke v. Woodhouse Ford, 278 Neb. 800, 774 N.W.2d 370 (2009). See, also, Nebraska Coalition for Ed. Equity v. Heineman, 273 Neb. 531, 731 N.W.2d 164 (2007). 13 Wilke, supra note 12. 14 Neb. Rev. Stat. §§ 81-8,209 to 81-8,235 (Reissue 2003). 15 See Ehlers v. State, 276 Neb. 605, 756 N.W.2d 152 (2008). 16 Fickle v. State, 273 Neb. 990, 735 N.W.2d 754 (2007). 17 Munstermann v. Alegent Health, 271 Neb. 834, 845, 716 N.W.2d 73, 83 (2006). 518 279N ebRASkAR ePORtS
actionable negligence is a question of law dependent on the facts in a particular situation.18 the alleged duty Ashby places on the State does not come from a single source. Instead, we understand Ashby’s argument to be that based upon a combination of constitutional and statu- tory law, the State had a duty to confirm whether he had con- sented to the adoption, or that theb lacks did not need his con- sent, before the State approved M.A.’s removal from Nebraska. Ashby contends that the State is a “‘sending agency’” under the ICPC in effect at the time of M.A.’s removal.19 (the ICPC was amended in 2009.)20 Ashby alleges that as a sending agency, the State must comply with every requirement in the ICPC and with Nebraska’s adoption statutes. Ashby also asserts that as a sending agency under the ICPC, the State “‘retain[s] jurisdic- tion over the child sufficient to determine all matters in relation to the custody, supervision, care, treatment and disposition of the child which it would have had if the child had remained in the sending agency’s state . . . .’”21 Ashby argues that these statutes require the State to satisfy the consent laws for in-state adoptions before permitting a child to be placed with out-of-state adoptive parents.h e also argues that the State must comply with Nebraska adoption law to protect his constitutional parental right to care for and have custody of his child.22 Ashby, however, does not challenge the constitutionality of any statute. We agree with Ashby that in a private adoption, Nebraska is a sending agency under the ICPC.t he ICPC defines a sending agency as “a party state, officer or employee thereof; a sub- division of a party state, or officer or employee thereof; a court of a party state; a person, corporation, association, charitable 18 Fickle, supra note 16. 19 Reply brief for appellants at 7. 20 2009 Neb. Laws, L.b. 237, § 3. 21 Reply brief for appellants at 7. See § 43-1101, art.v (a). 22 See, Troxel v. Granville, 530 U.S. 57, 120 S. Ct. 2054, 147 L.e d. 2d 49 (2000); Santosky v. Kramer, 455 U.S. 745, 102 S. Ct. 1388, 71 L.e d. 2d 599 (1982). AShby v.S tAte 519 Cite as 279 Neb. 509
agency or other entity which sends, brings, or causes to be sent or brought any child to another party state.”23 the State argues that in a private adoption, the sending agency under the ICPC is the birth mother, not the State. We agree that the birth mother is a sending agency.24b ut we also believe that in a given placement, more than one individual or entity could be a sending agency.h ere,k ilmer was a send- ing agency because she initiated and consented to placing M.A. with theb lacks.b ut the State, through Dyer, was also a sending agency. Dyer facilitated and approved the removal of M.A. from Nebraska, causing M.A.’s placement in Alabama. According to her own testimony, Dyer had the power to refuse to authorize removal of M.A. from Nebraska. So we do not agree with the State’s argument thatk ilmer was the sole per- son responsible for allowing the removal of M.A.t he defini- tion of a sending agency appears broad enough to include any individual or entity that causes a child to be moved interstate, even if that means there are multiple sending agencies in a single adoption. We conclude that the State is a sending agency under the ICPC. but even if the State is a sending agency, for it to be neg- ligent, it must have breached a duty owed to Ashby. Ashby asserts that the statutes require the State to determine whether he had consented to the adoption or whether his consent was not required before allowing M.A. to leave Nebraska.t o address this argument, we look to Nebraska’s paternity statutes. When a child is born out of wedlock and the biological mother desires to relinquish her rights to the child, the bio- logical mother’s attorney or the adoption agency facilitating the adoption must attempt to notify the biological father or possible biological fathers. As outlined in Neb. Rev. Stat. § 43-104.08 (Reissue 2004): Whenever a child is claimed to be born out of wedlock and the biological mother contacts an adoption agency 23 § 43-1101, art. II(b). 24 Cornhusker Christian Ch. Home v. Dept. of Soc. Servs., 229 Neb. 837, 429 N.W.2d 359 (1988). 520 279N ebRASkAR ePORtS
or attorney to relinquish her rights to the child . . . the agency or attorney contacted shall attempt to establish the identity of the biological father and further attempt to inform the biological father of his right to execute a relinquishment and consent to adoption, or a denial of paternity and waiver of rights . . . . the notice must be served in advance of the child’s birth, whenever possible, to allow the biological father to comply with the registration requirements. And the notice must inform the putative father that he may have the right to file a notice of objection and intent to obtain custody.25 the biological father can be notified by registered or certi- fied mail, restricted delivery, return receipt requested.26 Or, “[i]f the agency or attorney representing the biological mother is unable through reasonable efforts to locate and serve notice on the biological father or possible biological fathers as con- templated in sections 43-104.12 and 43-104.13, the agency or attorney shall notify the biological father or possible biological fathers by publication.”27 So, in a private adoption, regardless of how the attorney or adoption agency attempts to notify a biological father, the attorney or agency must exercise dili- gence to “identify and give actual or constructive notice to the biological father.”28 but Nebraska’s statutes do not prohibit placement with adoptive parents before notice is perfected. Instead, “[i]f the biological father [is] not given actual or constructive notice prior to the time of placement,” the prospective adoptive par- ents are required to sign an at-risk placement form.29t he form “give[s] the adoptive parents a statement of legal risk indicat- ing the legal status of the biological father’s parental rights as of the time of placement.”30 In signing the form, the adoptive 25 Neb. Rev. Stat. §§ 43-104.13 and 43-104.14 (Reissue 2004). 26 Neb. Rev. Stat. § 43-104.12 (Reissue 2004). 27 § 43-104.14(1). 28 Neb. Rev. Stat. § 43-104.16 (Reissue 2008). 29 § 43-104.15. 30 Id. AShby v.S tAte 521 Cite as 279 Neb. 509
parents “are acknowledging their acceptance of the placement, notwithstanding the legal risk.”31 here, Washburn attempted to, and eventually did, notify Ashby of the proposed adoption.b ut the notification took place after M.A.’s birth. As required by statute, Dyer approved placement of M.A. with theb lacks only after they signed an at-risk placement form.t he form explicitly stated that “in the event the birth father comes forward, or asse[r]ts his interest in the subject child, even after the time of placement, the State of Alabama may require the undersigned to return the child to the State of Nebraska for further determination on the rights of the putative father.” Nebraska’s statutes require the birth mother’s attorney or adoption agency, not the State, to notify the biological father of a proposed adoption. More important, these statutes specifically permit the State to approve out-of- state placement with prospective adoptive parents without the biological father’s consent or notification if the prospective adoptive parents have signed an at-risk placement form. Contrary to Ashby’s claims, the State had no obligation under any of the paternity statutes or the ICPC to confirm that Ashby consented to the adoption before allowing M.A. to leave the state. We agree that the State, as a sending agency, was required to ensure ICPC compliance before allowing M.A. to leave Nebraska.32b ut nothing in the ICPC requires the State to ensure that a possible biological father has consented to an adoption or has not claimed paternity before approving a child’s placement in a prospective adop- tive home. [8] Ashby contends that an at-risk placement form provides an inadequate substitute for Ashby’s notice of, or consent to, the adoption.t o reach that conclusion, Ashby would have us read into § 43-104.15 a different requirement for out-of-state at-risk placements than for in-state at-risk placements.b ut in the absence of ambiguity or constitutional defect, courts must 31 Id. 32 § 43-1101, art. III(a) and (b). 522 279N ebRASkAR ePORtS
give effect to statutes as they are written.33 And Ashby has not challenged the constitutionality of § 43-104.15 or claimed that it is ambiguous. Section 43-104.15 permitted the at-risk place- ment with theb lacks, and we find nothing in either the ICPC or Nebraska law that placed a duty on the State to confirm that Ashby had first consented to the adoption. Ashby also argues, however, that when reading Nebraska’s adoption laws in pari materia with the paternity statutes, the statutes require consent for the adoption before mak- ing an out-of-state placement.h e points to Neb. Rev. Stat. § 43-104(1) (Reissue 2004), which states “no adoption shall be decreed unless written consents” are executed by “both the mother and father of a child born out of wedlock.”h ere, how- ever, the issue focuses on the placement of a child in another state. Ashby’s argument confuses “adoption” with “place- ment.” Placements occur before an adoption, and Nebraska’s statutes permit both in-state and out-of-state placements with- out prior consent. [9] In assisting this out-of-state private adoption, the State fulfilled its obligations. Despite Ashby’s arguments to the contrary, the State did not have a duty to confirm that Ashby consented to the adoption before allowing theb lacks to remove M.A. from Nebraska. Absent a duty, a negligence claim fails.34 the district court did not err in granting summary judgment to the State. § 1983 cLAim AgAinst dyer In addition to his state court lawsuit, Ashby filed a nearly identical lawsuit against Dyer and the other defendants in federal court. In the federal lawsuit, Ashby alleged that Dyer, acting under the color of state law, conspired with the other defendants to deprive Ashby of due process by removing his son from Nebraska to Alabama for adoption. 33 See, Estate of McElwee v. Omaha Transit Auth., 266 Neb. 317, 664 N.W.2d 461 (2003); City of Omaha v. Kum & Go, 263 Neb. 724, 642 N.W.2d 154 (2002). 34 See Fickle, supra note 16. AShby v.S tAte 523 Cite as 279 Neb. 509
the federal court dismissed the lawsuit in April 2006. In evaluating Ashby’s § 1983 claim, the federal court held that because Ashby sought only monetary damages from Dyer, his lawsuit against her in her official capacity was barred by the 11th Amendment.35t he federal court also recognized that Dyer had failed to affirmatively allege a qualified immunity defense and addressed the claims against her in her individual capacity on the merits. the federal court then identified what a plaintiff must show for a § 1983 claim based on civil conspiracy, and it concluded Ashby’s allegations failed to state a claim. Ashby claimed only that Dyer had allowed M.A. to leave the state without confirming whether Ashby’s paternity had been determined. And he claimed that Dyer did not rescind her permission for M.A. to leave the state once Ashby filed his notice of intent to claim paternity.t he federal court held that Ashby’s allega- tions regarding Dyer’s actions amounted only to negligence, which cannot form the basis of a constitutional tort claim.36 Furthermore, the federal court found that even if Dyer knew that Ashby was claiming paternity, Ashby did not allege that she shared this information with the other defendants. In this appeal, Ashby brought a § 1983 claim against Dyer in her official and individual capacities.37 We agree with the federal district court that sovereign immunity bars Ashby’s § 1983 claim against Dyer, in her official capacity, because he sought only money damages. We conclude that the Lancaster County District Court properly dismissed the § 1983 claim against Dyer, in her official capacity, based upon res judicata. [10] Regarding Ashby’s claim against Dyer in her individual capacity, he contends, restated, that Dyer violated his consti- tutionally protected due process rights.h e argues that Dyer allowed M.A. to leave the state without confirming whether 35 Ashby, supra note 8. 36 Id., citing Davis v. Fulton County, Ark., 90 F.3d 1346 (8th Cir. 1996). See, also, Daniels v. Williams, 474 U.S. 327, 106 S. Ct. 662, 88 L.e d. 2d 662 (1986). 37 See Holmstedt, supra note 11. 524 279N ebRASkAR ePORtS
Ashby had consented to the adoption. In a suit under § 1983, the first inquiry is whether the plaintiff has been deprived of a right secured by the Constitution and laws within the mean- ing of § 1983.38 As the federal court did, we will assume that Ashby has articulated a parental right that the federal court would protect. Section 1983, however, imposes liability for violations of rights protected by the federal Constitution, not for violations of duties of care arising out of tort law.39h ere, as in the federal case, Ashby’s allegations against Dyer show, at most, only negligent conduct. And the record fails to show a deliberate indifference to Ashby’s constitutional rights. In both cases, he claimed that Dyer failed to determine whether he consented to the adoption before approving M.A.’s place- ment with theb lacks. We, like the federal district court, con- clude that allegations of negligence are insufficient to state a constitutional tort claim and that the district court properly dismissed Ashby’s § 1983 claim against Dyer in her indi- vidual capacity.40 [11] We note, however, that the Lancaster County District Court dismissed the § 1983 claim against Dyer, in her indi- vidual capacity, because Ashby failed to show that she had acted in her individual capacity.t he court’s holding, however, confuses a state’s sovereign immunity with a state official’s qualified immunity. When a plaintiff sues a state official, a court must first analyze whether the plaintiff has sued the offi- cial in his or her official or individual capacity for purposes of state sovereign immunity.41 If the court determines that a state official has been sued in his or her individual capacity, the court can address the official’s qualified immunity from civil damages.t hat inquiry focuses not on whether the offi- cial has acted in his or her individual capacity, but on whether the official’s conduct violates clearly established statutory or constitutional rights of which a reasonable person would have 38 West v. Atkins, 487 U.S. 42, 108 S. Ct. 2250, 101 L.e d. 2d 40 (1988). 39 See, Daniels, supra note 36; 15 Am. Jur. 2d Civil Rights § 69 (2000). 40 See Daniels, supra note 36. 41 See Holmstedt, supra note 11. AShby v.S tAte 525 Cite as 279 Neb. 509
known.42h ere, Ashby sued Dyer in her individual capacity, so whether she acted in her individual capacity is irrelevant. thus, the court’s reasoning was incorrect; but again, we will not reverse a proper result merely because the court’s decision rested on the wrong reason.43 civiL conspirAcy cLAim AgAinst kiLmer , the bLAcks , whitmire , wAshburn, And erickson & sederstrom Ashby asserts thatk ilmer, theb lacks, Whitmire, Washburn, ande rickson & Sederstrom engaged in a conspiracy to inten- tionally interfere and deprive Ashby of his right to have cus- tody of M.A. and to establish a parental relationship with him. We do not include Whitmire in our discussion because, as addressed below, the district court lacked personal jurisdiction over him. [12-14] A civil conspiracy is a combination of two or more persons acting in concert to accomplish an unlawful or oppressive object, or a lawful object by unlawful or oppressive means.44 A party does not have to prove a civil conspiracy by direct evidence of the acts charged. It may be proved by a num- ber of indefinite acts, conditions, and circumstances which vary according to the purpose to be accomplished.45 It is, however, necessary to prove the existence of at least an implied agree- ment to establish conspiracy.46 Furthermore, a civil conspiracy is only actionable if the alleged conspirators actually commit- ted some underlying misconduct.47 And a conspiracy is not a separate and independent tort in itself; rather, it depends upon 42 See, Williams v. Baird, 273 Neb. 977, 735 N.W.2d 383 (2007); Shearer v. Leuenberger, 256 Neb. 566, 591 N.W.2d 762 (1999), disapproved on other grounds, Simon v. City of Omaha, 267 Neb. 718, 677 N.W.2d 129 (2004). 43 See, In re Trust Created by Cease, 267 Neb. 753, 677 N.W.2d 495 (2004); Wasikowski v. Nebraska Quality Jobs Bd., 264 Neb. 403, 648 N.W.2d 756 (2002). 44 See, Lamar Co. v. City of Fremont, 278 Neb. 485, 771 N.W.2d 894 (2009); Four R Cattle Co. v. Mullins, 253 Neb. 133, 570 N.W.2d 813 (1997). 45 See Four R Cattle Co., supra note 44. 46 See id. 47 Eicher v. Mid America Fin. Invest. Corp., 275 Neb. 462, 748 N.W.2d 1 (2008). 526 279N ebRASkAR ePORtS
the existence of an underlying tort.48 So without such underly- ing tort, there can be no cause of action for a conspiracy to commit the tort.49 Applying these principles, we turn to Ashby’s allegations regarding the underlying tort—intentional interference with his parental rights. Ashby contends that Nebraska recognizes a cause of action for the intentional interference with a parent’s right to custody. Specifically, that “the defendants could be held liable for entering into a conspiracy with the goal of inter- fering with Ashby’s right to establish a relationship with, and custody of, his child.”50 We have held that parents may assert a cause of action against a third party who wrongfully deprives them of their parental rights.51 In Tavlinsky v. Ringling Bros. Circus,52 the defendants operated a traveling circus that employed the plain- tiffs’ 15-year-old son without their permission.t he defendants’ knowledge of the son’s minor status and failure to obtain the parents’ consent for employing him were sufficient to establish their liability.b ut we remanded the cause to determine if the parents had ratified the employment, and thereby waived the claim, by accepting money from the son’s employment with the defendants. Also, Neb. Rev. Stat. § 28-316 (Reissue 2008) provides a criminal sanction for interfering with a legal guardian’s custody of a minor child. Similarly, the Restatement (Second) oft orts § 70053 recognizes that a parent legally entitled to a child’s custody may recover against a person who deprives him or her of custody. Under both Tavlinsky and § 700 of the Restatement, however, the parent seeking relief must show that he or she is legally entitled to custody. 48 Id. 49 Hatcher v. Bellevue Vol. Fire Dept., 262 Neb. 23, 628 N.W.2d 685 (2001). 50 brief for appellants at 38. 51 Tavlinsky v. Ringling Bros. Circus, 113 Neb. 632, 204 N.W. 388 (1925). 52 Id. 53 Restatement (Second) oft orts § 700 (1977). AShby v.S tAte 527 Cite as 279 Neb. 509
however, remember that Ashby was not entitled to custody before April 21, 2004, when he received a custody order from the Madison County Court.b ut Ashby’s allegations focus on the defendants’ actions before he obtained the custody order. And after April 21, the record shows that theb lacks success- fully exercised their right to appeal.54 Ashby was a party to the appeal, but because Ashby’s Nebraska custody order did not comply with the requirements of Alabama’s or Nebraska’s Uniform Child Custody Jurisdiction ande nforcement Act55 or the Parentalk idnapping Prevention Act of 1980,56 the Supreme Court of Alabama refused to enforce the Nebraska custody order.57 Contrary to Ashby’s allegations, the defend- ants, in exercising their lawful right to appeal, were not wrongfully depriving Ashby of custody. And his allegations do not support a claim that the defendants’ actions after April 21 showed an implied agreement to deprive him of his parental rights. In sum, the defendants did not wrong- fully interfere with Ashby’s ability to establish and assert his parental rights. Ashby’s allegations are more accurately characterized as attempting to state a claim for interference with his right to establish paternity and obtain custody.b ased on the language of § 700,58 however, we do not believe that a biological father can assert a claim for intentional interference with his parental rights before gaining a custody order.59b ecause Ashby cannot allege that he was legally entitled to custody at the time of the alleged interference, he cannot allege facts showing this required element of intentional interference with a parental relationship. And because he cannot allege facts that would satisfy the required elements of the tort, he cannot establish 54 See Ex parte D.B. and T.B., supra note 5. 55 See, Ala. Code §§ 30-3b-101 to 30-3b-405 (West Cum. Supp. 2009); §§ 43-1226 to 43-1266. 56 See 28 U.S.C. § 1738A and 42 U.S.C. § 663. 57 See Ex parte D.B. and T.B., supra note 5. 58 Restatement (Second) oft orts, supra note 53. 59 but see Kessel v. Leavitt, 204 W.v a. 95, 511 S.e.2d 720 (1998). 528 279N ebRASkAR ePORtS
a conspiracy claim based upon that tort.60 Moreover, as of March 30, 2004, Ashby was actively litigating in Alabama whether his custody order was, in fact, valid and enforce- able.61t hus, the district court properly granted summary judgment tok ilmer, theb lacks, Washburn, ande rickson & Sederstrom. personAL Jurisdiction over whitmire Whitmire, theb lacks’ attorney, argues that the district court lacked personal jurisdiction over him because there were insuf- ficient minimum contacts between him and Nebraska.h e con- tends that summoning him to court in Nebraska would offend traditional notions of fair play and substantial justice. Ashby contends that the issue is not properly before us because the district court did not rule on personal jurisdiction and Whitmire did not raise the issue separately through a cross-appeal.b ut a review of the record shows that Whitmire moved to dismiss for lack of personal jurisdiction and for failure to state a claim for which relief can be granted, and he submitted no evidence at the hearings on the motion.t he other defendants all sub- mitted evidence on supporting their motions to dismiss that converted the motions into summary judgments62; Whitmire did not.63 Nor did he seek any affirmative relief or defend on the merits.64 And we have previously held that a court should determine whether it has personal jurisdiction before consider- ing whether a complaint fails to state a cause of action under Neb. Ct. R. Pldg. § 6-1112(b)(6).65 Only if the court rejects the jurisdictional objections should it address the objection that the complaint fails to state a claim upon which it can grant relief.66 So we believe that the district court should have 60 Hatcher, supra note 49. 61 See Ex parte D.B. and T.B., supra note 5. 62 See Nebraska Coalition for Ed. Equity, supra note 12. 63 See 5 John P. Lenich, Nebraska Civil Procedure § 11.5 (2008). 64 See Neb. Rev. Stat. § 25-516.01(2) (Reissue 2008). 65 Holmstedt, supra note 11. 66 Id. AShby v.S tAte 529 Cite as 279 Neb. 509
determined whether it had personal jurisdiction over Whitmire before addressing the merits of the case. [15,16] Personal jurisdiction is the power of a tribunal to subject and bind a particular person or entity to its deci- sions.67b efore a court can exercise personal jurisdiction over a nonresident defendant, the court must first determine whether the long-arm statute is satisfied.68 If the long-arm statute is satisfied, the second question is whether minimum contacts exist between the defendant and the forum state for personal jurisdiction over the defendant without offending due process.69 Our inquiry begins with Nebraska’s long-arm statute, Neb. Rev. Stat. § 25-536 (Reissue 2008). It extends Nebraska’s juris- diction over nonresidents having any contact with or maintain- ing any relation to this state as far as the federal Constitution permits.70 So we look to whether a Nebraska court’s exer- cise of jurisdiction over Whitmire would be consistent with due process.71 First, we address whether Whitmire had sufficient minimum contacts with Nebraska necessary to satisfy due process.72 Due process requires that a defendant’s minimum contacts with the forum state be such that “‘“maintenance of the suit does not offend ‘traditional notions of fair play and substantial justice.’”’”73 We look at the quality and type of Whitmire’s activities. [17,18] Depending on the facts of a case, a court can exer- cise two types of jurisdiction: general personal jurisdiction or specific personal jurisdiction.74 General personal jurisdiction 67 S.L. v. Steven L., 274 Neb. 646, 742 N.W.2d 734 (2007). 68 See id. See, also, Kugler Co. v. Growth Products Ltd., 265 Neb. 505, 658 N.W.2d 40 (2003). 69 Kugler Co., supra note 68. 70 S.L., supra note 67. 71 Id. 72 Id. 73 Id. at 651-52, 742 N.W.2d at 741. 74 Id. 530 279N ebRASkAR ePORtS
arises from the defendant’s “‘“‘continuous and systematic general business contacts’”’” with the forum state.75 Ashby does not claim that the court had general personal jurisdic- tion over Whitmire. If the defendant’s contacts are neither substantial nor continuous and systematic, but the cause of action arises out of or is related to the defendant’s contact with the forum, a court may assert specific jurisdiction over the defendant, depending on the quality and nature of such contact.76 Ashby contends that allegations of a civil conspiracy involving Whitmire can support the exercise of specific per- sonal jurisdiction. In determining conspiracy liability, the actions of one coconspirator are attributable to all coconspirators.77 So some courts have reasoned that if through one of its members a conspiracy inflicts an actionable wrong in one jurisdiction, the other members should not be allowed to escape being sued there by hiding in another jurisdiction.78 Under a coconspira- tor theory of jurisdiction, the actions of one conspirator are attributable to all the coconspirators for assessing jurisdic- tional contacts.79 Ashby alleges that theb lacks, Whitmire’s clients and alleged coconspirators, came to Nebraska and absconded with Ashby’s son, interfering with Ashby’s parental relationship.h e con- tends that although Whitmire never entered Nebraska, because his alleged coconspirators committed acts in furtherance of the conspiracy in Nebraska, he is subject to the jurisdiction of a Nebraska court. [19] We have not recognized whether a civil conspiracy can support the exercise of personal jurisdiction. Nor are 75 Id. at 652, 742 N.W.2d at 741. 76 Id. 77 See Stillinger & Napier v. Central States Grain Co., Inc., 164 Neb. 458, 82 N.W.2d 637 (1957). 78 See Stauffacher v. Bennett, 969 F.2d 455 (7th Cir. 1992) (superseded by Fed. R. Civ. P. 4(k)(2) as stated in Central States v. Reimer Express World Corp., 230 F.3d 934 (7th Cir. 2000)). 79 See In re New Motor Vehicles Canadian Export, 307 F. Supp. 2d 145 (D. Me. 2004). AShby v.S tAte 531 Cite as 279 Neb. 509
we inclined to do so at this time. Due process for personal jurisdiction over a nonresident defendant requires that the plaintiff allege specific acts by the defendant which establish that the defendant had the necessary minimum contacts before a Nebraska court can exercise jurisdiction over a person.80 Without minimum contacts, a Nebraska court cannot exer- cise jurisdiction over Whitmire without violating his right to due process.t he difficulty with establishing personal juris- diction based on an alleged conspiracy is that it merges the jurisdiction issue with the merits of the case. As noted by the Seventh Circuit: It would be more than awkward to postpone the jurisdic- tional issue to the merits; it would dissolve the issue. If the plaintiff won on the merits, the jurisdictional issue would be automatically resolved in his favor, while if he lost the defendant would waive the defense of personal jurisdiction and take the judgment for its preclusive value in subsequent suits.b ut to resolve the jurisdictional issue in advance would require . . . an evidentiary hearing as extensive as, and in fact duplicative of, the trial on the merits—either that or permit a nonresident to be dragged into court on mere allegations.81 Ashby’s allegations regarding Whitmire’s involvement in the alleged conspiracy are insufficient to show minimal con- tacts.h e focuses only on acts that took place in Alabama. Ashby alleges that theb lacks’ removal of M.A. from Nebraska is the central act that furthered the conspiracy.b ut regard- ing Whitmire’s actions, Ashby claims only that Whitmire made false representations to, and withheld information from, the Alabama courts regarding M.A.’s paternity.h e makes no allegations regarding Whitmire’s involvement with any of the proceedings in Nebraska. And based upon these allega- tions, we do not believe Whitmire’s connection to Nebraska rises to the level that he should have anticipated being haled 80 See S.L., supra note 67. See, also, Internat. Shoe Co. v. Washington, 326 U.S. 310, 66 S. Ct. 154, 90 L.e d. 95 (1945). 81 Stauffacher, supra note 78, 969 F.2d at 459. 532 279N ebRASkAR ePORtS
into court here.t o hold otherwise would, we believe, offend notions of fair play and substantial justice, and would violate due process. Although the district court failed to make this determina- tion, we conclude the record is sufficient to show that the court improperly exercised personal jurisdiction over Whitmire. discovery A rguments because the court lacked personal jurisdiction, Ashby’s assignment of error regarding his motion to compel Whitmire to answer discovery questions is not before us. And while Ashby also argues that theb lacks ande rickson & Sederstrom’s designated attorney should be compelled to answer questions regarding both Whitmire’s representation of theb lacks and Washburn’s representation ofk ilmer, we do not consider issues which Ashby argued but has not assigned.82 CONCLUSION We conclude that the district court lacked jurisdiction over Whitmire and that the district court properly dismissed Ashby’s claims against the remaining defendants. A ffirmed. wright, J., not participating. 82 Vokal v. Nebraska Acct. & Disclosure Comm., 276 Neb. 988, 759 N.W.2d 75 (2009); Agena v. Lancaster Cty. Bd. of Equal., 276 Neb. 851, 758 N.W.2d 363 (2008). stAte of nebrAskA ex reL. counseL for discipLine of the nebrAskA supreme court, reLAtor , v. dAvid L. nich , Jr ., respondent. 780 N.W.2d 638 Filed March 5, 2010. No. S-09-593. Original action. Judgment of suspension. heAvicAn, c.J., wright, connoLLy, gerrArd, stephAn, mccormAck , and miLLer-L ermAn, JJ. StAte exR eL.COUNS eLFORDIS . v.NIC h 533 Cite as 279 Neb. 533
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