A-1-CA-36664•January 9, 2020- Max Quintana v. Risk Management, No. A-1-CA-36664
January 9, 2020- Max Quintana v. Risk Management, No. A-1-CA-36664
A-1-CA-36664Nmctapp
Texte intégral
Corrections to this opinion/decision not affecting the outcome, at the Court's discretion, can occur up to the time of publication with NM Compilation Commission. The Court will ensure that the electronic version of this opinion/decision is updated accordingly in Odyssey. IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1 MAX QUINTANA, ESTATE OF 2 RICHARD VALDEZ, RICHARD 3 VALDEZ, JR., his son, and ROBERT 4 GALLEGOS, 5 Plaintiffs-Appellants, 6 and 7 LEONARD QUINTANA, GEORGE 8 VIGIL, MURPHY SISNEROS, SAMUEL 9 R. QUINTANA, and FREDDIE LUJAN, 10 ESTATE OF ISAAC ELOY VALENCIA, 11 and ERIC VALENCIA, his son, 12 Plaintiffs, 13 v. No. A-1-CA-36664 14 STATE OF NEW MEXICO, RISK 15 MANAGEMENT DIVISION, NEW MEXICO 16 CORRECTIONS DEPARTMENT, and 17 DEPARTMENT OF MILITARY AFFAIRS, 18 Defendants-Appellees. 19 APPEAL FROM THE DISTRICT COURT OF SAN MIGUEL COUNTY 20 Abigail Aragon, District Judge 21 Domenici Law Firm, P.C. 22 Pete V. Domenici, Jr. 23 Reed C. Easterwood 24 Albuquerque, NM 25 for Appellants 26 Court of Appeals of New Mexico Filed 1/9/2020 11:30 AM
2
Hatcher Law Group, P.A. 1
Keitha A. Leonard 2
Scott P. Hatcher 3
Santa Fe, NM 4
for Appellees 5
MEMORANDUM OPINION 6
BOGARDUS, Judge. 7
{1} Plaintiffs1 Max Quintana, Estate of Richard Valdez, and Richard Valdez, Jr. 8
appeal the district court’s order granting summary judgment in favor of Defendants 9
State of New Mexico, Risk Management Division, New Mexico Corrections 10
Department, and Department of Military Affairs on both their workers’ 11
compensation claims and their claims made pursuant to Delgado v. Phelps Dodge 12
Chino, Inc., 2001-NMSC-034, 131 N.M. 272, 34 P.3d 1148. Concluding that the 13
district court did not have jurisdiction over Plaintiffs’ workers’ compensation 14
claims, we remand to the district court to dismiss those claims for lack of 15
jurisdiction. We otherwise affirm. 16
BACKGROUND 17
{2} On February 2, 1980, prisoners at the New Mexico State Penitentiary began 18
to riot. On that same day, Governor Bruce King determined that, “in order to protect 19
1Plaintiff Robert Gallegos was initially also a party to this appeal. However,
he settled his claims at mediation during the pendency of this appeal and, therefore,
is no longer a party.3
the life, safety and well-being” of persons and property, “it was necessary to call in 1
emergency service elements of the New Mexico National Guard[.]” Plaintiffs were 2
among those in the New Mexico National Guard who performed military duty at the 3
State Penitentiary during and/or after the riot. 4
{3} On June 21, 2012, over thirty-two years after their military service at the State 5
Penitentiary, Plaintiffs filed the complaint that began this case. On July 17, 2013, 6
Plaintiffs filed their second amended complaint, which alleged that (1) Plaintiffs 7
were employees of the State of New Mexico through the Department of Military 8
Affairs in 1980; (2) as a result of their employment during the 1980 riot, Plaintiffs 9
experienced work-related post-traumatic stress disorder (PTSD) or exacerbation of 10
pre-existing PTSD; (3) their workers’ compensation claims are covered by the 11
Workers’ Compensation Act in effect when they were deployed to the State 12
Penitentiary (the Old Act) rather than the Workers’ Compensation Act in effect when 13
they filed the lawsuit (the New Act); and (4) alternatively, Plaintiffs have causes of 14
action under Delgado. 15
{4} Defendants moved for summary judgment. Following briefing from the 16
parties and argument on the motion, the district court entered an order granting 17
Defendants’ motion. The district court concluded that (1) Plaintiffs had not and 18
could not meet the requirements of the Old Act; (2) even if the court could apply the 19
Old Act, Plaintiffs’ claims were time-barred; (3) Plaintiffs had not and could not 204
meet the requirements of the New Act; (4) even if the New Act did apply, the court 1
would not have jurisdiction to hear claims made under it; (5) the 1980 reports from 2
Attorney General Jeff Bingaman to Governor Bruce King and members of the 3
Legislature discussing the causes of the riot at the State Penitentiary and providing 4
recommendations to avoid future riots do not satisfy the “actual knowledge” 5
standard sufficient to meet NMSA 1978, Section 52-1-29(A) (1990); and (6) 6
Delgado does not apply because there was no evidence that Defendants 7
unconscionably or egregiously deployed Plaintiffs to the riot at the State Penitentiary 8
either subjectively or objectively expecting and intending that Plaintiffs would be 9
injured. Plaintiffs appeal. 10
DISCUSSION 11
I. The District Court Did Not Have Jurisdiction Over Plaintiffs’ Workers’ 12
Compensation Claims 13
{5} The facts and circumstances of this case raise a jurisdictional question that we 14
must address before reaching Plaintiffs’ arguments regarding the merits of their 15
workers’ compensation claims. See Smith v. City of Santa Fe, 2007-NMSC-055, 16
¶ 10, 142 N.M. 786, 171 P.3d 300 (“[I]t is incumbent upon the appellate court to 17
raise jurisdiction questions sua sponte when the Court notices them.”); Maso v. N.M. 18
Taxation & Revenue Dep’t, 2004-NMCA-025, ¶ 13, 135 N.M. 152, 85 P.3d 276 19
(“[A]n appeal from a court . . . that lacks subject matter jurisdiction confers no 20
jurisdiction on the appellate court.” (internal quotation marks and citation omitted)). 215
“[W]hether a [district] court has jurisdiction in a particular case is a question of law 1
that we review de novo[.]” Smith, 2007-NMSC-055, ¶ 10. 2
{6} In 1986, our Legislature repealed sections of the then-existing Workers’ 3
Compensation Act that “required filing of claims in the district court . . . and trial of 4
claims in the district court.” Wylie Corp. v. Mowrer, 1986-NMSC-075, ¶ 8, 104 N.M. 5
751, 726 P.2d 1381. The repeal of those sections became effective on May 21, 1986. 6
Id. At the same time, the Legislature provided that “all claims filed after December 7
1, 1986, shall be heard and determined by a hearing officer appointed by the director 8
of the newly created [workers’] compensation administration.” Id. ¶ 1. 9
{7} Following those changes, our Supreme Court held “that commencing on 10
December 1, 1986, all claims, regardless of when the injury . . . may have occurred, 11
shall be filed with the [workers’] compensation administration.” Id. ¶ 13 (emphasis 12
added). Furthermore, this Court has recognized that “[w]ith its creation of the 13
[workers’ compensation administration], the Legislature gave the [workers’ 14
compensation administration] exclusive jurisdiction over workers’ compensation 15
cases, removing these cases from the district court’s jurisdiction.” Jones v. Holiday 16
Inn Express, 2014-NMCA-082, ¶ 11, 331 P.3d 992 (citing Wylie Corp., 1986- 17
NMSC-075, ¶¶ 1, 8). 18
{8} Because Plaintiffs’ workers’ compensation claims were filed for the first time 19
after December 1, 1986, the district court did not have jurisdiction over those claims. 206
Cf. DiMatteo v. Cty. of Dona Ana ex rel. Bd. of Cty. Comm’rs, 1989-NMCA-108, 1
¶¶ 12, 18, 109 N.M. 374, 785 P.2d 285 (distinguishing claims filed for the first time 2
after December 1, 1986, from applications to increase, decrease, or terminate 3
benefits and concluding that the district court had continuing jurisdiction over the 4
latter). Accordingly, we remand to the district court to dismiss Plaintiffs’ workers’ 5
compensation claims for lack of jurisdiction. 6
II. The District Court Properly Granted Summary Judgment on Plaintiffs’ 7
Delgado Claims and Plaintiffs Have Failed to Otherwise Show That the 8
Workers’ Compensation Act Does Not Provide Their Exclusive Remedy 9
{9} In their summary judgment briefing in the district court, Plaintiffs argued that 10
they had valid Delgado claims. Plaintiffs attempt to shed the Delgado label in this 11
appeal, asserting that the characterization of their claims is not dispositive. Rather 12
than challenge the district court’s grant of summary judgment on their Delgado 13
claims, Plaintiffs focus on whether Defendants have waived immunity under the Tort 14
Claims Act and whether they have met the notice requirements of that act. Within 15
that argument, Plaintiffs assert that the Workers’ Compensation Act does not provide 16
their exclusive remedy under this Court’s reasoning in Quintero v. New Mexico 17
Department of Transportation, 2010-NMCA-081, 148 N.M. 903, 242 P.3d 470. In 18
response, Defendants contend that Plaintiffs have waived any appeal as to their 19
Delgado claims. In their reply, Plaintiffs briefly argue that they had made a 207
“colorable” Delgado claim while continuing to assert their arguments based on 1
Quintero. 2
A. Standard of Review 3
{10} “Summary judgment is reviewed on appeal de novo.” Juneau v. Intel Corp., 4
2006-NMSC-002, ¶ 8, 139 N.M. 12, 127 P.3d 548. “New Mexico courts, unlike 5
federal courts, view summary judgment with disfavor, preferring a trial on the 6
merits.” Romero v. Philip Morris Inc., 2010-NMSC-035, ¶ 8, 148 N.M. 713, 242 7
P.3d 280. However, “summary judgment may be proper when the moving party has 8
met its initial burden of establishing a prima facie case for summary judgment.” Id. 9
¶ 10. “By a prima facie showing is meant such evidence as is sufficient in law to 10
raise a presumption of fact or establish the fact in question unless rebutted.” Id. 11
(internal quotation marks and citation omitted). 12
{11} “Once this prima facie showing has been made, the burden shifts to the non- 13
movant to demonstrate the existence of specific evidentiary facts which would 14
require trial on the merits.” Id. (internal quotation marks and citation omitted). “A 15
party may not simply argue that such evidentiary facts might exist, nor may it rest 16
upon the allegations of the complaint.” Id. (alteration, internal quotation marks, and 17
citation omitted). “Rather, the party opposing the summary judgment motion must 18
adduce evidence to justify a trial on the issues.” Id. (alteration, internal quotation 19
marks, and citation omitted). “Such evidence adduced must result in reasonable 208
inferences.” Id. “An inference is not a supposition or a conjecture, but is a logical 1
deduction from facts proved and guess work is not a substitute therefor.” Id. (internal 2
quotation marks and citation omitted). 3
B. Plaintiffs’ Delgado Claims 4
{12} We begin with Plaintiffs’ arguments concerning the district court’s grant of 5
summary judgment on their Delgado claims. We note that, generally, we will not 6
address issues that are raised for the first time in the reply brief, Mitchell-Carr v. 7
McLendon, 1999-NMSC-025, ¶ 29, 127 N.M. 282, 980 P.2d 65, because such 8
presentation forecloses an opportunity for the appellees to respond, Doe v. City of 9
Albuquerque, 1981-NMCA-049, ¶ 8, 96 N.M. 433, 631 P.2d 728. However, we 10
depart from our general practice in this case because Defendants addressed this point 11
directly in their answer brief, and even when we consider the arguments made in the 12
reply brief, we are not persuaded that the district court erred in granting summary 13
judgment on Plaintiffs’ Delgado claims. See Salazar v. Torres, 2007-NMSC-019, 14
¶ 14, 141 N.M. 559, 158 P.3d 449 (“Delgado established a high threshold of 15
culpability that should eliminate many claims before trial.”). We explain. 16
{13} To the extent that Plaintiffs argue that Defendants failed to make a prima facie 17
showing that they were entitled to summary judgment, we disagree. In Delgado, our 18
Supreme Court held that 19
willfulness renders a worker’s injury non-accidental, and therefore 20
outside the scope of the [Workers’ Compensation Act], when: (1) the 219
worker or employer engages in an intentional act or omission, without 1
just cause or excuse, that is reasonably expected to result in the injury 2
suffered by the worker; (2) the worker or employer expects the 3
intentional act or omission to result in the injury, or has utterly 4
disregarded the consequences; and (3) the intentional act or omission 5
proximately causes the injury. 6
2001-NMSC-034, ¶ 26. To those points, Defendants (1) submitted executive orders 7
from then-Governor Bruce King that outlined the reasons for deploying the National 8
Guard to the State Penitentiary and argued that those orders, when combined with 9
relevant law, demonstrated just cause for the deployment; (2) asserted that Plaintiffs 10
had not and could not show that the Defendants objectively or subjectively intended 11
to harm them through deployment of the National Guard to the State Penitentiary; 12
and (3) asserted that the absence of any evidence that Defendants objectively or 13
subjectively intended to harm Plaintiffs means there can be no causation. 14
Defendants’ evidence and argument was sufficient for the district court to conclude 15
that they had made a prima facie showing. See Romero, 2010-NMSC-035, ¶ 10. 16
{14} At that point, the burden shifted to Plaintiffs “to demonstrate the existence of 17
specific evidentiary facts which would require trial on the merits.” Id. (internal 18
quotation marks and citation omitted). Plaintiffs did not do so in their response to 19
Defendants’ summary judgment motion, and they have not done so in their appellate 20
briefs. Rather than identifying any evidence in the record proper that would make 21
trial on the merits necessary, Plaintiffs cite only their second amended complaint. 22
But, Plaintiffs may not carry their burden by “rest[ing] upon the allegations of the 2310
complaint[.]” Id. (internal quotation marks and citation omitted). Because Plaintiffs 1
have failed to demonstrate the existence of a genuine issue of material fact, we affirm 2
the district court’s grant of summary judgment on Plaintiffs’ Delgado claims. 3
B. Plaintiffs’ Quintero Arguments 4
{15} Plaintiffs generally argue that “Quintero stands for the proposition that factual 5
circumstances, such as in this appeal, expressly allow for remedies outside the 6
[Workers’ Compensation Act.]” Plaintiffs recite a number of failures that 7
contributed to the inmates’ ability to overcome the State Penitentiary guards to 8
support their argument that “the State and prison personnel’s grossly negligent 9
failure of duties that led to the riot here were completely separate from the State’s 10
status as employer of [Plaintiffs.]” 11
{16} As an initial matter, we must address whether Plaintiffs have preserved this 12
argument. “To preserve an issue for review on appeal, it must appear that appellant 13
fairly invoked a ruling of the trial court on the same grounds argued in the appellate 14
court.” Benz v. Town Ctr. Land, LLC, 2013-NMCA-111, ¶ 24, 314 P.3d 688 (internal 15
quotation marks and citation omitted). Here, Plaintiffs have failed to identify where 16
in the record they preserved these arguments. See Rule 12-318(A)(4) NMRA 17
(requiring each argument to contain “a statement explaining how the issue was 18
preserved in the court below”); Crutchfield v. N.M. Dep’t of Taxation & Revenue, 19
2005-NMCA-022, ¶ 14, 137 N.M. 26, 106 P.3d 1273 (“Absent that citation to the 2011
record or any obvious preservation, we will not consider the issue.”). While we are 1
under no obligation to search the record for preservation of these arguments, Young 2
v. Van Duyne, 2004-NMCA-074, ¶ 9, 135 N.M. 695, 92 P.3d 1269, based on our 3
review of the record, we are unable to identify any instance in which Plaintiffs 4
invoked a ruling from the district court on whether Quintero provided a basis for 5
them to avoid the exclusivity of the Workers’ Compensation Act. Accordingly, we 6
decline to address these arguments made for the first time in this appeal. See Nance 7
v. L.J. Dolloff Assocs., Inc., 2006-NMCA-012, ¶ 12, 138 N.M. 851, 126 P.3d 1215 8
(“[W]e review the case litigated below, not the case that is fleshed out for the first 9
time on appeal.” (internal quotation marks and citation omitted)). 10
C. Plaintiffs’ Tort Claims Act Arguments 11
{17} In order to maintain a cause of action against Defendants in tort, Plaintiffs 12
must demonstrate two things: that an exception applies that allows them to avoid the 13
exclusivity provisions of the Workers’ Compensation Act and that their government 14
employer has waived immunity under the Tort Claims Act. See Richey v. Hammond 15
Conservancy Dist., 2015-NMCA-043, ¶¶ 32-33, 346 P.3d 1183 (leaving a 16
determination of governmental immunity under the Tort Claims Act to be addressed 17
by the district court on remand after concluding that the plaintiff’s complaint stated 18
a claim under Delgado). We affirmed the district court’s grant of summary judgment 19
on Plaintiffs’ Delgado claims, and Plaintiffs have failed to otherwise demonstrate 2012
that their claims are not subject to the exclusivity provision of the Workers’ 1
Compensation Act. Accordingly, we need not reach Plaintiffs’ arguments that 2
Defendants have waived immunity under the Tort Claims Act. 3
III. Quintana’s Remaining Arguments 4
{18} Quintana first argues that the district court abused its discretion by not making 5
a formal determination as to the effect of his failure to answer requests for admission 6
contrary to Rule 1-036(A) NMRA. Defendants respond that Quintana did respond 7
to the requests for admissions and identifies the portion of the record that contains 8
Quintana’s admissions. In reply, Quintana acknowledges the admissions. 9
Accordingly, we conclude that Quintana’s argument that the district court needed to 10
determine the effect of Quintana’s failure to answer is without merit. 11
{19} Quintana also asserts that the district court abused its discretion by excluding 12
his proffered exhibit list. Quintana makes this argument in a heading of his brief in 13
chief and dedicates only a single sentence to developing his argument. Without 14
more, we decline to address Quintana’s argument regarding the exhibit list. See 15
Elane Photography, LLC v. Willock, 2013-NMSC-040, ¶ 70, 309 P.3d 53 (“To rule 16
on an inadequately briefed issue, this Court would have to develop the arguments 17
itself, effectively performing the parties’ work for them. This creates a strain on 18
judicial resources and a substantial risk of error. It is of no benefit either to the parties 19
or to future litigants for this Court to promulgate case law based on our own 2013
speculation rather than the parties’ carefully considered arguments.” (citation 1
omitted)); Corona v. Corona, 2014-NMCA-071, ¶ 28, 329 P.3d 701 (“This Court 2
has no duty to review an argument that is not adequately developed.”). 3
CONCLUSION 4
{20} For the foregoing reasons, we remand to the district court to dismiss Plaintiffs’ 5
workers’ compensation claims for lack of jurisdiction and otherwise affirm. 6
{21} IT IS SO ORDERED. 7
_________________________________ 8
KRISTINA BOGARDUS, Judge 9
WE CONCUR: 10
_________________________________ 11
J. MILES HANISEE, Chief Judge 12
_________________________________ 13
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