us-fda-guidance-77186838070582a9c9663372239c491f•Addressing Misinformation About Medical Devices and Prescription Drugs: Questions and Answers
Addressing Misinformation About Medical Devices and Prescription Drugs: Questions and Answers
us-fda-guidance-77186838070582a9c9663372239c491fAddressing Misinformation About Medical Devices and Prescription Drugs: Questions and AnswersDraft Guidance
Administrative draft guidance, not enacted legislation. This captured publisher edition preserves the listed document and attachments; later developments are not independently consolidated.
- Docket Number:
- FDA-2014-D-0447
- Issued by:
- Guidance Issuing OfficeCenter for Veterinary MedicineCenter for Biologics Evaluation and ResearchCenter for Devices and Radiological HealthCenter for Drug Evaluation and Research
The Food and Drug Administration (FDA or Agency) is announcing the availability of a revised draft guidance for industry entitled “Addressing Misinformation About Medical Devices and Prescription Drugs: Questions and Answers.” This revised draft guidance, when finalized, will describe FDA’s current thinking on common questions firms may have when voluntarily addressing misinformation about or related to their approved/cleared medical products. This guidance revises and replaces the draft guidance for industry entitled “Internet/Social Media Platforms: Correcting Independent Third-Party Misinformation About Prescription Drugs and Medical Devices” issued in June 2014. This revised draft guidance is not final nor is it in effect at this time.
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10305995dftrv1.docx Addressing Misinformation About Medical Devices and Prescription Drugs Questions and Answers Guidance for Industry DRAFT GUIDANCE This guidance document is being distributed for comment purposes only. Comments and suggestions regarding this draft document should be submitted within 60 days of publication in the Federal Register of the notice announcing the availability of the draft guidance. Submit electronic comments to https://www.regulations.gov. Submit written comments to the Dockets Management Staff (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852. All comments should be identified with the docket number listed in the notice of availability that publishes in the Federal Register. For questions regarding this draft document, contact (CDER) Samantha Bryant, 301-796-1200; (CBER) Office of Communication, Outreach and Development, 800-835-4709 or 240-402-8010; (CDRH) Stephanie Philbin, 301-837-7151; (CVM) Office of Surveillance and Compliance, 240- 402-7082; or (OC) Julie Finegan, 301-827-4830. U.S. Department of Health and Human Services Food and Drug Administration Center for Drug Evaluation and Research (CDER) Center for Biologics Evaluation and Research (CBER) Center for Devices and Radiological Health (CDRH) Center for Veterinary Medicine (CVM) Office of the Commissioner (OC) July 2024 Procedural Revision 1
Addressing Misinformation About Medical Devices and Prescription Drugs Questions and Answers Guidance for Industry Additional copies are available from: Office of Communications, Division of Drug Information Center for Drug Evaluation and Research Food and Drug Administration 10001 New Hampshire Ave., Hillandale Bldg., 4 th Floor Silver Spring, MD 20993-0002 Phone: 855-543-3784 or 301-796-3400; Fax: 301-431-6353 Email: druginfo@fda.hhs.gov https://www.fda.gov/drugs/guidance-compliance-regulatory-information/guidances-drugs and/or Office of Communication, Outreach and Development Center for Biologics Evaluation and Research Food and Drug Administration 10903 New Hampshire Ave., Bldg. 71, Room 3128 Silver Spring, MD 20993-0002 Phone: 800-835-4709 or 240-402-8010 Email: ocod@fda.hhs.gov https://www.fda.gov/vaccines-blood-biologics/guidance-compliance-regulatory-information-biologics/biologics-guidances and/or Office of Policy Center for Devices and Radiological Health Food and Drug Administration 10903 New Hampshire Ave., Bldg. 66, Room 5431 Silver Spring, MD 20993-0002 Email: CDRH-Guidance@fda.hhs.gov https://www.fda.gov/medical-devices/device-advice-comprehensive-regulatory-assistance/guidance-documents-medical-devices- and-radiation-emitting-products and/or Policy and Regulations Staff Center for Veterinary Medicine Food and Drug Administration 7500 Standish Place, Rockville, MD 20855 and/or Office of Policy Office of the Commissioner Food and Drug Administration 10903 New Hampshire Ave., Bldg. 32, Room 4252 Silver Spring, MD 20993-0002 Phone: 301-827-4830 U.S. Department of Health and Human Services Food and Drug Administration Center for Drug Evaluation and Research (CDER) Center for Biologics Evaluation and Research (CBER) Center for Devices and Radiological Health (CDRH) Center for Veterinary Medicine (CVM) Office of the Commissioner (OC) July 2024 Procedural Revision 1
Contains Nonbinding Recommendations Draft — Not for Implementation TABLE OF CONTENTS I. INTRODUCTION............................................................................................................. 1 II. SCOPE ............................................................................................................................... 4 III. BACKGROUND ............................................................................................................... 6 IV. QUESTIONS AND ANSWERS ....................................................................................... 8 A. Tailored Responsive Communications..................................................................................... 8 B. General Medical Product Communications .......................................................................... 18
Contains Nonbinding Recommendations Draft — Not for Implementation 1 Addressing Misinformation About Medical Devices and 1 Prescription Drugs 2 Questions and Answers 3 Guidance for Industry1 4 5 6 This draft guidance, when finalized, will represent the current thinking of the Food and Drug 7 Administration (FDA or Agency) on this topic. It does not establish any rights for any person and is not 8 binding on FDA or the public. You can use an alternative approach if it satisfies the requirements of the 9 applicable statutes and regulations. To discuss an alternative approach, contact the FDA staff responsible 10 for this guidance as listed on the title page. 11 12 13 14 15 I. INTRODUCTION 16 17 This guidance responds to common questions firms2 may have when voluntarily addressing 18 misinformation about or related to their approved/cleared medical products. In addition to 19 describing already existing avenues for communications by firms, this guidance sets out an 20 enforcement policy for certain kinds of internet-based communications that firms might choose 21 to use to address internet-based misinformation about or related to the firm’s approved/cleared 22 medical product when that misinformation is created or disseminated by an independent third 23 party.3 The recommendations and illustrative examples in this guidance are intended to help 24 support firms that choose to address misinformation about or related to their approved/cleared 25 medical products.4 26 27 For the purposes of this guidance and as further described in section II, the term misinformation 28 refers to implicit or explicit false, inaccurate, or misleading representations of fact about or 29 related to a firm’s approved/cleared medical product. Misinformation about or related to a firm’s 30 1 This guidance has been prepared by the Office of Prescription Drug Promotion in the Office of Medical Policy in the Center for Drug Evaluation and Research in cooperation with the Center for Biologics Evaluation and Research, the Center for Devices and Radiological Health, the Center for Veterinary Medicine, and the Office of the Commissioner at the Food and Drug Administration. 2 Terms that appear in bold at first mention are further explained in section II. 3 This guidance is not intended to address a firm’s correction of its own false or misleading representations about its medical products. 4 This revised draft guidance does not apply to communications by firms that address misinformation about or related to an emergency use authorized for the firm’s medical product under section 564 of the Federal Food, Drug, and Cosmetic Act (FD&C Act) (21 U.S.C. 360bbb-3), whether the use that is subject to emergency use authorization is an “unapproved use of an approved product” or is a use of an “unapproved product” as those terms are used in section 564(a). See sections 564(a)(2) and (a)(4) of the FD&C Act.
Contains Nonbinding Recommendations Draft — Not for Implementation 2 approved/cleared medical product can cause harm to both individuals and the public health in 31 general. Basing medical decisions on misinformation can lead patients and health care providers 32 (HCPs) to choose treatments that are not safe and effective, or to forgo treatments that are, which 33 can have adverse consequences. While misinformation can appear in many forms of 34 communication and be shared in many different ways, internet-based forms of communication 35 have enabled misinformation to travel quickly and reach more people who otherwise might not 36 be exposed to that misinformation. The spread of misinformation on the internet can be 37 particularly rapid and harmful when the misinformation is shared by an internet user who has a 38 large follower base or holds a position of trust, since those users may have a wider range or 39 higher degree of influence. Additionally, misinformation about or related to medical products 40 that treat or prevent serious or life-threatening diseases is especially concerning and represents a 41 significant public health concern. 42 43 This guidance, when finalized, is intended to advance FDA’s mission to help members of the 44 public get the accurate, up-to-date, science-based information they need to inform their decisions 45 about medical products to maintain and improve their health. 46 47 This guidance revises and replaces the draft guidance for industry Internet/Social Media 48 Platforms: Correcting Independent Third-Party Misinformation About Prescription Drugs and 49 Medical Devices issued in June 2014 (2014 draft guidance).5 This guidance reflects the 50 Agency’s consideration of feedback from interested parties, including comments received on the 51 2014 draft guidance. 52 53 This guidance includes two subsections within section IV. Subsection IV.A sets out 54 recommendations for certain kinds of internet-based communications (tailored responsive 55 communications) that firms might choose to use to address internet-based misinformation. 56 Subsection IV.B describes already existing avenues for communications by firms under the FDA 57 Authorities6 (general medical product communications) that firms might also choose to use to 58 address misinformation. More specifically, these subsections describe the following: 59 60 • Subsection A. Tailored Responsive Communications: Subsection IV.A outlines 61 recommendations for firms’ tailored responsive communications. A tailored responsive 62 communication is a firm’s voluntary, internet-based communication that identifies and 63 addresses internet-based misinformation about or related to the firm’s approved/cleared 64 medical product when that misinformation is created or disseminated by an independent 65 third party.7 66 67 This guidance outlines an enforcement policy for tailored responsive communications, 68 based on recommendations in subsection IV.A. For the purposes of this guidance, we 69 5 We update guidances periodically. For the most recent version of a guidance, check the FDA guidance web page at https://www.fda.gov/regulatory-information/search-fda-guidance-documents. 6 In this guidance, the FD&C Act, the Public Health Service Act, and their implementing regulations are collectively referred to as the FDA Authorities. 7 This type of misinformation is further described in Q1.
Contains Nonbinding Recommendations Draft — Not for Implementation 3 refer to this policy for firms’ tailored responsive communications as “the enforcement 70 policy outlined in this guidance”8: 71 72 First, if a firm chooses to share a tailored responsive communication to address 73 misinformation consistent with the recommendations in subsection IV.A, Q1 and Q3 74 through Q5, FDA does not intend to enforce (with respect to that tailored responsive 75 communication): 76 77 1. Applicable requirements, if any, related to promotional labeling and advertising9 78 (collectively, promotional communications) 79 80 2. Applicable requirements, if any, related to postmarketing submission of 81 promotional communications10 82 83 Second, where the tailored responsive communication addresses misinformation that 84 suggests that the firm’s approved/cleared medical product should be used for an 85 unapproved use and the tailored responsive communication is consistent with the 86 recommendations in subsection IV.A, Q1 and Q3 through Q5, FDA does not intend to 87 use such communication standing alone as evidence of a new intended use.11 88 8 Note that the enforcement policy outlined in this guidance for firms’ tailored responsive communications does not include television (TV) and radio advertisements, even when disseminated by firms via the internet (such as during streamed TV shows). However, although TV and radio advertisements disseminated by firms are not within the scope of the enforcement policy outlined in this guidance for firms’ tailored responsive communications, firms can share general medical product communications, including TV and radio advertisements, to support diverse strategies for addressing misinformation. Firms can also consider using general medical product communications in a variety of settings, internet-based or not, to address misinformation that is disseminated in a non-internet-based communication (see Q8). 9 See, e.g., sections 201(n) and 502(a) and (n) of the FD&C Act (21 U.S.C. 321(n) and 352(a) and (n)); 21 CFR 1.21(a) and 202.1(e); and sections 502(q) and (r) of the FD&C Act (21 U.S.C. 352(q) and (r)). For example, if a tailored responsive communication does not contain a comprehensive presentation of a prescription drug’s side effects and contraindications, FDA does not intend to take enforcement action so long as the tailored responsive communication discloses any risks that are material to its specific content (see Q4) and otherwise follows the recommendations of this guidance. 10 See, e.g., 21 CFR 314.81(b)(3)(i) and 601.12(f)(4) (regarding postmarketing submissions of promotional communications for drugs and biologics for human use using Form FDA 2253); section 506(c)(2)(A)(ii) of the FD&C Act (21 U.S.C. 356(c)(2)(A)(ii)); 21 CFR 314.550 and 21 CFR 601.45 (regarding submissions of promotional communications for accelerated approval products); section 506(h)(3)(B) of the FD&C Act (21 U.S.C. 356(h)(3)(B)) (regarding submissions of promotional communications for Limited Population Antibacterial and Antifungal Drugs); 21 CFR 314.640 (subpart I) and 601.94 (subpart H) (regarding submission of promotional communications for products where human efficacy studies are not ethical or feasible); and 21 CFR 514.80(b)(5)(ii) (regarding submission of promotional communications for animal drugs). 11 The concept of intended use is fundamental to the regulatory approach for medical products embodied in the FDA Authorities. Intended use is an element in the definitions of drug and device, helping to define the scope of FDA’s authority over medical products and subjecting the medical products to the drug or device provisions of the FDA Authorities, as applicable. In addition, intended use may affect the appropriate premarket review pathway for a medical product and is a separate element in establishing certain violations under the FDA Authorities. See, generally, the notice of proposed rulemaking “Regulations Regarding ‘Intended Uses’” (85 FR 59718 at 59724,
Contains Nonbinding Recommendations Draft — Not for Implementation 4 89 • Subsection B. General Medical Product Communications: Subsection IV.B describes 90 many existing avenues available to firms for communicating information about or related 91 to their approved/cleared medical products (e.g., sales aids, TV and radio advertisements, 92 help-seeking and institutional communications). For the purposes of this guidance, 93 communications through existing avenues are collectively referred to as general medical 94 product communications. Unlike the tailored responsive communications described in 95 subsection IV.A, general medical product communications are not necessarily internet- 96 based or prompted by or tailored to address specific identified internet-based 97 misinformation. General medical product communications can include, among other 98 things, content and messaging that address misinformation about a firm’s 99 approved/cleared medical product. Inclusion in a general medical product 100 communication of content that addresses misinformation creates no special 101 considerations regarding the application of the FDA Authorities or other FDA 102 enforcement policies. General medical product communications are expected to comply 103 with all applicable requirements of the FDA Authorities, unless the communication is the 104 subject of another enforcement policy. For further description of other enforcement 105 policies and general medical product communications, see Q8. 106 107 This guidance includes examples intended to illustrate some of the recommendations and general 108 considerations outlined in the guidance. The examples in this guidance contain hypothetical 109 scenarios for illustrative purposes only. 110 111 In general, FDA’s guidance documents do not establish legally enforceable responsibilities. 112 Instead, guidances describe the Agency’s current thinking on a topic and should be viewed only 113 as recommendations, unless specific regulatory or statutory requirements are cited. The use of 114 the word should in Agency guidances means that something is suggested or recommended, but 115 not required. 116 117 118 II. SCOPE 119 120 For the purposes of this guidance, the scope of the terms in bold is further explained as follows: 121 122 • Misinformation refers to implicit or explicit false, inaccurate, or misleading 123 representations of fact about or related to the firm’s approved/cleared medical product. 124 This includes false, inaccurate, or misleading: 125 126 − Representations of fact about or related to approved or unapproved uses of the firm’s 127 approved/cleared medical product 128 129 September 23, 2020) and the final rule “Regulations Regarding ‘Intended Uses’” (86 FR 41383 at 41385, August 2, 2021). FDA acknowledges that a tailored responsive communication addressing misinformation about or related to an unapproved use might not always be persuasive evidence of a new intended use, but this guidance nevertheless offers the assurance that FDA does not intend to rely on a tailored responsive communication that follows the recommendations of this guidance, standing alone, as evidence of a new intended use.
Contains Nonbinding Recommendations Draft — Not for Implementation 5 − Representations of fact about or related to instructions/directions for use from the 130 FDA-required labeling of the firm’s approved/cleared medical product 131 132 − Representations of fact about or related to an attribute of the firm’s approved/cleared 133 medical product that is independent of any particular use (e.g., statements about 134 where the medical product is made or about the components of the medical product) 135 136 − Representations of scientific information about or related to the firm’s 137 approved/cleared medical product (e.g., scientific information about a medical 138 product’s risk, effectiveness, or mechanism of action; representations about the type, 139 characteristics, or extent of scientific information about the approved/cleared medical 140 product) 141 142 − Representations that omit a fact or facts that are material in light of the 143 representations made or implied about or related to the firm’s approved/cleared 144 medical product 145 146 • Firms refers to the persons or entities legally responsible for the labeling of 147 approved/cleared medical products, which includes applicants, sponsors, manufacturers, 148 packers, distributors, and any persons communicating on behalf of these entities. 149 150 • Medical product refers to a medical device for human use (including one that is a 151 biological product), a prescription human drug (including one that is a biological 152 product), or a prescription animal drug. 153 154 • Approved/cleared medical product refers to medical products (as that term is defined in 155 this guidance) that may be introduced into interstate commerce for at least one use under 156 the FDA Authorities as a result of having satisfied applicable premarket requirements. 157 For ease of reference, when approval and clearance (and similar terms) are used in 158 discussing devices, the terms refer to FDA permitting the marketing of a device via the 159 premarket approval (PMA), premarket notification under section 510(k) of the FD&C 160 Act (510(k)), De Novo classification, or Humanitarian Device Exemption (HDE) 161 pathways and to devices that are exempt from premarket notification. 162 163 • FDA-required labeling refers to the labeling reviewed and approved by FDA as part of 164 the medical product premarket review process.12 For medical devices for human use, this 165 includes the labeling approved during the review of a PMA application, HDE application, 166 or De Novo classification request. For medical devices for human use not subject to 167 PMA but instead subject to 510(k) requirements or exempt from premarket review, the 168 term FDA-required labeling includes the labeling that provides indications for use and 169 12 Such labeling may include, for example, the FDA-approved Prescribing Information for a human drug (including a drug that is licensed as a biological product), carton labeling, container labels, and FDA-approved patient labeling, if any, that, under 21 CFR 201.100(d), must accompany any labeling distributed by or on behalf of the manufacturer, packer, or distributor of the drug; the FDA-approved Prescribing Information for a prescription animal drug; or the labeling approved during the premarket approval process for a device.
Contains Nonbinding Recommendations Draft — Not for Implementation 6 adequate directions for use and other information required to appear on the label or in 170 labeling. 171 172 • Approved use13 refers to a use that is lawfully included as an indication or use in the 173 FDA-required labeling of an approved/cleared medical product (as the terms FDA- 174 required labeling and approved/cleared medical product are defined in this guidance). 175 176 • Unapproved use refers to a use that is not lawfully included as an indication or use in the 177 FDA-required labeling of an approved/cleared medical product (as the terms FDA- 178 required labeling and approved/cleared medical product are defined in this guidance). 179 180 • Internet-based refers to information available through the internet (regardless of whether 181 the information originated on the internet). This includes, for example, information 182 available via social media, podcasts, email (e.g., listserv), group messaging, and 183 discussion forums. 184 185 • Setting refers to the location where content appears. Internet-based settings include 186 websites, internet-connected applications, platforms, or other internet-based media. 187 188 • Independent third party refers to a person or entity that, in communicating about a 189 firm’s approved/cleared medical product, is not acting on behalf of that firm. 190 191 192 III. BACKGROUND 193 194 Misinformation in the health information environment is a longstanding and increasingly 195 widespread public health concern. FDA has long been involved in addressing the public health 196 concerns stemming from misinformation. For example, in the 1980s during the early years of 197 the AIDS crisis, when researchers were struggling to identify the virus that was causing the 198 rapidly expanding epidemic, audiences were inundated with false, misleading, and inaccurate 199 information about the causes of and treatments for the disease. During this period, FDA took 200 action against numerous fraudulent cures that claimed therapeutic benefits in treating or 201 preventing HIV/AIDS.14 202 203 In the modern American health care system, many individuals want to take an active role in their 204 health care decision-making, and they often seek out relevant information to inform their 205 choices. The internet is now the leading source used by consumers to obtain health 206 13 The term approved use is chosen for ease of reference within this guidance. We note that for certain categories of medical products, the FDA Authorities use terms other than approved to describe satisfaction of applicable premarket requirements. 14 Office of the Commissioner. (2019). The History of FDA’s Role in Preventing the Spread of HIV/AIDS. U.S. Food and Drug Administration. https://www.fda.gov/about-fda/fda-history-exhibits/history-fdas-role-preventing- spread-hivaids.
Contains Nonbinding Recommendations Draft — Not for Implementation 7 information,15 and HCPs also frequently seek the latest medical information on the internet.16,17 207 However, not all information about medical products found on the internet is reliable; there are 208 many false, inaccurate, or misleading statements shared on the internet. The structure and 209 popularity of social media platforms have meant that false, inaccurate, and misleading 210 information about medical products can spread rapidly to a broad audience.18 211 212 FDA continues to proactively engage in addressing misinformation through a number of efforts. 213 FDA has enhanced and expanded its social media presence and communications on the internet 214 to inform public understanding and help improve understanding of the uses, benefits, and risks of 215 FDA-regulated medical products as well as to foster better understanding of the role FDA plays 216 in the regulation of medical products.19 FDA has also used speaking engagements to draw 217 attention to the dangers of misinformation and to provide factual and accurate information about 218 FDA-regulated medical products and public health issues.20 In August 2022, FDA launched the 219 15 See, e.g., Aikin KJ, Sullivan HW, Berktold J, Stein KL, and Hoverman VJ. (2021). Consumers’ Experience With and Attitudes Toward Direct-to-Consumer Prescription Drug Promotion: A Nationally Representative Survey. Health Marketing Quarterly, DOI: 10.1080/07359683.2021.1947067. 16 See, e.g., Van der Keylen P, Tomandl J, Wollmann K, Möhler R, Sofroniou M, Maun A, Voigt-Radloff S, and Frank L. (2020). The Online Health Information Needs of Family Physicians: Systematic Review of Qualitative and Quantitative Studies. J Med Internet Res, 22(12):e18816. https://doi.org/10.2196/18816. 17 See, e.g., Clarke MA, Belden JL, Koopman RJ, Steege LM, Moore JL, Canfield SM, and Kim MS. (2013). Information Needs and Information‐Seeking Behaviour Analysis of Primary Care Physicians and Nurses: A Literature Review. Health Information and Libraries Journal, 30(3), 178–190. https://doi.org/10.1111/hir.12036. 18 See, e.g., Suarez-Lledo V, Alvarez-Galvez J. (2021). Prevalence of Health Misinformation on Social Media: Systematic Review. J Med Internet Res, 23(1):e17187, DOI: 10.2196/17187; Health Misinformation — Current Priorities of the U.S. Surgeon General. (2021). https://www.hhs.gov/surgeongeneral/priorities/health- misinformation/index.html. 19 See, e.g., Center for Drug Evaluation and Research. (2023). Overview of Our Role Regulating and Approving Drugs | Video series. U.S. Food and Drug Administration. https://www.fda.gov/drugs/information-consumers-and- patients-drugs/overview-our-role-regulating-and-approving-drugs-video-series. 20 Speeches by FDA Officials, for example: Califf, R. (2023, May 25). Remarks by Dr. Califf to the 2023 FDLI Conference. U.S. Food and Drug Administration. https://www.fda.gov/news-events/speeches-fda-officials/remarks- commissioner-robert-califf-2023-food-and-drug-law-institute-fdli-annual-conference-05172023; Califf, R. (2023a, May 8). Patient Empowerment in the Digital Health Era. U.S. Food and Drug Administration. https://www.fda.gov/news-events/speeches-fda-officials/speech-robert-m-califf-md-national-health-councils-2023- science-patient-engagement-symposium-patient; Califf, R. (2023a, April 28). Food is Medicine National Summit: “Transforming Health Care.” U.S. Food and Drug Administration. https://www.fda.gov/news-events/speeches-fda- officials/remarks-commissioner-robert-m-califf-food-medicine-national-summit-transforming-health-care- 04262023; Califf, R. (2022, October 1). Remarks by FDA Commissioner Robert Califf to Health Connect South. U.S. Food and Drug Administration. https://www.fda.gov/news-events/speeches-fda-officials/remarks-fda- commissioner-robert-califf-health-connect-south-09222022; Califf, R. (2022a, April 20). Remarks by FDA Commissioner Robert Califf to the 2022 RX and Illicit Drug Summit. U.S. Food and Drug Administration. https://www.fda.gov/news-events/speeches-fda-officials/remarks-fda-commissioner-robert-califf-2022-rx-and-illicit- drug-summit-04202022.
Contains Nonbinding Recommendations Draft — Not for Implementation 8 Rumor Control web page,21 which is focused on public health priorities and describes what 220 information is accurate and what is a rumor and how interested parties can help stop the spread 221 of misinformation. FDA has also undertaken educational efforts22 and provided “toolkits” to 222 interested parties.23 These toolkits include materials and messages from FDA about public 223 health issues and FDA-regulated medical products that can empower interested parties by 224 providing them with resources that better enable them to address false, misleading, and 225 inaccurate information with facts. FDA also routinely creates and shares webinars, email alerts, 226 videos, podcasts, and medical product safety communications in order to provide factual and 227 accurate information to the public.24 228 229 In addition to FDA’s actions to support its commitment to addressing misinformation, other 230 interested parties can also help the public get truthful, accurate, and scientifically sound 231 information. We are therefore issuing this revised draft guidance to describe avenues available 232 to firms interested in addressing misinformation and to provide recommendations for firms that 233 choose to voluntarily address internet-based misinformation about or related to their own 234 approved/cleared medical products. 235 236 237 IV. QUESTIONS AND ANSWERS 238 239 A. Tailored Responsive Communications 240 241 Q1. Within the enforcement policy outlined in this guidance, what types of 242 misinformation might a firm choose to address with a tailored responsive 243 communication? 244 245 The enforcement policy outlined in this guidance applies when a firm voluntarily shares an 246 internet-based communication that identifies and addresses misinformation that is: 247 248 • about or related to the firm’s approved/cleared medical product; 249 250 • in an internet-based communication; and 251 21 Office of the Commissioner. (2023). Rumor Control. U.S. Food and Drug Administration. https://www.fda.gov/news-events/rumor-control. 22 As an example, these efforts include a variety of multimedia resources, online outreach, and other educational tools to inform patients and HCPs about the benefits and safety of biosimilars while dispelling misinformation; see https://www.fda.gov/drugs/our-perspective/education-efforts-help-increase-biosimilar-understanding-and- acceptance. 23 FDA toolkits include, for example: FDA Office of Women’s Health. (2023). Mammograms Matter: 5 Things to Know About Mammograms. U.S. Food and Drug Administration. https://www.fda.gov/media/172601/download?attachment. 24 For information about recent public meetings, workshops, and conferences held by FDA, see https://www.fda.gov/news-events/fda-meetings-conferences-and-workshops. To learn about ways to stay informed and connected with FDA through video, social media, email alerts, and podcasts, see https://www.fda.gov/news- events/interactive-and-social-media.
Contains Nonbinding Recommendations Draft — Not for Implementation 9 252 • created or disseminated by an independent third party. 253 254 Firms remain free to use other communications (see subsection IV.B. General Medical Product 255 Communications) to address statements that are not covered by the enforcement policy outlined 256 in this guidance. 257 258 Note that the enforcement policy outlined in this guidance is not limited to situations in which 259 the firm’s approved/cleared medical product is explicitly named in the identified misinformation. 260 For example, the identified misinformation may include false information about an entire class of 261 drugs or category of devices that includes a firm’s approved/cleared medical product (e.g., 262 “statins cause earlobe enlargement”). In that case, a firm could choose to use a tailored 263 responsive communication if one of the firm’s approved/cleared medical products is included in 264 the referenced class of medical products. 265 266 We note there are some important limitations on the enforcement policy outlined in this 267 guidance. Because, under this policy, FDA does not intend to enforce certain requirements that 268 help ensure that the information firms disseminate about their medical products is truthful, non- 269 misleading, and consistent with the FDA-required labeling, it is important that this policy be 270 drawn sufficiently narrowly so that it helps support firms’ voluntary efforts to address 271 misinformation but does not undermine the purposes of those requirements. The limitations on 272 the enforcement policy are as follows: 273 274 As previously noted in section I, TV and radio advertisements are not within the scope of the 275 enforcement policy outlined in this guidance for firms’ tailored responsive communications, 276 even when disseminated by firms via the internet (such as advertisements during streamed TV 277 shows).25 Additionally, in the case of misinformation about or related to unapproved uses of 278 approved/cleared medical products, the enforcement policy outlined in this guidance is limited to 279 a firm’s response to misinformation created or disseminated by an independent third party that 280 suggests that the firm’s approved/cleared medical product should be used for an unapproved use. 281 Further, the enforcement policy outlined in this guidance does not extend to a firm’s responses to 282 statements describing opinions or value statements about a firm’s approved/cleared medical 283 product. It also does not extend to a firm’s responses to representations about an individual 284 patient’s experience using a firm’s approved/cleared medical product (whether made by that 285 patient or others). Notwithstanding these limits, the enforcement policy outlined in this guidance 286 provides an additional communication avenue for firms beyond preexisting channels for 287 communication and thus expands, rather than restricts, firms’ options for communications. 288 Firms also remain free to use general medical product communications (see subsection IV.B) to 289 address communications about or related to their medical products, including independent third- 290 party communications that fall outside the enforcement policy for tailored responsive 291 communications outlined in this guidance. 292 293 25 See footnote 8.
Contains Nonbinding Recommendations Draft — Not for Implementation 10 The following examples26 illustrate communications that include opinions, value statements, or 294 representations about an individual patient’s experience such that the firm’s responses to them 295 would not fall within the enforcement policy outlined in this guidance (but these 296 communications could be addressed with general medical product communications): 297 298 Example 1: An influencer, who is an independent third party, posts a video on his social 299 media account telling his followers that he does not like Drug X, a prescription drug 300 indicated to treat acne vulgaris, because it didn’t work for his acne vulgaris. He 301 recommends his followers consider a different treatment. 302 303 The influencer’s statements describe his own experience, opinion, and value judgments. 304 305 Example 2: A celebrity, who is an independent third party, posts on their social media 306 account regarding their cousin’s reported negative personal experience after using Drug 307 X, a prescription drug approved for chronic weight management in patients with obesity. 308 The celebrity opines that they believe Drug X made their cousin gain weight rather than 309 lose weight. 310 311 The celebrity’s statements describe an individual’s experience and opinion. 312 313 Example 3: A celebrity and well-known animal lover, who is an independent third party, 314 makes a statement on her social media accounts saying that she has stopped giving her 315 dogs Drug A, an animal drug indicated for the treatment and prevention of flea 316 infestation in dogs, and switched to Drug B, another animal drug indicated for the 317 treatment and prevention of flea infestation in dogs. She states that Drug B is working 318 much better for her dogs. 319 320 The celebrity’s statement describes her personal experience. 321 322 However, in cases where an opinion, value statement, or representation about an individual 323 patient’s experience references, either implicitly or explicitly, a basis that falls within the 324 definition of misinformation in section II, a firm’s use of a tailored responsive communication to 325 address the underlying misinformation would be consistent with the enforcement policy outlined 326 in this guidance if the tailored responsive communication follows other recommendations in Q3 327 through Q5. This distinction is illustrated in some of the examples provided in Q2. 328 329 26 Each of the examples in this guidance is intended to stand on its own, and the use of “Drug X” or similar terms represents a different fictitious medical product in each example.
Contains Nonbinding Recommendations Draft — Not for Implementation 11 Q2. Within the enforcement policy outlined in this guidance, what are some examples of 330 internet-based, independent third-party communications that include 331 misinformation that a firm might choose to address with a tailored responsive 332 communication? 333 334 The following are examples of some general scenarios involving internet-based, independent 335 third-party communications that include misinformation that a firm might choose to address with 336 a tailored responsive communication within the enforcement policy outlined in this guidance. 337 338 Example 4: An HCP, who is an independent third party, posts on her own social media 339 account a statement that Drug Class A (a class of drugs approved to lower low-density 340 lipoprotein (LDL) cholesterol, as an adjunct to diet, in certain patients) has been shown to 341 cause Alzheimer’s disease and therefore should not be used by patients to lower LDL. 342 343 There is no evidence that drugs in Drug Class A cause Alzheimer’s disease. The HCP’s 344 statement is false, inaccurate, and/or misleading. 345 346 Example 5: A celebrity, who is an independent third party, posts on her social media 347 account that she recommends using Drug X because it works great to prevent pregnancy, 348 and you can even take it after sex to prevent pregnancy. 349 350 Drug X is only indicated for the prevention of pregnancy when used prior to sexual 351 intercourse. There is no evidence that Drug X is effective in preventing pregnancy when 352 used after sex, as the celebrity describes. The celebrity’s statement that Drug X works 353 great to prevent pregnancy is a statement that reflects an individual patient’s opinion, so a 354 firm’s response to this part of her communication would not be within the enforcement 355 policy outlined in this guidance. However, the celebrity’s statement about when to take 356 Drug X is false, inaccurate, and/or misleading. A firm’s response to this statement about 357 when to take Drug X could fall within the enforcement policy outlined in this guidance if 358 the recommendations of the guidance are followed. 359 360 Example 6: A sports celebrity, who is an independent third party, posts on his blog about 361 Device Y, a 510(k) cleared water-circulating cold therapy device, intended for the 362 temporary relief of localized pain. He tells his blog readers that Device Y was cleared by 363 FDA for use to accelerate healing and that anyone with an injury should use the device 364 and keep the wrap directly on their skin, rather than putting any towels or barriers 365 between the wrap and their skin. He also advises blog readers to keep the device on and 366 running all the time for the best pain relief and to accelerate healing. 367 368 Device Y, the water-circulating cold therapy device referenced by the sports celebrity, 369 includes directions to limit use to a specific number of minutes in each therapy session 370 and to always keep barriers between the wrap and a patient’s skin to prevent potentially 371 serious reactions and injuries. The device is intended for pain relief, and there is no 372 evidence that it has an effect on healing time. The sports celebrity’s statements about 373 how to use Device Y and about what Device Y is FDA-cleared to treat are false, 374 inaccurate, and/or misleading. 375
Contains Nonbinding Recommendations Draft — Not for Implementation 12 376 Example 7: A well-known blogger, who is an independent third party, is writing a post 377 on the opioid epidemic. He notes that there is a prescription drug, Drug X, that is a 378 reversal agent that you can use to rescue patients suffering from an overdose. He tells 379 people not to administer Drug X to someone who has overdosed on opioids because you 380 will overdose on opioids yourself by administering Drug X. He tells people to instead 381 dial 9-1-1 and wait for help to arrive. 382 383 The Prescribing Information for Drug X includes instructions for how to administer Drug 384 X in a manner that is safe for both the patient and the individual administering Drug X. 385 For Drug X to be effective, it is critical to administer it as soon as possible in a person 386 with a known or suspected opioid overdose. The blogger’s statement that administration 387 of the reversal agent will result in overdose for the person administering the drug is false, 388 inaccurate, and/or misleading. 389 390 Example 8: A nurse, who is an independent third party, posts on his online blog that a 391 new prescription drug, Drug X, has been approved to treat non-small cell lung cancer. 392 393 According to the Prescribing Information for Drug X, it is a second-line treatment 394 approved for certain patients with non-small cell lung cancer who have tried a 395 chemotherapy regimen containing platinum, but that chemotherapy regimen did not work 396 or is no longer working. The nurse’s post is false, inaccurate, and/or misleading because 397 the nurse omits material facts regarding the full indication for Drug X. 398 399 Example 9: An influencer, who is an independent third party, posts on his social media 400 account that he is supportive of his 25-year-old wife taking Drug X, a medical product 401 approved to treat acne vulgaris, since she is happy with the results and there are no 402 known side effects of the drug. 403 404 The Prescribing Information for Drug X includes a boxed warning about embryo-fetal 405 toxicity and a contraindication (Drug X is contraindicated during pregnancy) because 406 there is an extremely high risk of severe birth defects if pregnancy occurs while taking 407 Drug X in any amount, even for short periods of time. The influencer’s statement that his 408 wife is happy with the results of Drug X reflects an individual patient’s experience and 409 opinion, so a firm’s response to this part of his communication would not be within the 410 enforcement policy outlined in this guidance. However, the influencer’s statement that 411 he is supportive of his wife taking Drug X because there are no known side effects rests 412 on a basis that falls within the definition of misinformation because the statement that 413 there are no known side effects of the drug is false. Therefore, a firm’s response to this 414 statement could fall within the enforcement policy outlined in this guidance if the 415 recommendations of the guidance are followed. 416 417 Example 10: A medical doctor with a large social media following, who is an 418 independent third party, posts a statement that published studies show that Device Y 419 increases the risk of severe, life-threatening vascular injuries tenfold over other 420 comparable devices. 421
Contains Nonbinding Recommendations Draft — Not for Implementation 13 422 There are no published studies that support the assertion that Device Y increases the risk 423 of severe, life-threatening vascular injuries, and Device Y’s prescribing information also 424 does not include any warnings about vascular injuries. The statement by the medical 425 doctor is false, inaccurate, and/or misleading. 426 427 Example 11: A content creator on a social media platform, who is an independent third 428 party, posts a video on the social media platform where they make claims that a study has 429 just been found that shows that a prescription drug manufacturer has known for years that 430 its medical product, Drug X, is lethal to humans. The content creator includes a link in 431 their video to a published study that was conducted prior to the drug’s approval. 432 433 The study described in the publication that is the basis for the content creator’s claims 434 was a safety pharmacology study designed specifically to assess the effects of Drug X on 435 the central nervous system in rats at a range of doses, some that were 40 to 50 times the 436 maximum recommended dose for humans. Central nervous system toxicity leading to 437 mortality was only seen in rats given greater than 40 times the maximum dose 438 recommended for humans in the Prescribing Information for Drug X. The study and the 439 findings do not support the content creator’s statement that the drug is lethal to humans. 440 The content creator’s statements are false, inaccurate, and/or misleading. 441 442 Example 12: A veterinary technician and well-known podcaster, who is an independent 443 third party, uploads a new episode of her podcast to the host platform she uses for her 444 podcast series on animal health issues. In the new episode, the veterinary technician 445 discusses the use of animal Drug X, a newly approved drug for the control of pruritus 446 associated with allergic dermatitis in dogs. The veterinary technician discusses how hard 447 it is for pets to struggle with allergies and states that animal Drug X is an option for all 448 pet owners who have pets with any kind of allergy, since studies have shown it works for 449 every kind of allergic reaction. 450 451 Animal Drug X is only indicated for use in dogs and only for the control of pruritus 452 (severe skin itching) associated with allergic dermatitis, and there are no studies that have 453 shown it works for every kind of allergic reaction. The veterinary technician’s statements 454 that indicate that studies support the conclusion that animal Drug X is an option for all 455 pets and works for every kind of allergic reaction are false, inaccurate, and/or misleading. 456 457 Example 13: An individual, who is an independent third party, posts on his social media 458 account that his dad is taking a new prescription drug, Drug X, in the form of an injection 459 to treat his lung cancer. The individual states that Drug X is a terrible choice for his dad 460 because it is made using tissue from cadavers. 461 462 While the individual’s statement that Drug X is a terrible choice is a value statement, that 463 statement rests on a basis that falls within the definition of misinformation because the 464 statement that Drug X is made using tissue from cadavers is false. Therefore, a firm’s 465 response to this statement could fall within the enforcement policy outlined in this 466 guidance if the recommendations of the guidance are followed. 467
Contains Nonbinding Recommendations Draft — Not for Implementation 14 468 Q3. For the purposes of the enforcement policy outlined in this guidance, should a 469 tailored responsive communication identify a specific communication being 470 addressed, as well as the specific misinformation in that communication? If so, 471 how? 472 473 Yes, a firm’s tailored responsive communication should clearly identify both the specific 474 misinformation that the firm is addressing and a specific internet-based, independent third-party 475 communication in which that misinformation appears.27 476 477 There are a number of mechanisms through which firms might identify a specific internet-based, 478 independent third-party communication. For example, a firm might share a tailored responsive 479 communication in conjunction with a specific internet-based, independent third-party 480 communication or capture and embed an internet-based, independent third-party communication 481 (or a portion of it) in a tailored responsive communication. When a firm identifies 482 misinformation that is widespread, the firm should, at a minimum, clearly identify at least one 483 internet-based, independent third-party communication that contains the misinformation the firm 484 is addressing. A firm might do this by, for example, noting the date and specific location within 485 the internet-based setting where the independent third-party communication was posted. A firm 486 can also note that the identified misinformation appears on other social media platforms. 487 488 In addition to identifying a specific internet-based, independent third-party communication, a 489 firm’s tailored responsive communication should clearly identify what specific misinformation 490 within an internet-based, independent third-party communication the firm is addressing. Note, if 491 a firm indicates that their tailored responsive communication is, for example, addressing just one 492 sentence of content posted by an independent third party in a specific location within an internet- 493 based setting, the firm should address each piece of misinformation in that sentence. 494 495 Example 14: A firm decides to voluntarily address misinformation about its 496 approved/cleared medical product that appeared in an internet-based short form video 497 posted by an independent third party on a social media platform. The firm posts a 498 tailored responsive communication in the form of a short-form video on their medical 499 product’s page, on the same social media platform. To identify the specific 500 misinformation the firm is addressing, the firm incorporates a segment of the original 501 video containing the misinformation into its response video, and the firm’s 502 communication clearly identifies the specific false, inaccurate, or misleading content it is 503 addressing within the video segment. The firm also describes the specific location within 504 the internet-based setting as well as the date of the independent third party’s social media 505 post that contained the misinformation. 506 507 27 Because addressing misinformation is voluntary, firms are under no obligation to continue to monitor or address responses to the firm’s tailored responsive communication.
Contains Nonbinding Recommendations Draft — Not for Implementation 15 Q4. For the purposes of the enforcement policy outlined in this guidance, what should a 508 firm consider when determining what information to include in their tailored 509 responsive communication? 510 511 For the purposes of the enforcement policy outlined in this guidance, a firm should ensure that 512 the information in their tailored responsive communication is: 513 514 • Truthful and accurate. 515 516 • Scientifically sound. 517 518 − To be scientifically sound, any study or analysis that informs a firm’s tailored 519 responsive communication, at a minimum, should meet generally accepted design and 520 other methodological standards for the particular type of study or analysis performed 521 (e.g., provide a clear description of the hypothesis stated and tested, acknowledge and 522 account for potential bias, and otherwise meet generally accepted scientific standards 523 for the type of study or analysis performed), taking into account established scientific 524 principles. Statistical rigor and validity are generally necessary, but not sufficient, for 525 a study or analysis to be scientifically sound. 526 527 • Directly relevant and responsive to the identified misinformation. 528 529 • Limited to the information necessary to address the identified misinformation as well as 530 any recommended disclosures (see Q5).28 Note, this does not mean a firm can omit 531 information that is material to the specific content of the tailored responsive 532 communication. 533 534 Example 15: A firm identifies an internet-based, independent third-party communication 535 that includes a false statement alleging that the firm is aware of and has failed to disclose 536 that there have been multiple fatalities associated with a specific adverse reaction for the 537 firm’s prescription human drug, Drug X. The firm has received no reports of fatalities 538 associated with the specific adverse event for Drug X. 29 However, the Prescribing 539 Information for Drug X includes a warning for the adverse reaction. If the firm chooses 540 to address the false statement and notes that no reports have been made to the firm 541 regarding patient fatalities due to this adverse reaction, the warning from the Prescribing 542 Information about the adverse reaction is material to the information in the firm’s 543 response. 544 545 28 If a firm chooses to also include a statement in its tailored responsive communication to contact the firm’s medical or scientific affairs staff for more information, that also would be consistent with the recommendations in this guidance. 29 If the firm obtained or received adverse drug experience information, that information would be subject to the reporting requirements under 21 CFR 314.80 and 314.98.
Contains Nonbinding Recommendations Draft — Not for Implementation 16 Q5. For the purposes of the enforcement policy outlined in this guidance, what 546 additional disclosures should a firm include in a tailored responsive 547 communication? 548 549 FDA recommends that firms include certain disclosures in their tailored responsive 550 communication to help ensure that audiences have the appropriate context to understand the 551 communication, as follows: 552 553 • A mechanism for obtaining a copy of the current FDA-required labeling (including FDA- 554 approved patient labeling, if any). This is particularly important because under the 555 enforcement policy outlined in this guidance, depending on the nature of the identified 556 misinformation, risk information and other key information about the approved/cleared 557 medical product (e.g., the medical product’s full indication) might not be included in the 558 firm’s tailored responsive communication if that information is not directly relevant and 559 responsive to the identified misinformation or material to the information in the tailored 560 responsive communication (see Q4). 561 562 • The date the firm’s tailored responsive communication is posted (if a date is not 563 automatically generated). 564 565 • A disclosure that the tailored responsive communication is being shared by the medical 566 product firm or that the person addressing the misinformation is providing information 567 about the medical product on behalf of the firm. For example: 568 569 − “This information is being shared by [Firm X], the maker of [Medical Product Y].” 570 571 − “This information is being shared on behalf of [Firm X], the maker of [Medical 572 Product Y].” 573 574 Additionally, if a firm wishes to use a tailored responsive communication to address 575 misinformation that suggests that the firm’s approved/cleared medical product should be used for 576 an unapproved use, FDA recommends that it include: 577 578 • A statement identifying the unapproved use or uses and noting that the unapproved use or 579 uses of the medical product have not been approved by FDA and that the safety and 580 effectiveness of the medical product for the unapproved use or uses has not been 581 established. For example, the following statement would be consistent with this 582 recommendation: 583 584 − “[Medical Product X] has not been approved by FDA for use in [Condition Y], and 585 the safety and effectiveness of [Medical Product X] for [Condition Y] has not been 586 established.” 587 588 Tailored responsive communications should clearly and prominently present all recommended 589 disclosures. Factors to be considered when determining whether information is clearly and 590 prominently presented include, but are not limited to, type size, style of font, layout, contrast, 591
Contains Nonbinding Recommendations Draft — Not for Implementation 17 graphic design, headlines, spacing, volume, articulation, pace, and any other techniques to 592 achieve emphasis or notice.30 For tailored responsive communications that have both audio and 593 visual components, FDA recommends that disclosures be presented in both the audio and in the 594 text at the same time using the same words (key terms and phrases or a full transcript). 595 596 Q6. Is the enforcement policy outlined in this guidance limited to tailored responsive 597 communications that are shared by firms only in the same internet-based setting or 598 settings where the identified misinformation appears or appeared? 599 600 No. The enforcement policy outlined in this guidance is not limited to cases in which firms share 601 their tailored responsive communication in the same internet-based setting or settings where the 602 identified misinformation appears or appeared. If firms choose to share their tailored responsive 603 communication in different or additional internet-based settings, that tailored responsive 604 communication would still fall within the enforcement policy outlined in this guidance. 605 606 Example 16: A firm decides to voluntarily address misinformation about its 607 approved/cleared medical product that was shared through an internet-based blog by an 608 independent third party. The firm posts a tailored responsive communication to address 609 this specific misinformation on several social media platforms where the firm has 610 accounts for its medical product. In the firm’s social media post, the firm clearly 611 identifies the specific misinformation to which it is responding and also includes a 612 description of the specific location within the internet-based setting as well as the date of 613 the independent third party’s blog post that contained the misinformation. 614 615 Q7. Are there other operational and presentational considerations that FDA 616 recommends a firm take into account when addressing misinformation with a 617 tailored responsive communication? 618 619 Yes, there are a number of operational and presentational considerations that FDA recommends a 620 firm take into account, as follows: 621 622 • FDA recommends that when firms choose to voluntarily address misinformation, they 623 prioritize (1) misinformation that has current relevance (e.g., misinformation that is 624 trending or actively spreading on internet-based platforms) and (2) misinformation that is 625 being spread by independent third parties that have large follower bases or hold positions 626 of trust because those users may have a wider range or a higher degree of influence. For 627 example, a post by a social media personality with a large follower count will generally 628 reach a broader group of users compared to a user with a small follower count. 629 630 • If the setting where a firm chooses to post its tailored responsive communication has 631 functionality that allows communications to be shared to other settings by a user who is 632 an independent third party, the firm should consider whether the shared version of its 633 tailored responsive communication would include the entirety of the original post. Some 634 settings may not allow the entirety of the tailored responsive communication, including 635 30 Disclosure clarity and prominence are assessed case by case.
Contains Nonbinding Recommendations Draft — Not for Implementation 18 all disclosures recommended in this guidance, to be transferred when a firm has enabled 636 sharing of its post to other settings. 637 638 Example 17: A firm posts a tailored responsive communication on platform A and 639 includes the recommended disclosures in a caption within the firm’s post. The firm 640 specifically enables sharing of its post to platform B because the post will display on that 641 platform in its entirety when shared. The firm does not enable sharing to platform C 642 because the caption containing the disclosures will not be displayed in that platform. 643 644 • Firms should consider the layout and format of platform controls (e.g., engagement 645 buttons) to help ensure that the firm’s tailored responsive communication, including all 646 disclosures recommended in this guidance, are not obscured in the setting where the 647 tailored responsive communication is being posted. A firm should also consider how the 648 location of platform controls in other settings would impact how its tailored responsive 649 communication would appear in that setting if the firm enabled sharing of its response to 650 that setting. 651 652 • When firms enable sharing to other settings, firms should consider how the limitations of 653 these other settings may impact their tailored responsive communication. For example, 654 the inclusion of platform-specific branding or watermarks applied from the use of a 655 specific platform’s built-in video creation tool can limit the distribution of the tailored 656 responsive communication to other settings. 657 658 The following example includes layout, format, and portability considerations for a firm’s 659 tailored responsive communication. 660 661 Example 18: A firm decides to voluntarily address misinformation about its 662 approved/cleared medical product on a social media platform and posts a response video 663 on the firm’s own social media account within the same social media platform where the 664 misinformation was identified. The firm enables sharing of its post. The firm clearly 665 identifies an internet-based, independent third-party communication and the specific 666 misinformation within that communication that it is addressing. The firm includes the 667 disclosures recommended in Q5 of this guidance in the audio as well as in on-screen text 668 within the video component of the post instead of captions below the video because 669 captions may not transfer with the post if the post is shared to other settings. 670 Additionally, the firm ensures that no platform controls (e.g., engagement buttons) 671 obscure the disclosures in the tailored responsive communication by including the on- 672 screen text for those disclosures in the middle third of the video and considers how its 673 post will display if shared by users to other settings. 674 675 B. General Medical Product Communications 676 677 Q8. Can a firm address misinformation about or related to its approved/cleared medical 678 product through existing avenues other than tailored responsive communications? 679 680
Contains Nonbinding Recommendations Draft — Not for Implementation 19 Yes, a firm can use many existing avenues for communicating information about or related to its 681 approved/cleared medical product or products, including information that addresses 682 misinformation. For the purposes of this guidance, communications through existing avenues 683 are collectively referred to as general medical product communications. With the exception of 684 communications that fall within the enforcement policy outlined in this guidance, the inclusion 685 of content aimed at addressing misinformation—whether implicitly or explicitly—creates no 686 special considerations regarding the application of the FDA Authorities or other FDA 687 enforcement policies. 688 689 Promotional communications are one type of general medical product communication that often 690 provide information about an approved/cleared medical product’s safety and effectiveness.31 691 Using such promotional communications that comply with the FDA Authorities to provide 692 truthful and non-misleading information about the approved uses of a firm’s medical product is 693 one avenue for addressing misinformation. In promotional communications, a firm can choose to 694 address misinformation implicitly, without repeating or redirecting attention to that 695 misinformation, or if preferred, the firm can call out the misinformation expressly, with the 696 degree of specificity that it chooses.32 In promotional communications, a firm can also provide a 697 broad scope of information about its medical product, rather than retaining a narrow focus on 698 communicating the information that is directly relevant and responsive to specific 699 misinformation. 700 701 A firm can also design its promotional communications to be shared in a variety of settings, 702 internet-based or not, which could support diverse strategies for addressing misinformation. For 703 example, if a firm wants to address a misinformation concept about or related to its medical 704 product that has become widespread in both internet-based and non-internet-based settings, 705 choosing communications that comply with applicable FDA labeling/advertising requirements 706 would generally give the firm flexibility to decide how to craft and direct its communications to 707 reach as many people who may have encountered the misinformation as possible. That might 708 include, for example, enlisting the help of HCPs through promotional communications directed 709 to that audience; reaching the general public through a TV advertising campaign; enlisting an 710 influencer to convey the firm’s message in internet-based settings; or any combination of these 711 techniques. If the resulting promotional communication is consistent with applicable FDA 712 labeling/advertising requirements, there are no special considerations created by the fact that the 713 promotional communication addresses misinformation. 714 715 FDA has issued a number of guidance documents with recommendations for firms relevant to the 716 sharing of promotional communications about their approved/cleared medical products. The 717 recommendations in these guidances can also be used by firms that intend to use promotional 718 31 Certain exceptions exist, for example, regarding reminder labeling for prescription devices and prescription drugs and reminder advertisements for prescription drugs. See, e.g., 21 CFR 801.109(d) for prescription devices and 21 CFR 201.100(f), 201.105(d), and 202.1(e)(2)(i) for prescription drugs. 32 While the enforcement policy outlined in this guidance includes recommendations for identifying the specific misinformation that a firm’s tailored responsive communication addresses, those recommendations do not restrict a firm from identifying misinformation with specificity in other types of communications that fall outside the scope of the enforcement policy outlined in this guidance.
Contains Nonbinding Recommendations Draft — Not for Implementation 20 communications to address misinformation about or related to the approved uses of their medical 719 products. For example, the guidance for industry Medical Product Communications That Are 720 Consistent With the FDA-Required Labeling: Questions and Answers (June 2018) (CFL 721 guidance) provides firms with specific recommendations for communicating data and 722 information in promotional communications that are not contained within the FDA-required 723 labeling but are consistent with the FDA-required labeling for a medical product. The CFL 724 guidance also provides general recommendations for conveying information in a truthful and 725 non-misleading way, with illustrative examples, to aid firms in complying with the FDA 726 Authorities. 727 728 Additionally, the guidance for industry Presenting Quantitative Efficacy and Risk Information in 729 Direct-to-Consumer (DTC) Promotional Labeling and Advertisements (December 2023) (Quant 730 Info guidance) outlines FDA’s recommendations for how firms that include quantitative efficacy 731 or risk information in direct-to-consumer promotional communications for their drugs can make 732 the language and presentation more consumer friendly. The Quant Info guidance covers the 733 following topics: (1) providing quantitative efficacy or risk information for the control group, 734 when applicable; (2) presenting probability information in terms of absolute frequencies, 735 percentages, and relative frequencies; (3) formatting quantitative efficacy or risk information; 736 and (4) using visual aids to illustrate quantitative efficacy or risk information. The 737 recommendations in the Quant Info guidance are aimed at helping firms convey information 738 about a drug’s efficacy and risks so the audience understands the information. Communications 739 that facilitate comprehension of the information they contain can be effective tools in addressing 740 misinformation. 741 742 In addition to the enforcement policy outlined in this guidance as it relates to addressing 743 misinformation about or related to unapproved uses of approved/cleared medical products, FDA 744 has issued other documents that describe other circumstances when a firm’s dissemination of 745 information regarding an unapproved use of its approved/cleared medical product, standing 746 alone, would not be determinative of intended use.33,34 The applicability of these documents is 747 not changed when such a dissemination of information helps address misinformation. 748 749 FDA has also issued the draft guidance for industry Communications From Firms to Health Care 750 Providers Regarding Scientific Information on Unapproved Uses of Approved/Cleared Medical 751 Products: Questions and Answers (October 2023) (SIUU guidance)35 that provides answers to 752 common questions regarding certain communications of scientific information on unapproved 753 use(s) of approved/cleared medical products, which may be helpful in addressing 754 misinformation. The recommendations in the SIUU guidance are not changed when the SIUU 755 communication helps address misinformation that may be spreading among the HCP audience. 756 757 33 See footnote 11. 34 See the FDA Memorandum: Public Health Interests and First Amendment Considerations Related to Manufacturer Communications Regarding Unapproved Uses of Approved or Cleared Medical Products (January 2017, pages 20–21) (available at https://www.regulations.gov/document?D=FDA-2016-N-1149-0040). 35 When final, this guidance will represent FDA’s current thinking on this topic.
Contains Nonbinding Recommendations Draft — Not for Implementation 21 FDA has also issued guidance that provides recommendations for firms that are interested in 758 communicating unapproved use information with payors and similar entities36 and has provided 759 guidance with recommendations for industry support of scientific or educational activities (such 760 as Continuing Medical Education programs), which can be an important source of information 761 on medical products for HCPs.37 In addition, it has long been FDA policy not to consider a 762 firm’s presentation of truthful and non-misleading scientific information about unapproved uses 763 at the planned sessions and presentations at medical or scientific conferences to be evidence of 764 intended use when the presentation is made in non-promotional settings and is not accompanied 765 by promotional communications.38 All of the communication types discussed in these guidances 766 could be used by firms to address misinformation. 767 768 Finally, communications sometimes characterized as help-seeking or institutional represent 769 another option firms have to address misinformation. These are communications that (1) do not 770 name any specific medical product or make representations or suggestions that are associated 771 with a specific medical product and (2) are separate and distinct from promotional 772 communications about any specific approved/cleared medical product. Such communications 773 are often used to provide information to raise awareness about diseases or general classes of 774 available treatments. This information may be helpful in addressing false, inaccurate, or 775 misleading information on these topics.39 776 36 See the guidance for industry and review staff Drug and Device Manufacturer Communications With Payors, Formulary Committees, and Similar Entities: Questions and Answers (June 2018). See also section 502(gg) of the FD&C Act enacted in December 2022 as part of the Consolidated Appropriations Act, 2023 (Public Law 117-328). 37 See the guidance for industry Industry-Supported Scientific and Educational Activities (December 1997). 38 See footnote 34. 39 These help-seeking or institutional communications are generally not subject to the FDA Authorities.
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