us-ftc-hsr-informal-interpretations-baf054e7fbf4d485bce07eabb591d18a•2409006 Informal Interpretation
2409006 Informal Interpretation
us-ftc-hsr-informal-interpretations-baf054e7fbf4d485bce07eabb591d18a2409006 Informal InterpretationGuidance
You can provide a separate insert and you can choose the order in which the entities within the natural person appear on the list (i.e., organized by operating company or by top entity controlled by the natural person, or otherwise), but the response must be in a table format similar to the one in the current version of the form.
Question
From: Musick, Vesselina <vmusick@ftc.gov>
Sent: Friday, September 20, 2024 3:37:48 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: Item 6(a) / 6(b)
You can provide a separate insert and you can choose the order in which the entities within the natural person appear on the list (i.e., organized by operating company or by top entity controlled by the natural person, or otherwise), but the response must be in a table format similar to the one in the current version of the form.
Kind regards.
Vesselina Musick
From: [Redacted]
Sent: Thursday, September 19, 2024 2:34:30 PM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Item 6(a) / 6(b)
In lieu of listing all controlled entities under Item 6(a), can I submit an entity org chart – will be multiple charts – that list any subsidiaries below the top level entities that sit just below the natural person UPE?
Most entities are 100% owned, and, for non-corporate entities, the org chart identifies the GP.
I think I have done in the past but its been the way back past, so checking.
Sheinberg, Samuel I. From: Sent: To: Subject: HSRH elp Friday, September 20, 2024 3:38 PM Wa lsh, Kathryn E.; Berg , Karen E.; Shaffer, Kristi n; Sheinberg, Samuel I. ; Six, Anne; Wh itehead, Nora; Fetter man, Michelle; Burton, June; Larson, Peter FW: Item 6(a) / 6(b) From: Sent : Fri day , Se ptember 20 , 2024 3:37:48 PM ( UTC-05:00 ) Eastern Ti me ( US & Ca nada ) To: Cc: HSRHe lp <HSRHe lp@ftc.gov> Subject: RE: Item 6(a) / 6(b) You can provi de a separate i nse rt and you can choose the order in w hi ch the entit i es wi th in the natural person appear on the list (i.e ., organized by operating company or by top ent it y controll ed by the natu ral person, or othe rw ise ), but the response must be in a tab le format similar to the one in the cur rent version of the fo rm. Ki nd regards. Vesselina Musi ck Atto rney I Federal Trade Commission I Premerger Notification Offi ce Direct +1 2 0 2. 326 .2 307 I Email: vmusick@ftc.gov Iwww.ftc.gov From : HSRHelp <HSRHe lp@ftc.gov> Se nt: Thursday, September 19, 2024 2:35 PM To: Walsh , Kathryn E. <kwalsh@ftc.gov>; Berg, Karen E. <KBERG@ftc.gov>; Mu sick, Vesse li na <vmusick@ftc.gov>; Shaffer, Kr istin <kshaffer@ftc.gov>; She inberg, Samuel I. <SSH EINBERG@ftc.gov>; Six, Anne <as ix@ftc.gov>; W hitehead, Nora <nwhitehead@ftc.gov>; Fetterman , M ichelle <mfette rman@ftc.gov>; Burton, June <jburton@ftc.gov>; La rson, Peter <plarson@ftc.gov> Subject: FW : Item 6(a) / 6(b) From: Sent : Thu rsda y, Se ptem ber 19, 2024 2:34:30 PM ( UTC-05:00 ) Easte rn Time ( US & Ca nada ) To: HSRHe lp <HSRHe lp@ftc.gov> Subject: Item 6(a) / 6(b) In lieu of l ist i ng all contro lled ent it ies under Item 6(a), can I subm it an ent ity org chart - will be mult iple charts -that list any subsidiar ies below the top level ent it ies that sit just below the natura l person UP E? Most ent it i es are 100 % owned, and, for non-corporate ent it ies, the org chart identifies the GP . I th ink I ha ve done in the past but its been the way back past, so checking. 1
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