2409006 Informal Interpretation

us-ftc-hsr-informal-interpretations-baf054e7fbf4d485bce07eabb591d18a2409006 Informal InterpretationGuidance

Date
Rule
Item 6
Staff
Vesselina Musick
Response/Comments

You can provide a separate insert and you can choose the order in which the entities within the natural person appear on the list (i.e., organized by operating company or by top entity controlled by the natural person, or otherwise), but the response must be in a table format similar to the one in the current version of the form.

Question

From: Musick, Vesselina <vmusick@ftc.gov>
Sent: Friday, September 20, 2024 3:37:48 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: Item 6(a) / 6(b)

You can provide a separate insert and you can choose the order in which the entities within the natural person appear on the list (i.e., organized by operating company or by top entity controlled by the natural person, or otherwise), but the response must be in a table format similar to the one in the current version of the form.

Kind regards.

Vesselina Musick

From: [Redacted]
Sent: Thursday, September 19, 2024 2:34:30 PM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Item 6(a) / 6(b)

In lieu of listing all controlled entities under Item 6(a), can I submit an entity org chart – will be multiple charts – that list any subsidiaries below the top level entities that sit just below the natural person UPE?

Most entities are 100% owned, and, for non-corporate entities, the org chart identifies the GP.

I think I have done in the past but its been the way back past, so checking.

Sheinberg, Samuel I.
From:
Sent:
To:
Subject:
HSRH elp
Friday, September 20, 2024 3:38 PM
Wa lsh, Kathryn E.; Berg , Karen E.; Shaffer, Kristi n; Sheinberg, Samuel I. ; Six, Anne;
Wh itehead, Nora; Fetter man, Michelle; Burton, June; Larson, Peter
FW: Item 6(a) / 6(b)
From:
Sent : Fri day , Se ptember 20 , 2024 3:37:48 PM ( UTC-05:00 ) Eastern Ti me ( US & Ca nada )
To:
Cc: HSRHe lp <HSRHe lp@ftc.gov>
Subject: RE: Item 6(a) / 6(b)
You can provi de a separate i nse rt and you can choose the order in w hi ch the entit i es wi th in the natural person appear
on the list (i.e ., organized by operating company or by top ent it y controll ed by the natu ral person, or othe rw ise ), but the
response must be in a tab le format similar to the one in the cur rent version of the fo rm.
Ki nd regards.
Vesselina Musi ck
Atto rney I Federal Trade Commission I Premerger Notification Offi ce
Direct +1 2 0 2. 326 .2 307 I Email: vmusick@ftc.gov Iwww.ftc.gov
From : HSRHelp <HSRHe lp@ftc.gov>
Se nt: Thursday, September 19, 2024 2:35 PM
To: Walsh , Kathryn E. <kwalsh@ftc.gov>; Berg, Karen E. <KBERG@ftc.gov>; Mu sick, Vesse li na <vmusick@ftc.gov>;
Shaffer, Kr istin <kshaffer@ftc.gov>; She inberg, Samuel I. <SSH EINBERG@ftc.gov>; Six, Anne <as ix@ftc.gov>; W hitehead,
Nora <nwhitehead@ftc.gov>; Fetterman , M ichelle <mfette rman@ftc.gov>; Burton, June <jburton@ftc.gov>; La rson,
Peter <plarson@ftc.gov>
Subject: FW : Item 6(a) / 6(b)
From:
Sent : Thu rsda y, Se ptem ber 19, 2024 2:34:30 PM ( UTC-05:00 ) Easte rn Time ( US & Ca nada )
To: HSRHe lp <HSRHe lp@ftc.gov>
Subject: Item 6(a) / 6(b)
In lieu of l ist i ng all contro lled ent it ies under Item 6(a), can I subm it an ent ity org chart - will be mult iple charts -that list
any subsidiar ies below the top level ent it ies that sit just below the natura l person UP E?
Most ent it i es are 100 % owned, and, for non-corporate ent it ies, the org chart identifies the GP .
I th ink I ha ve done in the past but its been the way back past, so checking.
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Complete printed PDF page 1
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Complete printed PDF page 2

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