2410006 Informal Interpretation

us-ftc-hsr-informal-interpretations-e0df9620ee146f3566560e6f604e01262410006 Informal InterpretationGuidance

Date
Rule
803.6
Staff
Nora Whitehead
Response/Comments

Thanks for your patience. Confirmed.

Question

From: Whitehead, Nora <nwhitehead@ftc.gov>
Sent: Wednesday, October 2, 2024 3:39:11 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: [Redacted]
Subject: RE: Question re: filing fee(s)

Thanks for your patience. Confirmed.

From: [Redacted]
Sent: Thursday, September 26, 2024 2:03 PM
To: HSRHelp <HSRHelp@ftc.gov>
Cc: [Redacted][
Subject: Question re: filing fee(s)

Dear PNO –

Can you please confirm that it is still the case that for a single transaction where there are two acquiring persons (50/50 owners of the acquiring JV entity), but only one of the acquiring persons will be reporting Item 5 revenue (the other acquiring person has no Item 5 revenue to report), then only one filing fee is due (regardless of whether the acquiring persons choose to submit a joint HSR Form or separate HSR Forms)?

Sheinberg, Samuel I.
From: 	HSRHelp
Sent: 	Wednesday, October 2, 2024 3:39 PM
To: 	Walsh, Kathryn E.; Berg, Karen E.; Musick, Vesselina; Shaffer, Kristin; Sheinberg, Samuel I.;
Six, Anne; Fetterman, Michelle; Burton, June; Larson, Peter
Subject: 	FW: Question re: filing fee(s)
From: Whitehead, Nora <nwhitehead@ftc.gov>
Sent: Wednesday, October 2, 2024 3:39:11 PM (UTC-05:00) Eastern Time (US & Canada)
To:
Cc: HSRHelp <HSRHelp@ftc.gov>; daniel.hemli@bracewell.com <daniel.hemli@bracewell.com>
Subject: RE: Question re: filing fee(s)
Thanks for your patience. Confirmed.
From: HSRHelp <HSRHelp@ftc.gov>
Sent: Wednesday, October 2, 2024 7:42 AM
To: Walsh, Kathryn E. <kwalsh@ftc.gov>; Berg, Karen E. <KBERG@ftc.gov>; Musick, Vesselina <vmusick@ftc.gov>;
Shaffer, Kristin <kshaffer@ftc.gov>; Sheinberg, Samuel I. <SSHEINBERG@ftc.gov>; Six, Anne <asix@ftc.gov>; Whitehead,
Nora <nwhitehead@ftc.gov>; Fetterman, Michelle <mfetterman@ftc.gov>; Burton, June <jburton@ftc.gov>; Larson,
Peter <plarson@ftc.gov>
Subject: FW: Question re: filing fee(s)
From:
Sent: Wednesday, October 2, 2024 7:41:29 AM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Cc:
Subject: FW: Question re: filing fee(s)
Hello	–
Just	checking in on	the	status of	our inquiry below.
Thank you	–
1
Complete printed PDF page 1
-From:
Sent: Thursday, September 26, 2024 2:03 PM
To: HSRHelp <HSRHelp@ftc.gov>
Cc:
Subject: Question re: filing fee(s)
Dear	PNO –
Can	you	please	confirm that	it	is still the	case	that for	a	single transaction where	there	are	two acquiring persons
(50/50 owners of	the	acquiring JV entity), but only	one	of	the	acquiring persons	will be	reporting Item 5	revenue	(the
other	acquiring person has	no	Item 5 revenue	to	report),	then	only one	filing fee is due	(regardless	of	whether the
acquiring persons	choose	to	submit	a	joint HSR	Form	or separate	HSR	Forms)?
2
Complete printed PDF page 2

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